stratton ( financial services )
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stratton partners independent financial brokers are a customer focused proactive company, with an important mix of experience and youth in its advisory team. stratton partners offer a vast range of financial services products. our goal is to give comprehensive financial advise on investments and personal financial advise, rather than simply selling financial products. stratton partners staffs are highly qualified in the financial services industry – some have the qualified financial advisor (qfa) qualification .
financial services firm - firms must be authorised to provide regulated products and services, including banking, investments, insurance, mortgages and other financial products and services in the uk .
we invite you to a free no obligations meeting to review your financial affairs and to determine if we can work together. the following are some of the financial services products available through stratton partners independent financial brokers :
not - for - profit body - not - for - profit bodies may be covered by a group licence to provide financial services, debt management services and credit information services .
together, we’ll bring your financial plan to life with proven financial products and quality solutions .
stratton advisors is a comprehensive, fee - only financial planning firm that works with you to develop a customized financial strategy to meet your unique needs .
payment services agent - a firm that can provide payment services on behalf of a payment institution .
stratton partners independent financial brokers stratton house bishopstown road cork phone – 021 - 4341483 email – info @ urltoken opening hours: monday - friday 9am - 5. 30pm
i’ll then analyze your financial situation and develop recommendations that can help you and your family achieve financial security .
requirements are rules placed on the firm that apply to all of the financial services activities that it can operate .
the products and services referenced are offered and sold only by appropriately appointed and licensed entities and financial representatives. financial representatives and their staff might not represent all entities shown or provide all the services discussed on this web site. not all products and services are available in all states .
stratton partners stratton house, bishopstown, cork telephone: 021 4341483 fax: 021 4342862 email: info @ urltoken web: www. urltoken
we have a particular specialism in working with highly regulated professional services companies and as such our clients include many law firms, pharmaceutical businesses, financial services companies and care service providers .
other products permanent health nsurance (phi), private healthcare, critical illness cover, long term care, hospital cash benefit, group schemes, etc. are just some of the other types of cover available through stratton partners independent financial brokers. contact stratton partners for full details of the wide range of cover available at the moment. whatever your financial needs: contact stratton partners to arrange your financial planning session .
payment services firm - firms must be authorised or registered to provide payment services, including issuing credit cards and money transfer operations .
ivop issued - this firm has interim permission to run consumer credit business and was already authorised to provide financial products and services .
ivop provisionally granted - the firm has interim permission to undertake consumer credit business and was already authorised to provide financial products and services .
cody stratton carpenter is primarily licensed in missouri and may be licensed in other states .
the payment services exclusion allows businesses to provide certain services without needing to be regulated however, these businesses are required to notify the fca of their activity .
briggs & stratton was able to provide power for innumerable applications including agricultural and military applications .
in 1908, an informal partnership was formed between inventor stephen f. briggs and investor harold m. stratton. this partnership eventually developed into briggs & stratton as it is known today .
in 2016, briggs & stratton unveiled its new branding you. powered. , which is aimed at the millions of dedicated and passionate customers who achieve amazing things using briggs & stratton products .
representative of northwestern mutual wealth management company®, milwaukee, wi (fiduciary and fee - based financial planning services), a subsidiary of nm and federal savings bank .
over 6, 400 financial advisors and professionals nationwide find an advisor chevron right arrow .
authorised firm - a firm that is given permission to provide regulated products and services .
authorised payment institution - a firm that we have given permission to provide payment services .
have purchased two vehicles through stratton finance and each time the service has been fantastic. s ...
we start by understanding exactly what you are looking to buy and collect some basic financial details .
learn more about the business planning, products and solutions under the services tab on this website .
i' ve purchased 3 vehicles using stratton and every time it has been hassle free. not hidden nasties ...
exempt professional firm - some firms (such as solicitors, accountants and chartered surveyors) can perform limited regulated financial activities as part of their normal professional services, without being authorised or an agent of an authorised firm .
in 2000, briggs & stratton purchased generac portable products systems, which produced pressure washers, generators, pumps and other home products .
authorised firm – suspended - a firm that has to stop providing regulated products and services for a period of time .
linda is a member of napfa (national association of personal financial advisors, www. napfa. org) and the alliance of comprehensive planners (acp). she has served her clients with a fiduciary standard of care since stratton advisors began in 2006 .
copyright © 2018 financial conduct authority (fca): 25 the north colonnade, london, e14 5hs. company no. 01920623
pensions & retirement planning pensions and retirement planning can be very complex areas. stratton partners pride themselves on their ability to cut through the complexity and assist consumers in planning for retirement. some of the headline products they cover are: self employed pensions, company pensions (individual), single premium pensions, prsas, group pensions, self administered pensions. stratton partners independent financial brokers will assist you with all your retirement planning needs .
our financial services group represents canadian banks, global financial institutions, governments, private lenders and corporate clients on significant, complex domestic and cross‐border financings, as well as with enforcement, restructuring and exit from distressed exposures. inter‐disciplinary teams provide industry‐specific depth in financings in key canadian economic sectors including real estate, mining and resources, insurance, pharmaceuticals, media and telecom, aviation and automotive .
“i am committed to providing you with peace of mind as we create intelligent solutions to your financial needs. my recommendations will be focused on your best interests. the success of my financial planning practice is based on helping you meet your goals. ” – linda
even small changes in your life can impact your financial plan. we’ll help you adjust your plan as needed to stay on track .
by business type and current status common searches (e. g. exchanges, markets, prohibited individuals and open banking services) downloads
insight and analysis of domestic regulation of banking, securities, stock exchange matters, and other financial products and transactions is increasingly important to a compliance - focused world. we keep our clients up - to - date and armed with the tools to effect financial compliance efficiently .
the lawn and garden market grew as a result of rapid growth of suburbs. mowers powered by briggs & stratton engines became an integral part of suburban life .
northwestern mutual is the marketing name for the northwestern mutual life insurance company and its subsidiaries. life and disability insurance, annuities, and life insurance with long - term care benefits are issued by the northwestern mutual life insurance company, milwaukee, wi (nm). long - term care insurance is issued by northwestern long term care insurance company, milwaukee, wi, (nltc) a subsidiary of nm. securities are offered through northwestern mutual investment services, llc, (nmis) a subsidiary of nm, broker - dealer, registered investment adviser, member finra and sipc. fiduciary and fee - based financial planning services are offered through northwestern mutual wealth management company® (nmwmc), milwaukee, wi, a subsidiary of nm and a federal savings bank. products and services referenced are offered and sold only by appropriately appointed and licensed entities and financial advisors. not all products and services are available in all states. not all northwestern mutual representatives are advisors. only those representatives with the titles
financial advisor
or
wealth management advisor
are credentialed as nmwmc representatives to provide advisory services .
majo is our in - house technical guru. he has over 15 years of it experience working in services, project management and innovation .
authorised electronic money institution - a firm that we have given permission to issue electronic money (e - money) and provide payment services .
connexion was established by james stratton in 1994. his vision was to harness the capabilities of technology to deliver it solutions that create genuine business value for his clients .
certified financial planner board of standards inc. owns the certification marks cfp®, certified financial planner™ cfp® (with plaque design) and cfp® (with flame design) in the u. s. , which it awards to individuals who successfully complete cfp board' s initial and ongoing certification requirements .
then, take the first and most important step toward creating a lifetime of financial security. contact me to set up a meeting. and in the meantime, consider downloading and completing our guide for the future. it’s designed to help you record important information and clarify and document your financial goals .
a (eea) country that can offer certain products or services in the uk. the firm must meet minimum standards agreed across all eea countries .
depending on the products and / or services being recommended or considered, refer to the appropriate disclosure brochure for important information on the northwestern mutual wealth management company, its services, fees and conflicts of interest before investing. to obtain a copy of one or more of these brochures, contact your representative .
rob has worked as an it technician and project manager with connexion for 14 years before moving into his current role as head of the technical services team .
electronic money agent - a firm that can issue electronic money (e - money) and provide payment services on behalf of an e - money institution .
no longer authorised firm - a firm that can no longer provide regulated products and services, but previously was authorised by the pra and / or fca .
cody stratton carpenter uses carpenter financial as a marketing name for doing business as representatives of northwestern mutual. carpenter financial is not a registered investment adviser, broker - dealer, insurance agency or federal savings bank. northwestern mutual is the marketing name for the northwestern mutual life insurance company, milwaukee, wi (nm) (life and disability insurance, annuities, and life insurance with long - term care benefits) and its subsidiaries. cody stratton carpenter is an insurance agent of nm and northwestern long term care insurance company, milwaukee, wi, (long - term care insurance) a subsidiary of nm and a registered representative of northwestern mutual investment services, llc (nmis) (securities), a subsidiary of nm, broker - dealer, registered investment adviser and member finra (urltoken) and sipc (urltoken) .
we’ve been helping professional service organisations to make their technology work harder for over 20 years. with specialist knowledge of it compliance and best practice in the professional services, financial, legal, pharmaceutical and care service sectors, we help organisations get their it working as hard as possible whilst carefully managing risk and compliance .
small payment institution - a firm that can provide payment services. these firms are ‘registered’ (rather than ‘authorised’), which affects how we regulate the firm .
no longer authorised - this is a firm that can no longer provide regulated products and services, but was previously authorised by the pra and / or fca .
unauthorised firm - some firms provide products and services without the required authorisation, or is knowingly running a scam. we strongly suggest you avoid dealing with unauthorised firms .
appointed representative – former - an appointed representative that can no longer provide regulated products and services, but previously could act on behalf of another firm (its principal) .
briggs & stratton responded by reorganizing into product - focused divisions, expanding product lines to include the industrial / commercial and vanguard ® engine lines, as well as expanding its presence in lucrative foreign markets .
today we are proud to be the trusted it partner of mid - size businesses of up to 800 users throughout the uk, delivering it support, it consultancy and it services .
clone - this is an unregulated firm that uses the details of a fca regulated firm when offering products and services. this makes the unauthorised firm appear as if it is regulated .
new briggs & stratton president and ceo todd teske, along with outgoing ceo john shiely, continued carving out a future of maintained success for the company. this future includes the entry into the end - products business .
our staff will assist you through the maze of products currently available in the market place and help you to identify the product most suitable to your needs at the most competitive price. stratton partners independent financial brokers add value to their clients by bringing a wide range of knowledge, expertise and experience to the table. factors such as life cover, income protection, serious illness, retirement planning and investments are all linked together in one financial plan. we take great pride in the long term relationships that we have built up with our clients over many years which are built on trust and a quality service .
you’ll be supported by a team of experts who specialize in business planning – such as employee benefits, insurance and exit planning – alongside those who specialize in personal financial planning and estate planning .
take the first step regardless of whether or not you own a business, our personalized approach to financial planning is much like building a custom home – designed to your specifications, built to meet your goals .
and although your financial strategy will be unique to you, we’ll ensure that it’s built on a solid foundation to help you protect against the unexpected, accumulate wealth and preserve what you’re working so hard to achieve .
exchange – rm - this is a multilateral system operated and / or managed by a market operator, which brings together or facilitates the bringing together of multiple third - party buying and selling interests in financial instruments .
small electronic money institution - a firm that can issue electronic money (e - money) and provide payment services. these firms are ‘registered’ (rather than ‘authorised’), which affects how we regulate the firm .
here you can read testimonials, opinions and reviews straight from the mouths of our customers, covering the full range of services we offer - car finance, equipment finance, property finance & home loans, insurance and more .
linda stratton is a certified financial planner (cfp®) and a registered investment advisor with the state of arizona. she is an enrolled agent, admitted to practice before the internal revenue service. she holds an mba from northern arizona university and an undergraduate degree in classics from brown university. linda is a member of the oro valley rotary club and the executive women’s golf assocation. she lives in oro valley, arizona with her husband of over 30 years, wes ward, a retired geologist .
whether you’re just starting out, well on your way to living your dream or eagerly approaching retirement, make sure you’re financially prepared to achieve a lifetime of goals. i can help you reach them with a personalized financial plan .
with a growing presence in the end - products business, the company was restructured to more effectively meet the demands of its markets. in 2006, briggs & stratton organized our various segments into four main business groups: engine, yard, home and international products groups .
life assurance the cost of live insurance has dropped in recent years. check if you are paying too much. stratton partners specialise in outlining the various types of life assurance available. they will assist you decide on a particular type and level of cover – best suited to your needs. examples of the options available are level term, level term with convertible options, decreasing term (typically mortgage protection) and whole of life cover. other types of cover available are business protection insurance, keyman insurance, and capital acquisition tax planning. whatever your life assurance needs – stratton partners is best placed to give you independent advice and choice across all the products available in the market place. once you have chosen the type and level of cover best suited to your needs, stratton partners will then search the market for the best price for you .
in 2012, briggs & stratton acquired branco, which provides broad range of outdoor power equipment used primarily in light commercial applications in brazil. in 2014, the company acquired allmand, a leading designer and manufacturer of high quality towable light towers, industrial heaters and solar led arrow boards. in 2015, briggs & stratton acquired billy goat industries, a leading manufacturer of specialty turf equipment. these acquisitions have allowed the company to diversify strategically within both its product portfolio - to expand into commercial and rental markets - and geographical footprint and break into new markets to drive profitable sales growth .
on the heels of this strategic advance the company also unveiled a new branding message, the power within. aimed at sharing an emotional connection with its customers, the campaign emphasizes the company' s 101 - year - old legacy, corporate strengths and the value of the independent spirit beyond its product lines. briggs & stratton believes there is an engine inside everyone that drives him or her forward. evidence of this is seen in our company’s customers, who have an extreme sense of pride and satisfaction in a job well done. briggs & stratton is committed to giving our customers the products to accomplish that .
lee is the leader of the financial services group at gardiner roberts. lee practices in the areas of financing, business law (with a special emphasis on wholly - owned canadian subsidiaries of multi - national enterprises), competition law, commodity taxes and international trade. his varied experience with privately - held businesses, with regulators and government officials, and his ability to resolve tax controversies make him a valued general counsel. lee has lobbied the federal and provincial governments for policy and legislative changes and litigated various tax and trade issues. lee serves as a director of several private corporations .
bryant & stratton college was founded in 1854 based on a desire to provide a practical education that gave our students the theory and experience to succeed in their careers. a lot of things have changed over the past 160 years, but our commitment to our students and staying at the forefront of career education and the workplace has not. from dr. j. c. bryant’s business practice “learning lab” of the 1850s to the active learning of today and from early correspondence courses to the launch of online education and training in 1997, bryant & stratton college has evolved into an educational institution poised for the 21st century, committed to the same principles set forth by its founders: education and career preparation .
disclaimer: this web site is for informational purposes only and does not constitute a complete description of our investment services or performance. this web site is in no way a solicitation or offer to sell securities or investment advisory services except, where applicable, in states where we are registered or where an exemption or exclusion from such registration exists. information throughout this site, whether stock quotes, charts, articles, or any other statement or statements regarding market or other financial information, is obtained from sources which we, and our suppliers believe reliable, but we do not warrant or guarantee the timeliness or accuracy of this information. nothing on this website should be interpreted to state or imply that past results are an indication of future performance. there are no warranties, expressed or implied, as to accuracy, completeness, or results obtained from any information posted on this or any' linked' web site .
over the last 6 years she has gained extensive knowledge, particularly in sme finance and currently is responsible for all financial matters at connexion. with a real drive to build not only a strong internal finance team, catherine also has a passion in ensuring that connexion' s customers benefit from a strong business relationship .
mortgages our staff can arrange residential, buy - to - let and commercial mortgages. mortgages for purchases of investment properties abroad are currently very popular. stratton partners can identify the most competitively priced mortgage on the market for you. contact us today to help you get your mortgage at the most competitive rate and look after all the paperwork and red tape associated with the application process .
although we are known for our reliable engines and outdoor power equipment, we have a rich history. for more than 109 years, briggs & stratton has cultivated a legacy of innovation that will last for years to come. products as diverse as electric refrigerators, battery eliminators and coin - operated paper towel dispensing machines mark the company' s dedication to finding ways to add value to the business .
investments the number and choice of investment products is ever increasing. currently some of the products available are single premium unit linked funds, guaranteed trackers, endowments etc. regular premium investment plans, u. c. i. t. s. and fixed and variable term cash deposit accounts are also available. stratton partners will help you identify the investment product (s) and term (s) that suit you .
the requirements of the workplace have continuously evolved since 1854, and as we transition from the industrial to the information age, the evolution has accelerated. keeping up with these contemporary needs requires the college to continually revise and enhance the curriculum, modify outcomes, and embrace or develop new teaching and learning methodologies. while the words in the college’s mission have changed over the years, the fundamentals have remained constant: bryant & stratton college is dedicated to offering a personalized career education and experience so that our graduates are prepared, not only for their careers but also for life’s adventures
we may be a finance company, but we’re nothing like other finance companies; no stuffy old bankers, no bean - counters and no corporate bureaucracy; just a dynamic and fast - growing business .
we’re successful and love what we do because we do things differently. with a dynamic and high achieving culture, our organisation is focused on delivering customers the best finance solutions. we also pride ourselves on retaining client relationships for life with exceptional service, efficiency and expertise .
part of the carsales network, we find you the perfect fit from a panel of lenders .
our high - quality products, personal service and efficient online systems are what set us apart from the rest. we always look for the best solution and lowest overall cost for our clients - not just the cheapest repayment option .
in 2014, we were lucky enough to join the urltoken family when they bought a significant share of our business. since then, we’ve been able to tap into their network’s unlimited knowledge of the motoring and marine sectors to deliver unbeatable solutions to thousands of australians. we support everyone from bike riders and car drivers to superyacht buyers and more, drawing on our collective expertise to secure the right deal for you .
we' ve made it easy for you to find everything you need here .
i’ll keep this simple, if you want the best advice, the best service and the best product for your c ...
as part of the carsales network, we have an exclusive panel of specialist lenders and industry partners that will protect and treat you right every step of the way .
for 20 years we have been helping australians to buy it, finance it and own it .
our team delivers excellent service and tailored solutions for every customer, every time .
no matter the time or place, we' ve got the technology to get you a great deal, fast .
part of the carsales network, we connect you with industry leaders and premium lenders .
there' s a reason we' re australia' s largest car finance broker. we can find you a better deal on finance .
the best possible boating experience starts with flexible and affordable finance. it' s plain sailing ahead .
heeding the call to adventure? nothing should stand between you and the open road – least of all issues with finance .
whether you’re looking to invest in equipment, machinery or people, we’ll find the right solution for you .
we work for you - simple. we take the hard work and stress out of getting a fair and transparent finance deal, so you can own it sooner .
now you sit back and relax. we will work with our panel of lenders to find the right fit of product and price for you .
we will present you with a number of independent finance options. you won' t see this service at a car dealership or a bank .
life can be hectic. sometimes you might feel like your time is a far more valuable commodity than money. so, when it com ...
so, you’ve found the perfect used car, and it’s within your budget range (hopefully you’ve even been pre - approved). you’ ...
as a business owner, it’s important to prioritise. we know you’d rather be focusing on your customers and growing you ...
don’t be shy. our team is on - hand and ready to help .
with 25 + locations across australia, we’re exactly where you need us to be .
look below to check out our nationwide locations and find support near you. if you don’t have the time to drop by for a face - to - face, you can catch us online, on the phone or via the post too .
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think your friends might be familiar with this business? ask your friends on facebook to see what they think .
national advertising powered by urltoken. yellow pages tm, walking fingers & design tm, urltoken tm, find. & design tm, urltoken tm, canada411 tm and yp shopwise tm are trademarks of yellow pages digital & media solutions limited in canada. all other trademarks are the property of their respective owners .
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understanding your business objectives is always our first priority, as we believe the effectiveness of your it should be clearly measurable and aligned with your business goals .
working closely with our customers’ in - house it managers, our knowledge and experience, coupled with our highly structured and managed approach to delivering it is paramount in ensuring our clients can maximise the business advantages technology can offer them, whilst carefully managing risk around issues such as cybercrime, breaches of confidentiality, data protection and gdpr, and ensuring compliance with regulatory bodies such as the sra, mhra, fca or cqc .
our knowledge and experience enables us to help clients embrace the opportunities presented by technology whilst carefully managing risk and compliance .
connexion not only provides it infrastructure support to maintain your it platform, our focus is constantly on improving your business, and solving your business problems through effective use of technology. whether that’s through implementing remote working solutions, protecting your firm from cybercrime, ensuring gdpr compliance, preparing your it systems for a regulatory inspection, improving business productivity through workflow automation or helping you use your data to provide insightful measurement of business kpi’s, our team can help to improve the way you work .
people make the difference. our customers tell us that they love our can - do attitude. our people are driven by a genuine desire to make our clients’ businesses better and provide outstanding service .
the right people in the right roles with the right process is what gets consistent results. our service offerings are all underpinned by proven processes designed to ensure that our service is repeatable and produces consistent measurable results for all of our customers .
we take the trust that our customers place in us as their it support provider very seriously. under data protection law us having access to our customers systems makes us their ‘data processor’, our clients therefore are reliant on our standards of information security for their own information security and compliance .
not only is it our job to advise customers on how to secure their systems and data, it’s our job to make sure we operate to the highest standards with our own information cyber security and compliance .
connexion are cyber essentials plus certified. this means that we have implemented the cyber essentials controls and that we have been independently audited and certified. the cyber essentials standards means that we have implemented cyber security best practice throughout our business .
we operate an isms - information security management system, to continuously manage the security of our business information not just our data. all connexion staff are cbs checked and trained on our information security policies and procedures as well as completing generic gchq approved information security modules .
gdpr is a data protection law that governs the use of personal data relating to eu citizens. we' ve updated our privacy policy to comply. we also have a new data processing addendum (dpa) for those who may require it. for further information on this please email info @ urltoken
james is passionate about technology and how it can transform business. having worked with hundreds of businesses in many different sectors over the last 25 years he has a huge amount of business it knowledge that he enjoys imparting to connexions customers .
majo contributes to the general business planning regarding technology and systems required to maintain company operations and competitiveness in the marketplace .
although rob comes from a technical background he’s very much a people person and he is exceptionally good at building excellent working relationships with our customers and his technical team to deliver service excellence to our clients .
after successfully completing her ba hons degree in accountancy and finance in 1995, catherine has worked within the finance function for a number of varying sized businesses .
we build financing deal execution teams that manage risk in a way that matches your business priorities. we understand your needs: closing certainty, execution quality, accelerated turnaround, deal / price fit, cost certainty. our approach allows you to minimize advisor management and focus on other deal priorities. we know that trusted advisors reliably deliver results that help drive your success and insulate you from risk .
our extensive work with key institutional and private lenders keeps us current with financing practices and helps us to connect deals to the right funding sources. having worked on both sides of the table, we understand the market realities, pricing and fit behind successful finance relationships .
for over 100 years, gardiner roberts has combined the benefits of a full - service law firm with the dexterity of a mid - sized one. our focused, cross - disciplinary, one - team approach and commitment to understand your business joins our relevant expertise, immediacy and dedication to providing client - centric, hands - on service. 100% canadian and fully independent, we offer a level of overall efficiency and cost - effectiveness that larger firms can' t touch. resisting
cookie - cutter
law, gardiner roberts has built its name - one rewarding client relationship at a time .
for several years, lee taught private international business law at the faculty of law, queen’s university. he has co - authored materials for that course. lee has also authored materials concerning the roles and responsibilities of directors, officers and shareholders of corporations for the law society of upper canada. lee taught the law course for the national certification program conducted by the forum for international trade training for several years. lee has lectured and presented papers on directors’ duties, canada’s competition laws, the north american free trade agreement, product distribution and international transfer pricing to various professional and business groups .
in 1953, the company revolutionized the lawn and garden industry by developing the first lightweight aluminum engine .
a period of product innovations followed, including easy - spin ® starting, lo - tone mufflers and an automatic choke .
the entry of moderately priced premium japanese engines to the market, as well as the demand by mass retailers for lower prices, presented a critical challenge to the company .
in 2004, the company acquired simplicity manufacturing, a leading designer and marketer of a broad range of premium outdoor power equipment used in both consumer and commercial lawn and garden applications. included in this acquisition were the snapper, snapper - pro, giant - vac and ferris brands .
search icon click here to open search. search icon click here to open search .
copyright © 2018 the northwestern mutual life insurance company, milwaukee, wi. all rights reserved. northwestern mutual is the marketing name for the northwestern mutual life insurance company and its subsidiaries .
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my team and i will apply time - tested strategies, providing education and expert advice to help you make decisions based on your priorities. and as your circumstances and priorities change over time, we’ll work with you to revise your plan so you can meet each of life’s challenges head on and celebrate your accomplishments along the way .
first, i’ll make sure we understand what’s important to you and your loved ones, where you are today and where you want to be in the future .
if you’re a business owner, we recognize there’s no separating the goals you have for your family and the goals you have for your business. that’s why we offer a process that addresses both, allowing you to create a competitive business advantage and live the life you envision .
© 2018, the northwestern mutual life insurance company / northwestern mutual, milwaukee, wi. all rights reserved. 720 east wisconsin avenue, milwaukee, wisconsin 53202 - 4797 - (414) 271 - 1444 .
this is a firm or individual that can act on behalf of another firm (its principal) that is authorised in the uk or regulated in another eea country. the principal is responsible for the appointed representative' s activities .
appointed representative this is a firm or individual that can act on behalf of another firm (its principal) that is authorised in the uk or regulated in another eea country. the principal is responsible for the appointed representative' s activities .
this appointed representative currently undertakes insurance mediation. for details of the precise activities that an ar can undertake on behalf of its principal firm (s) please contact the principal firm .
a person that used to hold controlled functions at the firm, but these functions are no longer active. please note that the search results for previous involvements may return records for individuals that are still employed by the firm but no longer require approval (for example, because that firm is now subject to the senior managers and certification regime) as well as individuals that are now active at other firms. please contact the firm that the adviser is currently working with to clarify their status .
( eea), and has another firm (its appointed representative or tied agent) act on its behalf .
the principal is responsible for the activities of an appointed representative or tied agent .
this firm cannot hold client money. it may be able to control client money if it has the necessary requirements .
a firm may use several trading names or brand names under the same permission. this list shows the names that have been reported to us, but you may want to contact the firm for full details
see what to do if you have been scammed or think you have been contacted by fraudsters .
for prudential queries about banks, building societies, credit unions, insurance firms .
individual - individuals (and some firms) must be ‘approved’ to perform certain tasks in an authorised firm. we describe these as ‘approved persons’ and the tasks as ‘controlled functions’ .
consumer credit interim - a consumer credit firm that held an office of fair trading licence and wanted to continue its consumer credit activities had to apply for interim permission. this will last until it has to apply for authorisation or a variation of permission .
emoney - firms must be authorised or registered to issue electronic money (e - money), which includes pre - paid cards such as travel money cards and some gift cards .
collective investment scheme - some collective investment schemes (cis) are regulated by us, including investment companies with variable capital (‘open ended investment companies’), some unit trusts, and recognised offshore schemes .
exchange – die - this is an investment exchange which does not operate a regulated activity in the uk and is not a regulated market .
eea branch - this is a firm that is primarily authorised and regulated by another regulator within the european economic area and has been registered so that it can operate within the uk under the permissions it holds. this firm would also have a branch in the uk .
active individual - an individual (and some firms) that can perform certain tasks in an authorised firm. we describe these individuals and firms as ‘approved persons’ and the tasks as ‘controlled functions’ .
appointed representative - a firm or individual that can act on behalf of another firm (its principal) that is authorised in the uk or regulated in another eea country. the principal is responsible for the appointed representative' s activities .
appointed representative – introducer - a firm that can introduce customers to another firm or members of the firm’s group, and / or give out certain kinds of marketing material. it must be a representative of a firm authorised by the fca or pra, or regulated in the eea .
approved - an individual (and some firms) that can perform certain tasks in an authorised firm. we describe these individuals and firms as ‘approved persons’ and the tasks as ‘controlled functions’ .
authorised firm – applied to cancel - a firm that has applied to cancel its authorisation but must still meet our standards in dealing with its customers .
authorised firm – in administration - a firm that has stopped taking on new business but is still authorised and has to continue to meet our standards in dealing with its customers .
authorised firm – in liquidation - a firm that has stopped taking on new business but is still authorised and has to continue to meet our standards in dealing with its customers .
inactive individual - an individual (and some firms) that was previously approved to perform certain tasks in a regulated firm. these individuals and firms would have been described as ‘approved persons’ and the tasks as ‘controlled functions’ .
cancelled - the firm has cancelled its interim permission to undertake consumer credit business .
previously ip registered - this firm previously had interim permission to perform certain consumer credit activities for the period indicated in this record. it has since applied for and been authorised to carry out credit activities in its main permission, replacing the interim permission. you should refer to the authorisation record for this firm for the permissions since the interim permission ended .
fully authorised apart from 2nd charge - this firm is authorised to run consumer credit business. you should refer to the authorisation information for this firm rather than its interim permission, except for its second charge mortgage business which still comes under its interim permission .
interim permission granted - the firm has interim permission to undertake consumer credit business .
ip provisionally issued - the firm has interim permission to undertake consumer credit business .
lapsed - the firm no longer has interim permission to undertake consumer credit business .
revoked - this firm has had its interim permission to run consumer credit business withdrawn. see the disciplinary and regulatory action section for more information .
suspended - this firm has had its interim permission to undertake consumer credit business suspended by the fca and / or pra. see the disciplinary and regulatory action about the firm for further information .
authorised cis - this is a fund set up in the uk that is available for investment .
recognised cis - this is a fund set up in another country that can be marketed to investors in the uk and is available for investment .
de - recognised cis - this is a fund set up in another country that can no longer be marketed to investors in the uk .
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stratton finance is one of australia 's largest car and asset finance brokers , with offices in most australian capital cities and a national network of franchises . stratton finance offers business and personal finance for a range of different types of assets , including cars , truck and heavy vehicles , business equipment , machinery , property and marine-craft , as well as a range of insurance products . stratton finance originates in excess of $ 700 million of car and asset finance per annum , and has a staff of over 250 people australia wide . stratton finance is an australian finance broker , accredited by over 50 lenders and insurers , some with exclusive agency . 
stratton finance is one of australia's largest car and asset finance brokers, with offices in most australian capital cities and a national network of franchises. stratton finance offers business and personal finance for a range of different types of assets, including cars, truck and heavy vehicles, business equipment, machinery, property and marine-craft, as well as a range of insurance products. stratton finance originates in excess of $ 700 million of car and asset finance per annum, and has a staff of over 250 people australia wide. stratton finance is an australian finance broker, accredited by over 50 lenders and insurers, some with exclusive agency.
stratton finance is one of australia's largest car and asset finance brokers, with offices in most australian capital cities and a national network of franchises. stratton finance offers business and personal finance for a range of different types of assets, including cars, truck and heavy vehicles, business equipment, machinery, property and marine-craft, as well as a range of insurance products. stratton finance originates in excess of $ 700 million of car and asset finance per annum, and has a staff of over 250 people australia wide. stratton finance is an australian finance broker, accredited by over 50 lenders and insurers, some with exclusive agency.