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  <title>Document</title></head><body><div id="iee09dd8333f849219360ddf02b3690ef_1"></div><div style="min-height:32pt;width:100%"><div><font style="color:#000000;font-family:'Arial',sans-serif;font-size:8pt;font-weight:400;line-height:7%">DocuSign Envelope ID&#58; 0CB624D1-C0F6-488F-A4AF-E1EBC811CFAC</font></div><div><font><br></font></div></div><div style="margin-top:0.35pt"><font><br></font></div><div style="margin-bottom:6pt"><table style="border-collapse:collapse;display:inline-table;vertical-align:top;width:79.114%"><tr><td style="width:1.0%"></td><td style="width:25.353%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:2.420%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:10.775%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:11.594%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:0.455%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:13.232%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:9.710%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:4.469%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:3.076%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:1.929%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:7.587%"></td><td style="width:0.1%"></td></tr><tr style="height:33pt"><td colspan="24" rowspan="2" style="border-right:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="margin-top:2.1pt;padding-left:315.02pt;padding-right:315.02pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:15.5pt;font-weight:700;line-height:120%">UNITED STATES</font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:15.5pt;font-weight:700;line-height:120%">SECURITIES AND EXCHANGE COMMISSION</font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:15.5pt;font-weight:700;line-height:120%">Washington, D.C. 20549</font></div></td><td colspan="9" rowspan="2" style="border-bottom:2pt solid #000;border-left:2pt solid #000;border-right:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><div><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10.5pt;font-weight:400;line-height:120%">OMB APPROVAL</font></div><div style="margin-top:1.1pt;padding-left:4.55pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">OMB Number&#58;&#160;&#160;&#160;&#160;3235-0101</font></div><div style="margin-top:1.2pt;padding-left:4.55pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:110%">Expires&#58;&#160;&#160;&#160;&#160;July 31, 2023</font></div><div style="margin-top:0.75pt;padding-left:4.55pt;padding-right:32.15pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:128%">Estimated average burden hours per response&#160;&#160;&#160;&#160;1.00</font></div></td></tr><tr style="height:33pt"><td colspan="33" style="display:none"></td></tr><tr style="height:14pt"><td colspan="24" rowspan="2" style="padding:2px 1pt;text-align:left;vertical-align:top"><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:22pt;font-weight:700;line-height:120%">FORM 144</font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%">NOTICE OF PROPOSED SALE OF SECURITIES </font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%">PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933</font></div></td><td colspan="9" style="border-bottom:2pt solid #000;border-left:2pt solid #000;border-right:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10.5pt;font-weight:400;line-height:120%">SEC USE ONLY</font></td></tr><tr style="height:59pt"><td colspan="9" style="background-color:#f3f3f3;border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-right:2pt solid #000000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10.5pt;font-weight:400;line-height:120%">DOCUMENT SEQUENCE NO.</font></td></tr><tr><td colspan="24" style="border-bottom:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="margin-top:5.15pt;padding-right:48.4pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">ATTENTION&#58; </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-style:italic;font-weight:400;line-height:120%">Transmit  for  </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">&#8202;</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-style:italic;font-weight:400;line-height:120%">filing  </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">&#8202;</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-style:italic;font-weight:400;line-height:120%">3 copies  </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">&#8202;</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-style:italic;font-weight:400;line-height:120%">of  this  form  concurrently with  either </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">&#8202;</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-style:italic;font-weight:400;line-height:120%">placing </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">&#8202; </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-style:italic;font-weight:400;line-height:120%">an order </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">&#8202;</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-style:italic;font-weight:400;line-height:120%">with </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">&#8202;</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-style:italic;font-weight:400;line-height:120%">a  broker  to  execute  sale or executing a sale directly with a market maker.</font></div></td><td colspan="9" style="background-color:#f3f3f3;border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-right:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10.5pt;font-weight:400;line-height:120%">CUSIP NUMBER</font></td></tr><tr><td colspan="12" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="padding-left:1.6pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:108%">1 </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:108%">(a) </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:108%">NAME OF ISSUER </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:108%">(Please type or print)</font></div><div><font><br></font></div><div style="margin-top:0.3pt"><font><br></font></div><div style="padding-left:1.8pt"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:120%">MITEK SYSTEMS, INC.</font></div></td><td colspan="6" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:102%">(b) </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:102%">IRS IDENT. NO.</font></div><div style="text-align:center"><font><br></font></div><div style="margin-top:0.25pt;text-align:center"><font><br></font></div><div style="text-align:center"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:120%">87-0418827</font></div></td><td colspan="6" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:108%">(c) S.E.C. FILE NO.</font></div><div style="text-align:center"><font><br></font></div><div style="margin-top:0.3pt;text-align:center"><font><br></font></div><div style="padding-left:33.85pt;padding-right:33.85pt;text-align:center"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:120%">001-35231</font></div></td><td colspan="9" style="background-color:#f3f3f3;border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-right:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10.5pt;font-weight:400;line-height:120%">WORK LOCATION</font></td></tr><tr style="height:15pt"><td colspan="3" rowspan="2" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="padding-left:1.6pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:108%">1 </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:108%">(d) </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:108%">ADDRESS OF ISSUER</font></div><div style="margin-top:0.1pt"><font><br></font></div><div style="padding-left:1.8pt"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:110%">600 B STREET, SUITE 100 SAN DIEGO, CALIFORNIA 92101</font></div></td><td colspan="6" rowspan="2" style="border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">STREET</font></td><td colspan="3" rowspan="2" style="border-top:2pt solid #000000;padding:2px 1pt;text-align:right;vertical-align:top"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">CITY</font></td><td colspan="3" rowspan="2" style="border-bottom:2pt solid #000000;border-top:2pt solid #000000;padding:0 1pt"></td><td colspan="6" rowspan="2" style="border-bottom:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">STATE</font></td><td colspan="3" rowspan="2" style="border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:120%">ZIP CODE</font></td><td colspan="9" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-right:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="padding-left:10.1pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:91%">(e) </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:91%">TELEPHONE NO.</font></div></td></tr><tr style="height:39pt"><td colspan="3" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:8pt;font-weight:400;line-height:120%">AREA CODE</font></td><td colspan="6" style="border-left:2pt solid #000000;border-right:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:8pt;font-weight:400;line-height:120%">NUMBER</font></td></tr><tr><td colspan="6" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="padding-left:1.6pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:109%">2 </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:109%">(a) </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:109%">NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD</font></div><div style="margin-top:1.05pt;padding-left:24.9pt"><font><br></font></div><div><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">JEFFREY DAVISON</font></div></td><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:0 1pt"></td><td colspan="6" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="padding-left:1.65pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:109%">(b) RELATIONSHIP TO</font></div><div style="margin-top:1.05pt;padding-left:17.1pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">ISSUER</font></div><div><font><br></font></div><div style="margin-top:7.2pt;padding-right:52pt"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:11pt;font-weight:700;line-height:120%">INSIDER</font></div></td><td colspan="6" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="padding-left:1.7pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:109%">(c) ADDRESS STREET&#160;&#160;&#160;&#160;CITY</font></div><div><font><br></font></div><div><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:120%">600 B STREET, SUITE 100 SAN DIEGO, CALIFORNIA 92101</font></div></td><td colspan="3" style="border-bottom:2pt solid #000000;border-top:2pt solid #000000;padding:0 1pt"></td><td colspan="6" style="border-bottom:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">STATE</font></td><td colspan="3" style="border-bottom:2pt solid #000000;border-right:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">ZIP CODE</font></td></tr></table></div><div style="margin-top:6.2pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-style:italic;font-weight:400;line-height:120%">INSTRUCTION&#58; The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.</font></div><div style="margin-top:0.2pt"><font><br></font></div><div style="margin-bottom:6pt"><table style="border-collapse:collapse;display:inline-table;vertical-align:top;width:78.984%"><tr><td style="width:1.0%"></td><td style="width:8.169%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:28.022%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:8.826%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:8.908%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:8.826%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:9.072%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:9.728%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:9.649%"></td><td style="width:0.1%"></td></tr><tr style="height:15pt"><td colspan="3" rowspan="2" style="border-left:2pt solid #000;border-right:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><div><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-style:italic;font-weight:400;line-height:120%">3(a)</font></div><div style="text-align:center"><font><br></font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Title of the Class of Securities To Be Sold</font></div></td><td colspan="3" rowspan="2" style="border-left:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="padding-left:1.65pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:101%">(b)</font></div><div style="margin-top:0.05pt;padding-left:44.47pt;padding-right:44.47pt;text-align:center;text-indent:6.85pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:129%">Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities</font></div></td><td colspan="3" style="border-left:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">SEC USE ONLY</font></td><td colspan="3" rowspan="2" style="border-left:2pt solid #000;border-right:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="padding-left:1.6pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:101%">(c)</font></div><div style="margin-top:5.85pt;padding-left:16.12pt;padding-right:16.12pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:129%">Number of Shares or Other Units</font></div><div style="padding-left:16.07pt;padding-right:16.07pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:115%">To Be Sold</font></div><div style="margin-top:0.9pt;padding-left:15.22pt;padding-right:15.22pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:120%">(See instr. 3(c))</font></div></td><td colspan="3" rowspan="2" style="border-left:2pt solid #000;border-right:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><div><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:120%">(d)</font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Aggregate </font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Market </font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Value</font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:120%">(See instr. 3(d))</font></div></td><td colspan="3" rowspan="2" style="border-left:2pt solid #000;border-right:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><div><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:120%">(e)</font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Number of Shares or Other Units Outstanding </font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:120%">(See instr. 3(e))</font></div></td><td colspan="3" rowspan="2" style="border-left:2pt solid #000;border-right:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><div><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:120%">(f)</font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Approximate </font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Date of Sale </font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:120%">(See instr. 3(f))</font></div><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:120%">(MO. DAY YR.)</font></div></td><td colspan="3" rowspan="2" style="border-left:2pt solid #000;border-right:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="padding-left:1.65pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:101%">(g)</font></div><div style="margin-top:6.25pt;padding-left:40.6pt;text-indent:-8.9pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:129%">Name of Each Securities Exchange</font></div><div style="padding-left:28.8pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:111%">(See instr. 3(g))</font></div></td></tr><tr style="height:54pt"><td colspan="3" style="background-color:#f3f3f3;border-left:2pt solid #000;border-right:2pt solid #000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="margin-top:0.35pt;text-align:center"><font><br></font></div><div style="padding-left:3.82pt;padding-right:3.82pt;text-align:center;text-indent:-4.25pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:129%">Broker-Dealer File Number</font></div></td></tr><tr style="height:64pt"><td colspan="3" rowspan="2" style="border-bottom:2pt solid #000;border-left:2pt solid #000;border-right:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:center;vertical-align:middle"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">COMMON</font></td><td colspan="3" rowspan="2" style="border-bottom:2pt solid #000;border-left:2pt solid #000;border-right:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:middle"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">E*TRADE FINANCIAL CORPORATION<br>3 EDISON DRIVE<br>ALPHARETTA, GA 30005</font></td><td colspan="3" rowspan="2" style="background-color:#f3f3f3;border-bottom:2pt solid #000;border-left:2pt solid #000;border-top:2pt solid #000;padding:0 1pt"></td><td colspan="3" style="border-left:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">3,639</font></td><td colspan="3" style="border-left:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">$53,882</font></td><td colspan="3" style="border-left:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">42,853,348</font></td><td colspan="3" style="border-left:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">03&#47;23&#47;2021</font></td><td colspan="3" rowspan="2" style="border-bottom:2pt solid #000000;border-left:2pt solid #000;border-right:2pt solid #000000;border-top:2pt solid #000;padding:2px 1pt;text-align:center;vertical-align:middle"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">NASDAQ</font></td></tr><tr style="height:64pt"><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">3,038</font></td><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">$44,985</font></td><td colspan="3" style="border-bottom:2pt solid #000;border-left:2pt solid #000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">42,853,348</font></td><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000;border-right:2pt solid #000000;border-top:2pt solid #000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">03&#47;23&#47;2021</font></td></tr></table></div><div><font><br></font></div><div id="iee09dd8333f849219360ddf02b3690ef_4"></div><div style="width:100.000%"><div style="display:inline-block;vertical-align:top;width:48.444%"><div style="margin-top:2.5pt;padding-left:15.3pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">INSTRUCTIONS&#58;</font></div><div style="margin-top:1.35pt;padding-left:31.95pt;text-indent:-16.7pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">1.</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;padding-left:8.45pt">(a) Name of issuer</font></div><div style="margin-top:1.4pt;padding-left:50.4pt;text-indent:-18.5pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">(a)</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;padding-left:6.3pt">Issuer&#8217;s I.R.S. Identification Number</font></div><div style="margin-top:1.35pt;padding-left:49.8pt;text-indent:-17.9pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">(b)</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;padding-left:5.08pt">Issuer&#8217;s S.E.C. file number, if any</font></div><div style="margin-top:1.4pt;padding-left:50.4pt;text-indent:-18.5pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">(c)</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;padding-left:6.3pt">Issuer&#8217;s address, including zip code</font></div><div style="margin-top:1.4pt;padding-left:49.8pt;text-indent:-17.9pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">(d)</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;padding-left:5.08pt">Issuer&#8217;s telephone number, including area code</font></div><div style="margin-top:0.45pt"><font><br></font></div><div style="padding-left:29.15pt;text-indent:-13.9pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">2.</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;padding-left:5.65pt">(a) Name of person for whose account the securities are to be sold</font></div><div style="margin-top:1.4pt;padding-left:48.55pt;padding-right:1.9pt;text-indent:-19.4pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:129%">(a)</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:129%;padding-left:7.2pt">Such person&#8217;s relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)</font></div><div style="padding-left:47.05pt;text-indent:-17.95pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:115%">(b)</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:115%;padding-left:5.13pt">Such person&#8217;s address, including zip code</font></div><div style="margin-top:2.3pt;padding-left:29.15pt;text-indent:-13.9pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">3.</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;padding-left:5.65pt">(a) Title of the class of securities to be sold</font></div></div><div style="display:inline-block;max-width:3.110%;min-width:2.110%;vertical-align:top"></div><div style="display:inline-block;vertical-align:top;width:48.446%"><div style="margin-top:1.4pt;padding-left:47.6pt;text-indent:-18.5pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">(a)</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;padding-left:6.3pt">Name and address of each broker through whom the securities are intended to be sold</font></div><div style="margin-top:1.35pt;padding-left:47.05pt;text-indent:-17.95pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">(b)</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;padding-left:5.13pt">Number of shares or other units to be sold (if debt securities, give the aggregate face amount)</font></div><div style="margin-top:1.4pt;padding-left:47.6pt;text-indent:-18.5pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">(c)</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;padding-left:6.3pt">Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice</font></div><div style="margin-top:1.35pt;padding-left:45.75pt;padding-right:125.85pt;text-indent:-16.65pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:129%">(d)</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:129%;padding-left:3.83pt">Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer</font></div><div style="padding-left:43pt;text-indent:-13.9pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:115%">(e)</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:115%;padding-left:1.7pt">Approximate date on which the securities are to be sold</font></div><div style="margin-top:1.4pt;padding-left:44.65pt;text-indent:-15.55pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">(f)</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;padding-left:4.57pt">Name of each securities exchange, if any, on which the securities are intended to be sold</font></div><div><font><br></font></div><div id="iee09dd8333f849219360ddf02b3690ef_7"></div></div></div><div style="margin-top:2.1pt;padding-left:306.7pt;padding-right:253.65pt;text-indent:-48.75pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:14pt;font-weight:700;line-height:124%">Potential persons who are to respond to the collection of information contained in this form are  not required to respond unless the form displays a currently valid OMB control number.</font></div><div><font><br></font></div><div style="height:44pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><font style="color:#000000;font-family:'Arial',sans-serif;font-size:12pt;font-weight:400;line-height:7%">SEC 1147 (08-07)</font></div><div><font><br></font></div></div></div><div id="iee09dd8333f849219360ddf02b3690ef_10"></div><hr style="page-break-after:always"><div style="min-height:32pt;width:100%"><div><font style="color:#000000;font-family:'Arial',sans-serif;font-size:8pt;font-weight:400;line-height:7%">DocuSign Envelope ID&#58; 0CB624D1-C0F6-488F-A4AF-E1EBC811CFAC</font></div><div><font><br></font></div></div><div style="margin-top:3.65pt;padding-left:86.45pt;padding-right:86.45pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:18pt;font-weight:700;line-height:120%">TABLE I &#8211;&#8211; SECURITIES TO BE SOLD</font></div><div style="margin-top:1.15pt;padding-left:87.85pt;padding-right:87.85pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:15pt;font-style:italic;font-weight:400;line-height:120%">Furnish the following information with respect to the acquisition of the securities to be sold</font></div><div style="margin-bottom:1.85pt;margin-top:1.35pt;padding-left:87.97pt;padding-right:87.97pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:15pt;font-style:italic;font-weight:400;line-height:120%">and with respect to the payment of all or any part of the purchase price or other consideration therefor&#58;</font></div><div style="margin-bottom:6pt"><table style="border-collapse:collapse;display:inline-table;vertical-align:top;width:87.343%"><tr><td style="width:1.0%"></td><td style="width:7.505%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:5.650%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:22.045%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:23.380%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:10.695%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:10.695%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:12.330%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:middle"><div style="padding-left:16.57pt;padding-right:16.57pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:102%">Title of</font></div><div style="margin-top:1.05pt;padding-left:16.57pt;padding-right:16.57pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">the Class</font></div></td><td colspan="3" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:middle"><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:102%">Date you</font></div><div style="margin-top:1.05pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Acquired</font></div></td><td colspan="3" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Nature of Acquisition Transaction</font></td><td colspan="3" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:middle"><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:102%">Name of Person from Whom Acquired</font></div><div style="margin-top:1.05pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">(If gift, also give date donor acquired)</font></div></td><td colspan="3" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:middle"><div style="padding-left:7.47pt;padding-right:7.47pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:102%">Amount of</font></div><div style="margin-top:1.05pt;padding-left:7.47pt;padding-right:7.47pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Securities Acquired</font></div></td><td colspan="3" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:middle"><div style="text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:102%">Date of</font></div><div style="margin-top:1.05pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Payment</font></div></td><td colspan="3" style="border-left:2pt solid #000000;border-right:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Nature of Payment</font></td></tr><tr><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">COMMON</font></td><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">03&#47;22&#47;2021<br>03&#47;22&#47;2021</font></td><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">RESTRICTED STOCK</font></td><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:120%">ISSUER</font></td><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">3,639<br>3,038</font></td><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">03&#47;23&#47;2021<br>03&#47;23&#47;2021</font></td><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-right:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:120%">CASH</font></td></tr></table></div><div style="margin-top:0.05pt;padding-left:142.7pt;padding-right:573.7pt;text-indent:-133.55pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:13pt;font-weight:700;line-height:126%">INSTRUCTIONS&#58;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:126%">If the securities were purchased and full payment therefor was not made in  cash  at  the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration  consisted  of  any  note  or other  obligation, or if payment was made in  installments  describe  the  arrangement  and  state  when the note or other obligation was discharged in full or the last installment paid.</font></div><div style="margin-top:1.95pt;padding-left:86.47pt;padding-right:86.47pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:18pt;font-weight:700;line-height:120%">TABLE II &#8211;&#8211; SECURITIES SOLD DURING THE PAST 3 MONTHS</font></div><div style="margin-top:1.1pt;padding-left:87.97pt;padding-right:87.97pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:15pt;font-style:italic;font-weight:400;line-height:120%">Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.</font></div><div style="margin-top:0.2pt"><font><br></font></div><div style="margin-bottom:6pt"><table style="border-collapse:collapse;display:inline-table;vertical-align:top;width:78.984%"><tr><td style="width:1.0%"></td><td style="width:42.378%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:23.838%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:6.693%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:7.841%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:13.750%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:middle"><div style="margin-top:0.35pt;text-align:center"><font><br></font></div><div style="padding-left:94.37pt;padding-right:94.37pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Name and Address of Seller</font></div></td><td colspan="3" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:middle"><div style="margin-top:0.35pt;text-align:center"><font><br></font></div><div style="padding-left:43.95pt;padding-right:43.95pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Title of Securities Sold</font></div></td><td colspan="3" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:middle"><div style="margin-top:0.35pt;text-align:center"><font><br></font></div><div style="padding-left:8.12pt;padding-right:8.12pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Date of Sale</font></div></td><td colspan="3" style="border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:middle"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Amount of Securities Sold</font></td><td colspan="3" style="border-left:2pt solid #000000;border-right:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:middle"><div style="margin-top:0.35pt;text-align:center"><font><br></font></div><div style="padding-left:25.07pt;padding-right:25.07pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Gross Proceeds</font></div></td></tr><tr><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="margin-top:1.4pt;padding-left:1.8pt"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:120%">JEFFREY DAVISON</font></div><div style="margin-top:1.4pt;padding-left:1.8pt"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:120%">600 B STREET, SUITE 100 SAN DIEGO, CALIFORNIA 92101</font></div></td><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="margin-top:1.4pt"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:120%">RESTRICTED STOCK</font></div></td><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">03&#47;23&#47;2021<br>03&#47;23&#47;2021<br></font></td><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">3,639<br>3,038</font></td><td colspan="3" style="border-bottom:2pt solid #000000;border-left:2pt solid #000000;border-right:2pt solid #000000;border-top:2pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><font style="color:#000000;font-family:'Calibri',sans-serif;font-size:11pt;font-weight:700;line-height:120%">$53,882<br>$44,985</font></td></tr></table></div><div style="margin-top:5.3pt;padding-left:9.2pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:13pt;font-weight:700;line-height:120%">REMARKS&#58;</font></div><div><font><br></font></div><div><font><br></font></div><div><font><br></font></div><div style="margin-top:0.05pt"><font><br></font></div><div><font><br></font></div><div style="height:48pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:7%">SEC 1147 (02-08)</font></div><div><font><br></font></div></div></div><div id="iee09dd8333f849219360ddf02b3690ef_13"></div><hr style="page-break-after:always"><div style="min-height:32pt;width:100%"><div><font style="color:#000000;font-family:'Arial',sans-serif;font-size:8pt;font-weight:400;line-height:7%">DocuSign Envelope ID&#58; 0CB624D1-C0F6-488F-A4AF-E1EBC811CFAC</font></div><div><font><br></font></div></div><div style="width:100.000%"><div style="display:inline-block;vertical-align:top;width:48.444%"><div style="margin-top:4.45pt;padding-left:8.85pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:13pt;font-weight:700;line-height:120%">INSTRUCTIONS&#58;</font></div><div style="margin-top:1.1pt;padding-left:8.85pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:126%">See the definition  of  &#8220;person&#8221;  in  paragraph  (a)  of  Rule 144.  Information  is to be given  not  only as    to the person for  whose account the securities are to be sold  but also as to all other persons included          in that definition. In addition, information shall be given as to sales by  all  persons  whose  sales  are required by paragraph (e) of Rule 144 to be  aggregated  with  sales  for the account  of  the  person filing this notice.</font></div><div style="margin-top:9.7pt;padding-left:8.85pt;padding-right:67.1pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:129%">ATTENTION&#58;&#160;&#160;&#160;&#160;The  person  for  whose  account  the  securities  to  which  this  notice  relates  are  to  be  sold  hereby represents by signing this  notice  that  he  does  not  know  any  material  adverse  information  </font></div></div><div style="display:inline-block;max-width:3.110%;min-width:2.110%;vertical-align:top"></div><div style="display:inline-block;vertical-align:top;width:48.446%"><div style="margin-top:9.7pt;padding-left:8.85pt;padding-right:67.1pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:129%">in  regard  to the current and prospective operations of the Issuer of the securities to be sold which has  not  been  publicly  disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule</font></div><div style="padding-left:8.85pt;padding-right:67.1pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:129%">10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was  adopted  or  the instruction given, that person makes such representation as of the plan adoption or instruction date.</font></div><div><font><br></font></div><div id="iee09dd8333f849219360ddf02b3690ef_16"></div></div></div><div><font><br></font></div><div><font><br></font></div><div id="iee09dd8333f849219360ddf02b3690ef_19"></div><div style="width:100.000%"><div style="display:inline-block;vertical-align:top;width:48.444%"><div style="margin-top:4.8pt;padding-left:212pt"><font><br></font></div><div style="margin-top:4.8pt;padding-left:212pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">             </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;text-decoration:underline">03&#47;24&#47;2021</font></div><div style="margin-top:2.4pt;padding-left:55.4pt;padding-right:55.4pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:120%">DATE OF NOTICE</font></div><div style="margin-top:0.5pt"><font><br></font></div><div style="text-align:center"><font><br></font></div><div style="padding-left:54.05pt;padding-right:54.05pt;text-align:center"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:120%">DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1</font></div><div><font style="font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%"></font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font></div><div style="margin-top:0.4pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:400;line-height:120%">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;    </font></div><div><font><br></font></div><div><font><br></font></div><div style="padding-left:180pt;text-indent:36pt"><font><br></font></div></div><div style="display:inline-block;max-width:3.110%;min-width:2.110%;vertical-align:top"></div><div style="display:inline-block;vertical-align:top;width:48.446%"><div style="margin-top:4.8pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">        </font></div><div style="margin-top:4.8pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">                                   </font><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;text-decoration:underline">&#47;s&#47; Jason Gray, by Power of Attorney</font></div><div style="padding-left:144pt;text-indent:36pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:120%">SIGNATURE</font></div><div style="margin-top:0.4pt"><font><br></font></div><div style="margin-top:0.05pt;padding-left:59.9pt;padding-right:121.7pt;text-indent:59.05pt"><font><br></font></div><div style="padding-right:121.7pt"><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-style:italic;font-weight:400;line-height:120%">The notice shall be  signed  by  the  person  for  whose  account  the  securities  are  to  be  sold.  At  least  one  copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.</font></div><div><font><br></font></div><div id="iee09dd8333f849219360ddf02b3690ef_22"></div></div></div><div style="margin-top:0.25pt"><font><br></font></div><div style="padding-left:5.85pt"><font style="color:#000000;font-family:'Arial',sans-serif;font-size:19pt;font-weight:700;line-height:120%">ATTENTION&#58; Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)</font></div><div><font><br></font></div><div style="height:44pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><font style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:7%">SEC 1147 (02-08)</font></div><div><font><br></font></div></div></div></body></html>
metadata_documents: [{"type": "144", "sequence": "1", "filename": "form144-jeffreydavisonx032.htm", "description": "144", "secsgml_size_bytes": 57754}]
text: Document
  DocuSign Envelope ID: 0CB624D1-C0F6-488F-A4AF-E1EBC811CFAC
  UNITED STATES
  SECURITIES AND EXCHANGE COMMISSION
  Washington, D.C. 20549
  OMB APPROVAL
  OMB Number:    3235-0101
  Expires:    July 31, 2023
  Estimated average burden hours per response    1.00
  FORM 144
  NOTICE OF PROPOSED SALE OF SECURITIES
  PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
  SEC USE ONLY
  DOCUMENT SEQUENCE NO.
  ATTENTION:
  Transmit  for
  filing
  3 copies
  of  this  form  concurrently with  either
  placing
  an order
  with
  a  broker  to  execute  sale or executing a sale directly with a market maker.
  CUSIP NUMBER
  1
  (a)
  NAME OF ISSUER
  (Please type or print)
  MITEK SYSTEMS, INC.
  (b)
  IRS IDENT. NO.
  87-0418827
  (c) S.E.C. FILE NO.
  001-35231
  WORK LOCATION
  1
  (d)
  ADDRESS OF ISSUER
  600 B STREET, SUITE 100 SAN DIEGO, CALIFORNIA 92101
  STREET
  CITY
  STATE
  ZIP CODE
  (e)
  TELEPHONE NO.
  AREA CODE
  NUMBER
  2
  (a)
  NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
  JEFFREY DAVISON
  (b) RELATIONSHIP TO
  ISSUER
  INSIDER
  (c) ADDRESS STREET    CITY
  600 B STREET, SUITE 100 SAN DIEGO, CALIFORNIA 92101
  STATE
  ZIP CODE
  INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
  3(a)
  Title of the Class of Securities To Be Sold
  (b)
  Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities
  SEC USE ONLY
  (c)
  Number of Shares or Other Units
  To Be Sold
  (See instr. 3(c))
  (d)
  Aggregate
  Market
  Value
  (See instr. 3(d))
  (e)
  Number of Shares or Other Units Outstanding
  (See instr. 3(e))
  (f)
  Approximate
  Date of Sale
  (See instr. 3(f))
  (MO. DAY YR.)
  (g)
  Name of Each Securities Exchange
  (See instr. 3(g))
  Broker-Dealer File Number
  COMMON
  E*TRADE FINANCIAL CORPORATION
  3 EDISON DRIVE
  ALPHARETTA, GA 30005
  3,639
  $53,882
  42,853,348
  03/23/2021
  NASDAQ
  3,038
  $44,985
  42,853,348
  03/23/2021
  INSTRUCTIONS:
  1.
  (a) Name of issuer
  (a)
  Issuer's I.R.S. Identification Number
  (b)
  Issuer's S.E.C. file number, if any
  (c)
  Issuer's address, including zip code
  (d)
  Issuer's telephone number, including area code
  2.
  (a) Name of person for whose account the securities are to be sold
  (a)
  Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing)
  (b)
  Such person's address, including zip code
  3.
  (a) Title of the class of securities to be sold
  (a)
  Name and address of each broker through whom the securities are intended to be sold
  (b)
  Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
  (c)
  Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
  (d)
  Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
  (e)
  Approximate date on which the securities are to be sold
  (f)
  Name of each securities exchange, if any, on which the securities are intended to be sold
  Potential persons who are to respond to the collection of information contained in this form are  not required to respond unless the form displays a currently valid OMB control number.
  SEC 1147 (08-07)
  DocuSign Envelope ID: 0CB624D1-C0F6-488F-A4AF-E1EBC811CFAC
  TABLE I –– SECURITIES TO BE SOLD
  Furnish the following information with respect to the acquisition of the securities to be sold
  and with respect to the payment of all or any part of the purchase price or other consideration therefor:
  Title of
  the Class
  Date you
  Acquired
  Nature of Acquisition Transaction
  Name of Person from Whom Acquired
  (If gift, also give date donor acquired)
  Amount of
  Securities Acquired
  Date of
  Payment
  Nature of Payment
  COMMON
  03/22/2021
  03/22/2021
  RESTRICTED STOCK
  ISSUER
  3,639
  3,038
  03/23/2021
  03/23/2021
  CASH
  INSTRUCTIONS:
  If the securities were purchased and full payment therefor was not made in  cash  at  the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration  consisted  of  any  note  or other  obligation, or if payment was made in  installments  describe  the  arrangement  and  state  when the note or other obligation was discharged in full or the last installment paid.
  TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS
  Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
  Name and Address of Seller
  Title of Securities Sold
  Date of Sale
  Amount of Securities Sold
  Gross Proceeds
  JEFFREY DAVISON
  600 B STREET, SUITE 100 SAN DIEGO, CALIFORNIA 92101
  RESTRICTED STOCK
  03/23/2021
  03/23/2021
  3,639
  3,038
  $53,882
  $44,985
  REMARKS:
  SEC 1147 (02-08)
  DocuSign Envelope ID: 0CB624D1-C0F6-488F-A4AF-E1EBC811CFAC
  INSTRUCTIONS:
  See the definition  of  "person"  in  paragraph  (a)  of  Rule 144.  Information  is to be given  not  only as    to the person for  whose account the securities are to be sold  but also as to all other persons included          in that definition. In addition, information shall be given as to sales by  all  persons  whose  sales  are required by paragraph (e) of Rule 144 to be  aggregated  with  sales  for the account  of  the  person filing this notice.
  ATTENTION:    The  person  for  whose  account  the  securities  to  which  this  notice  relates  are  to  be  sold  hereby represents by signing this  notice  that  he  does  not  know  any  material  adverse  information
  in  regard  to the current and prospective operations of the Issuer of the securities to be sold which has  not  been  publicly  disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule
  10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was  adopted  or  the instruction given, that person makes such representation as of the plan adoption or instruction date.
  03/24/2021
  DATE OF NOTICE
  DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1
  /s/ Jason Gray, by Power of Attorney
  SIGNATURE
  The notice shall be  signed  by  the  person  for  whose  account  the  securities  are  to  be  sold.  At  least  one  copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.
  ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
  SEC 1147 (02-08)