content: <html><head><meta name="description" content="Form 144  - Notice of Proposed Sale of Securities"></meta><meta name="generator" content="Online EDGARforms by EDGARfilings, a division of Westlaw Business"></meta><title>Form 144: Notice of Proposed Sale of Securities</title></head><body bgcolor="#ffffff" style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: Times New Roman"><div align="left"><table cellpadding="2" cellspacing="0" width="100%"><tr><td colspan="7" valign="top" width="86%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 11pt; FONT-FAMILY: times new roman">UNITED
  								STATES</font></div></td><td colspan="3" valign="top" width="14%" style="BORDER-RIGHT: black 2px solid; BORDER-TOP: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">OMB
  								APPROVAL</font></div></td></tr><tr><td colspan="7" valign="top" width="86%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 11pt; FONT-FAMILY: times new roman">SECURITIES
  								AND EXCHANGE COMMISSION</font></div></td><td align="left" valign="top" width="6%" style="BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">OMB
  								Number:</font></div></td><td align="left" colspan="2" valign="top" width="8%" style="BORDER-RIGHT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: right" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">3235-0101</font></div></td></tr><tr><td colspan="7" valign="top" width="86%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 11pt; FONT-FAMILY: times new roman">Washington,
  								D.C. 20549</font></div></td><td align="left" valign="top" width="6%" style="BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Expires:</font></div></td><td align="left" colspan="2" valign="top" width="8%" style="BORDER-RIGHT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: right" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">February 28, 2014</font></div></td></tr><tr><td colspan="7" valign="top" width="86%">&#160;</td><td align="left" colspan="3" valign="middle" width="14%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Estimated
  								average burden</font></div></td></tr><tr><td colspan="7" valign="bottom" width="86%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; LINE-HEIGHT: 1.25; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 16pt; FONT-FAMILY: times new roman">FORM
  								144</font></div></td><td align="left" colspan="2" valign="top" width="10%" style="BORDER-RIGHT: medium none; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">hours
  							per response</font></td><td align="left" valign="top" width="4%" style="BORDER-RIGHT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: right" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">1.00</font></div></td></tr><tr><td colspan="7" valign="top" width="86%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 12pt; FONT-FAMILY: times new roman">NOTICE
  								OF PROPOSED SALE OF SECURITIES</font></div></td><td colspan="3" valign="top" width="14%" bgcolor="white" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">SEC
  								USE ONLY</font></div></td></tr><tr><td colspan="7" valign="top" width="86%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 12pt; FONT-FAMILY: times new roman">PURSUANT
  								TO RULE 144 UNDER THE SECURITIES ACT OF 1933</font></div></td><td align="left" colspan="3" valign="top" width="14%" bgcolor="gainsboro" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">DOCUMENT
  								SEQUENCE NO.</font></div></td></tr><tr><td colspan="7" valign="top" width="86%">&#160;</td><td align="left" colspan="3" valign="top" width="14%" bgcolor="gainsboro" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid">&#160;</td></tr><tr><td colspan="7" valign="top" width="86%">&#160;</td><td align="left" colspan="3" valign="top" width="14%" bgcolor="gainsboro" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">CUSIP
  								NUMBER</font></div></td></tr><tr><td align="left" colspan="7" valign="top" width="86%" style="BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 63pt; TEXT-INDENT: -63pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: left" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-FAMILY: times new roman"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">ATTENTION:
  									</font>&#160;</font><font size="+0"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic">Transmit
  										for filing 3 copies of this form concurrently with either placing an order with
  										a broker to execute sale</font><font style="DISPLAY: inline; FONT-STYLE: italic; FONT-FAMILY: times new roman">&#160;</font><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic">or
  										executing a sale directly with a market maker.</font></font></font></div><div style="DISPLAY: block; MARGIN-LEFT: 63pt; TEXT-INDENT: -63pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: left" align="left">&#160;</div></td><td valign="top" width="6%" bgcolor="gainsboro" style="BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid">&#160;</td><td colspan="2" valign="top" width="8%" bgcolor="gainsboro" style="BORDER-RIGHT: black 2px solid; BORDER-BOTTOM: black 2px solid">&#160;</td></tr><tr><td align="left" colspan="4" valign="top" width="50%" style="BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">1<font style="DISPLAY: inline; FONT-STYLE: italic">
  									(a)</font> NAME OF ISSUER <font style="FONT-STYLE: italic">(Please type or
  									print)</font></font></div></td><td align="left" valign="top" width="16%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 9pt; TEXT-INDENT: -9pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman"><font style="DISPLAY: inline; FONT-STYLE: italic">(b)</font>
  								IRS IDENT. NO.</font></div></td><td align="left" colspan="2" valign="top" width="20%"><div style="DISPLAY: block; MARGIN-LEFT: 9pt; TEXT-INDENT: -9pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman"><font style="DISPLAY: inline; FONT-STYLE: italic">(c)</font>
  								S.E.C. FILE NO</font></div></td><td colspan="3" valign="top" width="14%" bgcolor="gainsboro" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: left" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">WORK
  								LOCATION</font></div></td></tr><tr>
  					<td align="left" colspan="4" valign="top" width="50%" style="BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">
  					PETROLEUM &amp; RESOURCES CORPORATION</font></td>
  					<td valign="top" width="16%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">13-5506797</font></font></td>
  					<td colspan="2" valign="top" width="20%" style="BORDER-BOTTOM: black 2px solid"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">0000216851</font></td><td colspan="3" valign="top" width="14%" bgcolor="gainsboro" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid">&#160;</td></tr><tr><td align="left" valign="top" width="24%" style="BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 27pt; TEXT-INDENT: -27pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">1
  								<font style="DISPLAY: inline; FONT-STYLE: italic">(d)</font> ADDRESS OF ISSUER</font></div></td><td align="left" colspan="3" valign="top" width="12%" style="BORDER-RIGHT: medium none; BORDER-LEFT: medium none"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">&#160;STREET</font><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">&#160;</font></td><td align="left" valign="top" width="16%" style="BORDER-RIGHT: medium none; BORDER-LEFT: medium none"><div style="TEXT-ALIGN: center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">CITY</font></div></td><td align="left" valign="top" width="9%" style="BORDER-LEFT: medium none"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">STATE</font></div></td><td align="left" valign="top" width="11%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">ZIP
  								CODE</font></div></td><td align="left" colspan="3" valign="top" width="14%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman"><font style="DISPLAY: inline; FONT-STYLE: italic">(e)</font>
  								TELEPHONE NO</font></div></td></tr><tr><td align="left" valign="top" width="24%" style="BORDER-LEFT: black 2px solid">&#160;</td><td align="left" colspan="3" valign="top" width="12%" style="BORDER-RIGHT: medium none; BORDER-LEFT: medium none">&#160;<font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">7 St. Paul Street, Suite 1140</font><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">&#160;</font></td><td align="left" valign="top" width="16%" style="BORDER-RIGHT: medium none; BORDER-LEFT: medium none"><div style="TEXT-ALIGN: center">&#160;<font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">Baltimore</font></div></td><td valign="top" width="9%"><div style="TEXT-ALIGN: center">&#160;<font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">MD</font></div></td><td valign="top" width="11%"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">21202</font></div></td><td align="left" colspan="3" valign="top" width="14%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: left" align="left"><font style="DISPLAY: inline; FONT-SIZE: 8pt; FONT-FAMILY: times new roman"><font size="+0"><font size="3" style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">
  							 &#160;410-752-5900</font></font></font></div></td></tr><tr><td align="left" colspan="7" valign="top" width="86%" style="BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid">&#160;</td><td align="left" colspan="3" valign="top" width="14%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid">&#160;</td></tr><tr><td colspan="2" valign="top" width="30%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">2
  							<font style="DISPLAY: inline; FONT-STYLE: italic">(a)</font> NAME OF PERSON FOR
  							WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD</font></td><td align="left" valign="top" width="8%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: medium none"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">&#160;
  						</font></td><td align="left" valign="top" width="12%" style="BORDER-RIGHT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman"><font style="DISPLAY: inline; FONT-STYLE: italic">(b) </font>RELATIONSHIP TO ISSUER</font></div></td><td align="left" colspan="2" valign="top" width="25%"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman"><font style="DISPLAY: inline; FONT-STYLE: italic">(c)
  							</font>ADDRESS STREET</font><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">&#160;</font></td><td align="left" valign="top" width="11%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">CITY</font></div></td><td align="left" valign="top" width="6%" style="BORDER-LEFT: medium none"><div style="DISPLAY: block; MARGIN-LEFT: 18pt; TEXT-INDENT: -18pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">STATE</font></div></td><td align="left" colspan="2" valign="top" width="8%" style="BORDER-RIGHT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">ZIP
  								CODE</font></div></td></tr><tr><td colspan="2" valign="middle" width="30%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid">&#160;<font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">OBER DOUGLAS G</font>&#160;</td><td align="left" valign="top" width="8%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: medium none; BORDER-BOTTOM: black 2px solid">&#160;</td><td align="left" valign="middle" width="12%" style="BORDER-RIGHT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">Chairman</font></div></td>
  								<td align="left" colspan="2" valign="middle" width="25%" style="BORDER-BOTTOM: black 2px solid"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman"><font size="3">&#160;</font>7 St. Paul Street, Suite 1140</font></td><td align="left" valign="middle" width="11%" style="BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">Baltimore&#160;
  							</font></div></td><td align="left" valign="middle" width="6%" style="BORDER-LEFT: medium none; BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">MD</font></div></td><td align="left" colspan="2" valign="top" width="8%" style="BORDER-RIGHT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">21202</font></div></td></tr></table></div><div style="DISPLAY: block; TEXT-INDENT: 0pt"><br></br></div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: Times New Roman">INSTRUCTION:&#160;&#160;The
  				person filing this notice should contact the issuer to obtain the I.R.S.
  				Identification Number and the S.E.C. File Number.</font></div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center">&#160;</div><div align="left"><table cellpadding="2" cellspacing="0" width="100%"><tr><td align="left" valign="top" width="11%" style="BORDER-TOP: black 2px solid; PADDING-BOTTOM: 2px; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">3
  								(<font style="DISPLAY: inline; FONT-STYLE: italic">a)</font></font></div></td><td align="left" valign="top" width="23%" style="BORDER-RIGHT: black 2px solid; BORDER-TOP: black 2px solid; PADDING-BOTTOM: 2px; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">(b)</font></div></td><td align="left" valign="top" width="11%" style="BORDER-TOP: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">SEC
  								USE ONLY</font></div></td><td align="left" valign="top" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-TOP: black 2px solid; PADDING-BOTTOM: 2px; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">(c)</font></div></td><td align="left" valign="top" width="11%" style="BORDER-TOP: black 2px solid; PADDING-BOTTOM: 2px"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">(d)</font></div></td><td align="left" valign="top" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-TOP: black 2px solid; PADDING-BOTTOM: 2px; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">(e)</font></div></td><td align="left" valign="top" width="11%" style="BORDER-TOP: black 2px solid; PADDING-BOTTOM: 2px"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">(f)</font></div></td><td align="left" valign="top" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-TOP: black 2px solid; PADDING-BOTTOM: 2px; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">(g)</font></div></td></tr><tr><td valign="bottom" width="11%" style="BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Title
  								of the</font></div></td><td valign="top" width="23%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: left" align="center">&#160;</div></td><td valign="top" width="11%" bgcolor="gainsboro"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: left" align="center">&#160;</div></td><td valign="bottom" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Number
  								of Shares</font></div></td><td valign="bottom" width="11%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Aggregate</font></div></td><td align="left" valign="bottom" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Number
  								of Shares</font></div></td><td align="left" valign="bottom" width="11%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Approximate</font></div></td><td valign="bottom" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Name
  								of Each</font></div></td></tr><tr><td valign="top" width="11%" style="BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Class
  								of</font></div></td><td valign="top" width="23%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Name
  									and Address of Each Broker Through Whom the</font></div></div></td><td valign="top" width="11%" bgcolor="gainsboro"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Broker-Dealer</font></div></div></td><td valign="top" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">or
  								Other Units</font></div></td><td valign="top" width="11%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Market</font></div></td><td align="left" valign="top" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">or
  								Other Units</font></div></td><td align="left" valign="top" width="11%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Date
  								of Sale</font></div></td><td valign="top" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Securities</font></div></td></tr><tr><td valign="top" width="11%" style="BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Securities
  								To Be Sold</font></div></td><td valign="top" width="23%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Securities
  									are to be Offered or Each Market Maker</font></div></div></td><td valign="top" width="11%" bgcolor="gainsboro"><div style="TEXT-ALIGN: center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">File
  									Number</font></font></div></td><td valign="top" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">To
  								Be Sold</font></div></td><td valign="top" width="11%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Value</font></div></td><td align="left" valign="top" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Outstanding</font></div></td><td align="left" valign="top" width="11%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">(See
  								instr. 3(f))</font></div></td><td valign="top" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Exchange</font></div></td></tr><tr><td valign="top" width="11%" style="BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid">&#160;</td><td valign="top" width="23%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">who
  								is Acquiring the Securities</font></div></td><td valign="top" width="11%" bgcolor="gainsboro" style="BORDER-BOTTOM: black 2px solid"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">&#160;
  						</font></td><td valign="top" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">(See
  								instr. 3(c))</font></div></td><td valign="top" width="11%" style="BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">(See
  								instr. 3(d))</font></div></td><td valign="top" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">(See
  								instr. 3(e))</font></div></td><td align="left" valign="top" width="11%" style="BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: normal; FONT-FAMILY: times new roman">(MO.
  								&#160;DAY&#160; YR.)</font></div></td><td valign="top" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">(See
  								instr. 3(g))</font></div></td></tr><tr><td valign="middle" width="11%" style="BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">Common</font></div></td><td align="left" valign="top" width="23%" style="BORDER-RIGHT: black 2px solid; PADDING-LEFT: 0pt; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="MARGIN-LEFT: 9pt" align="left"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">E*Trade Financial Corporation
  <br />1271 Avenue of the Americas
  <br />14th Floor
  <br />New York, New York 10020-1302&#160;
  <br />										</font></div></td><td valign="top" width="11%" bgcolor="gainsboro" style="BORDER-BOTTOM: black 2px solid">&#160;</td><td valign="middle" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">&#160;10,996</font></div></td><td valign="middle" width="11%" style="BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">$288,965.05</font></div></td><td valign="middle" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">26,325,601</font></div></td><td valign="middle" width="11%" style="BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">&#160;02/13/2013</font></div></td><td valign="middle" width="11%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">&#160;
  						NYSE</font></div></td></tr></table></div><div style="DISPLAY: block; TEXT-INDENT: 0pt">&#160;</div><div align="left"><table cellpadding="0" cellspacing="0" width="100%"><tr><td align="left" colspan="3" valign="top" width="29%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">INSTRUCTIONS:</font></div></td><td valign="top" width="10%">&#160;</td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left">&#160;</div></td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left">&#160;</div></td><td align="left" valign="top" width="57%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left">&#160;</div></td></tr><tr><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">1.</font></div></td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(a)</font></div></td><td align="left" valign="top" width="25%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Name
  								of issuer</font></div></td><td valign="top" width="10%">&#160;</td><td valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">3.</font></div></td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(a)</font></div></div></td><td align="left" valign="top" width="57%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Title
  									of the class of securities to be sold</font></div></div></td></tr><tr><td valign="top" width="2%">&#160;</td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(b)</font></div></td><td align="left" valign="top" width="25%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Issuer&#8217;s
  								I.R.S. Identification Number</font></div></td><td valign="top" width="10%">&#160;</td><td valign="top" width="2%">&#160;</td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(b)</font></div></div></td><td align="left" valign="top" width="57%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Name
  									and address of each broker through whom the securities are intended to be sold</font></div></div></td></tr><tr><td valign="top" width="2%">&#160;</td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(c)</font></div></td><td align="left" valign="top" width="25%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Issuer&#8217;s
  								S.E.C. file number, if any</font></div></td><td valign="top" width="10%">&#160;</td><td valign="top" width="2%">&#160;</td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(c)</font></div></div></td><td align="left" valign="top" width="57%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Number
  								of shares or other units to be sold (if debt securities, give the aggregate
  								face amount)</font></div></td></tr><tr><td valign="top" width="2%">&#160;</td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(d)</font></div></td><td align="left" valign="top" width="25%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Issuer&#8217;s
  								address, including zip code</font></div></td><td valign="top" width="10%">&#160;</td><td valign="top" width="2%">&#160;</td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(d)</font></div></div></td><td align="left" valign="top" width="57%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Aggregate
  								market value of the securities to be sold as of a specified date within 10 days
  								prior to filing of this notice</font></div></td></tr><tr><td valign="top" width="2%">&#160;</td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(e)</font></div></td><td align="left" valign="top" width="25%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Issuer&#8217;s
  								telephone number, including area code</font></div></td><td valign="top" width="10%">&#160;</td><td valign="top" width="2%">&#160;</td><td valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(e)</font></div></td><td valign="top" width="57%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Number
  								of shares or other units of the class outstanding, or if debt securities the
  								face amount thereof outstanding, as shown by the most recent report or
  								statement published by the issuer</font></div></td></tr><tr><td valign="top" width="2%">&#160;</td><td valign="top" width="2%"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">&#160;
  						</font></td><td valign="top" width="25%"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">&#160;
  						</font></td><td valign="top" width="10%">&#160;</td><td valign="top" width="2%">&#160;</td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(f)</font></div></td><td align="left" valign="top" width="57%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Approximate
  									date on which the securities are to be sold</font></div></div></td></tr><tr><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">2.</font></div></td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(a)</font></div></td><td align="left" valign="top" width="25%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Name
  								of person for whose account the securities are to be sold</font></div></td><td valign="top" width="10%">&#160;</td><td valign="top" width="2%">&#160;</td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(g)</font></div></div></div></td><td align="left" valign="top" width="57%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Name
  								of each securities exchange, if any, on which the securities are intended to be
  								sold</font></div></td></tr><tr><td valign="top" width="2%">&#160;</td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(b)</font></div></td><td align="left" valign="top" width="25%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Such
  								person&#8217;s relationship to the issuer (e.g., officer, director, 10%
  								stockholder, or member of immediate family of any of the foregoing)</font></div></td><td valign="top" width="10%">&#160;</td><td valign="top" width="2%">&#160;</td><td valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left">&#160;</div></td><td valign="top" width="57%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left">&#160;</div></td></tr><tr><td valign="top" width="2%">&#160;</td><td align="left" valign="top" width="2%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(c)</font></div></td><td align="left" valign="top" width="25%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Such
  								person&#8217;s address, including zip code</font></div></td><td valign="top" width="10%">&#160;</td><td valign="top" width="2%">&#160;</td><td valign="top" width="2%">&#160;</td><td valign="top" width="57%">&#160;</td></tr></table></div><div align="left"><table cellpadding="0" cellspacing="0" width="100%"><tr><td valign="top" width="10%">&#160;</td><td valign="top" width="80%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Potential
  								persons who are to respond to the collection of information contained in this
  								form are not&#160;required to respond unless the form displays a currently
  								valid OMB control number.</font></div></td><td valign="top" width="10%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">SEC
  								1147 (08-07)</font></div></td></tr></table></div><div style="DISPLAY: block; TEXT-INDENT: 0pt">&#160;</div><div style="DISPLAY: block; TEXT-INDENT: 0pt">&#160;</div><div id="PN" style="PAGE-BREAK-AFTER: always"></div><div id="PGBRK" style="MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 14pt; FONT-FAMILY: Times New Roman">TABLE
  				I &#8212; SECURITIES TO BE SOLD</font></div><div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt; TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: Times New Roman">Furnish
  					the following information with respect to the acquisition of the securities to
  					be sold</font></div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: Times New Roman">and
  					with respect to the payment of all or any part of the purchase price or other
  					consideration therefor:</font></div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center">&#160;</div><div align="left"><table cellpadding="2" cellspacing="0" width="100%"><tr><td valign="bottom" width="12%" style="BORDER-TOP: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Title
  									of</font></div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">the
  									Class</font></div></td><td valign="bottom" width="12%" style="BORDER-RIGHT: black 2px solid; BORDER-TOP: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Date
  									you</font></div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Acquired</font></div></td><td valign="bottom" width="22%" style="BORDER-TOP: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Nature
  									of Acquisition Transaction</font></div></td><td valign="bottom" width="22%" style="BORDER-RIGHT: black 2px solid; BORDER-TOP: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Name
  									of Person from Whom Acquired</font></div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(<font style="FONT-STYLE: italic">If
  										gift, also give date donor acquired</font>)</font></div></td><td valign="bottom" width="12%" style="BORDER-TOP: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Amount
  									of</font></div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Securities
  									Acquired</font></div></td><td valign="bottom" width="8%" style="BORDER-RIGHT: black 2px solid; BORDER-TOP: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Date
  									of</font></div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Payment</font></div></td><td valign="bottom" width="12%" style="BORDER-RIGHT: black 2px solid; BORDER-TOP: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Nature
  									of Payment</font></div></td></tr><tr><td valign="middle" width="12%" style="BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">Common</font></div></td><td valign="middle" width="12%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">
  				&#160;
  			<a href="#F1"><font style="FONT-SIZE: 70%; VERTICAL-ALIGN: text-top">
  				(1)
  			</font></a></font></div></td><td valign="middle" width="22%" style="BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">
  				&#160;
  			<a href="#F2"><font style="FONT-SIZE: 70%; VERTICAL-ALIGN: text-top">
  				(2)
  			</font></a></font></div></td><td valign="middle" width="22%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">
  				&#160;
  			<a href="#F3"><font style="FONT-SIZE: 70%; VERTICAL-ALIGN: text-top">
  				(3)
  			</font></a></font></div></td><td valign="middle" width="12%" style="BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">10,996</font></div></td><td valign="middle" width="8%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">
  				&#160;
  			<a href="#F4"><font style="FONT-SIZE: 70%; VERTICAL-ALIGN: text-top">
  				(4)
  			</font></a></font></div></td><td valign="middle" width="12%" style="BORDER-RIGHT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">
  				&#160;
  			<a href="#F5"><font style="FONT-SIZE: 70%; VERTICAL-ALIGN: text-top">
  				(5)
  			</font></a></font></div></td></tr></table></div><div style="DISPLAY: block; TEXT-INDENT: 0pt"><br></br></div><div align="left"><table cellpadding="0" cellspacing="0" width="100%"><tr><td align="left" valign="top" width="6%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 11pt; FONT-FAMILY: times new roman">INSTRUCTIONS:</font></div></td><td valign="top" width="2%">&#160;</td><td valign="top" width="48%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="justify"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">I</font><font style="DISPLAY: inline; FONT-SIZE: 10pt">f
  										the securities were purchased and full payment therefor was not made in cash at
  										the time of purchase, explain in the table or in a note thereto the nature of
  										the consideration given. If the consideration consisted of any note or other
  										obligation, or if payment was made in installments describe the arrangement and
  										state when the note or other obligation was discharged in full or the last
  										installment paid.</font></font></div></td></tr></table></div><div style="DISPLAY: block; TEXT-INDENT: 0pt"><br></br></div><div style="DISPLAY: block; TEXT-INDENT: 0pt"><div><hr style="COLOR: black" align="left" size="4" width="100%"></hr></div></div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font size="+0"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 14pt; FONT-FAMILY: Times New Roman">TABLE
  						II &#8212; SECURITIES SOLD DURING THE PAST 3 MONTHS</font><br></br></font></div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: Times New Roman">Furnish
  					the following information as to all securities of the issuer sold during the
  					past 3 months by the person for whose account the securities are to be sold.</font></div><div style="DISPLAY: block; TEXT-INDENT: 0pt"><br></br></div><div align="left"><table cellpadding="2" cellspacing="0" width="100%"><tr><td valign="bottom" width="35%" style="BORDER-TOP: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Name
  									and Address of Seller</font></div></td><td valign="bottom" width="25%" style="BORDER-RIGHT: black 2px solid; BORDER-TOP: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Title
  									of Securities Sold</font></div></td><td valign="bottom" width="10%" style="BORDER-TOP: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Date
  									of Sale</font></div></td><td valign="top" width="13%" style="BORDER-RIGHT: black 2px solid; BORDER-TOP: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Amount
  									of</font></div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Securities
  									Sold</font></div></td><td valign="bottom" width="17%" style="BORDER-RIGHT: black 2px solid; BORDER-TOP: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">Gross
  									Proceeds</font></div></td></tr><tr><td align="left" valign="top" width="26%" style="PADDING-LEFT: 0pt; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="MARGIN-LEFT: 9pt" align="left"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">Douglas G. Ober
  <br />
  7 St. Paul Street, Suite 1140
  <br />Baltimore, MD 21202&#160;
  <br />										</font></div></td><td valign="middle" width="25%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center"><div><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">Common Stock</font></div></td>
  <td valign="middle" width="10%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman"><a href="#F5"><font style="FONT-SIZE: 70%; VERTICAL-ALIGN: text-top">(6)</font></a></font></td>
  <td valign="middle" width="13%" style="BORDER-RIGHT: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman"><a href="#F5"><font style="FONT-SIZE: 70%; VERTICAL-ALIGN: text-top">(6)</font></a></font></td>
  <td valign="middle" width="17%" style="BORDER-RIGHT: black 2px solid; BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman"><a href="#F5"><font style="FONT-SIZE: 70%; VERTICAL-ALIGN: text-top">(6)</font></a></font></td></tr></table></div><div class="responses" align="left"><h3>EXPLANATION OF RESPONSES:</h3><ol>
      <li><a name="#F1">The shares were acquired beginning in 1986 through 2013.</a></li>
      <li><a name="#F2">Acquired through periodic contributions to Mr. Ober's Petroleum &amp; Resources Employee Thrift Plan account and matching contributions by the Corporation.</a></li>
      <li><a name="#F3">The Trustee for the Petroleum &amp; Resources Employee Thrift Plan purchased the shares in open market transactions.</a></li>
      <li><a name="#F4">Various dates between 1986 and 2013.</a></li>
      <li><a name="#F5">Voluntary contributions by Mr. Ober to the Thrift Plan and Corporation matching contributions, in each case in cash.</a></li>
      <li><a name="#F5">There were 3 sales that occurred over the past 3 months. They were: 1) Sale on 11/21/12, 1,591 shares sold, gross proceeds of $38,169.68; 2) Sale on 1/14/13, 1,563 shares sold, gross proceeds of $39,121.89; 3) Sale on 2/7/13</a>, 1,181 shares sold, gross proceeds of $31,154.78.</li>
  </ol>
  </div><div style="page-break-before:auto;" align="left"><h3>REMARKS:</h3><p>&#160;
  				</p></div><div style="DISPLAY: block; TEXT-INDENT: 0pt">&#160;</div><div style="DISPLAY: block; TEXT-INDENT: 0pt">&#160;</div><div align="left"><table cellpadding="0" cellspacing="0" width="100%"><tr><td align="left" valign="top" width="49%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 11pt; FONT-FAMILY: times new roman">INSTRUCTIONS:</font></div></td><td valign="top" width="2%">&#160;</td><td align="left" valign="top" width="49%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">ATTENTION:</font></div></td></tr><tr><td valign="top" width="49%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="justify"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">See
  									the definition of &#8220;person&#8221; in paragraph (a) of Rule 144.
  									Information is to be given not only as to the person for whose account the
  									securities are to be sold but also as to all other persons included in that
  									definition. In addition, information shall be given as to sales by all persons
  									whose sales are required by paragraph (e) of Rule 144 to be aggregated with
  									sales for the account of the person filing this notice.</font></div></td><td valign="top" width="2%">&#160;</td><td valign="top" width="49%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="justify"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">The
  									person for whose account the securities to which this notice relates are to be
  									sold hereby represents by signing this notice that he does not know any
  									material adverse information in regard to the current and prospective
  									operations of the Issuer of the securities to be sold which has not been
  									publicly disclosed. If such person has adopted a written trading plan or given
  									trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing
  									the form and indicating the date that the plan was adopted or the instruction
  									given, that person makes such representation as of the plan adoption or
  									instruction date.</font></div></td></tr></table></div><div style="DISPLAY: block; TEXT-INDENT: 0pt"><br></br></div><div style="DISPLAY: block; TEXT-INDENT: 0pt"><br></br></div><div align="left"><table cellpadding="0" cellspacing="0" width="100%"><tr><td valign="top" width="5%">&#160;</td><td valign="top" width="40%" style="BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">February 14, 2013</font></div></td><td valign="top" width="5%">&#160;</td><td valign="top" width="5%">&#160;</td><td valign="top" width="40%" style="BORDER-BOTTOM: black 2px solid"><div align="center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">/s/
  									  Douglas G. Ober</font></div></td></tr><tr><td valign="top" width="5%">&#160;</td><td valign="top" width="40%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: normal; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">DATE
  									OF NOTICE</font></div></td><td valign="top" width="5%">&#160;</td><td valign="top" width="5%">&#160;</td><td valign="top" width="45%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">(SIGNATURE)</font></div></td></tr><tr><td valign="top" width="5%">&#160;</td><td valign="top" width="40%" style="BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center"><font style="FONT-SIZE: 11pt; FONT-FAMILY: times new roman">&#160;</font></div></td><td valign="top" width="5%">&#160;</td><td valign="top" width="5%">&#160;</td><td valign="top" width="45%">&#160;</td></tr><tr><td valign="top" width="5%">&#160;</td><td valign="top" width="40%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-WEIGHT: normal; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">DATE
  									OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1</font></div></td><td valign="top" width="5%">&#160;</td><td colspan="2" valign="top" width="50%"><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">The
  									notice shall be signed by the person for whose account the securities are to be
  									sold. At least one </font></div><div style="DISPLAY: block; MARGIN-LEFT: 0pt; TEXT-INDENT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-STYLE: italic; FONT-FAMILY: times new roman">copy
  									of the notice shall be manually signed. Any copies not manually signed shall
  									bear typed or printed signatures.</font></div></td></tr></table></div><div style="DISPLAY: block; TEXT-INDENT: 0pt"><br></br></div><div align="left"><table cellpadding="2" cellspacing="0" width="100%"><tr><td align="left" valign="top" width="5%" style="BORDER-RIGHT: black 2px solid; BORDER-TOP: black 2px solid; BORDER-LEFT: black 2px solid; BORDER-BOTTOM: black 2px solid"><div style="TEXT-ALIGN: center" align="left"><font style="DISPLAY: inline; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">&#160;
  								</font><font size="+0"><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 12pt; FONT-FAMILY: times new roman">
  										ATTENTION:<font id="TAB2" style="FONT-SIZE: 12pt; FONT-FAMILY: times new roman; LETTER-SPACING: 9pt">&#160;&#160;</font></font><font style="DISPLAY: inline; FONT-WEIGHT: bold; FONT-SIZE: 12pt; FONT-FAMILY: times new roman">Intentional
  										misstatements or omission of facts constitute Federal Criminal Violations (See
  										18 U.S.C. 1001)</font></font></div></td></tr></table></div><div style="DISPLAY: block; TEXT-INDENT: 0pt">&#160;</div><div style="DISPLAY: block; TEXT-INDENT: 0pt; TEXT-ALIGN: right">SEC 1147 (02-08)</div></div></body></html>
metadata_documents: [{"type": "144", "sequence": "1", "filename": "peo144ober021413.htm", "secsgml_size_bytes": 66173}]
text: Form 144: Notice of Proposed Sale of Securities
  UNITED
  								STATES
  OMB
  								APPROVAL
  SECURITIES
  								AND EXCHANGE COMMISSION
  OMB
  								Number:
  3235-0101
  Washington,
  								D.C. 20549
  Expires:
  February 28, 2014
  Estimated
  								average burden
  FORM
  								144
  hours
  							per response
  1.00
  NOTICE
  								OF PROPOSED SALE OF SECURITIES
  SEC
  								USE ONLY
  PURSUANT
  								TO RULE 144 UNDER THE SECURITIES ACT OF 1933
  DOCUMENT
  								SEQUENCE NO.
  CUSIP
  								NUMBER
  ATTENTION:
  Transmit
  										for filing 3 copies of this form concurrently with either placing an order with
  										a broker to execute sale
  or
  										executing a sale directly with a market maker.
  1
  (a)
  NAME OF ISSUER
  (Please type or
  									print)
  (b)
  IRS IDENT. NO.
  (c)
  S.E.C. FILE NO
  WORK
  								LOCATION
  PETROLEUM & RESOURCES CORPORATION
  13-5506797
  0000216851
  1
  (d)
  ADDRESS OF ISSUER
  STREET
  CITY
  STATE
  ZIP
  								CODE
  (e)
  TELEPHONE NO
  7 St. Paul Street, Suite 1140
  Baltimore
  MD
  21202
  410-752-5900
  2
  (a)
  NAME OF PERSON FOR
  							WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
  (b)
  RELATIONSHIP TO ISSUER
  (c)
  ADDRESS STREET
  CITY
  STATE
  ZIP
  								CODE
  OBER DOUGLAS G
  Chairman
  7 St. Paul Street, Suite 1140
  Baltimore
  MD
  21202
  INSTRUCTION:  The
  				person filing this notice should contact the issuer to obtain the I.R.S.
  				Identification Number and the S.E.C. File Number.
  3
  								(
  a)
  (b)
  SEC
  								USE ONLY
  (c)
  (d)
  (e)
  (f)
  (g)
  Title
  								of the
  Number
  								of Shares
  Aggregate
  Number
  								of Shares
  Approximate
  Name
  								of Each
  Class
  								of
  Name
  									and Address of Each Broker Through Whom the
  Broker-Dealer
  or
  								Other Units
  Market
  or
  								Other Units
  Date
  								of Sale
  Securities
  Securities
  								To Be Sold
  Securities
  									are to be Offered or Each Market Maker
  File
  									Number
  To
  								Be Sold
  Value
  Outstanding
  (See
  								instr. 3(f))
  Exchange
  who
  								is Acquiring the Securities
  (See
  								instr. 3(c))
  (See
  								instr. 3(d))
  (See
  								instr. 3(e))
  (MO.
  								 DAY  YR.)
  (See
  								instr. 3(g))
  Common
  E*Trade Financial Corporation
  1271 Avenue of the Americas
  14th Floor
  New York, New York 10020-1302
  10,996
  $288,965.05
  26,325,601
  02/13/2013
  NYSE
  INSTRUCTIONS:
  1.
  (a)
  Name
  								of issuer
  3.
  (a)
  Title
  									of the class of securities to be sold
  (b)
  Issuer's
  								I.R.S. Identification Number
  (b)
  Name
  									and address of each broker through whom the securities are intended to be sold
  (c)
  Issuer's
  								S.E.C. file number, if any
  (c)
  Number
  								of shares or other units to be sold (if debt securities, give the aggregate
  								face amount)
  (d)
  Issuer's
  								address, including zip code
  (d)
  Aggregate
  								market value of the securities to be sold as of a specified date within 10 days
  								prior to filing of this notice
  (e)
  Issuer's
  								telephone number, including area code
  (e)
  Number
  								of shares or other units of the class outstanding, or if debt securities the
  								face amount thereof outstanding, as shown by the most recent report or
  								statement published by the issuer
  (f)
  Approximate
  									date on which the securities are to be sold
  2.
  (a)
  Name
  								of person for whose account the securities are to be sold
  (g)
  Name
  								of each securities exchange, if any, on which the securities are intended to be
  								sold
  (b)
  Such
  								person's relationship to the issuer (e.g., officer, director, 10%
  								stockholder, or member of immediate family of any of the foregoing)
  (c)
  Such
  								person's address, including zip code
  Potential
  								persons who are to respond to the collection of information contained in this
  								form are not required to respond unless the form displays a currently
  								valid OMB control number.
  SEC
  								1147 (08-07)
  TABLE
  				I — SECURITIES TO BE SOLD
  Furnish
  					the following information with respect to the acquisition of the securities to
  					be sold
  and
  					with respect to the payment of all or any part of the purchase price or other
  					consideration therefor:
  Title
  									of
  the
  									Class
  Date
  									you
  Acquired
  Nature
  									of Acquisition Transaction
  Name
  									of Person from Whom Acquired
  (
  If
  										gift, also give date donor acquired
  )
  Amount
  									of
  Securities
  									Acquired
  Date
  									of
  Payment
  Nature
  									of Payment
  Common
  (1)
  (2)
  (3)
  10,996
  (4)
  (5)
  INSTRUCTIONS:
  I
  f
  										the securities were purchased and full payment therefor was not made in cash at
  										the time of purchase, explain in the table or in a note thereto the nature of
  										the consideration given. If the consideration consisted of any note or other
  										obligation, or if payment was made in installments describe the arrangement and
  										state when the note or other obligation was discharged in full or the last
  										installment paid.
  TABLE
  						II — SECURITIES SOLD DURING THE PAST 3 MONTHS
  Furnish
  					the following information as to all securities of the issuer sold during the
  					past 3 months by the person for whose account the securities are to be sold.
  Name
  									and Address of Seller
  Title
  									of Securities Sold
  Date
  									of Sale
  Amount
  									of
  Securities
  									Sold
  Gross
  									Proceeds
  Douglas G. Ober
  7 St. Paul Street, Suite 1140
  Baltimore, MD 21202
  Common Stock
  (6)
  (6)
  (6)
  EXPLANATION OF RESPONSES:
  The shares were acquired beginning in 1986 through 2013.
  Acquired through periodic contributions to Mr. Ober's Petroleum & Resources Employee Thrift Plan account and matching contributions by the Corporation.
  The Trustee for the Petroleum & Resources Employee Thrift Plan purchased the shares in open market transactions.
  Various dates between 1986 and 2013.
  Voluntary contributions by Mr. Ober to the Thrift Plan and Corporation matching contributions, in each case in cash.
  There were 3 sales that occurred over the past 3 months. They were: 1) Sale on 11/21/12, 1,591 shares sold, gross proceeds of $38,169.68; 2) Sale on 1/14/13, 1,563 shares sold, gross proceeds of $39,121.89; 3) Sale on 2/7/13
  , 1,181 shares sold, gross proceeds of $31,154.78.
  REMARKS:
  INSTRUCTIONS:
  ATTENTION:
  See
  									the definition of "person" in paragraph (a) of Rule 144.
  									Information is to be given not only as to the person for whose account the
  									securities are to be sold but also as to all other persons included in that
  									definition. In addition, information shall be given as to sales by all persons
  									whose sales are required by paragraph (e) of Rule 144 to be aggregated with
  									sales for the account of the person filing this notice.
  The
  									person for whose account the securities to which this notice relates are to be
  									sold hereby represents by signing this notice that he does not know any
  									material adverse information in regard to the current and prospective
  									operations of the Issuer of the securities to be sold which has not been
  									publicly disclosed. If such person has adopted a written trading plan or given
  									trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing
  									the form and indicating the date that the plan was adopted or the instruction
  									given, that person makes such representation as of the plan adoption or
  									instruction date.
  February 14, 2013
  /s/
  									  Douglas G. Ober
  DATE
  									OF NOTICE
  (SIGNATURE)
  DATE
  									OF PLAN ADOPTION OR GIVING OF INSTRUCTION, IF RELYING ON RULE 10B5-1
  The
  									notice shall be signed by the person for whose account the securities are to be
  									sold. At least one
  copy
  									of the notice shall be manually signed. Any copies not manually signed shall
  									bear typed or printed signatures.
  ATTENTION:
  Intentional
  										misstatements or omission of facts constitute Federal Criminal Violations (See
  										18 U.S.C. 1001)
  SEC 1147 (02-08)