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<P STYLE="margin: 0">&nbsp;&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>UNITED STATES</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SECURITIES AND EXCHANGE COMMISSION</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">WASHINGTON, D.C. 20549</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B><I>FORM 8-K</I></B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>CURRENT REPORT</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>PURSUANT TO SECTION 13 OR 15(d) OF</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>THE SECURITIES EXCHANGE ACT OF 1934</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">Date of Report (Date of earliest event reported):
September 10, 2012</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>3DIcon Corporation</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;(Exact name of registrant as specified
in charter)</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 33%">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0; text-align: center"><U>Oklahoma</U></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0; text-align: center">(State or other jurisdiction of
        incorporation)</P></TD>
    <TD STYLE="width: 33%">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0; text-align: center"><U>000-54697</U></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0; text-align: center">(Commission</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0; text-align: center">File Number)</P></TD>
    <TD STYLE="width: 33%">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0; text-align: center"><U>73-1479206</U></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0; text-align: center">(IRS Employer</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0; text-align: center">Identification No.)</P></TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

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    <TD STYLE="width: 50%">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0; text-align: center"><U>6804 South Canton Avenue, Suite
        150</U></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0; text-align: center"><U>Tulsa, OK</U></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0; text-align: center">(Address of principal executive
        offices)</P></TD>
    <TD STYLE="width: 50%">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0; text-align: center"><U>74136</U></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0; text-align: center">(Zip Code)</P></TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">Registrant&rsquo;s telephone number, including
area code: (918) 494-0505</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><FONT STYLE="font-family: Wingdings">o</FONT><FONT STYLE="font-family: Times New Roman, Times, Serif">
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><FONT STYLE="font-family: Wingdings">o</FONT><FONT STYLE="font-family: Times New Roman, Times, Serif">
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><FONT STYLE="font-family: Wingdings">o</FONT><FONT STYLE="font-family: Times New Roman, Times, Serif">
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><FONT STYLE="font-family: Wingdings">o</FONT><FONT STYLE="font-family: Times New Roman, Times, Serif">
Pre-commencement communications pursuant to Rule 13e-4&copy; under the Exchange Act (17 CFR 240.13e-4&copy;)</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><FONT STYLE="font-family: Times New Roman, Times, Serif">&nbsp;</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"><FONT STYLE="font-family: Times New Roman, Times, Serif"></FONT></P>

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<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top; background-color: white">
    <TD STYLE="width: 9%; padding-right: 0.8pt; font-size: 10pt; font-weight: bold">Item 1.01&nbsp;</TD>
    <TD STYLE="width: 91%; padding-right: 0.8pt; font-size: 10pt; font-weight: bold">Entry Into A Material Definitive Agreement</TD></TR>
<TR STYLE="vertical-align: top; background-color: white">
    <TD STYLE="padding-right: 0.8pt; font-size: 10pt; font-weight: bold; text-align: justify">Item 2.03&nbsp;</TD>
    <TD STYLE="padding-right: 0.8pt; font-size: 10pt; font-weight: bold; text-align: justify">Creation of a Direct Financial Obligation</TD></TR>
<TR STYLE="vertical-align: top; background-color: white">
    <TD STYLE="padding-right: 0.8pt; font-size: 10pt; font-weight: bold; text-align: justify">Item 3.02&nbsp;</TD>
    <TD STYLE="padding-right: 0.8pt; font-size: 10pt; font-weight: bold; text-align: justify">Unregistered Sales of Equity Securities</TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">On September 10,
2012, 3DIcon Corporation (the &ldquo;Company&rdquo;) issued and sold to Victor Keen, a member of the Company&rsquo;s Board of Directors
and an accredited investor, a Convertible Bridge Note (the &ldquo;Bridge Note&rdquo;) in the aggregate principal amount of $60,000.
The Notes included a $10,000 original issue discount. Accordingly, the Company received $50,000 gross proceeds from which the Company
paid a placement agent fees of $2,250.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">The Bridge Note
matures 90 days from the date of its issuance and, other than the original issue discount, the Bridge Note do not carry interest.
However, in the event the Bridge Note is not paid on maturity, all past due amounts will accrue interest at 15% per annum. Upon
maturity of the Bridge Note, the holder of the Bridge Note may elect to convert all or any portion of the outstanding principal
amount of the Bridge Note into (i) the securities to be sold pursuant to the Registration Statement on Form S-1 and the prospectus
therein, filed on July 3, 2012 and amended on August 31, 2012, or amendment thereto (the &ldquo;Registration Statement&rdquo;),
at the offering price of such offering; (ii) or shares of the Company&rsquo;s common stock at a conversion price equal to the lesser
of 100% of the Volume Weighted Average Price (VWAP), as reported for the 5 trading days prior to (a) the date of issuance of the
Bridge Note, (b) the maturity date of the Bridge Note, or (c) the first closing date of the securities sold pursuant to the Registration
Statement.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">In the event that
the Registration Statement is not declared effective 90 days from the date of the issuance of the Bridge Note (the &ldquo;Required
Effective Date&rdquo;), the Company agreed to register the common stock of the Company into which the Bridge Note is convertible.
The Company agreed to bear the cost of such registration. Furthermore, if the Registration Statement is not declared effective
by the Required Effective Date and the Bridge Note is not paid in full by the Company, the Company will incur liquidated damages
equal to 2% of the outstanding principal for each 30 day period after the Required Effective Date the Registration Statement is
not declared effective, which amount will be increase to 3% per 30 days in the event that the Registration Statement is not declared
effective within 120 days.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">The Bridge Note
was offered and sold to&nbsp;an accredited investor&nbsp;in a private placement transaction made in reliance upon exemptions from
registration pursuant to Section 4(2) under the Securities Act of 1933.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">The foregoing
information is a summary of each of the agreements involved in the transactions described above, is not complete, and is qualified
in its entirety by reference to the full text of those agreements, each of which is incorporated by reference as an exhibit to
this Current Report on Form 8-K.&nbsp;&nbsp;Readers should review those agreements for a complete understanding of the terms and
conditions associated with this transaction.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 9%; padding-right: 0.8pt; font-size: 10pt; font-weight: bold"><B>Item 8.01</B></TD>
    <TD STYLE="width: 91%; padding-right: 0.8pt; font-size: 10pt; font-weight: bold; text-align: justify"><B>Other Events</B></TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">On September 13,
2012, the Company issued a press release reporting that the U.S. Patent and Trademark Office granted a new patent entitled &ldquo;3D
Volumetric Display&rdquo; (U.S. Patent Number 8,247,755) to the University of Oklahoma. The Company has an exclusive license over
this patent under a technology license agreement with the University of Oklahoma.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; background-color: white">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 9%; padding-right: 0.8pt; font-size: 10pt; font-weight: bold"><B>Item 9.01</B></TD>
    <TD STYLE="width: 91%; padding-right: 0.8pt; font-size: 10pt; font-weight: bold; text-align: justify"><B>Financial Statements and Exhibits</B></TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 7%; padding: 0; font-size: 10pt; text-indent: 0">&nbsp;</TD>
    <TD STYLE="width: 2%; padding: 0; font-size: 10pt; text-indent: 0">&copy;</TD>
    <TD STYLE="width: 91%; padding: 0; font-size: 10pt; text-align: justify; text-indent: 0">Exhibits</TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 7%; padding-right: 0.8pt; font-size: 10pt">&nbsp;</TD>
    <TD STYLE="width: 10%; padding-right: 0.8pt; font-size: 10pt; font-weight: bold"><B><U>Exhibit No.</U></B></TD>
    <TD STYLE="width: 83%; padding-right: 0.8pt; font-size: 10pt; font-weight: bold; text-decoration: underline; text-align: justify"><B><U>Description</U></B></TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="width: 7%; padding-right: 0.8pt">&nbsp;</TD>
    <TD STYLE="width: 10%; padding-right: 0.8pt">4.1</TD>
    <TD STYLE="width: 83%; padding-right: 0.8pt; text-align: justify">Form of Convertible Bridge Note (incorporated by reference to the Company&rsquo;s Current Report on Form 8-K, filed on August 31, 2012).</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 0.8pt">&nbsp;</TD>
    <TD STYLE="padding-right: 0.8pt">&nbsp;</TD>
    <TD STYLE="padding-right: 0.8pt; text-align: justify">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 0.8pt">&nbsp;</TD>
    <TD STYLE="padding-right: 0.8pt">10.1</TD>
    <TD STYLE="padding-right: 0.8pt; text-align: justify">Form of Securities Purchase Agreement (incorporated by reference to the Company&rsquo;s Current Report on Form 8-K, filed on August 31, 2012).</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 0.8pt">&nbsp;</TD>
    <TD STYLE="padding-right: 0.8pt">&nbsp;</TD>
    <TD STYLE="padding-right: 0.8pt; text-align: justify">&nbsp;</TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="padding-right: 0.8pt">&nbsp;</TD>
    <TD STYLE="padding-right: 0.8pt">99.1</TD>
    <TD STYLE="padding-right: 0.8pt; text-align: justify">Press Release dated September 13, 2012</TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SIGNATURES</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR>
    <TD STYLE="width: 50%; padding: 0; text-indent: 0">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Date: September 13, 2012</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0">&nbsp;</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.35pt 0pt 9pt">&nbsp;</P></TD>
    <TD STYLE="width: 50%; vertical-align: top; border-bottom: black 1.5pt solid; padding: 0; text-indent: 0">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.35pt 0pt 0"><B>3DICON CORPORATION</B></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0">&nbsp;</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.35pt 0pt 0">By:&nbsp;&nbsp; <I>/s/ Mark Willner</I></P></TD></TR>
<TR>
    <TD STYLE="padding: 0; font-size: 10pt; text-indent: 0">&nbsp;</TD>
    <TD STYLE="vertical-align: top; padding: 0; text-indent: 0">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0">Name:&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mark Willner</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0.8pt 0pt 0">Position:&nbsp;&nbsp;Chief Executive Officer</P></TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

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{"company-data": {"conformed-name": "3DICON CORP", "cik": "0001375195", "assigned-sic": "3669", "irs-number": "000000000", "fiscal-year-end": "1231"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "000-54697", "film-number": "121090935"}, "business-address": {"street1": "7507 S SANDUSKY", "city": "TULSA", "state": "OK", "zip": "74136", "phone": "918-492-5802"}, "mail-address": {"street1": "7507 S SANDUSKY", "city": "TULSA", "state": "OK", "zip": "74136"}}
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
September 10, 2012
3DIcon Corporation
(Exact name of registrant as specified
in charter)
Oklahoma
(State or other jurisdiction of
        incorporation)
000-54697
(Commission
File Number)
73-1479206
(IRS Employer
Identification No.)
6804 South Canton Avenue, Suite
        150
Tulsa, OK
(Address of principal executive
        offices)
74136
(Zip Code)
Registrant's telephone number, including
area code: (918) 494-0505
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4© under the Exchange Act (17 CFR 240.13e-4©)
Item 1.01
Entry Into A Material Definitive Agreement
Item 2.03
Creation of a Direct Financial Obligation
Item 3.02
Unregistered Sales of Equity Securities
On September 10,
2012, 3DIcon Corporation (the "Company") issued and sold to Victor Keen, a member of the Company's Board of Directors
and an accredited investor, a Convertible Bridge Note (the "Bridge Note") in the aggregate principal amount of $60,000.
The Notes included a $10,000 original issue discount. Accordingly, the Company received $50,000 gross proceeds from which the Company
paid a placement agent fees of $2,250.
The Bridge Note
matures 90 days from the date of its issuance and, other than the original issue discount, the Bridge Note do not carry interest.
However, in the event the Bridge Note is not paid on maturity, all past due amounts will accrue interest at 15% per annum. Upon
maturity of the Bridge Note, the holder of the Bridge Note may elect to convert all or any portion of the outstanding principal
amount of the Bridge Note into (i) the securities to be sold pursuant to the Registration Statement on Form S-1 and the prospectus
therein, filed on July 3, 2012 and amended on August 31, 2012, or amendment thereto (the "Registration Statement"),
at the offering price of such offering; (ii) or shares of the Company's common stock at a conversion price equal to the lesser
of 100% of the Volume Weighted Average Price (VWAP), as reported for the 5 trading days prior to (a) the date of issuance of the
Bridge Note, (b) the maturity date of the Bridge Note, or (c) the first closing date of the securities sold pursuant to the Registration
Statement.
In the event that
the Registration Statement is not declared effective 90 days from the date of the issuance of the Bridge Note (the "Required
Effective Date"), the Company agreed to register the common stock of the Company into which the Bridge Note is convertible.
The Company agreed to bear the cost of such registration. Furthermore, if the Registration Statement is not declared effective
by the Required Effective Date and the Bridge Note is not paid in full by the Company, the Company will incur liquidated damages
equal to 2% of the outstanding principal for each 30 day period after the Required Effective Date the Registration Statement is
not declared effective, which amount will be increase to 3% per 30 days in the event that the Registration Statement is not declared
effective within 120 days.
The Bridge Note
was offered and sold to an accredited investor in a private placement transaction made in reliance upon exemptions from
registration pursuant to Section 4(2) under the Securities Act of 1933.
The foregoing
information is a summary of each of the agreements involved in the transactions described above, is not complete, and is qualified
in its entirety by reference to the full text of those agreements, each of which is incorporated by reference as an exhibit to
this Current Report on Form 8-K.  Readers should review those agreements for a complete understanding of the terms and
conditions associated with this transaction.
Item 8.01
Other Events
On September 13,
2012, the Company issued a press release reporting that the U.S. Patent and Trademark Office granted a new patent entitled "3D
Volumetric Display" (U.S. Patent Number 8,247,755) to the University of Oklahoma. The Company has an exclusive license over
this patent under a technology license agreement with the University of Oklahoma.
Item 9.01
Financial Statements and Exhibits
©
Exhibits
Exhibit No.
Description
4.1
Form of Convertible Bridge Note (incorporated by reference to the Company's Current Report on Form 8-K, filed on August 31, 2012).
10.1
Form of Securities Purchase Agreement (incorporated by reference to the Company's Current Report on Form 8-K, filed on August 31, 2012).
99.1
Press Release dated September 13, 2012
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: September 13, 2012
3DICON CORPORATION
By:
/s/ Mark Willner
Name:     Mark Willner
Position:  Chief Executive Officer