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Times';font-size:10pt;text-align:center;margin:0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">SECURITIES AND EXCHANGE COMMISSION</b></p><p style="font-family:'CG Times';font-size:10pt;text-align:center;margin:0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;text-transform:uppercase;">Washington, DC 20549</b></p><p style="font-family:'CG Times';font-size:10pt;text-align:center;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';letter-spacing:-0.15pt;visibility:hidden;">&#8203;</span></p><p style="font-family:'CG Times';font-size:10pt;text-align:center;margin:0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">FORM </b><ix:nonNumeric contextRef="Duration_6_4_2021_To_6_4_2021_2SqZaZNCnUevaGvuIFWicA" name="dei:DocumentType" id="Narr_elPqOFv4Ekuo3YvKpk3Txw"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">8-K</b></ix:nonNumeric></p><p 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style="vertical-align:top;width:50%;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:0pt;width:100%;"><p style="font-family:'CG Times';font-size:10pt;margin:0pt;"><span style="font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td></tr><tr><td style="vertical-align:bottom;width:50%;border-bottom:1px solid #000000;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:center;margin:0pt;"><ix:nonNumeric contextRef="Duration_6_4_2021_To_6_4_2021_2SqZaZNCnUevaGvuIFWicA" name="dei:EntityAddressAddressLine1" id="Narr_YO4Sgykii0upxZMPvayc_A"><span style="font-family:'Times New Roman','Times','serif';letter-spacing:-0.15pt;">One Technology Way</span></ix:nonNumeric></p><p style="font-family:'CG Times';font-size:10pt;text-align:center;margin:0pt;"><ix:nonNumeric contextRef="Duration_6_4_2021_To_6_4_2021_2SqZaZNCnUevaGvuIFWicA" 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style="font-family:'Times New Roman','Times','serif';letter-spacing:-0.15pt;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (</span><i style="font-family:'Times New Roman','Times','serif';font-style:italic;letter-spacing:-0.15pt;">see </i><span style="font-family:'Times New Roman','Times','serif';letter-spacing:-0.15pt;">General Instruction A.2. below):</span></p><p style="font-family:'CG Times';font-size:10pt;line-height:13pt;text-align:justify;margin:0pt 0pt 8pt 18pt;"><span style="display:inline-block;text-align:left;text-indent:0pt;width:18pt;"><ix:nonNumeric contextRef="Duration_6_4_2021_To_6_4_2021_2SqZaZNCnUevaGvuIFWicA" format="ixt:booleanfalse" name="dei:WrittenCommunications" id="Narr_dVsXptolpEaHmW2joYh-6Q"><span style="color:#000000;font-family:'Times New 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style="visibility:hidden;">&#8203;</span></p><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</span></p><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';visibility:hidden;">&#8203;</span></p><p style="background-color:#ffffff;font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:justify;margin:0pt;"><span style="font-size:10pt;">Emerging growth company</span><span style="font-size:10pt;">&#160;</span><ix:nonNumeric contextRef="Duration_6_4_2021_To_6_4_2021_2SqZaZNCnUevaGvuIFWicA" format="ixt:booleanfalse" name="dei:EntityEmergingGrowthCompany" 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style="font-family:'CG Times';font-size:10pt;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';font-size:11pt;font-weight:bold;letter-spacing:-0.15pt;visibility:hidden;">&#8203;</span></p></div></div>
<div style="background-color:#000000;clear:both;height:2pt;page-break-after:always;width:76.47%;border:0;margin:30pt 11.76% 30pt 11.76%;"></div><div style="max-width:100%;padding-left:11.76%;padding-right:11.76%;position:relative;"><div style="clear:both;max-width:100%;position:relative;"><p style="background-color:#ffffff;font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="display:inline-block;text-align:left;text-indent:0pt;width:72pt;"><b style="color:#000000;font-family:'Times New Roman','Times','serif';font-size:10pt;font-style:normal;font-weight:bold;text-align:justify;">Item 2.02</b></span><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">Results of Operations and Financial Condition</b></p><p style="background-color:#ffffff;font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';visibility:hidden;">&#8203;</span></p><p style="background-color:#ffffff;font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">On June 4, 2021, Hurco Companies, Inc. (the &quot;Registrant&quot;) reported its results of operations for the second quarter and first six months ended April 30, 2021. The Registrant&#39;s earnings release for those periods is attached as Exhibit 99.1 and the information set forth therein is incorporated herein by reference and constitutes a part of this report. The attached Exhibit is furnished pursuant to Item&#160;2.02 of Form 8-K.</span></p><p style="background-color:#ffffff;font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';font-weight:bold;visibility:hidden;">&#8203;</span></p><p style="background-color:#ffffff;font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';font-weight:bold;visibility:hidden;">&#8203;</span></p><p style="background-color:#ffffff;font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';font-weight:bold;visibility:hidden;">&#8203;</span></p><p style="font-family:'CG Times';font-size:10pt;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';font-weight:bold;visibility:hidden;">&#8203;</span></p></div></div>
<div style="background-color:#000000;clear:both;height:2pt;page-break-after:always;width:76.47%;border:0;margin:30pt 11.76% 30pt 11.76%;"></div><div style="max-width:100%;padding-left:11.76%;padding-right:11.76%;position:relative;"><div style="clear:both;max-width:100%;position:relative;"><p style="background-color:#ffffff;font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="display:inline-block;text-align:left;text-indent:0pt;width:72pt;"><b style="color:#000000;font-family:'Times New Roman','Times','serif';font-size:10pt;font-style:normal;font-weight:bold;text-align:justify;">Item 9.01</b></span><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">Financial Statements and Exhibits</b></p><p style="background-color:#ffffff;font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';visibility:hidden;">&#8203;</span></p><p style="background-color:#ffffff;font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">Exhibit Index</span></p><p style="background-color:#ffffff;font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';visibility:hidden;">&#8203;</span></p><table style="border-collapse:collapse;font-size:16pt;height:max-content;width:217.85%;padding:0.75pt;"><tr style="height:1pt;"><td style="vertical-align:top;width:4.41%;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:0pt;width:100%;"></div></div></td><td style="vertical-align:top;width:3.23%;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:0pt;width:100%;"></div></div></td><td style="vertical-align:top;width:92.35%;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:0pt;width:100%;"></div></div></td></tr><tr style="height:1pt;"><td style="vertical-align:top;width:4.41%;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"></td><td style="vertical-align:top;width:3.23%;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"></td><td style="vertical-align:top;width:92.35%;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"></td></tr><tr><td style="vertical-align:top;width:4.41%;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">99.1</b></p></td><td style="vertical-align:top;width:3.23%;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"></td><td style="vertical-align:top;width:92.35%;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><a style="-sec-extract:exhibit;" href="hurc-20210604xex99d1.htm"><span style="font-family:'Times New Roman','Times','serif';font-size:10pt;font-style:normal;font-weight:normal;text-align:justify;">Press Release of Hurco Companies, Inc. dated June 4, 2021</span></a></p></td></tr><tr><td style="vertical-align:top;width:4.41%;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"><p style="font-family:'CG Times';font-size:10pt;min-height:13.0pt;text-align:justify;margin:0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">104</b></p></td><td style="vertical-align:top;width:3.23%;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"></td><td style="vertical-align:top;width:92.35%;margin:0pt;padding:0pt 5.4pt 0pt 5.4pt;"><p style="font-family:'CG Times';font-size:10pt;min-height:13.0pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">Cover Page Interactive Data File (embedded within the Inline XBRL document)</span></p></td></tr></table><p style="font-family:'CG Times';font-size:10pt;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';visibility:hidden;">&#8203;</span></p><p style="font-family:'CG Times';font-size:10pt;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';font-weight:bold;visibility:hidden;">&#8203;</span></p></div></div>
<div style="background-color:#000000;clear:both;height:2pt;page-break-after:always;width:76.47%;border:0;margin:30pt 11.76% 30pt 11.76%;"></div><div style="max-width:100%;padding-left:11.76%;padding-right:11.76%;position:relative;"><div style="clear:both;max-width:100%;position:relative;"><p style="font-family:'CG Times';font-size:10pt;text-align:center;margin:0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">SIGNATURES</b></p><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">&#160;</b></p><p style="font-family:'CG Times';font-size:10pt;text-align:justify;text-indent:36pt;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</span></p><p style="font-family:'CG Times';font-size:10pt;text-align:justify;text-indent:36pt;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">&#160;</span></p><p style="font-family:'CG Times';font-size:10pt;text-align:justify;text-indent:36pt;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">&#160;</span></p><table style="border-collapse:collapse;font-size:16pt;height:max-content;padding-left:0pt;padding-right:0pt;width:100%;"><tr style="height:1pt;"><td style="vertical-align:bottom;white-space:nowrap;width:55.5%;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"></div></div></td><td style="vertical-align:bottom;white-space:nowrap;width:3.23%;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"></div></div></td><td 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Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">&#160;</span></p></td><td style="vertical-align:bottom;white-space:nowrap;width:41.26%;margin:0pt;padding:0pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">&#160;</span></p></td></tr><tr><td style="vertical-align:bottom;white-space:nowrap;width:55.5%;margin:0pt;padding:0pt;"></td><td colspan="2" style="vertical-align:bottom;white-space:nowrap;width:44.49%;margin:0pt;padding:0pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">HURCO COMPANIES, INC.</span></p></td></tr><tr><td style="vertical-align:bottom;white-space:nowrap;width:55.5%;margin:0pt;padding:0pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New 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style="font-family:'Times New Roman','Times','serif';">&#160;</span></p></td><td style="vertical-align:bottom;white-space:nowrap;width:41.26%;margin:0pt;padding:0pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">&#160;</span></p></td></tr><tr><td style="vertical-align:bottom;white-space:nowrap;width:55.5%;margin:0pt;padding:0pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">&#160;</span></p></td><td style="vertical-align:bottom;white-space:nowrap;width:3.23%;margin:0pt;padding:0pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">&#160;</span></p></td><td style="vertical-align:bottom;white-space:nowrap;width:41.26%;margin:0pt;padding:0pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">&#160;</span></p></td></tr><tr><td style="vertical-align:bottom;white-space:nowrap;width:55.5%;margin:0pt;padding:0pt;"></td><td style="vertical-align:bottom;white-space:nowrap;width:3.23%;margin:0pt;padding:0pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">By:</span></p></td><td style="vertical-align:bottom;white-space:nowrap;width:41.26%;margin:0pt;padding:0pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';text-decoration:underline;text-decoration-color:#000000;">/s/ Sonja K. McClelland</span><span style="font-family:'Times New Roman','Times','serif';">_______________</span></p></td></tr><tr><td style="vertical-align:bottom;white-space:nowrap;width:55.5%;margin:0pt;padding:0pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">&#160;</span></p></td><td style="vertical-align:bottom;white-space:nowrap;width:3.23%;margin:0pt;padding:0pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">&#160;</span></p></td><td style="vertical-align:bottom;white-space:nowrap;width:41.26%;margin:0pt;padding:0pt;"><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">Sonja K. McClelland, Executive Vice President,</span></p><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';">Treasurer and Chief Financial Officer</span></p></td></tr></table><p style="font-family:'CG Times';font-size:10pt;margin:0pt;"><span style="visibility:hidden;">&#8203;</span></p><p style="font-family:'CG Times';font-size:10pt;margin:0pt;"><span style="font-family:'Calibri','Helvetica','sans-serif';visibility:hidden;">&#8203;</span></p><p style="font-family:'CG Times';font-size:10pt;line-height:13pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';font-size:13pt;font-weight:bold;visibility:hidden;">&#8203;</span></p><p style="font-family:'CG Times';font-size:10pt;text-align:justify;margin:0pt;"><span style="font-family:'Times New Roman','Times','serif';font-size:11pt;font-weight:bold;visibility:hidden;">&#8203;</span></p></div></div>
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{"company-data": {"conformed-name": "HURCO COMPANIES INC", "cik": "0000315374", "assigned-sic": "3823", "irs-number": "351150732", "state-of-incorporation": "IN", "fiscal-year-end": "1031"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "000-09143", "film-number": "21995055"}, "business-address": {"street1": "ONE TECHNOLOGY WAY", "city": "INDIANAPOLIS", "state": "IN", "zip": "46268", "phone": "3172935309"}, "mail-address": {"street1": "ONE TECHNOLOGY WAY", "city": "INDIANAPOLIS", "state": "IN", "zip": "46268"}, "former-company": {"former-conformed-name": "HURCO MANUFACTURING CO INC", "date-changed": "19850324"}}
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
​
FORM
8-K
​
CURRENT REPORT Pursuant
to Section 13 or 15(d) of the
Securities Exchange Act of 1934
​
Date of report (Date of earliest event reported):
June 4, 2021
​
Hurco Companies, Inc.
(Exact Name of Registrant as Specified in Its Charter)
​
Indiana
(State or Other Jurisdiction
of Incorporation)
​
​
​
0-9143
35-1150732
(Commission File Number)
(IRS Employer Identification No.)
​
​
​
One Technology Way
Indianapolis
,
Indiana
46268
(Address of Principal Executive Offices)
(Zip Code)
​
(
317
)
293-5309
(
Registrant's Telephone Number, Including Area Code)
​
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
​
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
◻
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
◻
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
◻
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
◻
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
​
Securities registered pursuant to Section 12(b) of the Act:
​
​
​
​
​
Title of each class
Trading Symbol(s)
​
Name of each exchange on which registered
Common Stock, no par value
HURC
Nasdaq Global Select Market
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Emerging growth company
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 2.02
Results of Operations and Financial Condition
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On June 4, 2021, Hurco Companies, Inc. (the "Registrant") reported its results of operations for the second quarter and first six months ended April 30, 2021. The Registrant's earnings release for those periods is attached as Exhibit 99.1 and the information set forth therein is incorporated herein by reference and constitutes a part of this report. The attached Exhibit is furnished pursuant to Item 2.02 of Form 8-K.
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Item 9.01
Financial Statements and Exhibits
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Exhibit Index
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99.1
Press Release of Hurco Companies, Inc. dated June 4, 2021
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 4, 2021
HURCO COMPANIES, INC.
By:
/s/ Sonja K. McClelland
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Sonja K. McClelland, Executive Vice President,
Treasurer and Chief Financial Officer
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