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  <html xmlns:dei="http://xbrl.sec.gov/dei/2020-01-31" xmlns="http://www.w3.org/1999/xhtml" xmlns:link="http://www.xbrl.org/2003/linkbase" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:amph="http://www.amphastar.com/20210112" xmlns:xbrldt="http://xbrl.org/2005/xbrldt" xmlns:xs="http://www.w3.org/2001/XMLSchema-instance" xmlns:ixt-sec="http://www.sec.gov/inlineXBRL/transformation/2015-08-31" xmlns:ixt="http://www.xbrl.org/inlineXBRL/transformation/2015-02-26" xmlns:ix="http://www.xbrl.org/2013/inlineXBRL" xmlns:ref="http://www.xbrl.org/2006/ref" xmlns:xbrli="http://www.xbrl.org/2003/instance"><head><meta http-equiv="content-type" content="text/html" /><title>_</title></head><body><div style="margin-top:30pt;"></div><div style="display:none;"><ix:header><ix:hidden><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" name="dei:EntityIncorporationStateCountryCode" id="Hidden_d-Q01kiH30Sb9nz4eznMnA">DE</ix:nonNumeric><ix:nonNumeric 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Roman','Times','serif';font-size:12pt;line-height:1pt;padding-bottom:1pt;padding-top:1pt;text-align:justify;border-bottom:1.0pt solid #000000;border-top:3.0pt solid #000000;margin:0pt;"><span style="font-size:1pt;visibility:hidden;">&#8203;</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:center;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;letter-spacing:0.1pt;visibility:hidden;">&#8203;</span></p><a id="_16ff8ab2_ca76_4fd8_9bea_1f9d08187f4b"></a><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;text-align:center;margin:0pt;"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:0.1pt;">UNITED</b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:-0.8pt;"> </b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:0.2pt;">STATES</b></p><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;text-align:center;margin:0pt;"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:0.1pt;">SECURITIES</b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:-0.8pt;"> </b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:0.2pt;">AND</b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:-0.65pt;"> </b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:0.2pt;">EXCHANGE</b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:-0.75pt;"> </b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:-0.1pt;">COMMISSION</b></p><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;line-height:2.58;text-align:center;margin:0pt;"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:0.05pt;">Washington,</b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:-1.2pt;"> </b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:0.1pt;">D.C.</b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:-1.15pt;"> </b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:0.05pt;">20549</b></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:center;margin:0pt;"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:0.05pt;">FORM</b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:-0.95pt;"> </b><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" name="dei:DocumentType" id="Narr_1U_AmJwvd06WNMYAfymoBQ"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:-0.05pt;">8-K</b></ix:nonNumeric></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:center;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;font-weight:bold;letter-spacing:-0.05pt;visibility:hidden;">&#8203;</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;line-height:9.4pt;text-align:center;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:9.4pt;font-weight:bold;visibility:hidden;">&#8203;</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;line-height:9.4pt;text-align:center;margin:0pt;"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;">CURRENT REPORT</b></p><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;line-height:1.59;text-align:center;margin:0pt;"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;">PURSUANT TO SECTION 13 OR 15(d) OF THE</b></p><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;line-height:1.59;text-align:center;margin:0pt;"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;">SECURITIES EXCHANGE ACT OF 1934</b></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span 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style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:0pt;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td><td style="vertical-align:top;width:33.31%;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:0pt;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td><td style="vertical-align:top;width:33.31%;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:0pt;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td></tr><tr><td style="vertical-align:top;width:33.36%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:center;margin:0pt;"><span style="-sec-ix-hidden:Hidden_d-Q01kiH30Sb9nz4eznMnA;"><b style="color:#000000;font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-style:normal;font-weight:bold;letter-spacing:-0.1pt;text-align:center;">De</b></span><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.1pt;">laware</b></p></td><td style="vertical-align:top;width:33.31%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:center;margin:0pt;"><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" name="dei:EntityFileNumber" id="Tc_2AAxjDa7HUSGU4gzYHW8JQ_1_1"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.15pt;">001-36509</b></ix:nonNumeric></p></td><td style="vertical-align:top;width:33.31%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:center;margin:0pt;"><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" name="dei:EntityTaxIdentificationNumber" id="Tc_H_wljSy3sE-cUk1R5N8sJw_1_2"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.15pt;">33-0702205</b></ix:nonNumeric></p></td></tr><tr><td style="vertical-align:top;width:33.36%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;line-height:1.51;text-align:center;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">(S</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">t</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">t</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-1pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">or</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-1pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">O</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">th</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-1.05pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">Jurisdiction</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.95pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">of<br /></span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">I</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">ncorpor</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">tion</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">)</span></p></td><td style="vertical-align:top;width:33.31%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;line-height:1.51;text-align:center;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">(Commission</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-1.15pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">File</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-1.1pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">N</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">umb</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">)</span></p></td><td style="vertical-align:top;width:33.31%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;line-height:1.51;text-align:center;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">(I.R.S.</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.9pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">Employer</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-1.1pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">I</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">d</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">ntific</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">tion<br /></span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">N</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">umb</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">)</span></p></td></tr></table><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;visibility:hidden;">&#8203;</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:10pt;visibility:hidden;">&#8203;</span></p><a id="_3ab685b0_bdec_4b61_ac78_79b0bd4ee8e2"></a><a id="Tc_AZLlYDjEtkKwYgRpunsLMA_2_0"></a><a id="Tc_okgWXG50xEKq_IKr7_urUQ_3_0"></a><a id="Tc_zc3QYckz-ESmvbowUgLIRA_3_1"></a><table style="border-collapse:collapse;font-size:16pt;height:max-content;margin-left:auto;margin-right:auto;padding-left:0pt;padding-right:0pt;width:100%;"><tr style="height:1pt;"><td style="vertical-align:top;width:50%;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:0pt;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td><td style="vertical-align:bottom;width:50%;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td></tr><tr><td style="vertical-align:top;width:50%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:center;margin:0pt;"><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" name="dei:EntityAddressAddressLine1" id="Tc_3RHuYyAsZ0aEt6KvKXiKhg_1_0"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.15pt;">11570</b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.2pt;"> </b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.15pt;">6th</b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.05pt;"> Street</b></ix:nonNumeric></p></td><td style="vertical-align:bottom;width:50%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:center;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;visibility:hidden;">&#8203;</span></p></td></tr><tr><td style="vertical-align:top;width:50%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:center;margin:0pt;"><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" name="dei:EntityAddressCityOrTown" id="Narr_YACgmTi5REGuYER6xC_JSg"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.1pt;">Rancho</b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.3pt;"> </b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.05pt;">Cucamonga</b></ix:nonNumeric><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.05pt;">,</b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.15pt;"> </b><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" format="ixt-sec:stateprovnameen" name="dei:EntityAddressStateOrProvince" id="Narr_m_RYFTLd6EGS9Gh6Zsrrxw"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;">California</b></ix:nonNumeric></p></td><td style="vertical-align:bottom;width:50%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:center;margin:0pt;"><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" name="dei:EntityAddressPostalZipCode" id="Tc_gKT69abmFkOnPzsCNh7XCw_2_1"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.15pt;">91730</b></ix:nonNumeric></p></td></tr><tr><td style="vertical-align:top;width:50%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;line-height:1.51;text-align:center;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">(</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">Addr</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">ss</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.75pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">of</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.75pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">Principal</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.85pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">E</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;">x</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;">cutiv</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-1pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">O</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;">ffic</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;">s</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">)</span></p></td><td style="vertical-align:top;width:50%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;line-height:1.51;text-align:center;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">(Z</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">ip</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.15pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">C</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">od</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">e)</span></p></td></tr></table><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;visibility:hidden;">&#8203;</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;line-height:2.8;text-align:center;margin:0pt 0pt 18pt 0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">Re</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">gistr</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">nt&#39;s</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">t</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">l</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">phon</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.3pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">numb</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">,</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">including</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.3pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">ea</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.3pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">cod</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">:</span><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:0.05pt;"> </b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.15pt;">(</b><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" name="dei:CityAreaCode" id="Narr_z4sZfyY66064TnHM0ATHHw"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.15pt;">909</b></ix:nonNumeric><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.15pt;">)</b><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.35pt;"> </b><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" name="dei:LocalPhoneNumber" id="Narr_EqcVvN1Xpk-XW-hUvxgtPg"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.15pt;">980-9484</b></ix:nonNumeric></p><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;text-align:center;margin:0pt 0pt 3pt 0pt;"><b style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;font-weight:bold;letter-spacing:-0.1pt;">Not</b><b 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style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">ame</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.5pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">or</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.5pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">for</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">me</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.55pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">ddr</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">ss</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">,</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">if</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">ch</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">ng</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">d</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.5pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;">sinc</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.45pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">l</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">st</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">port</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">)</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8pt;visibility:hidden;">&#8203;</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;line-height:1.51;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">C</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">h</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">ck</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.45pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">the</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.7pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">ppropri</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">t</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.75pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">box</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.4pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">b</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">low</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.75pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">if</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.5pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">the</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.7pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">F</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">orm</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.55pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">8-</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">K</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.45pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">filing</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.75pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">is</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.4pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">int</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">nd</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">d</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.7pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;">to</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.75pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">simultaneously</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.4pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.15pt;">s</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.15pt;">tisfy</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.45pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">the</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.7pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">filing</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.7pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">oblig</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">tion</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.75pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">of</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.45pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">the </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">gistr</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">nt</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-1.05pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">und</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-1.2pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">ny</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-1pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">of</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-1.05pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">the</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-1.15pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">following</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-1.2pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">provisions:</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:10.5pt;visibility:hidden;">&#8203;</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;line-height:1.51;padding-left:36pt;text-indent:-36pt;margin:0pt;"><span style="display:inline-block;text-indent:0pt;width:34.1pt;"><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" format="ixt-sec:boolballotbox" name="dei:WrittenCommunications" id="Narr_d79wGonQgUCFx3Q_Kx7hAQ"><span style="color:#000000;font-family:'Segoe UI Symbol';font-size:8.5pt;font-style:normal;font-weight:normal;letter-spacing:0.05pt;line-height:1.51;text-align:left;">&#9744;</span></ix:nonNumeric></span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">Written</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.35pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">communications </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">pursu</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">nt</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;">to</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.35pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">R</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">ul</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.35pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">425</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.35pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">und</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.4pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">the</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.3pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">Securities </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.2pt;">Act</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">(17</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.35pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">CFR</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.4pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">230.425)</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;line-height:1.51;padding-left:36pt;text-indent:-36pt;margin:0pt;"><span style="display:inline-block;text-indent:0pt;width:34.1pt;"><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" format="ixt-sec:boolballotbox" name="dei:SolicitingMaterial" id="Narr_u20edPZ56EqAqKB6_HkRYw"><span style="color:#000000;font-family:'Segoe UI Symbol';font-size:8.5pt;font-style:normal;font-weight:normal;letter-spacing:0.05pt;line-height:1.51;text-align:left;">&#9744;</span></ix:nonNumeric></span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">S</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;">oliciting</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">ma</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">t</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">ri</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">l</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">pursu</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">nt</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.2pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;">to</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;"> R</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">ul</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">14a-12 </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">und</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">the</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">Exchange</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.2pt;">Act</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.25pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">(17 </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">CFR</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;"> 240.14a-12)</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;line-height:1.51;padding-left:36pt;text-indent:-36pt;margin:0pt;"><span style="display:inline-block;text-indent:0pt;width:34.1pt;"><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" format="ixt-sec:boolballotbox" name="dei:PreCommencementTenderOffer" id="Narr_8K2e2pWkSka_ayAruKg78Q"><span style="color:#000000;font-family:'Segoe UI Symbol';font-size:8.5pt;font-style:normal;font-weight:normal;letter-spacing:0.05pt;line-height:1.51;text-align:left;">&#9744;</span></ix:nonNumeric></span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">P</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">e-</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">commencement communications</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.15pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">pursu</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">nt</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;">to</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.3pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">R</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">ul</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.3pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">14</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">d</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">-2(</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">b</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">)</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.3pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">und</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.3pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">the</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.3pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">Exchange</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.3pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.2pt;">Act</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.05pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">(17</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.25pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">CFR</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.35pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">240.14</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">d</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">-2(</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">b</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">))</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;line-height:1.51;padding-left:36pt;text-indent:-36pt;margin:0pt;"><span style="display:inline-block;text-indent:0pt;width:34.1pt;"><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" format="ixt-sec:boolballotbox" name="dei:PreCommencementIssuerTenderOffer" id="Narr_kyjV9ju5UUeuE77gUG7Uwg"><span style="color:#000000;font-family:'Segoe UI Symbol';font-size:8.5pt;font-style:normal;font-weight:normal;letter-spacing:0.05pt;line-height:1.51;text-align:left;">&#9744;</span></ix:nonNumeric></span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">P</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">e-</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">commencement</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">communications</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.2pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">pursu</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">a</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">nt</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;"> to</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.25pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">R</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">ul</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">13e-4(</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">c</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">)</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.25pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">und</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">e</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;">r</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.25pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">the</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.25pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;">Exchange</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.2pt;">Act</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:0.1pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">(17</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.2pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">CFR</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.3pt;"> </span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">240.13e-4(</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.15pt;">c</span><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;">))</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;line-height:1.51;padding-left:36pt;text-indent:-36pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;visibility:hidden;">&#8203;</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.05pt;">Securities registered pursuant to Section 12(b) of the Act:</span></p><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;line-height:1.51;padding-left:36pt;text-indent:-36pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8.5pt;letter-spacing:-0.1pt;visibility:hidden;">&#8203;</span></p><a id="_fe068e7e_837f_46f5_9d24_8d8dacb92a9e"></a><a id="Tc_lDV4qrchM0CHmFeea1D9Xw_0_0"></a><a id="Tc_JI1TeNyPhU2RXSAdxXWEzA_1_0"></a><a id="Tc_aQMXJumRW0eptmmc1NMv9Q_1_2"></a><a id="Tc_BFdroKKsQEyBSq8pAcrm0g_1_4"></a><a id="Tc__ti54-aLI0yF8H0EABTT8Q_3_4"></a><table style="border-collapse:collapse;font-size:16pt;height:max-content;margin-left:auto;margin-right:auto;padding-left:0pt;padding-right:0pt;width:100%;"><tr style="height:1pt;"><td style="vertical-align:bottom;width:40.9%;border-left:1px solid #000000;border-top:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:1pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';">T</span></p></div></div></td><td style="vertical-align:bottom;width:0.91%;border-top:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td><td style="vertical-align:bottom;width:26.95%;border-top:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td><td style="vertical-align:bottom;width:0.89%;border-top:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td><td style="vertical-align:bottom;width:27.7%;border-top:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td><td style="vertical-align:bottom;width:0.95%;border-top:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td><td style="vertical-align:bottom;width:1.66%;border-right:1px solid #000000;border-top:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td></tr><tr style="height:10.3pt;"><td style="vertical-align:bottom;width:40.9%;border-bottom:1px solid #000000;border-left:1px solid #000000;border-right:1px solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;text-align:center;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';">Title of each class</span></p></td><td style="vertical-align:bottom;width:0.91%;border-bottom:1px solid #000000;border-left:1px solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:6.5pt;visibility:hidden;">&#8203;</span></p></td><td style="vertical-align:bottom;width:26.95%;border-bottom:1px solid #000000;border-right:1px solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;text-align:center;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';">Trading Symbol(s)</span></p></td><td style="vertical-align:bottom;width:0.89%;border-bottom:1px solid #000000;border-left:1px solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:6.5pt;visibility:hidden;">&#8203;</span></p></td><td colspan="3" style="vertical-align:bottom;width:30.32%;border-bottom:1px solid #000000;border-right:1px solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:8pt;text-align:center;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';">Name of each exchange on which registered</span></p></td></tr><tr style="height:3.3pt;"><td style="vertical-align:middle;width:40.9%;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:3.3pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:50%;transform:translate(0,-50%);width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8pt;visibility:hidden;">&#8203;</span></p></div></div></td><td colspan="2" style="vertical-align:middle;width:27.87%;border-left:1px solid #000000;border-right:1px solid #000000;border-top:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:3.3pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:50%;transform:translate(0,-50%);width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8pt;visibility:hidden;">&#8203;</span></p></div></div></td><td colspan="2" style="vertical-align:middle;width:28.59%;border-left:1px solid #000000;border-top:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:3.3pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:50%;transform:translate(0,-50%);width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8pt;visibility:hidden;">&#8203;</span></p></div></div></td><td colspan="2" style="vertical-align:middle;width:2.61%;border-right:1px solid #000000;border-top:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:3.3pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:50%;transform:translate(0,-50%);width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8pt;visibility:hidden;">&#8203;</span></p></div></div></td></tr><tr style="height:10.3pt;"><td style="vertical-align:bottom;width:40.9%;border-left:1px solid #000000;border-right:1px solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:center;margin:0pt;"><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" name="dei:Security12bTitle" id="Tc_bjUBlD2EpkGzjQG7EIkuGg_3_0"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8pt;">Common Stock, par value $0.0001 per share</span></ix:nonNumeric></p></td><td style="vertical-align:bottom;width:0.91%;border-left:1px solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:6.5pt;visibility:hidden;">&#8203;</span></p></td><td style="vertical-align:bottom;width:26.95%;border-right:1px solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:center;margin:0pt;"><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" name="dei:TradingSymbol" id="Tc_pbVxN69HRE-ilgA0Xk6gTg_3_2"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8pt;">AMPH</span></ix:nonNumeric></p></td><td style="vertical-align:bottom;width:0.89%;border-left:1px solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:6.5pt;visibility:hidden;">&#8203;</span></p></td><td colspan="3" style="vertical-align:bottom;width:30.32%;border-right:1px solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;text-align:center;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8pt;">The </span><ix:nonNumeric contextRef="Duration_1_12_2021_To_1_12_2021_soW_VAbSkkuFlcFpTUR_sA" name="dei:SecurityExchangeName" id="Narr_VqVNLHh8hkuc9DfweErwSQ"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8pt;">NASDAQ</span></ix:nonNumeric><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8pt;"> Stock Market LLC</span></p></td></tr><tr style="height:3.6pt;"><td style="vertical-align:bottom;width:40.9%;border-bottom:1px solid #000000;border-left:1px solid #000000;border-right:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:3.6pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:8pt;visibility:hidden;">&#8203;</span></p></div></div></td><td style="vertical-align:bottom;width:0.91%;border-bottom:1px solid #000000;border-left:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:3.6pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-family:'Arial','Helvetica','sans-serif';font-size:6.5pt;visibility:hidden;">&#8203;</span></p></div></div></td><td style="vertical-align:bottom;width:26.95%;border-bottom:1px solid #000000;border-right:1px solid #000000;margin:0pt;padding:0pt;"><div style="height:3.6pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span 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<div style="background-color:#000000;clear:both;height:2pt;page-break-after:always;width:79.3%;border:0;margin:30pt 10.35% 30pt 10.35%;"></div><div style="max-width:100%;padding-left:10.35%;padding-right:10.35%;position:relative;"><div style="clear:both;max-width:100%;position:relative;"><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;text-align:center;margin:0pt;"><b style="font-weight:bold;">SIGNATURES</b></p><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;text-align:center;margin:0pt;">&#160;</p><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;margin:0pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</p><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;margin:0pt;">&#160;</p><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;margin:0pt;">&#160;</p><a id="page_2_1"></a><a id="doc_2"></a><table style="border-collapse:collapse;font-size:16pt;height:max-content;margin-left:-0.5409012%;padding-left:0pt;padding-right:0pt;width:101.08%;"><tr style="height:1pt;"><td style="vertical-align:top;width:54.12%;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:0pt;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td><td colspan="2" style="vertical-align:top;width:33.95%;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:0pt;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td><td style="vertical-align:top;width:11.91%;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="position:absolute;top:0pt;width:100%;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-size:1pt;visibility:hidden;">&#8203;</span></p></div></div></td></tr><tr><td style="vertical-align:top;width:54.12%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;margin:0pt;">&#160;</p></td><td colspan="3" style="vertical-align:top;width:45.87%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;margin:0pt;">AMPHASTAR PHARMACEUTICALS, INC.</p></td></tr><tr><td style="vertical-align:top;width:54.12%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;margin:0pt;">Date: January 12, 2021</p></td><td colspan="3" style="vertical-align:top;width:45.87%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;margin:0pt;">&#160;</p></td></tr><tr><td style="vertical-align:top;width:54.12%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-size:10pt;visibility:hidden;">&#8203;</span></p></td><td style="vertical-align:top;width:3.65%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;margin:0pt;">By:</p></td><td style="vertical-align:top;width:30.3%;border-bottom:1px solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;margin:0pt;"><b style="font-weight:bold;">/S/WILLIAM J. PETERS</b></p></td><td style="vertical-align:top;width:11.91%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;margin:0pt;">&#160;</p></td></tr><tr style="height:0pt;visibility:hidden;"><td colspan="4" style="padding:0pt;"></td></tr><tr><td style="vertical-align:top;width:54.12%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;margin:0pt;">&#160;</p></td><td style="vertical-align:top;width:3.65%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:12pt;margin:0pt;"><span style="font-size:10pt;visibility:hidden;">&#8203;</span></p></td><td colspan="2" style="vertical-align:top;width:42.21%;margin:0pt;padding:0pt;"><p style="font-family:'Times New Roman','Times','serif';font-size:10pt;margin:0pt;">William J. 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​
​
UNITED
STATES
SECURITIES
AND
EXCHANGE
COMMISSION
Washington,
D.C.
20549
FORM
8-K
​
​
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
​
Da
t
e
of
Re
port
(Da
t
e
of
ea
rli
e
st
e
v
e
nt
Re
port
e
d
)
:
January 12, 2021
​
Amphastar
Pharmaceuticals,
Inc.
(E
x
a
ct
Na
m
e
of
Re
gistr
a
nt
a
s
S
p
e
cifi
e
d
in
C
h
a
rt
e
r
)
​
​
​
​
​
De
laware
001-36509
33-0702205
(S
t
a
t
e
or
O
th
e
r
Jurisdiction
of
I
ncorpor
a
tion
)
(Commission
File
N
umb
e
r
)
(I.R.S.
Employer
I
d
e
ntific
a
tion
N
umb
e
r
)
​
​
​
​
11570
6th
Street
​
Rancho
Cucamonga
,
California
91730
(
Addr
e
ss
of
Principal
E
x
e
cutiv
e
O
ffic
e
s
)
(Z
ip
C
od
e)
​
Re
gistr
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,
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orm
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ddr
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ck
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ppropri
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r
e
gistr
a
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und
e
r
a
ny
of
the
following
provisions:
​
☐
Written
communications
pursu
a
nt
to
R
ul
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425
und
e
r
the
Securities
Act
(17
CFR
230.425)
☐
S
oliciting
ma
t
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P
r
e-
commencement communications
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nt
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-2(
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)
und
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the
Exchange
Act
(17
CFR
240.14
d
-2(
b
))
☐
P
r
e-
commencement
communications
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13e-4(
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und
e
r
the
Exchange
Act
(17
CFR
240.13e-4(
c
))
​
Securities registered pursuant to Section 12(b) of the Act:
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T
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​
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​
Title of each class
​
Trading Symbol(s)
​
Name of each exchange on which registered
​
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​
Common Stock, par value $0.0001 per share
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AMPH
​
The
NASDAQ
Stock Market LLC
​
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​
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​
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (
§
230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (
§
240.12b-2 of this chapter).
​
Emerging growth company
☐
​
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
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Item 7.01.       Regulation FD Disclosure
​
On January 12, 2021, Amphastar Pharmaceuticals, Inc. (the "
Company
"), released an updated investor presentation of the Company's business model, products, and product candidates. The investor presentation will be used from time to time in meetings with investors.
​
A copy of the above-referenced presentation is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. The information furnished pursuant to Item 7.01 of this current report, including Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of that section, and shall not be deemed incorporated by reference into any of the Company's filings under the Securities Act of 1933, as amended or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing, except as shall be expressly set forth by specific reference in such filing. The furnishing of the information in this Current Report on Form 8-K is not intended to, and does not, constitute a determination or admission by the Company that the information in this Current Report on Form 8-K is material or complete, or that investors should consider this information before making an investment decision with respect to any security of the Company.
​
Item 9.01.
Financial Statements and Exhibits.
​
(d) Exhibits
​
Exhibit No.
Description
99.1
Investor presentation of Amphastar Pharmaceuticals, Inc. dated January 2021.
104
​
Cover Page Interactive Data File (embedded within the Inline XBRL document)
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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AMPHASTAR PHARMACEUTICALS, INC.
Date: January 12, 2021
​
By:
/S/WILLIAM J. PETERS
​
William J. Peters
​
Chief Financial Officer and Senior Vice President
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