<!DOCTYPE HTML PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd">
<html>
<head>
<title>
hsdt-8k_20180705.htm
</title>
</head>
<!-- NG Converter v5.0.18092.123 -->
<body>

<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;font-size:18pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;"></p>
<p style="text-align:center;margin-top:11pt;line-height:20pt;margin-bottom:0pt;margin-left:29.76%;margin-right:29.75%;text-indent:0%;font-weight:bold;font-size:18pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">UNITED <font style="letter-spacing:-0.45pt;">STATES</font></p>
<p style="text-align:center;line-height:20pt;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;font-size:18pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">SECURITIES AND EXCHANGE COMMISSION</p>
<p style="text-align:center;margin-top:0pt;margin-bottom:0pt;margin-left:29.72%;margin-right:29.75%;text-indent:0%;letter-spacing:-0.15pt;font-weight:bold;font-size:10pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">Washington,<font style="letter-spacing:-0.5pt;"> </font><font style="letter-spacing:0.1pt;">D.C.</font><font style="letter-spacing:-0.5pt;"> </font><font style="letter-spacing:0.2pt;">20549</font></p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-family:Times New Roman;font-weight:bold;;font-size:6pt;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:37.52%;text-indent:0%;font-size:5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"></p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-family:Times New Roman;font-weight:bold;;font-size:14.5pt;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:29.77%;margin-right:29.75%;text-indent:0%;font-weight:bold;font-size:18pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">FORM 8-K</p>
<p style="text-align:center;margin-top:11pt;line-height:13pt;margin-bottom:0pt;margin-left:29.77%;margin-right:29.75%;text-indent:0%;font-weight:bold;font-size:12pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">CURRENT <font style="letter-spacing:-0.1pt;">REPORT</font></p>
<p style="text-align:center;margin-top:0pt;line-height:13pt;margin-bottom:0pt;margin-left:29.76%;margin-right:29.75%;text-indent:0%;font-weight:bold;font-size:12pt;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-family:Times New Roman;font-weight:bold;;font-size:10pt;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:29.71%;margin-right:29.75%;text-indent:0%;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">June 28, 2018 </p>
<p style="text-align:center;margin-top:0pt;margin-bottom:0pt;margin-left:29.77%;margin-right:29.75%;text-indent:0%;font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Date<font style="letter-spacing:-0.2pt;"> </font>of<font style="letter-spacing:-0.6pt;"> </font>Report<font style="letter-spacing:-0.05pt;"> </font>(Date<font style="letter-spacing:-0.2pt;"> </font>of<font style="letter-spacing:-0.6pt;"> </font>earliest<font style="letter-spacing:-0.05pt;"> </font>event<font style="letter-spacing:-0.05pt;"> </font>reported)</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Calibri;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"><img src="g20180705125043359490.jpg" title="" alt="" style="width:132px;height:60px;"><font style="font-family:Times New Roman;letter-spacing:-0.05pt;">&nbsp;</font></p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;"><font style="text-decoration:underline;">HELIUS MEDICAL TECHNOLOGIES, INC. </font><br /><font style="font-weight:normal;">(Exact name of registrant as specified in its charter) </font></p>
<div align="left">
<table border="0" cellspacing="0" cellpadding="0" style="border-collapse:collapse; width:100%;">
<tr>
<td valign="top"  style="width:33.32%;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;"><font style="text-decoration:underline;">WYOMING </font></p></td>
<td valign="top"  style="width:33.34%;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;"><font style="text-decoration:underline;">001-38445</font></p></td>
<td valign="top"  style="width:33.34%;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;"><font style="text-decoration:underline;">36-4787690 </font></p></td>
</tr>
<tr>
<td valign="top"  style="width:33.32%;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(State or other jurisdiction of </p></td>
<td valign="top"  style="width:33.34%;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(Commission</p></td>
<td valign="top"  style="width:33.34%;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(I.R.S. Employer </p></td>
</tr>
<tr>
<td valign="top"  style="width:33.32%;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">incorporation or organization) </p></td>
<td valign="top"  style="width:33.34%;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">File Number)</p></td>
<td valign="top"  style="width:33.34%;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Identification No.) </p></td>
</tr>
</table></div>
<p style="text-align:center;margin-top:0pt;margin-bottom:0pt;margin-left:29.77%;margin-right:29.75%;text-indent:0%;font-size:11pt;">&nbsp;</p>
<p style="text-align:center;margin-top:0pt;margin-bottom:0pt;margin-left:29.77%;margin-right:29.75%;text-indent:0%;font-size:11pt;letter-spacing:-0.05pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"> (Exact name<font style="letter-spacing:-0.2pt;"> </font><font style="letter-spacing:0.1pt;">of</font><font style="letter-spacing:-0.6pt;"> </font>registrant as<font style="letter-spacing:-0.4pt;"> </font>specified <font style="letter-spacing:0.1pt;">in</font> charter)</p>
<p style="text-align:center;margin-top:0pt;margin-bottom:0pt;margin-left:29.77%;margin-right:29.75%;text-indent:0%;font-size:11pt;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">642 Newtown Yardley Road, Suite 100</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;"><font style="text-decoration:underline;">Newtown, Pennsylvania, 18940 </font></p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">(Address of principal executive offices) (Zip Code) </p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-weight:bold;;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Registrant&#8217;s telephone number, including area code: (215) 944-6100</p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;margin-right:2.33%;text-indent:0%;font-size:11pt;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;margin-right:2.33%;text-indent:0%;font-size:11pt;letter-spacing:0.05pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Check <font style="letter-spacing:0.15pt;">the</font><font style="letter-spacing:-0.2pt;"> </font>appropriate<font style="letter-spacing:-0.2pt;"> </font><font style="letter-spacing:0.15pt;">box</font> <font style="letter-spacing:0.15pt;">below</font> <font style="letter-spacing:0.1pt;">if</font><font style="letter-spacing:-0.6pt;"> </font><font style="letter-spacing:0.15pt;">the</font><font style="letter-spacing:-0.2pt;"> </font><font style="letter-spacing:-0.15pt;">Form</font><font style="letter-spacing:-0.55pt;"> </font><font style="letter-spacing:-0.05pt;">8-K</font> filing <font style="letter-spacing:0.1pt;">is</font><font style="letter-spacing:-0.4pt;"> </font><font style="letter-spacing:0.15pt;">intended</font> <font style="letter-spacing:0.1pt;">to</font> simultaneously <font style="letter-spacing:-0.05pt;">satisfy</font> <font style="letter-spacing:0.15pt;">the</font><font style="letter-spacing:-0.2pt;"> </font>filing <font style="letter-spacing:0.15pt;">obligation</font> <font style="letter-spacing:0.1pt;">of</font><font style="letter-spacing:-0.6pt;"> </font><font style="letter-spacing:0.15pt;">the</font><font style="letter-spacing:-0.2pt;"> </font>registrant<font style="letter-spacing:4.8pt;"> </font><font style="letter-spacing:0.15pt;">under</font><font style="letter-spacing:-0.6pt;"> </font><font style="letter-spacing:0.1pt;">any</font> <font style="letter-spacing:0.1pt;">of</font><font style="letter-spacing:-0.6pt;"> </font><font style="letter-spacing:0.15pt;">the</font><font style="letter-spacing:-0.2pt;"> </font><font style="letter-spacing:0.1pt;">following</font> provisions:</p>
<p style="margin-bottom:3pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;">&nbsp;</p>
<div align="left">
<table border="0" cellspacing="0" cellpadding="0"  style="border-collapse:collapse; width:100%;">
<tr>
<td valign="top" style="width:1.25%;white-space:nowrap">
<p style="margin-bottom:3pt;margin-top:0pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';font-size:10pt;">&nbsp;</p></td>
<td valign="top" style="width:6.44%;white-space:nowrap">
<p style="margin-bottom:3pt;margin-top:0pt;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';"><font style="font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';">&#9744;</font></p></td>
<td valign="top">
<p style="margin-bottom:3pt;margin-top:0pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';font-size:10pt;"><font style="font-size:11pt;font-family:Times New Roman;">Written </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">communications</font><font style="font-size:11pt;letter-spacing:-0.4pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.05pt;font-family:Times New Roman;">pursuant</font><font style="font-size:11pt;letter-spacing:-0.05pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">to</font><font style="font-size:11pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">Rule</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.15pt;font-family:Times New Roman;">425</font><font style="font-size:11pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.15pt;font-family:Times New Roman;">under</font><font style="font-size:11pt;letter-spacing:-0.6pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.15pt;font-family:Times New Roman;">the</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;font-family:Times New Roman;">Securities</font><font style="font-size:11pt;letter-spacing:-0.4pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">Act</font><font style="font-size:11pt;letter-spacing:-0.05pt;font-family:Times New Roman;"> (17</font><font style="font-size:11pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:-0.1pt;font-family:Times New Roman;">CFR</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.15pt;font-family:Times New Roman;">230.425)</font></p></td></tr></table></div>
<div align="left">
<table border="0" cellspacing="0" cellpadding="0"  style="border-collapse:collapse; width:100%;">
<tr>
<td valign="top" style="width:1.25%;white-space:nowrap">
<p style="margin-bottom:3pt;margin-top:0pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';font-size:10pt;">&nbsp;</p></td>
<td valign="top" style="width:6.44%;white-space:nowrap">
<p style="margin-bottom:3pt;margin-top:0pt;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';"><font style="font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';">&#9744;</font></p></td>
<td valign="top">
<p style="margin-bottom:3pt;margin-top:0pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';font-size:10pt;"><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">Soliciting</font><font style="font-size:11pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:-0.05pt;font-family:Times New Roman;">material </font><font style="font-size:11pt;letter-spacing:0.05pt;font-family:Times New Roman;">pursuant</font><font style="font-size:11pt;letter-spacing:-0.05pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">to</font><font style="font-size:11pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">Rule</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.05pt;font-family:Times New Roman;">14a&#173;12</font><font style="font-size:11pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.15pt;font-family:Times New Roman;">under</font><font style="font-size:11pt;letter-spacing:-0.6pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.15pt;font-family:Times New Roman;">the</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">Exchange</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">Act</font><font style="font-size:11pt;letter-spacing:-0.05pt;font-family:Times New Roman;"> (17</font><font style="font-size:11pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:-0.1pt;font-family:Times New Roman;">CFR</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">240.14a&#173;12)</font></p></td></tr></table></div>
<div align="left">
<table border="0" cellspacing="0" cellpadding="0"  style="border-collapse:collapse; width:100%;">
<tr>
<td valign="top" style="width:1.25%;white-space:nowrap">
<p style="margin-bottom:3pt;margin-top:0pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';font-size:10pt;">&nbsp;</p></td>
<td valign="top" style="width:6.44%;white-space:nowrap">
<p style="margin-bottom:3pt;margin-top:0pt;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';"><font style="font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';">&#9744;</font></p></td>
<td valign="top">
<p style="margin-bottom:3pt;margin-top:0pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';font-size:10pt;"><font style="font-size:11pt;letter-spacing:-0.1pt;font-family:Times New Roman;">Pre&#173;commencement</font><font style="font-size:11pt;letter-spacing:-0.05pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">communications</font><font style="font-size:11pt;letter-spacing:-0.4pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.05pt;font-family:Times New Roman;">pursuant</font><font style="font-size:11pt;letter-spacing:-0.05pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">to</font><font style="font-size:11pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">Rule</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.05pt;font-family:Times New Roman;">14d&#173;2(b)</font><font style="font-size:11pt;letter-spacing:-0.6pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.15pt;font-family:Times New Roman;">under</font><font style="font-size:11pt;letter-spacing:-0.6pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.15pt;font-family:Times New Roman;">the</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">Exchange</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">Act</font><font style="font-size:11pt;letter-spacing:-0.05pt;font-family:Times New Roman;"> (17</font><font style="font-size:11pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:-0.1pt;font-family:Times New Roman;">CFR</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.05pt;font-family:Times New Roman;">240.14d&#173;2(b))</font></p></td></tr></table></div>
<div align="left">
<table border="0" cellspacing="0" cellpadding="0"  style="border-collapse:collapse; width:100%;">
<tr>
<td valign="top" style="width:1.25%;white-space:nowrap">
<p style="margin-bottom:3pt;margin-top:0pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';font-size:10pt;">&nbsp;</p></td>
<td valign="top" style="width:6.44%;white-space:nowrap">
<p style="margin-bottom:3pt;margin-top:0pt;font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';"><font style="font-size:10pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';">&#9744;</font></p></td>
<td valign="top">
<p style="margin-bottom:3pt;margin-top:0pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;font-family:'Times New Roman';font-size:10pt;"><font style="font-size:11pt;letter-spacing:-0.1pt;font-family:Times New Roman;">Pre&#173;commencement</font><font style="font-size:11pt;letter-spacing:-0.05pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">communications</font><font style="font-size:11pt;letter-spacing:-0.4pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.05pt;font-family:Times New Roman;">pursuant</font><font style="font-size:11pt;letter-spacing:-0.05pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">to</font><font style="font-size:11pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">Rule</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;font-family:Times New Roman;">13e&#173;4(c)</font><font style="font-size:11pt;letter-spacing:-0.6pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.15pt;font-family:Times New Roman;">under</font><font style="font-size:11pt;letter-spacing:-0.6pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.15pt;font-family:Times New Roman;">the</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">Exchange</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:0.1pt;font-family:Times New Roman;">Act</font><font style="font-size:11pt;letter-spacing:-0.05pt;font-family:Times New Roman;"> (17</font><font style="font-size:11pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;letter-spacing:-0.1pt;font-family:Times New Roman;">CFR</font><font style="font-size:11pt;letter-spacing:-0.2pt;font-family:Times New Roman;"> </font><font style="font-size:11pt;font-family:Times New Roman;">240.13e&#173;4(c))</font></p></td></tr></table></div>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;text-indent:0%;font-size:11pt;">&nbsp;</p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;text-indent:0%;color:#000000;font-size:11pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b&#8209;2 of the Securities Exchange Act of 1934 (&#167;240.12b&#8209;2 of this chapter).</p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;margin-left:1.25%;text-indent:0%;color:#000000;font-size:11pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Emerging growth company <font style="font-family:MS Mincho;">&#9745;</font></p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:1.17%;text-indent:0%;font-size:11pt;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:1.17%;text-indent:0%;color:#000000;font-size:11pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act <font style="font-family:MS Mincho;">&#9745;</font></p>
<p style="margin-bottom:3pt;margin-top:0pt;margin-left:1.25%;text-indent:0%;font-size:11pt;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:1.17%;text-indent:0%;font-size:5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"></p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-family:Times New Roman;font-size:1pt;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0.98%;text-indent:0%;font-size:5pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"></p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-size:10pt;">&nbsp;</p>
<p style="text-align:center;margin-top:12pt;margin-bottom:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">1</p>
<hr style="page-break-after:always;width:100%;">
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-weight:bold;;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Item 5.07 Submission of Matters to a Vote of Security Holders.</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;">&nbsp;</p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:6.45%;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">On June 28, 2018, Helius Medical Technologies, Inc. (the &#8220;<font style="font-weight:bold;font-style:italic;">Company</font>&#8221;) held its 2018 annual meeting of shareholders (the &#8220;<font style="font-weight:bold;font-style:italic;">Annual Meeting</font>&#8221;). The shareholders considered five proposals, each of which is described in more detail in the Company&#8217;s definitive proxy statement filed with the Securities and Exchange Commission on May 29, 2018.&#160;&#160;Of the 23,312,291 shares of Class A Common Stock outstanding as of the record date, 14,730,401 shares, or 63.2%, were present or represented by proxy at the Annual Meeting.&#160;&#160;Set forth below are the results of the matters submitted for a vote of stockholders at the Annual Meeting. </p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160; </p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;color:#000000;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Proposal No. 1<font style="font-weight:normal;">:&#160;&#160;Election of seven directors of the Company to serve until the 2019 annual meeting of shareholders of the Company and until their respective successors are elected and qualified. The votes were cast as follows: </font></p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160; </p>
<div>
<table border="0" cellspacing="0" cellpadding="0" align="center" style="border-collapse:collapse; width:90%;">
<tr>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:60.56%; border-bottom:solid 1pt #000000;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:7.2pt;;text-indent:-7.2pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Name</p></td>
<td colspan="3" valign="top"  BGCOLOR="#FFFFFF" style="width:2.62%; border-bottom:solid 1pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:15.12%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Votes&#160;For</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:2.62%; border-bottom:solid 1pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:18.32%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Votes&#160;Withheld</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:0.68%; border-bottom:solid 1pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td style="border:none;padding:0;"></td>
</tr>
<tr>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:60.56%; border-top:solid 1pt #000000;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Philippe Deschamps</p></td>
<td colspan="3" valign="top"  BGCOLOR="#CCEEFF" style="width:2.62%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:15.12%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">12,953,160</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:2.62%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:18.32%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;margin-right:3.76%;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">637,230</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:0.68%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:-14.7pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td style="border:none;padding:0;"></td>
</tr>
<tr>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:60.56%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Dane C. Andreeff</p></td>
<td colspan="3" valign="top"  BGCOLOR="#FFFFFF" style="width:2.62%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:15.12%;white-space:nowrap;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">13,560,927</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:2.62%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:18.32%;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;margin-right:3.76%;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">29,463</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:0.68%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:-14.7pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td style="border:none;padding:0;"></td>
</tr>
<tr>
<td colspan="2" valign="top"  BGCOLOR="#CCEEFF" style="width:61.04%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Mitchell E. Tyler</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:1.76%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td colspan="2" valign="top"  BGCOLOR="#CCEEFF" style="width:15.5%;white-space:nowrap;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:9.75pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">13,121,569</p></td>
<td colspan="4" valign="top"  BGCOLOR="#CCEEFF" style="width:21.7%;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;margin-right:4.48%;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">468,821</p></td>
</tr>
<tr>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:60.56%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Edward M. Straw</p></td>
<td colspan="3" valign="top"  BGCOLOR="#FFFFFF" style="width:2.62%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:15.12%;white-space:nowrap;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">13,563,229</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:2.62%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:18.32%;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;margin-right:3.76%;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">27,161</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:0.68%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:-14.7pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td style="border:none;padding:0;"></td>
</tr>
<tr>
<td colspan="2" valign="top"  BGCOLOR="#CCEEFF" style="width:61.04%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Blane Walter</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:1.76%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td colspan="2" valign="top"  BGCOLOR="#CCEEFF" style="width:15.5%;white-space:nowrap;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:9.75pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">12,947,693</p></td>
<td colspan="4" valign="top"  BGCOLOR="#CCEEFF" style="width:21.7%;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;margin-right:4.48%;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">642,697</p></td>
</tr>
<tr>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:60.56%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Huaizheng Peng</p></td>
<td colspan="3" valign="top"  BGCOLOR="#FFFFFF" style="width:2.62%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:15.12%;white-space:nowrap;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">13,589,090</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:2.62%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:18.32%;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;margin-right:3.76%;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">1,300</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:0.68%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:-14.7pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td style="border:none;padding:0;"></td>
</tr>
<tr>
<td colspan="2" valign="top"  BGCOLOR="#CCEEFF" style="width:61.04%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Thomas E. Griffin</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:1.76%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td colspan="2" valign="top"  BGCOLOR="#CCEEFF" style="width:15.5%;white-space:nowrap;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:9.75pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">13,147,430</p></td>
<td colspan="4" valign="top"  BGCOLOR="#CCEEFF" style="width:21.7%;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;margin-right:4.48%;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">442,960</p></td>
</tr>
</table></div>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;">&nbsp;</p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Broker Non-Votes: 1,140,011 </p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160; </p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">All nominees were elected. </p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160; </p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;color:#000000;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Proposal No. 2<font style="font-weight:normal;">:&#160;&#160;Ratification of the appointment of BDO USA, LLP as independent registered public accounting firm for the fiscal year ending December 31, 2018. The votes were cast as follows: </font></p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160; </p>
<div>
<table border="0" cellspacing="0" cellpadding="0" align="center" style="border-collapse:collapse; width:90%;">
<tr>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:63.96%; border-bottom:solid 1pt transparent;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:7.2pt;;text-indent:-7.2pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:1.9%; border-bottom:solid 1pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:10.38%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Votes&#160;For</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:1.9%; border-bottom:solid 1pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:11.24%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Votes&#160;Against</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:1.9%; border-bottom:solid 1pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:8.24%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Abstained</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:0.48%; border-bottom:solid 1pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
</tr>
<tr>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:63.96%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:7.2pt;;text-indent:-7.2pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Ratification of Appointment of <font style="color:#000000;">BDO USA, LLP</font></p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:1.9%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:10.38%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">14,709,175</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:1.9%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:11.24%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">459</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:1.9%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:8.24%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">20,767</p></td>
<td valign="middle"  BGCOLOR="#FFFFFF" style="width:auto;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
</tr>
</table></div>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">The appointment of BDO USA, LLP was ratified.</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;">&nbsp;</p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;color:#000000;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Proposal No. 3<font style="font-weight:normal;">:&#160;&#160;Approval of the reincorporation of the Company from the State of Wyoming to the State of Delaware. The votes were cast as follows: </font></p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160; </p>
<div>
<table border="0" cellspacing="0" cellpadding="0" align="center" style="border-collapse:collapse; width:101.28%;">
<tr>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:39.94%; border-bottom:solid 0.75pt transparent;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:7.2pt;;text-indent:-7.2pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:2.32%; border-bottom:solid 0.75pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:9.74%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-weight:bold;;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Votes&#160;For</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:2.32%; border-bottom:solid 0.75pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:13.74%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-weight:bold;;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Votes&#160;Against</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:2.32%; border-bottom:solid 0.75pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:11.16%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-weight:bold;;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Abstained</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:1.1%; border-bottom:solid 0.75pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-weight:bold;;">&nbsp;</p></td>
<td colspan="2" valign="top"  BGCOLOR="#FFFFFF" style="width:11.36%; border-bottom:solid 0.75pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Broker </p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Non-Votes</p></td>
<td colspan="2" valign="top"  BGCOLOR="#FFFFFF" style="width:6.02%; border-bottom:solid 0.75pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
</tr>
<tr>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:39.94%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:7.2pt;;text-indent:-7.2pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Approval of Reincorporation</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:2.32%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:9.74%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">12,890,066</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:2.32%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:13.74%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">692,769</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:2.32%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:11.16%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">7,555</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:1.1%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:8.52%; border-top:solid 0.75pt #000000;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">1,140,011</p></td>
<td colspan="2" valign="middle"  BGCOLOR="#FFFFFF" style="width:7.08%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td style="border:none;padding:0;"></td>
</tr>
</table></div>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">The reincorporation of the Company was approved.</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;">&nbsp;</p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;color:#000000;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Proposal No. 4<font style="font-weight:normal;">:&#160;&#160;Ratification of the prior stock option grant to Joyce LaViscount, the Company&#8217;s Chief Financial Officer and Chief Operating Officer, to purchase 800,000 shares of common stock, on a pre-reverse stock split basis.&nbsp;&nbsp;The votes were cast as follows: </font></p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160; </p>
<div>
<table border="0" cellspacing="0" cellpadding="0" align="center" style="border-collapse:collapse; width:99.46%;"></table></div>
<p style="text-align:center;margin-top:12pt;margin-bottom:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">2</p>
<hr style="page-break-after:always;width:100%;">
<div>
<table border="0" cellspacing="0" cellpadding="0" align="center" style="border-collapse:collapse; width:99.46%;">
<tr>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:44.42%; border-bottom:solid 0.75pt transparent;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:7.2pt;;text-indent:-7.2pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"><a name="_AEIOULastRenderedPageBreakAEIOU2"></a><font style="font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</font></p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:2.34%; border-bottom:solid 0.75pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:9.68%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-weight:bold;;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Votes&#160;For</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:2.3%; border-bottom:solid 0.75pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:13.68%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-weight:bold;;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Votes&#160;Against</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:2.3%; border-bottom:solid 0.75pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:12.9%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-weight:bold;;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Abstained</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:1.3%; border-bottom:solid 0.75pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-weight:bold;;">&nbsp;</p></td>
<td colspan="2" valign="top"  BGCOLOR="#FFFFFF" style="width:11.06%; border-bottom:solid 0.75pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Broker </p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Non-Votes</p></td>
</tr>
<tr>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:44.42%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:7.2pt;;text-indent:-7.2pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Ratification of Prior Option Grant</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:2.34%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:9.68%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">12,335,268</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:2.3%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:13.68%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">1,245,133</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:2.3%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:12.9%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">9,989</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:1.3%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:8.48%; border-top:solid 0.75pt #000000;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">1,140,011</p></td>
<td style="border:none;padding:0;"></td>
</tr>
</table></div>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;">&nbsp;</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">The option grant was ratified.</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;">&nbsp;</p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-weight:bold;color:#000000;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Proposal No. 5<font style="font-weight:normal;">:&#160;&#160;Approval of the 2018 Equity Incentive Plan.&nbsp;&nbsp;The votes were cast as follows: </font></p>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;text-indent:0%;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160; </p>
<div>
<table border="0" cellspacing="0" cellpadding="0" align="center" style="border-collapse:collapse; width:94.82%;">
<tr>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:53.14%; border-bottom:solid 1pt transparent;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:7.2pt;;text-indent:-7.2pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:2.48%; border-bottom:solid 1pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:11.16%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-weight:bold;;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Votes&#160;For</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:2.48%; border-bottom:solid 1pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:14.68%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-weight:bold;;">&nbsp;</p>
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Votes&#160;Against</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:2.48%; border-bottom:solid 1pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;&#160;&#160;&#160;</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:12.96%; border-bottom:solid 1pt #000000;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">Broker Non-Votes</p></td>
<td valign="top"  BGCOLOR="#FFFFFF" style="width:0.62%; border-bottom:solid 1pt transparent;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
</tr>
<tr>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:53.14%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:7.2pt;;text-indent:-7.2pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Ratification of Option Grant</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:2.48%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:11.16%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">12,240,545</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:2.48%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:14.68%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">1,349,445</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:2.48%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&#160;</p></td>
<td valign="top"  BGCOLOR="#CCEEFF" style="width:12.96%; border-top:solid 1pt #000000;white-space:nowrap;">
<p style="text-align:right;margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;color:#000000;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">1,140,011</p></td>
<td valign="middle"  BGCOLOR="#FFFFFF" style="width:auto;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
</tr>
</table></div>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;">&nbsp;</p>
<p style="margin-bottom:10pt;margin-top:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">In addition, votes cast in favor of the proposal represented 87.4% of the disinterested persons present in person of represented by proxy and entitled to vote on Proposal No. 5 (constituting a majority of such shares).&nbsp;&nbsp;Accordingly, the 2018 Equity Incentive Plan was approved.</p>
<p style="margin-bottom:0pt;margin-top:0pt;text-indent:0%;letter-spacing:-0.1pt;font-family:Calibri;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;"><br /></p>
<p style="text-align:center;margin-top:12pt;margin-bottom:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">3</p>
<hr style="page-break-after:always;width:100%;">
<p style="text-align:center;margin-bottom:0pt;margin-top:0pt;margin-left:35.47%;margin-right:35.47%;text-indent:0%;font-size:11pt;letter-spacing:-0.1pt;font-weight:bold;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;"><a name="_AEIOULastRenderedPageBreakAEIOU3"></a><font style="font-size:11pt;letter-spacing:-0.1pt;font-weight:bold;font-family:Times New Roman;font-style:normal;text-transform:none;font-variant: normal;">SIGNATURE</font></p>
<p style="margin-top:0pt;margin-bottom:0pt;text-indent:0%;font-family:Times New Roman;font-weight:bold;;">&nbsp;</p>
<p style="text-align:justify;margin-bottom:12pt;margin-top:0pt;margin-left:1.54%;margin-right:2.56%;text-indent:7.69%;font-size:11pt;letter-spacing:-0.05pt;font-family:Times New Roman;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Pursuant <font style="letter-spacing:0.1pt;">to</font> <font style="letter-spacing:0.15pt;">the</font><font style="letter-spacing:-0.2pt;"> </font>requirements<font style="letter-spacing:-0.4pt;"> </font><font style="letter-spacing:0.1pt;">of</font><font style="letter-spacing:-0.6pt;"> </font><font style="letter-spacing:0.15pt;">the</font><font style="letter-spacing:-0.2pt;"> </font>Securities<font style="letter-spacing:-0.4pt;"> </font><font style="letter-spacing:0.1pt;">Exchange</font><font style="letter-spacing:-0.2pt;"> </font><font style="letter-spacing:0.1pt;">Act</font> <font style="letter-spacing:0.1pt;">of</font><font style="letter-spacing:-0.6pt;"> </font><font style="letter-spacing:0.2pt;">1934,</font><font style="letter-spacing:-0.5pt;"> </font><font style="letter-spacing:0.15pt;">the</font><font style="letter-spacing:-0.2pt;"> </font>registrant <font style="letter-spacing:0.1pt;">has</font><font style="letter-spacing:-0.4pt;"> </font><font style="letter-spacing:0.15pt;">duly</font> caused this report to be signed on its behalf by the undersigned hereunto duly authorized<font style="letter-spacing:0.1pt;">.</font></p>
<div align="left">
<table border="0" cellspacing="0" cellpadding="0" style="border-collapse:collapse; width:100%;">
<tr>
<td valign="top"  style="width:auto;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;">&nbsp;</p></td>
<td colspan="2" valign="top"  style="width:50%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-weight:bold;font-family:Times New Roman;font-size:11pt;font-style:normal;text-transform:none;font-variant: normal;">HELIUS MEDICAL TECHNOLOGIES, INC. </p></td>
</tr>
<tr>
<td valign="middle"  style="width:auto;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;</p></td>
<td valign="middle"  style="width:5%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;&nbsp;</p></td>
<td valign="middle"  style="width:45%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;&nbsp;</p></td>
</tr>
<tr>
<td valign="top"  style="width:auto; border-bottom:solid 1.5pt transparent;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Dated:&nbsp;&nbsp;July 5, 2018</p></td>
<td valign="top"  style="width:5%; border-bottom:solid 1.5pt transparent;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">By: </p></td>
<td valign="top"  style="width:45%; border-bottom:solid 1.5pt #000000;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">/s/ Joyce LaViscount </p></td>
</tr>
<tr>
<td valign="top"  style="width:auto;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;</p></td>
<td valign="top"  style="width:5%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;&nbsp;</p></td>
<td valign="top"  style="width:45%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">Joyce LaViscount, Chief Financial Officer</p></td>
</tr>
<tr>
<td valign="top"  style="width:auto;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;</p></td>
<td valign="top"  style="width:5%;">
<p style="margin-bottom:0pt;margin-top:0pt;margin-left:0pt;;text-indent:0pt;;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">&nbsp;&nbsp;</p></td>
<td style="border:none;padding:0;"></td>
</tr>
</table></div>
<p style="text-align:justify;margin-bottom:0pt;margin-top:0pt;margin-left:1.5%;margin-right:2.78%;text-indent:7.69%;font-size:11pt;">&nbsp;</p>
<p style="text-align:center;margin-top:12pt;margin-bottom:0pt;text-indent:0%;font-family:Times New Roman;font-size:11pt;font-weight:normal;font-style:normal;text-transform:none;font-variant: normal;">4</p></body>
</html>
[{"type": "8-K", "sequence": "1", "filename": "hsdt-8k_20180705.htm", "description": "8-K", "secsgml_size_bytes": 77955}]
{"company-data": {"conformed-name": "HELIUS MEDICAL TECHNOLOGIES, INC.", "cik": "0001610853", "assigned-sic": "3845", "irs-number": "364787690", "fiscal-year-end": "1231"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "001-38445", "film-number": "18939596"}, "business-address": {"street1": "642 NEWTOWN YARDLEY ROAD", "city": "NEWTOWN", "state": "PA", "zip": "18940", "phone": "215-944-6104"}, "mail-address": {"street1": "642 NEWTOWN YARDLEY ROAD", "city": "NEWTOWN", "state": "PA", "zip": "18940"}, "former-company": [{"former-conformed-name": "HELIUS MEDICAL TECHNOLOGIES, INC", "date-changed": "20180517"}, {"former-conformed-name": "HELIUS MEDICAL TECHNOLOGIES, INC.", "date-changed": "20140613"}]}
hsdt-8k_20180705.htm
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C.
20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
June 28, 2018
Date
of
Report
(Date
of
earliest
event
reported)
HELIUS MEDICAL TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
WYOMING
001-38445
36-4787690
(State or other jurisdiction of
(Commission
(I.R.S. Employer
incorporation or organization)
File Number)
Identification No.)
(Exact name
of
registrant as
specified
in
charter)
642 Newtown Yardley Road, Suite 100
Newtown, Pennsylvania, 18940
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (215) 944-6100
Check
the
appropriate
box
below
if
the
Form
8-K
filing
is
intended
to
simultaneously
satisfy
the
filing
obligation
of
the
registrant
under
any
of
the
following
provisions:
☐
Written
communications
pursuant
to
Rule
425
under
the
Securities
Act
(17
CFR
230.425)
☐
Soliciting
material
pursuant
to
Rule
14a­12
under
the
Exchange
Act
(17
CFR
240.14a­12)
☐
Pre­commencement
communications
pursuant
to
Rule
14d­2(b)
under
the
Exchange
Act
(17
CFR
240.14d­2(b))
☐
Pre­commencement
communications
pursuant
to
Rule
13e­4(c)
under
the
Exchange
Act
(17
CFR
240.13e­4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b‑2 of the Securities Exchange Act of 1934 (§240.12b‑2 of this chapter).
Emerging growth company
☑
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act
☑
1
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 28, 2018, Helius Medical Technologies, Inc. (the "
Company
") held its 2018 annual meeting of shareholders (the "
Annual Meeting
"). The shareholders considered five proposals, each of which is described in more detail in the Company's definitive proxy statement filed with the Securities and Exchange Commission on May 29, 2018.  Of the 23,312,291 shares of Class A Common Stock outstanding as of the record date, 14,730,401 shares, or 63.2%, were present or represented by proxy at the Annual Meeting.  Set forth below are the results of the matters submitted for a vote of stockholders at the Annual Meeting.
Proposal No. 1
:  Election of seven directors of the Company to serve until the 2019 annual meeting of shareholders of the Company and until their respective successors are elected and qualified. The votes were cast as follows:
Name
Votes For
Votes Withheld
Philippe Deschamps
12,953,160
637,230
Dane C. Andreeff
13,560,927
29,463
Mitchell E. Tyler
13,121,569
468,821
Edward M. Straw
13,563,229
27,161
Blane Walter
12,947,693
642,697
Huaizheng Peng
13,589,090
1,300
Thomas E. Griffin
13,147,430
442,960
Broker Non-Votes: 1,140,011
All nominees were elected.
Proposal No. 2
:  Ratification of the appointment of BDO USA, LLP as independent registered public accounting firm for the fiscal year ending December 31, 2018. The votes were cast as follows:
Votes For
Votes Against
Abstained
Ratification of Appointment of
BDO USA, LLP
14,709,175
459
20,767
The appointment of BDO USA, LLP was ratified.
Proposal No. 3
:  Approval of the reincorporation of the Company from the State of Wyoming to the State of Delaware. The votes were cast as follows:
Votes For
Votes Against
Abstained
Broker
Non-Votes
Approval of Reincorporation
12,890,066
692,769
7,555
1,140,011
The reincorporation of the Company was approved.
Proposal No. 4
:  Ratification of the prior stock option grant to Joyce LaViscount, the Company's Chief Financial Officer and Chief Operating Officer, to purchase 800,000 shares of common stock, on a pre-reverse stock split basis.  The votes were cast as follows:
2
Votes For
Votes Against
Abstained
Broker
Non-Votes
Ratification of Prior Option Grant
12,335,268
1,245,133
9,989
1,140,011
The option grant was ratified.
Proposal No. 5
:  Approval of the 2018 Equity Incentive Plan.  The votes were cast as follows:
Votes For
Votes Against
Broker Non-Votes
Ratification of Option Grant
12,240,545
1,349,445
1,140,011
In addition, votes cast in favor of the proposal represented 87.4% of the disinterested persons present in person of represented by proxy and entitled to vote on Proposal No. 5 (constituting a majority of such shares).  Accordingly, the 2018 Equity Incentive Plan was approved.
3
SIGNATURE
Pursuant
to
the
requirements
of
the
Securities
Exchange
Act
of
1934,
the
registrant
has
duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized
.
HELIUS MEDICAL TECHNOLOGIES, INC.
Dated:  July 5, 2018
By:
/s/ Joyce LaViscount
Joyce LaViscount, Chief Financial Officer
4