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<title>sppi-20200507</title></head><body><div style="display:none"><ix:header><ix:hidden><ix:nonNumeric contextRef="i8b2a83355a054ee694a92dc21b617e7c_D20200507-20200507" name="dei:AmendmentFlag" id="id3VybDovL2RvY3MudjEvZG9jOjQ5M2U2MmM1ZjA4ODQzMmY4NTFhNzgyOTAyMjBhMGIwL3NlYzo0OTNlNjJjNWYwODg0MzJmODUxYTc4MjkwMjIwYTBiMF80L2ZyYWc6Yjc0ZTQ0NTBiYThjNDcwYWI2MWMxMDdiNzRhNWIxNTAvdGFibGU6YTIwMjBmNTA0YTM3NGY4YWJlY2RjM2NkNWZiYzZlMzYvdGFibGVyYW5nZTphMjAyMGY1MDRhMzc0ZjhhYmVjZGMzY2Q1ZmJjNmUzNl8yLTEtMS0xLTA_43703457-095f-4a6a-8cac-2dfeadbefb5f">false</ix:nonNumeric><ix:nonNumeric contextRef="i8b2a83355a054ee694a92dc21b617e7c_D20200507-20200507" name="dei:EntityCentralIndexKey" 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style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:14pt;font-weight:700;line-height:120%;">UNITED STATES</span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:14pt;font-weight:700;line-height:120%;">SECURITIES AND EXCHANGE COMMISSION</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;"> </span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%;">WASHINGTON, DC 20549</span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:120%;">_______________</span></div><div style="text-align:center;margin-top:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%;">FORM <ix:nonNumeric contextRef="i8b2a83355a054ee694a92dc21b617e7c_D20200507-20200507" name="dei:DocumentType" id="id3VybDovL2RvY3MudjEvZG9jOjQ5M2U2MmM1ZjA4ODQzMmY4NTFhNzgyOTAyMjBhMGIwL3NlYzo0OTNlNjJjNWYwODg0MzJmODUxYTc4MjkwMjIwYTBiMF8xL2ZyYWc6MDBlMGEwNDBjM2FlNGUxNTg4MDA0YzYxMWRhNDJkZGUvdGV4dHJlZ2lvbjowMGUwYTA0MGMzYWU0ZTE1ODgwMDRjNjExZGE0MmRkZV8xNjMy_fdb03b2e-7f98-4ce8-b877-2213e26a1b7f">8-K</ix:nonNumeric> </span></div><div style="text-align:center;margin-top:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%;">CURRENT REPORT</span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%;">Pursuant to Section 13 OR 15(d) of</span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%;">The Securities Exchange Act of 1934</span></div><div style="text-align:center;margin-top:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%;">Date of Report (Date of earliest event reported): <ix:nonNumeric contextRef="i8b2a83355a054ee694a92dc21b617e7c_D20200507-20200507" format="ixt:datemonthdayyearen" name="dei:DocumentPeriodEndDate" id="id3VybDovL2RvY3MudjEvZG9jOjQ5M2U2MmM1ZjA4ODQzMmY4NTFhNzgyOTAyMjBhMGIwL3NlYzo0OTNlNjJjNWYwODg0MzJmODUxYTc4MjkwMjIwYTBiMF8xL2ZyYWc6MDBlMGEwNDBjM2FlNGUxNTg4MDA0YzYxMWRhNDJkZGUvdGV4dHJlZ2lvbjowMGUwYTA0MGMzYWU0ZTE1ODgwMDRjNjExZGE0MmRkZV8yMzg_a80f6195-97d7-4aa5-9be9-74aa71f633e1">May&#160;7, 2020</ix:nonNumeric> </span></div><div style="text-align:center;margin-top:24pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:20pt;font-weight:700;line-height:120%;"><ix:nonNumeric contextRef="i8b2a83355a054ee694a92dc21b617e7c_D20200507-20200507" name="dei:EntityRegistrantName" id="id3VybDovL2RvY3MudjEvZG9jOjQ5M2U2MmM1ZjA4ODQzMmY4NTFhNzgyOTAyMjBhMGIwL3NlYzo0OTNlNjJjNWYwODg0MzJmODUxYTc4MjkwMjIwYTBiMF8xL2ZyYWc6MDBlMGEwNDBjM2FlNGUxNTg4MDA0YzYxMWRhNDJkZGUvdGV4dHJlZ2lvbjowMGUwYTA0MGMzYWU0ZTE1ODgwMDRjNjExZGE0MmRkZV8xNjMz_780d8a60-9267-4915-8540-ea07ed4f12b4">SPECTRUM PHARMACEUTICALS INC</ix:nonNumeric> </span></div><div style="text-align:center;margin-bottom:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">(Exact name of registrant as specified in its charter)</span></div><div style="text-align:center;margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:100.000%;"><tr><td style="width:1.0%;"></td><td style="width:31.333%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:31.333%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:31.334%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New 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contextRef="i8b2a83355a054ee694a92dc21b617e7c_D20200507-20200507" name="dei:EntityFileNumber" id="id3VybDovL2RvY3MudjEvZG9jOjQ5M2U2MmM1ZjA4ODQzMmY4NTFhNzgyOTAyMjBhMGIwL3NlYzo0OTNlNjJjNWYwODg0MzJmODUxYTc4MjkwMjIwYTBiMF8xL2ZyYWc6MDBlMGEwNDBjM2FlNGUxNTg4MDA0YzYxMWRhNDJkZGUvdGFibGU6ZTIzNzA0NjI0YjgyNDIwMThhYTdkYmQ4ZGEwNTM2ZWMvdGFibGVyYW5nZTplMjM3MDQ2MjRiODI0MjAxOGFhN2RiZDhkYTA1MzZlY18wLTEtMS0xLTA_2e0bf4a5-2067-45ed-bb18-a276c1204017">001-35006</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i8b2a83355a054ee694a92dc21b617e7c_D20200507-20200507" name="dei:EntityTaxIdentificationNumber" id="id3VybDovL2RvY3MudjEvZG9jOjQ5M2U2MmM1ZjA4ODQzMmY4NTFhNzgyOTAyMjBhMGIwL3NlYzo0OTNlNjJjNWYwODg0MzJmODUxYTc4MjkwMjIwYTBiMF8xL2ZyYWc6MDBlMGEwNDBjM2FlNGUxNTg4MDA0YzYxMWRhNDJkZGUvdGFibGU6ZTIzNzA0NjI0YjgyNDIwMThhYTdkYmQ4ZGEwNTM2ZWMvdGFibGVyYW5nZTplMjM3MDQ2MjRiODI0MjAxOGFhN2RiZDhkYTA1MzZlY18wLTItMS0xLTA_42aed833-8000-4ba9-90b3-e0715951a108">93-0979187</ix:nonNumeric></span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;border-top:1pt solid #000000;padding-left:1pt;padding-right:1pt;"><span style="font-size:8pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">(State or other jurisdiction <br/>of incorporation)</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;border-top:1pt solid #000000;padding-left:1pt;padding-right:1pt;"><span style="font-size:8pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">(Commission <br/>File Number)</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;border-top:1pt solid #000000;padding-left:1pt;padding-right:1pt;"><span style="font-size:8pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">(IRS Employer <br/>Identification No.)</span></td></tr></table></div><div><span><br/></span></div><div style="text-align:center;margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:100.000%;"><tr><td style="width:1.0%;"></td><td style="width:31.381%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:9.079%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:9.079%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:9.079%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:31.382%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i8b2a83355a054ee694a92dc21b617e7c_D20200507-20200507" name="dei:EntityAddressAddressLine1" id="id3VybDovL2RvY3MudjEvZG9jOjQ5M2U2MmM1ZjA4ODQzMmY4NTFhNzgyOTAyMjBhMGIwL3NlYzo0OTNlNjJjNWYwODg0MzJmODUxYTc4MjkwMjIwYTBiMF8xL2ZyYWc6MDBlMGEwNDBjM2FlNGUxNTg4MDA0YzYxMWRhNDJkZGUvdGFibGU6Mzk2NGZjNmZjZmNjNGQ5OWI2NjE2ODk3NjE4NWUxZDMvdGFibGVyYW5nZTozOTY0ZmM2ZmNmY2M0ZDk5YjY2MTY4OTc2MTg1ZTFkM18wLTAtMS0xLTA_d5c86b35-14b0-48bc-bc34-73277e5f7739">11500 South Eastern Avenue</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i8b2a83355a054ee694a92dc21b617e7c_D20200507-20200507" name="dei:EntityAddressAddressLine2" id="id3VybDovL2RvY3MudjEvZG9jOjQ5M2U2MmM1ZjA4ODQzMmY4NTFhNzgyOTAyMjBhMGIwL3NlYzo0OTNlNjJjNWYwODg0MzJmODUxYTc4MjkwMjIwYTBiMF8xL2ZyYWc6MDBlMGEwNDBjM2FlNGUxNTg4MDA0YzYxMWRhNDJkZGUvdGFibGU6Mzk2NGZjNmZjZmNjNGQ5OWI2NjE2ODk3NjE4NWUxZDMvdGFibGVyYW5nZTozOTY0ZmM2ZmNmY2M0ZDk5YjY2MTY4OTc2MTg1ZTFkM18wLTEtMS0xLTA_5435c045-c637-4ebc-99bd-cba05941fe05">Suite 240</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i8b2a83355a054ee694a92dc21b617e7c_D20200507-20200507" name="dei:EntityAddressCityOrTown" id="id3VybDovL2RvY3MudjEvZG9jOjQ5M2U2MmM1ZjA4ODQzMmY4NTFhNzgyOTAyMjBhMGIwL3NlYzo0OTNlNjJjNWYwODg0MzJmODUxYTc4MjkwMjIwYTBiMF8xL2ZyYWc6MDBlMGEwNDBjM2FlNGUxNTg4MDA0YzYxMWRhNDJkZGUvdGFibGU6Mzk2NGZjNmZjZmNjNGQ5OWI2NjE2ODk3NjE4NWUxZDMvdGFibGVyYW5nZTozOTY0ZmM2ZmNmY2M0ZDk5YjY2MTY4OTc2MTg1ZTFkM18wLTItMS0xLTA_0c7f8b5e-de07-4948-9c15-4179c16ffb71">Henderson</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i8b2a83355a054ee694a92dc21b617e7c_D20200507-20200507" format="ixt-sec:stateprovnameen" name="dei:EntityAddressStateOrProvince" id="id3VybDovL2RvY3MudjEvZG9jOjQ5M2U2MmM1ZjA4ODQzMmY4NTFhNzgyOTAyMjBhMGIwL3NlYzo0OTNlNjJjNWYwODg0MzJmODUxYTc4MjkwMjIwYTBiMF8xL2ZyYWc6MDBlMGEwNDBjM2FlNGUxNTg4MDA0YzYxMWRhNDJkZGUvdGFibGU6Mzk2NGZjNmZjZmNjNGQ5OWI2NjE2ODk3NjE4NWUxZDMvdGFibGVyYW5nZTozOTY0ZmM2ZmNmY2M0ZDk5YjY2MTY4OTc2MTg1ZTFkM18wLTMtMS0xLTA_6dbab186-5aac-4aa0-be76-4722d6610630">Nevada</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i8b2a83355a054ee694a92dc21b617e7c_D20200507-20200507" name="dei:EntityAddressPostalZipCode" 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id="id3VybDovL2RvY3MudjEvZG9jOjQ5M2U2MmM1ZjA4ODQzMmY4NTFhNzgyOTAyMjBhMGIwL3NlYzo0OTNlNjJjNWYwODg0MzJmODUxYTc4MjkwMjIwYTBiMF8xL2ZyYWc6MDBlMGEwNDBjM2FlNGUxNTg4MDA0YzYxMWRhNDJkZGUvdGV4dHJlZ2lvbjowMGUwYTA0MGMzYWU0ZTE1ODgwMDRjNjExZGE0MmRkZV8xNjI3_757fc05f-17bd-45dc-9ac3-2f1aa225d896">&#9744;</ix:nonNumeric></span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">&#160;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) </span></div><div style="margin-top:21pt;margin-bottom:6pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">Securities registered pursuant to Section 12(b) of the Act: </span></div><div style="margin-top:9pt;margin-bottom:6pt;"><table 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A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.</span></div><div style="text-indent:22.5pt;text-align:justify;margin-top:7.5pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">The foregoing information, including Exhibit 99.1, is being furnished under Item&#160;2.02 and shall not be deemed &#8220;filed&#8221; for purposes of Section&#160;18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.</span></div><div><span><br/></span></div><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%;">Item 9.01&#160;Financial Statements and Exhibits.</span></div><div><span><br/></span></div><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">         (d)&#160;  Exhibits.</span></div><div><span><br/></span></div><div style="text-align:center;margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.853%;"><tr><td style="width:1.0%;"></td><td style="width:15.569%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:1.367%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:77.064%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Exhibit No.</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Description</span></td></tr><tr><td colspan="2" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000000;padding-left:1pt;padding-right:0%;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">99.1&#160;</span></td><td style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:right;vertical-align:bottom;border-top:1pt solid #000000;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000000;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Press Release dated May 7, 2020</span></td></tr></table></div><div><span><br/></span></div><div><span><br/></span></div><div style="position:relative;width:100%;height:42.75pt;"><div style="position:absolute;bottom:0;width:100%;"><div><span><br/></span></div></div></div><div id="i493e62c5f088432f851a78290220a0b0_10"></div><hr style="page-break-after:always"/><div style="height:42.75pt;width:100%;"><div><span><br/></span></div></div><div style="text-align:center;margin-top:11.25pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%;">SIGNATURE</span></div><div style="text-indent:22.5pt;text-align:justify;margin-top:7.5pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</span></div><div style="text-indent:-20.25pt;padding-left:274.5pt;"><span><br/></span></div><div style="text-align:center;margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.853%;"><tr><td style="width:1.0%;"></td><td style="width:9.273%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:39.581%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:3.124%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:40.022%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="6" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">SPECTRUM PHARMACEUTICALS, INC.</span></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Date:</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">May 7, 2020</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">By:</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">/s/ Kurt A. Gustafson</span></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000000;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Kurt A. Gustafson <br/>Executive Vice President and Chief Financial Officer</span></td></tr></table></div><div><span><br/></span></div><div style="position:relative;width:100%;height:42.75pt;"><div style="position:absolute;bottom:0;width:100%;"><div><span><br/></span></div></div></div><div id="i493e62c5f088432f851a78290220a0b0_13"></div><hr style="page-break-after:always"/><div style="height:42.75pt;width:100%;"><div><span><br/></span></div></div><div style="text-align:center;-sec-extract:summary;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%;">EXHIBIT INDEX</span></div><div style="text-align:center;"><span><br/></span></div><div style="text-align:center;margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.853%;"><tr><td style="width:1.0%;"></td><td style="width:15.569%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:1.367%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:77.064%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Exhibit No.</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Description</span></td></tr><tr><td colspan="2" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000000;padding-left:1pt;padding-right:0%;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">99.1&#160;</span></td><td style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:right;vertical-align:bottom;border-top:1pt solid #000000;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000000;padding-left:1pt;padding-right:1pt;"><div><span style="background-color:rgb(255,255,255, 0.0);color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration: underline;"><a style="background-color:rgb(255,255,255, 0.0);color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration: underline;-sec-extract:exhibit;" href="exhibit99120200331.htm">Press Release dated May 7, 2020</a></span></div></td></tr></table></div><div><span><br/></span></div><div style="position:relative;width:100%;height:42.75pt;"><div style="position:absolute;bottom:0;width:100%;"><div><span><br/></span></div></div></div></body></html>
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sppi-20200507
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
_______________
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 7, 2020
SPECTRUM PHARMACEUTICALS INC
(Exact name of registrant as specified in its charter)
Delaware
001-35006
93-0979187
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
11500 South Eastern Avenue
Suite 240
Henderson
Nevada
89052
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code:
(
702
)
835-6300
Not Applicable
(Former name or former address if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.001 par value
SPPI
The NASDAQ Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 2.02 Results of Operations and Financial Condition.
On May 7, 2020, Spectrum Pharmaceuticals, Inc. issued a press release, which, among other matters, sets forth our results of operations for the quarter ended March 31, 2020. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
The foregoing information, including Exhibit 99.1, is being furnished under Item 2.02 and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d)   Exhibits.
Exhibit No.
Description
99.1
Press Release dated May 7, 2020
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SPECTRUM PHARMACEUTICALS, INC.
Date:
May 7, 2020
By:
/s/ Kurt A. Gustafson
Kurt A. Gustafson
Executive Vice President and Chief Financial Officer
EXHIBIT INDEX
Exhibit No.
Description
99.1
Press Release dated May 7, 2020