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<p align="center" style="font-size:12.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">UNITED STATES</font></b><br>  <b>SECURITIES AND EXCHANGE COMMISSION</b><br> Washington, D.C. 20549</p>
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<p align="center" style="margin:0in 0in .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">FORM&nbsp;8-K</font></b></p>
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<p align="center" style="margin:0in 0in .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">CURRENT REPORT</font></b></p>
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<p align="center" style="margin:0in 0in .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">Pursuant to Section&nbsp;13 or 15(d)&nbsp;of the<br> Securities Exchange Act of 1934.</font></b></p>
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<p align="center" style="font-size:12.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">Date of Report: September&nbsp;9, 2013</font></b><br> (Date of earliest event reported)</p>
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<p align="center" style="font-size:12.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">Oak Valley Bancorp</font></b><br> (Exact name of registrant as specified in its charter)</p>
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<p align="center" style="margin:0in 0in .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">001-34142</font></b></p>    </td>
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<p align="center" style="margin:0in 0in .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">26-2326676</font></b></p>    </td>   </tr>
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<p align="center" style="margin:0in 0in .0001pt;text-align:center;"><font size="3" face="Times New Roman" style="font-size:12.0pt;">(State or other   jurisdiction</font></p>    </td>
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<p align="center" style="margin:0in 0in .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">125   N. Third Ave.&nbsp; Oakdale, CA</font></b></p>    </td>
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<p align="center" style="margin:0in 0in .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">95361</font></b></p>    </td>
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<p align="center" style="margin:0in 0in .0001pt;text-align:center;"><font size="3" face="Times New Roman" style="font-size:12.0pt;">(Address of   principal executive</font></p>    </td>
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<p align="center" style="margin:0in 0in .0001pt;text-align:center;"><font size="3" face="Times New Roman" style="font-size:12.0pt;">offices)</font></p>    </td>
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<p align="center" style="font-size:12.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">(209) 848-2265<br>  </font></b>(Registrant&#146;s telephone number, including area code)</p>
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<p align="center" style="font-size:12.0pt;margin:0in 0in .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">Not Applicable</font></b><br> (Former Name or Former Address, if changed since last report)</p>
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<p style="margin:0in 0in .0001pt;"><font size="3" face="Times New Roman" style="font-size:12.0pt;">Check the appropriate box below if the Form&nbsp;8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</font></p>
<p style="font-size:12.0pt;margin:0in 0in .0001pt .5in;"><font size="3" face="Wingdings" style="font-size:12.0pt;">o</font> Written communications pursuant to Rule&nbsp;425 under the Securities Act (17 CFR 230.425)</p>
<p style="font-size:12.0pt;margin:0in 0in .0001pt .5in;"><font size="3" face="Wingdings" style="font-size:12.0pt;">o</font> Soliciting material pursuant to Rule&nbsp;14a-12 under the Exchange Act (17 CFR 240.14a-12)</p>
<p style="font-size:12.0pt;margin:0in 0in .0001pt .5in;"><font size="3" face="Wingdings" style="font-size:12.0pt;">o</font> Pre-commencement communications pursuant to Rule&nbsp;14d-2(b)&nbsp;under the Exchange Act (17 CFR 240.14d-2(b))</p>
<p style="font-size:12.0pt;margin:0in 0in .0001pt .5in;"><font size="3" face="Wingdings" style="font-size:12.0pt;">o</font> Pre-commencement communications pursuant to Rule&nbsp;13e-4(c)&nbsp;under the Exchange Act (17 CFR 240.13e-4(c))</p>
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<p style="margin:0in 0in .0001pt;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">ITEM 8.01.&nbsp; OTHER EVENTS.</font></b></p>
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<p style="margin:0in 0in .0001pt;"><font size="3" face="Times New Roman" style="font-size:12.0pt;">On August&nbsp;20, 2013, the Board of Directors of Oak Valley Bancorp (the &#147;Company&#148;) accepted the resignation of Mr.&nbsp;Thomas A. Haidlen from its Audit, Compensation and Nominating Committees.&#160; The Company had previously made determination that Mr.&nbsp;Haidlen was an independent director.&#160; Upon determination by NASDAQ that Mr.&nbsp;Haidlen was not an independent director, Mr.&nbsp;Haidlen resigned from these committees.&nbsp; On September&nbsp;5, 2013, the Company received a letter from the Listing Qualifications Department of NASDAQ indicating that as a result of Mr.&nbsp;Haidlen&#146;s resignation, the Company has regained compliance with the Rules&nbsp;and by disclosing the receipt of such letter, the matter is now closed.</font></p>
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<p align="center" style="margin:0in 0in .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">SIGNATURE</font></b></p>
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<p style="margin:0in 0in .0001pt;text-indent:.25in;"><font size="3" face="Times New Roman" style="font-size:12.0pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</font></p>
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<p style="margin:0in 0in .0001pt;"><font size="3" face="Times New Roman" style="font-size:12.0pt;">Dated: September 9,   2013</font></p>    </td>
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<p style="margin:0in 0in .0001pt;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;font-weight:bold;">OAK   VALLEY BANCORP</font></b></p>    </td>   </tr>
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<p style="margin:0in 0in .0001pt;"><font size="3" face="Times New Roman" style="font-size:12.0pt;">By:</font></p>    </td>
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<p style="margin:0in 0in .0001pt;"><font size="3" face="Times New Roman" style="font-size:12.0pt;">&nbsp;/s/ Richard A.   McCarty</font></p>    </td>
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<p style="margin:0in 0in .0001pt .2in;"><font size="3" face="Times New Roman" style="font-size:12.0pt;">Richard A. McCarty</font></p>    </td>   </tr>
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<p style="margin:0in 0in .0001pt .2in;"><font size="3" face="Times New Roman" style="font-size:12.0pt;">Executive Vice   President and Chief Financial Officer</font></p>    </td>   </tr>
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<p style="margin:0in 0in .0001pt;"><font size="3" face="Times New Roman" style="font-size:12.0pt;">(Principal Financial   Officer and duly authorized signatory)</font></p>    </td>   </tr>  </table>
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{"company-data": {"conformed-name": "Oak Valley Bancorp", "cik": "0001431567", "assigned-sic": "6022", "irs-number": "262326676", "state-of-incorporation": "CA", "fiscal-year-end": "1231"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "001-34142", "film-number": "131085048"}, "business-address": {"street1": "125 N. THIRD AVE.", "city": "OAKDALE", "state": "CA", "zip": "95361", "phone": "209-844-7500"}, "mail-address": {"street1": "125 N. THIRD AVE.", "city": "OAKDALE", "state": "CA", "zip": "95361"}}
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934.
Date of Report: September 9, 2013
(Date of earliest event reported)
Oak Valley Bancorp
(Exact name of registrant as specified in its charter)
CA
001-34142
26-2326676
(State or other   jurisdiction
(Commission File
(IRS Employer
of   incorporation)
Number)
Identification   Number)
125   N. Third Ave.  Oakdale, CA
95361
(Address of   principal executive
(Zip Code)
offices)
(209) 848-2265
(Registrant's telephone number, including area code)
Not Applicable
(Former Name or Former Address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 8.01.  OTHER EVENTS.
On August 20, 2013, the Board of Directors of Oak Valley Bancorp (the "Company") accepted the resignation of Mr. Thomas A. Haidlen from its Audit, Compensation and Nominating Committees.  The Company had previously made determination that Mr. Haidlen was an independent director.  Upon determination by NASDAQ that Mr. Haidlen was not an independent director, Mr. Haidlen resigned from these committees.  On September 5, 2013, the Company received a letter from the Listing Qualifications Department of NASDAQ indicating that as a result of Mr. Haidlen's resignation, the Company has regained compliance with the Rules and by disclosing the receipt of such letter, the matter is now closed.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: September 9,   2013
OAK   VALLEY BANCORP
By:
/s/ Richard A.   McCarty
Richard A. McCarty
Executive Vice   President and Chief Financial Officer
(Principal Financial   Officer and duly authorized signatory)