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<title>eols-20210326</title></head><body><div style="display:none"><ix:header><ix:hidden><ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" name="dei:EntityCentralIndexKey" id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF80L2ZyYWc6NGZiYWEyYzc5MGRjNGEzZTg2YjdlOWJiM2Y4NGU2MTEvdGFibGU6MzYyNmVkMmNhMThmNDI0ZGJjNmVlNjIxMmU4M2U0ZTYvdGFibGVyYW5nZTozNjI2ZWQyY2ExOGY0MjRkYmM2ZWU2MjEyZTgzZTRlNl8yLTEtMS0xLTA_b30f32bf-0784-43b5-99c6-a1979a7b8e6d">0001570562</ix:nonNumeric><ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" name="dei:AmendmentFlag" id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF80L2ZyYWc6NGZiYWEyYzc5MGRjNGEzZTg2YjdlOWJiM2Y4NGU2MTEvdGFibGU6MzYyNmVkMmNhMThmNDI0ZGJjNmVlNjIxMmU4M2U0ZTYvdGFibGVyYW5nZTozNjI2ZWQyY2ExOGY0MjRkYmM2ZWU2MjEyZTgzZTRlNl81LTEtMS0xLTA_59195bf0-738e-42b9-a687-596f78afb2c8">false</ix:nonNumeric></ix:hidden><ix:references xml:lang="en-US"><link:schemaRef xlink:type="simple" xlink:href="eols-20210326.xsd"></link:schemaRef></ix:references><ix:resources><xbrli:context id="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326"><xbrli:entity><xbrli:identifier scheme="http://www.sec.gov/CIK">0001570562</xbrli:identifier></xbrli:entity><xbrli:period><xbrli:startDate>2021-03-26</xbrli:startDate><xbrli:endDate>2021-03-26</xbrli:endDate></xbrli:period></xbrli:context></ix:resources></ix:header></div><div id="i18795be27dea4a8bb9608ca2068e4a78_1"></div><div style="min-height:36pt;width:100%"><div><span><br/></span></div></div><div style="text-align:center"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:100.000%"><tr><td style="width:1.0%"></td><td style="width:98.900%"></td><td style="width:0.1%"></td></tr><tr style="height:3pt"><td colspan="3" style="border-bottom:1pt solid #000000;border-top:2pt solid #000000;padding:0 1pt"></td></tr></table></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%">&#160;UNITED STATES</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%">SECURITIES AND EXCHANGE COMMISSION</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Washington, D.C. 20549</span></div><div style="margin-bottom:9pt;margin-top:9pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%">FORM <ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" name="dei:DocumentType" id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF8xL2ZyYWc6YjE4MjYxYjE1ZjU3NGJmZGE2MDg0Mzg1ZWVmNmFiNDEvdGV4dHJlZ2lvbjpiMTgyNjFiMTVmNTc0YmZkYTYwODQzODVlZWY2YWI0MV8xNzI5_4bfc6fcf-60ab-4802-ad04-85f4812377c2">8-K</ix:nonNumeric></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:14pt;font-weight:700;line-height:120%">CURRENT REPORT</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:14pt;font-weight:700;line-height:120%">Pursuant to Section 13 OR 15(d) of the</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:14pt;font-weight:700;line-height:120%">Securities Exchange Act of 1934</span></div><div style="text-align:center"><span><br/></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Date of Report (Date of earliest event reported): <ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" format="ixt:datemonthdayyearen" name="dei:DocumentPeriodEndDate" id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF8xL2ZyYWc6YjE4MjYxYjE1ZjU3NGJmZGE2MDg0Mzg1ZWVmNmFiNDEvdGV4dHJlZ2lvbjpiMTgyNjFiMTVmNTc0YmZkYTYwODQzODVlZWY2YWI0MV8yMjc_97ab0a8b-86fc-4b24-a122-b035c67fae14">March 26, 2021</ix:nonNumeric></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%"><ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" name="dei:EntityRegistrantName" id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF8xL2ZyYWc6YjE4MjYxYjE1ZjU3NGJmZGE2MDg0Mzg1ZWVmNmFiNDEvdGV4dHJlZ2lvbjpiMTgyNjFiMTVmNTc0YmZkYTYwODQzODVlZWY2YWI0MV8xNzMw_09b8950b-63ea-4595-85a4-5b737c401199">EVOLUS, INC.</ix:nonNumeric></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">(Exact name of registrant as specified in its charter)</span></div><div style="margin-top:5pt;padding-left:2.25pt"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:100.000%"><tr><td style="width:1.0%"></td><td style="width:28.355%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:7.589%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:23.200%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:1.567%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:34.689%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><div style="margin-bottom:2pt;padding-left:2.25pt;padding-right:2.25pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:100%"><ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" format="ixt-sec:stateprovnameen" name="dei:EntityIncorporationStateCountryCode" 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1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><div style="margin-bottom:2pt;padding-left:2.25pt;padding-right:2.25pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:8pt;font-weight:700;line-height:100%">(Commission File Number)</span></div></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><div style="margin-bottom:2pt;padding-left:2.25pt;padding-right:2.25pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:8pt;font-weight:700;line-height:100%">(I.R.S. Employer</span></div><div style="margin-bottom:2pt;padding-left:2.25pt;padding-right:2.25pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:8pt;font-weight:700;line-height:100%">Identification No.)</span></div></td></tr></table></div><div style="text-align:center"><span><br/></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%"><ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" name="dei:EntityAddressAddressLine1" id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF8xL2ZyYWc6YjE4MjYxYjE1ZjU3NGJmZGE2MDg0Mzg1ZWVmNmFiNDEvdGV4dHJlZ2lvbjpiMTgyNjFiMTVmNTc0YmZkYTYwODQzODVlZWY2YWI0MV8xNzIx_c9358455-c388-4990-9319-d9bb2d37679b">520 Newport Center Drive, Suite 1200</ix:nonNumeric></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%"><ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" name="dei:EntityAddressCityOrTown" id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF8xL2ZyYWc6YjE4MjYxYjE1ZjU3NGJmZGE2MDg0Mzg1ZWVmNmFiNDEvdGV4dHJlZ2lvbjpiMTgyNjFiMTVmNTc0YmZkYTYwODQzODVlZWY2YWI0MV8xNzM2_eb79cc37-5a9b-4f7a-9bd7-167865dbe820">Newport Beach</ix:nonNumeric>, <ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" format="ixt-sec:stateprovnameen" name="dei:EntityAddressStateOrProvince" id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF8xL2ZyYWc6YjE4MjYxYjE1ZjU3NGJmZGE2MDg0Mzg1ZWVmNmFiNDEvdGV4dHJlZ2lvbjpiMTgyNjFiMTVmNTc0YmZkYTYwODQzODVlZWY2YWI0MV8xNzMx_3c88c229-ae62-4c49-8d2e-c007cd07193a">California</ix:nonNumeric> <ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" name="dei:EntityAddressPostalZipCode" id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF8xL2ZyYWc6YjE4MjYxYjE1ZjU3NGJmZGE2MDg0Mzg1ZWVmNmFiNDEvdGV4dHJlZ2lvbjpiMTgyNjFiMTVmNTc0YmZkYTYwODQzODVlZWY2YWI0MV8xNzMy_980e88e9-e46e-4307-8e8c-e42380b68b3c">92660</ix:nonNumeric></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:8pt;font-weight:700;line-height:120%">(Address of principal executive offices) (Zip Code)</span></div><div style="text-align:center"><span><br/></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">(<ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" name="dei:CityAreaCode" 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id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF8xL2ZyYWc6YjE4MjYxYjE1ZjU3NGJmZGE2MDg0Mzg1ZWVmNmFiNDEvdGV4dHJlZ2lvbjpiMTgyNjFiMTVmNTc0YmZkYTYwODQzODVlZWY2YWI0MV8xNzI2_c31c91ef-bcc9-4bf3-aec8-aef4199d5577">&#9744;</ix:nonNumeric>&#160;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</span></div><div style="padding-left:18pt;text-align:justify"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" format="ixt-sec:boolballotbox" name="dei:PreCommencementIssuerTenderOffer" id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF8xL2ZyYWc6YjE4MjYxYjE1ZjU3NGJmZGE2MDg0Mzg1ZWVmNmFiNDEvdGV4dHJlZ2lvbjpiMTgyNjFiMTVmNTc0YmZkYTYwODQzODVlZWY2YWI0MV8xNzM1_28e041f0-6289-4387-8eb9-4025883ca04f">&#9744;</ix:nonNumeric>&#160;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</span></div><div style="text-align:justify"><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Securities registered pursuant to Section 12(b) of the Act:</span></div><div style="margin-top:5pt;text-align:center"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:91.025%"><tr><td style="width:1.0%"></td><td style="width:34.111%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:30.766%"></td><td 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id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF8xL2ZyYWc6YjE4MjYxYjE1ZjU3NGJmZGE2MDg0Mzg1ZWVmNmFiNDEvdGFibGU6MjUyOTNjM2RlYWU5NDYwZDk4MDExZjQzYmZlZDdlMjQvdGFibGVyYW5nZToyNTI5M2MzZGVhZTk0NjBkOTgwMTFmNDNiZmVkN2UyNF8xLTItMS0xLTAvdGV4dHJlZ2lvbjpiNGQ5YWIzMDU2YmU0NjIxODk2MjYyYmQwMGZlNjliZF80_470032b0-9cee-4c20-9306-9896460a97f6">The Nasdaq Stock Market LLC</ix:nonNumeric></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:100%">(Nasdaq Global Market)</span></div><div style="text-align:center"><span><br/></span></div></td></tr></table></div><div style="text-align:justify"><span><br/></span></div><div style="text-align:justify"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</span></div><div style="text-align:right"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Emerging growth company&#160;</span><span style="color:#000000;font-family:'Wingdings',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" format="ixt-sec:boolballotbox" name="dei:EntityEmergingGrowthCompany" id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF8xL2ZyYWc6YjE4MjYxYjE1ZjU3NGJmZGE2MDg0Mzg1ZWVmNmFiNDEvdGV4dHJlZ2lvbjpiMTgyNjFiMTVmNTc0YmZkYTYwODQzODVlZWY2YWI0MV8xNzI4_e556b972-e999-49ce-ab12-b3fc6ee4ead8">&#9745;</ix:nonNumeric></span></div><div style="text-align:justify"><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.</span></div><div style="text-align:right"><span style="color:#000000;font-family:'Wingdings',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="i61df6299965744b181788e0ec12ebfc9_D20210326-20210326" format="ixt-sec:boolballotbox" name="dei:EntityExTransitionPeriod" id="id3VybDovL2RvY3MudjEvZG9jOjE4Nzk1YmUyN2RlYTRhOGJiOTYwOGNhMjA2OGU0YTc4L3NlYzoxODc5NWJlMjdkZWE0YThiYjk2MDhjYTIwNjhlNGE3OF8xL2ZyYWc6YjE4MjYxYjE1ZjU3NGJmZGE2MDg0Mzg1ZWVmNmFiNDEvdGV4dHJlZ2lvbjpiMTgyNjFiMTVmNTc0YmZkYTYwODQzODVlZWY2YWI0MV8xNzM0_866a3af5-6e7b-41d5-a230-836bdeb34cc9">&#9745;</ix:nonNumeric></span></div><div style="text-align:center"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:100.000%"><tr><td style="width:1.0%"></td><td style="width:98.900%"></td><td style="width:0.1%"></td></tr><tr style="height:3pt"><td colspan="3" style="border-bottom:2pt solid #000000;border-top:1pt solid #000000;padding:0 1pt"></td></tr></table></div><div style="height:36pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div><div><span><br/></span></div></div></div><div id="i18795be27dea4a8bb9608ca2068e4a78_7"></div><hr style="page-break-after:always"/><div style="min-height:13.5pt;width:100%"><div><span><br/></span></div></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Item 1.01&#160;&#160;&#160;&#160;Entry into a Material Definitive Agreement.</span></div><div><span><br/></span></div><div><span style="background-color:#ffffff;color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">On March 26, 2021, Evolus, Inc., a Delaware corporation (the &#8220;Company&#8221;), entered into an open market sales agreement (the &#8220;Sales Agreement&#8221;) with SVB Leerink LLC, as sales agent (the &#8220;Sales Agent&#8221;), in connection with the offer and sale from time to time by the Company of shares of the Company&#8217;s common stock, par value $0.00001 per share, having an aggregate offering price of up to $75,000,000 (&#8220;ATM Shares&#8221;). </span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%"> </span><span style="background-color:#ffffff;color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">Any ATM Shares to be offered and sold under the Sales Agreement will be issued and sold pursuant to the Company&#8217;s previously filed and currently effective registration statement on Form S-3 (File No. 333-230466).</span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%">  </span><span style="background-color:#ffffff;color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">A prospectus supplement relating to the offering of ATM Shares was filed with the Securities and Exchange Commission (the &#8220;SEC&#8221;) on March&#160;26, 2021.</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">Subject to the terms and conditions of the Sales Agreement, the Sales Agent will use commercially reasonable efforts, consistent with its normal trading and sales practices and applicable state and federal law, rules and regulations and the rules of The Nasdaq Stock Market, LLC (&#8220;Nasdaq&#8221;), to sell ATM Shares from time to time based upon the Company&#8217;s instructions, including any price, time or size limits or other customary parameters or conditions the Company may impose.</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">Under the Sales Agreement, the Sales Agent may sell ATM Shares by any method permitted by law deemed to be an &#8220;at the market offering&#8221; as defined in Rule 415 of the Securities Act of 1933, as amended (the &#8220;Securities Act&#8221;), and the rules and regulations thereunder, including, without limitation, sales made directly on or through Nasdaq, on or through any other existing trading market for the Company&#8217;s shares of common stock or to or through a market maker. If expressly authorized by the Company, the Sales Agent may also sell ATM Shares in privately negotiated transactions.</span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%">  </span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">The Company agreed to pay the Sales Agent a commission equal to 3.0% of the gross proceeds from the sales of ATM Shares pursuant to the Sales Agreement. </span></div><div><span><br/></span></div><div><span style="background-color:#ffffff;color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">The Company made certain customary representations, warranties and covenants in the Sales Agreement. The Sales Agreement also contains customary indemnification obligations of the Company and the Sales Agent, including for liabilities under the Securities Act, and termination provisions.</span></div><div><span><br/></span></div><div><span style="background-color:#ffffff;color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">The provisions of the Sales Agreement, including the representations and warranties contained therein, are not for the benefit of any party other than the parties to such agreements and are not intended as documents for investors and the public to obtain factual information about the current state of affairs of the parties to those documents and agreements. Rather, investors and the public should look to other disclosures contained in the Company&#8217;s filings with the SEC.</span></div><div><span><br/></span></div><div><span style="background-color:#ffffff;color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">The Company plans to use the net proceeds from this offering to fund the commercialization of Jeuveau</span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:7.8pt;font-weight:400;line-height:115%;position:relative;top:-4.2pt;vertical-align:baseline">&#174;</span><span style="background-color:#ffffff;color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%"> and for working capital and other general corporate purposes.</span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%">  </span><span style="background-color:#ffffff;color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">The Company&#8217;s management will have broad discretion over the actual amounts and timing of the expenditure of the net proceeds from the offering of ATM Shares. </span></div><div><span><br/></span></div><div><span style="background-color:#ffffff;color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">The foregoing summary of the terms of the Sales Agreement is subject to, and qualified in its entirety by reference to, the Sales Agreement, which is filed as Exhibit 1.1 to this Current Report on Form 8-K, and is incorporated herein by reference.</span></div><div><span><br/></span></div><div style="height:13.5pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div></div></div><div id="i18795be27dea4a8bb9608ca2068e4a78_13"></div><hr style="page-break-after:always"/><div style="min-height:13.5pt;width:100%"><div><span><br/></span></div></div><div style="-sec-extract:summary;padding-left:63pt;text-indent:-63pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:144%">Item 9.01&#160;&#160;&#160;&#160;Financial Statements and Exhibits.</span></div><div style="padding-left:63pt;text-indent:-63pt"><span><br/></span></div><div style="padding-left:90pt;text-indent:-27pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:144%">(d)&#160;&#160;&#160;&#160;Exhibits.</span></div><div style="margin-bottom:2pt"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.519%"><tr><td style="width:1.0%"></td><td style="width:9.044%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:0.927%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:87.629%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><div style="margin-bottom:2pt;padding-left:2.25pt;padding-right:2.25pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:100%">Exhibit Number</span></div></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><div style="margin-bottom:2pt;padding-left:2.25pt;padding-right:2.25pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:100%">Description</span></div></td></tr><tr><td colspan="3" style="border-top:1pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">1.1</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><div style="margin-bottom:2pt;padding-right:2.25pt"><span style="color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration:underline"><a style="-sec-extract:exhibit;color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration:underline" href="ex11032621.htm">Sales Agreement, dated March 26, 2021, by and between Evolus, Inc. and SVB Leerink LLC as Sales Agent.</a></span></div></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">5.1</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><div><span style="color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration:underline"><a style="-sec-extract:exhibit;color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration:underline" href="ex5132621.htm">Opinion of O&#8217;Melveny &amp; Myers LLP.</a></span></div></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">23.1</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><div><span style="color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration:underline"><a style="-sec-extract:exhibit;color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration:underline" href="ex5132621.htm">Consent of O&#8217;Melveny &amp; Myers LLP (included in Opinion of O&#8217;Melveny &amp; Myers LLP filed as Exhibit 5.1).</a></span></div></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">104</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">Cover Page Interactive Data File (embedded within the Inline XBRL document)</span></td></tr></table></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">&#160;&#160;&#160;&#160;</span></div><div style="height:72pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div></div></div><div id="i18795be27dea4a8bb9608ca2068e4a78_16"></div><hr style="page-break-after:always"/><div style="min-height:72pt;width:100%"><div><span><br/></span></div></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:144%">SIGNATURES</span></div><div><span><br/></span></div><div style="text-align:justify;text-indent:36pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:144%">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</span></div><div style="margin-bottom:2pt;text-indent:24.75pt"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.198%"><tr><td style="width:1.0%"></td><td style="width:59.158%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:4.231%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:33.311%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:0 1pt"></td><td colspan="6" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><div style="margin-bottom:2pt;padding-left:2.25pt;padding-right:2.25pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:100%">Evolus, Inc.</span></div></td></tr><tr style="height:14pt"><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><div style="margin-bottom:2pt;padding-left:2.25pt;padding-right:2.25pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">Dated: March 26, 2021</span></div></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><div style="margin-bottom:2pt;padding-left:2.25pt;padding-right:2.25pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">/s/ David Moatazedi</span></div></td></tr><tr><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="border-top:1pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:bottom"><div style="margin-bottom:2pt;padding-left:2.25pt;padding-right:2.25pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">David Moatazedi</span></div></td></tr><tr><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><div style="margin-bottom:2pt;padding-left:2.25pt;padding-right:2.25pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">President and Chief Executive Officer</span></div></td></tr></table></div><div><span><br/></span></div><div style="height:72pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%"> </span></div></div></div></body></html>
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eols-20210326
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 26, 2021
EVOLUS, INC.
(Exact name of registrant as specified in its charter)
Delaware
001-38381
46-1385614
(State or other jurisdiction
of incorporation)
(Commission File Number)
(I.R.S. Employer
Identification No.)
520 Newport Center Drive, Suite 1200
Newport Beach
,
California
92660
(Address of principal executive offices) (Zip Code)
(
949
)
284-4555
(Registrant's telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.00001 per share
EOLS
The Nasdaq Stock Market LLC
(Nasdaq Global Market)
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☑
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☑
Item 1.01    Entry into a Material Definitive Agreement.
On March 26, 2021, Evolus, Inc., a Delaware corporation (the "Company"), entered into an open market sales agreement (the "Sales Agreement") with SVB Leerink LLC, as sales agent (the "Sales Agent"), in connection with the offer and sale from time to time by the Company of shares of the Company's common stock, par value $0.00001 per share, having an aggregate offering price of up to $75,000,000 ("ATM Shares").
Any ATM Shares to be offered and sold under the Sales Agreement will be issued and sold pursuant to the Company's previously filed and currently effective registration statement on Form S-3 (File No. 333-230466).
A prospectus supplement relating to the offering of ATM Shares was filed with the Securities and Exchange Commission (the "SEC") on March 26, 2021.
Subject to the terms and conditions of the Sales Agreement, the Sales Agent will use commercially reasonable efforts, consistent with its normal trading and sales practices and applicable state and federal law, rules and regulations and the rules of The Nasdaq Stock Market, LLC ("Nasdaq"), to sell ATM Shares from time to time based upon the Company's instructions, including any price, time or size limits or other customary parameters or conditions the Company may impose.
Under the Sales Agreement, the Sales Agent may sell ATM Shares by any method permitted by law deemed to be an "at the market offering" as defined in Rule 415 of the Securities Act of 1933, as amended (the "Securities Act"), and the rules and regulations thereunder, including, without limitation, sales made directly on or through Nasdaq, on or through any other existing trading market for the Company's shares of common stock or to or through a market maker. If expressly authorized by the Company, the Sales Agent may also sell ATM Shares in privately negotiated transactions.
The Company agreed to pay the Sales Agent a commission equal to 3.0% of the gross proceeds from the sales of ATM Shares pursuant to the Sales Agreement.
The Company made certain customary representations, warranties and covenants in the Sales Agreement. The Sales Agreement also contains customary indemnification obligations of the Company and the Sales Agent, including for liabilities under the Securities Act, and termination provisions.
The provisions of the Sales Agreement, including the representations and warranties contained therein, are not for the benefit of any party other than the parties to such agreements and are not intended as documents for investors and the public to obtain factual information about the current state of affairs of the parties to those documents and agreements. Rather, investors and the public should look to other disclosures contained in the Company's filings with the SEC.
The Company plans to use the net proceeds from this offering to fund the commercialization of Jeuveau
®
and for working capital and other general corporate purposes.
The Company's management will have broad discretion over the actual amounts and timing of the expenditure of the net proceeds from the offering of ATM Shares.
The foregoing summary of the terms of the Sales Agreement is subject to, and qualified in its entirety by reference to, the Sales Agreement, which is filed as Exhibit 1.1 to this Current Report on Form 8-K, and is incorporated herein by reference.
Item 9.01    Financial Statements and Exhibits.
(d)    Exhibits.
Exhibit Number
Description
1.1
Sales Agreement, dated March 26, 2021, by and between Evolus, Inc. and SVB Leerink LLC as Sales Agent.
5.1
Opinion of O'Melveny & Myers LLP.
23.1
Consent of O'Melveny & Myers LLP (included in Opinion of O'Melveny & Myers LLP filed as Exhibit 5.1).
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Evolus, Inc.
Dated: March 26, 2021
/s/ David Moatazedi
David Moatazedi
President and Chief Executive Officer