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<div id="DSPFiXBRLHidden" style="display: none;"><ix:header><ix:hidden><ix:nonNumeric name="dei:AmendmentFlag" id="Fact_236b7d014f41460ea1c1798fdaeb9d8f" contextRef="c20220203to20220203" format="ixt:booleanfalse">false</ix:nonNumeric><ix:nonNumeric name="dei:EntityAddressStateOrProvince" id="Fact_b0814057e1b24d83960c1950f5b91997" contextRef="c20220203to20220203">NY</ix:nonNumeric><ix:nonNumeric name="dei:EntityCentralIndexKey" id="Fact_c537edda62614c7fbaf18d08e0a8e98d" contextRef="c20220203to20220203">0001642122</ix:nonNumeric></ix:hidden><ix:references><link:schemaRef xlink:href="ac-20220203.xsd" xlink:type="simple"></link:schemaRef></ix:references><ix:resources><xbrli:context id="c20220203to20220203"><xbrli:entity><xbrli:identifier scheme="http://www.sec.gov/CIK">0001642122</xbrli:identifier></xbrli:entity><xbrli:period><xbrli:startDate>2022-02-03</xbrli:startDate><xbrli:endDate>2022-02-03</xbrli:endDate></xbrli:period></xbrli:context></ix:resources></ix:header></div>

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    <div style="text-align: center; font-family: 'Times New Roman'; font-size: 14pt; font-weight: bold;">UNITED STATES</div>

    <div style="text-align: center; font-family: 'Times New Roman'; font-size: 14pt; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>

    <div style="text-align: center; font-family: 'Times New Roman'; font-size: 12pt; font-weight: bold;">Washington, D.C. 20549</div>

    <div style="text-align: left;"><span style="font-size: 10pt; font-family: 'Times New Roman';"> <br />
      </span></div>

    <div style="text-align: center; font-family: 'Times New Roman'; font-size: 18pt; font-weight: bold;">FORM <ix:nonNumeric name="dei:DocumentType" id="Fact_6093c5f5cf664ba5b3438a4a05d1746d" contextRef="c20220203to20220203">8-K</ix:nonNumeric></div>

    <div style="text-align: left;"><span style="font-size: 10pt; font-family: 'Times New Roman';"> <br />
      </span></div>

    <div style="text-align: center; font-family: 'Times New Roman'; font-size: 10pt; font-weight: bold;">CURRENT REPORT</div>

    <div style="text-align: left;"><span style="font-size: 10pt; font-family: 'Times New Roman';"> <br />
      </span></div>

    <div style="text-align: center; font-family: 'Times New Roman'; font-size: 10pt; font-weight: bold;">Pursuant to Section 13 or 15(d) of The</div>

    <div style="text-align: center; font-family: 'Times New Roman'; font-size: 10pt; font-weight: bold;">Securities Exchange Act of 1934</div>

    <div style="text-align: left;"><span style="font-size: 10pt; font-family: 'Times New Roman';"> <br />
      </span></div>

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    <div style="text-align: left;"><span style="font-size: 10pt; font-family: 'Times New Roman';"> <br />
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    <div style="text-align: center; font-family: 'Times New Roman'; font-size: 24pt; font-weight: bold;"><ix:nonNumeric name="dei:EntityRegistrantName" id="Fact_0b6b3419b8e74d59a9d37f0b73ad895a" contextRef="c20220203to20220203">ASSOCIATED CAPITAL GROUP, INC.</ix:nonNumeric><br />
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    <div style="text-align: center; font-family: 'Times New Roman'; font-size: 10pt; font-weight: bold;">(Exact name of registrant as specified in its charter)</div>

    <div style="text-align: left;"><span style="font-size: 10pt; font-family: 'Times New Roman';"> <br />
      </span></div>

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    <td style="width: 33.36%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">
            <div style="text-align: center; font-weight: bold;">(State or other jurisdiction of incorporation)</div>
          </td>

    <td style="width: 34%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">
            <div style="text-align: center; font-weight: bold;">(Commission File Number)</div>
          </td>

    <td style="width: 32.64%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">
            <div style="text-align: center; font-weight: bold;">(IRS Employer Identification No.)</div>
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    </div>

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            <div style="text-align: center; font-weight: bold;"><ix:nonNumeric name="dei:EntityAddressAddressLine1" id="Fact_bf7682e6ed9b48a082270a3402442afa" contextRef="c20220203to20220203">191 Mason Street</ix:nonNumeric>, <ix:nonNumeric name="dei:EntityAddressCityOrTown" id="Fact_9e5723c569884d16a9a029ab62d1494e" contextRef="c20220203to20220203">Greenwich</ix:nonNumeric>, <span style="-sec-ix-hidden:Fact_b0814057e1b24d83960c1950f5b91997">CT</span></div>
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    <td style="width: 2%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">&#160;</td>

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            <div style="text-align: center; font-weight: bold;"><ix:nonNumeric name="dei:EntityAddressPostalZipCode" id="Fact_5dbab4f93b2c424f837a7dbc9f81693b" contextRef="c20220203to20220203">06830</ix:nonNumeric><br />
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    <td style="width: 49%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">&#160;</td>

    <td style="width: 2%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">&#160;</td>

    <td style="width: 49%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">&#160;</td>

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    <td style="width: 49%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">
            <div style="text-align: center; font-weight: bold;">(Address of principal executive offices)</div>
          </td>

    <td style="width: 2%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">&#160;</td>

    <td style="width: 49%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">
            <div style="text-align: center; font-weight: bold;">(Zip Code)</div>
          </td>

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    <div style="text-align: left;"><span style="font-size: 10pt; font-family: 'Times New Roman';"> <br />
      </span></div>

    <div style="text-align: center; font-family: 'Times New Roman'; font-size: 10pt; font-weight: bold;">Registrant&#8217;s telephone number, including area code (<ix:nonNumeric name="dei:CityAreaCode" id="Fact_3297d0fd2e28477a8d0be29e18f01f20" contextRef="c20220203to20220203">203</ix:nonNumeric>)
      <ix:nonNumeric name="dei:LocalPhoneNumber" id="Fact_b845e860461b46dda3cf8c5935105e73" contextRef="c20220203to20220203">629-9595</ix:nonNumeric></div>

    <div style="font-family: 'Times New Roman'; font-size: 10pt;"><br />
    </div>

    <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
      (see General Instruction A.2 below):</div>

    <div style="font-family: 'Times New Roman'; font-size: 10pt;"><br />
    </div>

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    <td style="vertical-align: top; width: 99pt;"><ix:nonNumeric name="dei:WrittenCommunications" id="Fact_c8952c3d71f746c4ac1833975f0f7c0e" contextRef="c20220203to20220203" format="ixt-sec:boolballotbox">&#x2610;</ix:nonNumeric><br />
            </td>

    <td style="vertical-align: top; width: auto;">
              <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt;"><span style="font-family: 'Times New Roman'; font-size: 10pt;">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</span></div>
            </td>

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    </div>

    <div style="font-family: 'Times New Roman'; font-size: 10pt;"><br />
    </div>

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    <td style="vertical-align: top; width: 99pt;"><ix:nonNumeric name="dei:SolicitingMaterial" id="Fact_574192064d0b4e54acdc57fac25f42fc" contextRef="c20220203to20220203" format="ixt-sec:boolballotbox">&#x2610;</ix:nonNumeric><br />
            </td>

    <td style="vertical-align: top; width: auto;">
              <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt;"><span style="font-family: 'Times New Roman'; font-size: 10pt;">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</span></div>
            </td>

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    </div>

    <div style="font-family: 'Times New Roman'; font-size: 10pt;"><br />
    </div>

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    <td style="vertical-align: top; width: 99pt;"><ix:nonNumeric name="dei:PreCommencementTenderOffer" id="Fact_72b22edab84c4beda5282106a6173f59" contextRef="c20220203to20220203" format="ixt-sec:boolballotbox">&#x2610;</ix:nonNumeric><br />
            </td>

    <td style="vertical-align: top; width: auto;">
              <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt;"><span style="font-family: 'Times New Roman'; font-size: 10pt;">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
                  240.14d-2(b))</span></div>
            </td>

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    </div>

    <div style="font-family: 'Times New Roman'; font-size: 10pt;"><br />
    </div>

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    <td style="vertical-align: top; width: 99pt;"><ix:nonNumeric name="dei:PreCommencementIssuerTenderOffer" id="Fact_96469540e1ef48b5a82518826db47b6a" contextRef="c20220203to20220203" format="ixt-sec:boolballotbox">&#x2610;</ix:nonNumeric><br />
            </td>

    <td style="vertical-align: top; width: auto;">
              <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt;"><span style="font-family: 'Times New Roman'; font-size: 10pt;">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
                  240.13e-4(c))</span></div>
            </td>

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    </div>

    <div style="text-align: left;"><span style="font-size: 10pt; font-family: 'Times New Roman';"> <br />
      </span></div>

    <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of
      the Securities Exchange Act of 1934 (240.12b-2 of this chapter).</div>

    <div style="font-family: 'Times New Roman'; font-size: 10pt;"><br />
    </div>

    <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt;">Emerging growth company <ix:nonNumeric name="dei:EntityEmergingGrowthCompany" id="Fact_f0809ac0c04a4ed4b7b3e33aaebe2da1" contextRef="c20220203to20220203" format="ixt-sec:boolballotbox">&#x2610;</ix:nonNumeric></div>

    <div style="font-family: 'Times New Roman'; font-size: 10pt;"><br />
    </div>

    <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
      financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. &#9744;</div>

    <div style="font-family: 'Times New Roman'; font-size: 10pt;"><br />
    </div>

    <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt;">Securities registered pursuant to Section 12(b) of the Act:</div>

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    <td style="width: 33%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt; border-bottom: 2px solid rgb(0, 0, 0);">
            <div style="text-align: center;">Title of each class</div>
          </td>

    <td style="width: 34%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt; border-bottom: 2px solid rgb(0, 0, 0);">
            <div style="text-align: center;">Trading Symbol(s)</div>
          </td>

    <td style="width: 33%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt; border-bottom: 2px solid rgb(0, 0, 0);">
            <div style="text-align: center;">Name of each exchange on which registered</div>
          </td>

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    <td style="width: 33%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">
            <div style="text-align: center;"><ix:nonNumeric name="dei:Security12bTitle" id="Fact_d2875d112ba94d4193d6f759ab4c326f" contextRef="c20220203to20220203">Class A Common Stock, par value $0.001 per share</ix:nonNumeric><br />
            </div>
          </td>

    <td style="width: 34%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">
            <div style="text-align: center;"><ix:nonNumeric name="dei:TradingSymbol" id="Fact_549f0c8098f04077b0a4a83f200ee624" contextRef="c20220203to20220203">AC</ix:nonNumeric><br />
            </div>
          </td>

    <td style="width: 33%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">
            <div style="text-align: center;"><ix:nonNumeric name="dei:SecurityExchangeName" id="Fact_e8d0f1bc13474e288e228cbe9305056a" contextRef="c20220203to20220203" format="ixt-sec:exchnameen">New York Stock Exchange</ix:nonNumeric><br />
            </div>
          </td>

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    </div>

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    <td style="width: 99pt; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt; font-weight: bold;">Item 2.02</td>

    <td style="width: auto; vertical-align: top; text-align: left; font-family: 'Times New Roman'; font-size: 10pt;">
            <div style="font-weight: bold;">Results of Operations and Financial Condition.</div>
          </td>

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    <div style="font-family: 'Times New Roman'; font-size: 10pt;">&#160;</div>

    <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt; text-indent: 36pt;">The following information is furnished pursuant to Item 2.02, &#8220;Results of Operations and Financial Condition.&#8221;</div>

    <div style="font-family: 'Times New Roman'; font-size: 10pt;"><br />
    </div>

    <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt; text-indent: 36pt;">On February 3, 2022, Associated Capital Group, Inc. (NYSE: AC) (&#8220;Associated Capital&#8221;) announced its results of operations for the quarter and year ended
      December 31, 2021.&#160; A copy of the related press release is being filed as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference in its entirety.</div>

    <div style="font-family: 'Times New Roman'; font-size: 10pt;"><br />
    </div>

    <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt; text-indent: 36pt;">The information furnished under Item 2.02, including the exhibit attached hereto, is not deemed &#8220;filed&#8221; for purposes of Section 18 of the Securities
      Exchange Act of 1934 and shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, except otherwise as expressly stated in such filing.</div>

    <div style="font-family: 'Times New Roman'; font-size: 10pt;">&#160;</div>

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    <td style="width: 99pt; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt; font-weight: bold;">Item 9.01</td>

    <td style="width: auto; vertical-align: top; text-align: justify; font-family: 'Times New Roman'; font-size: 10pt;">
            <div style="font-weight: bold;">Financial Statements and Exhibits.</div>
          </td>

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    <div style="font-family: 'Times New Roman'; font-size: 10pt;">&#160;</div>

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    <td style="width: 6%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">&#160;</td>

    <td style="width: 9%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">
            <div style="text-align: justify;">(d)</div>
          </td>

    <td style="width: 85%; vertical-align: top; font-family: 'Times New Roman'; font-size: 10pt;">
            <div style="text-align: justify;">Exhibits</div>
          </td>

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    <div style="font-family: 'Times New Roman'; font-size: 10pt;">&#160;</div>

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    <td style="width: 6%; vertical-align: top;">&#160;</td>

    <td style="width: 9%; vertical-align: top;">
              <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt;"><a href="brhc10033508_ex99-1.htm">99.1</a></div>
            </td>

    <td style="width: 85%; vertical-align: top;">
              <div style="text-align: justify; font-family: 'Times New Roman'; font-size: 10pt;">Associated Capital Group&#8217;s Press Release, dated February 3, 2022.</div>
            </td>

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    </div>

    <div><br /></div>

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    <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt; font-weight: bold;">SIGNATURE</div>

    <div style="font-family: 'Times New Roman'; font-size: 10pt;">&#160;</div>

    <div style="text-align: left; font-family: 'Times New Roman'; font-size: 10pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly
      authorized.</div>

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            <div style="text-align: left; font-weight: bold;">Associated Capital Group, Inc.</div>
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            <div style="text-align: left;"><span style="text-decoration: underline;">By: /s/ Timothy H. Schott</span></div>
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            <div style="text-align: left;">Timothy H. Schott</div>
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            <div style="text-align: left;">Chief Financial Officer</div>
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            <div style="text-align: left;">Date: <span style="text-decoration: underline;">February 7, 2022</span></div>
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{"company-data": {"conformed-name": "Associated Capital Group, Inc.", "cik": "0001642122", "assigned-sic": "6211", "irs-number": "000000000", "state-of-incorporation": "DE", "fiscal-year-end": "1231"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "001-37387", "film-number": "22598363"}, "business-address": {"street1": "191 MASON STREET", "city": "GREENWICH", "state": "CT", "zip": "06830", "phone": "914-921-5135"}, "mail-address": {"street1": "191 MASON STREET", "city": "GREENWICH", "state": "CT", "zip": "06830"}, "former-company": {"former-conformed-name": "Gabelli Securities Group, Inc.", "date-changed": "20150512"}}
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
February 3, 2022
ASSOCIATED CAPITAL GROUP, INC.
(Exact name of registrant as specified in its charter)
Delaware
1-37387
47-3965991
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
191 Mason Street
,
Greenwich
,
CT
06830
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code (
203
)
629-9595
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
      (see General Instruction A.2 below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
                  240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
                  240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of
      the Securities Exchange Act of 1934 (240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
      financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Class A Common Stock, par value $0.001 per share
AC
New York Stock Exchange
Item 2.02
Results of Operations and Financial Condition.
The following information is furnished pursuant to Item 2.02, "Results of Operations and Financial Condition."
On February 3, 2022, Associated Capital Group, Inc. (NYSE: AC) ("Associated Capital") announced its results of operations for the quarter and year ended
      December 31, 2021.  A copy of the related press release is being filed as Exhibit 99.1 to this Form 8-K and is incorporated herein by reference in its entirety.
The information furnished under Item 2.02, including the exhibit attached hereto, is not deemed "filed" for purposes of Section 18 of the Securities
      Exchange Act of 1934 and shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, except otherwise as expressly stated in such filing.
Item 9.01
Financial Statements and Exhibits.
(d)
Exhibits
99.1
Associated Capital Group's Press Release, dated February 3, 2022.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly
      authorized.
Associated Capital Group, Inc.
By: /s/ Timothy H. Schott
Timothy H. Schott
Chief Financial Officer
Date:
February 7, 2022