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<title>cwgl-20210505</title></head><body><div style="display:none"><ix:header><ix:hidden><ix:nonNumeric contextRef="id9fe9f7fdb5e442b81a387041cd99934_D20210506-20210506" name="dei:EntityCentralIndexKey" id="id3VybDovL2RvY3MudjEvZG9jOjI3MTYxMTEwY2Y1YjQ4OWZiN2FlNzZiMzdiODY0MzIyL3NlYzoyNzE2MTExMGNmNWI0ODlmYjdhZTc2YjM3Yjg2NDMyMl80L2ZyYWc6NThjYjdiNDJjMzgxNDk5OTk1OGQ0OWNiODQ1YzBiNTgvdGFibGU6YWE1OGM1NTVhOTA3NGQ0MWI5N2FkMWM2YzcxMDdjYTAvdGFibGVyYW5nZTphYTU4YzU1NWE5MDc0ZDQxYjk3YWQxYzZjNzEwN2NhMF8wLTEtMS0xLTA_21f3ca2a-6f27-4cd5-9fe0-ab931d352dd0">0001562151</ix:nonNumeric><ix:nonNumeric contextRef="id9fe9f7fdb5e442b81a387041cd99934_D20210506-20210506" name="dei:AmendmentFlag" id="id3VybDovL2RvY3MudjEvZG9jOjI3MTYxMTEwY2Y1YjQ4OWZiN2FlNzZiMzdiODY0MzIyL3NlYzoyNzE2MTExMGNmNWI0ODlmYjdhZTc2YjM3Yjg2NDMyMl80L2ZyYWc6NThjYjdiNDJjMzgxNDk5OTk1OGQ0OWNiODQ1YzBiNTgvdGFibGU6YWE1OGM1NTVhOTA3NGQ0MWI5N2FkMWM2YzcxMDdjYTAvdGFibGVyYW5nZTphYTU4YzU1NWE5MDc0ZDQxYjk3YWQxYzZjNzEwN2NhMF8xLTEtMS0xLTA_d8c55284-5657-4e69-8ece-d343a07adf81">false</ix:nonNumeric></ix:hidden><ix:references xml:lang="en-US"><link:schemaRef xlink:type="simple" xlink:href="cwgl-20210505.xsd"></link:schemaRef></ix:references><ix:resources><xbrli:context id="id9fe9f7fdb5e442b81a387041cd99934_D20210506-20210506"><xbrli:entity><xbrli:identifier scheme="http://www.sec.gov/CIK">0001562151</xbrli:identifier></xbrli:entity><xbrli:period><xbrli:startDate>2021-05-06</xbrli:startDate><xbrli:endDate>2021-05-06</xbrli:endDate></xbrli:period></xbrli:context></ix:resources></ix:header></div><div id="i27161110cf5b489fb7ae76b37b864322_1"></div><div style="min-height:49.5pt;width:100%"><div><span><br/></span></div></div><div style="text-align:center"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:95.089%"><tr><td style="width:1.0%"></td><td style="width:98.900%"></td><td style="width:0.1%"></td></tr><tr style="height:0pt"><td colspan="3" style="padding:0 1pt"></td></tr><tr style="height:3pt"><td colspan="3" style="border-bottom:1pt solid #00000a;padding:0 1pt"></td></tr></table></div><div><span><br/></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%">UNITED STATES</span></div><div style="margin-bottom:6pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%">SECURITIES AND EXCHANGE COMMISSION</span></div><div style="margin-bottom:6pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%">WASHINGTON, DC 20549</span></div><div style="margin-top:5pt;text-align:center"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:21.875%"><tr><td style="width:1.0%"></td><td style="width:98.900%"></td><td style="width:0.1%"></td></tr><tr style="height:11pt"><td colspan="3" style="border-bottom:2pt solid #000000;padding:0 1pt"></td></tr></table></div><div style="margin-bottom:9pt;margin-top:13pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:18pt;font-weight:700;line-height:120%">FORM</span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%"> </span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:18pt;font-weight:700;line-height:120%"><ix:nonNumeric contextRef="id9fe9f7fdb5e442b81a387041cd99934_D20210506-20210506" name="dei:DocumentType" id="id3VybDovL2RvY3MudjEvZG9jOjI3MTYxMTEwY2Y1YjQ4OWZiN2FlNzZiMzdiODY0MzIyL3NlYzoyNzE2MTExMGNmNWI0ODlmYjdhZTc2YjM3Yjg2NDMyMl8xL2ZyYWc6YjI1Mzk1YmMyODE0NGFkMDhiZWVhN2Y1OTdkZDZlMTIvdGV4dHJlZ2lvbjpiMjUzOTViYzI4MTQ0YWQwOGJlZWE3ZjU5N2RkNmUxMl8zMDk_3baa8e7c-af6d-4338-b391-7e39fa57ab6a">8-K</ix:nonNumeric></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%">CURRENT REPORT</span></div><div style="margin-bottom:9pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%">Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%">Date of report (Date of earliest event reported): <ix:nonNumeric contextRef="id9fe9f7fdb5e442b81a387041cd99934_D20210506-20210506" format="ixt:datemonthdayyearen" name="dei:DocumentPeriodEndDate" id="id3VybDovL2RvY3MudjEvZG9jOjI3MTYxMTEwY2Y1YjQ4OWZiN2FlNzZiMzdiODY0MzIyL3NlYzoyNzE2MTExMGNmNWI0ODlmYjdhZTc2YjM3Yjg2NDMyMl8xL2ZyYWc6YjI1Mzk1YmMyODE0NGFkMDhiZWVhN2Y1OTdkZDZlMTIvdGV4dHJlZ2lvbjpiMjUzOTViYzI4MTQ0YWQwOGJlZWE3ZjU5N2RkNmUxMl8yMjU_1012fafb-9ae6-4549-83e2-c4ca4db80067">May 5, 2021</ix:nonNumeric></span></div><div style="margin-top:5pt;text-align:center"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:21.875%"><tr><td style="width:1.0%"></td><td style="width:98.900%"></td><td style="width:0.1%"></td></tr><tr style="height:11pt"><td colspan="3" style="border-bottom:2pt solid #000000;padding:0 1pt"></td></tr></table></div><div style="margin-top:10pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:22pt;font-weight:700;line-height:120%"><ix:nonNumeric contextRef="id9fe9f7fdb5e442b81a387041cd99934_D20210506-20210506" name="dei:EntityRegistrantName" id="id3VybDovL2RvY3MudjEvZG9jOjI3MTYxMTEwY2Y1YjQ4OWZiN2FlNzZiMzdiODY0MzIyL3NlYzoyNzE2MTExMGNmNWI0ODlmYjdhZTc2YjM3Yjg2NDMyMl8xL2ZyYWc6YjI1Mzk1YmMyODE0NGFkMDhiZWVhN2Y1OTdkZDZlMTIvdGV4dHJlZ2lvbjpiMjUzOTViYzI4MTQ0YWQwOGJlZWE3ZjU5N2RkNmUxMl8zMDg_b91eca36-e318-4e23-9d39-8a53839c47ed">CRIMSON WINE GROUP, LTD.</ix:nonNumeric></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%">(Exact Name of Registrant as Specified in Charter)</span></div><div style="text-align:center"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:94.642%"><tr><td style="width:1.0%"></td><td style="width:2.830%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:27.988%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:2.472%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:27.830%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:2.472%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:5.032%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:19.654%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:4.722%"></td><td style="width:0.1%"></td></tr><tr style="height:0pt"><td colspan="6" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="9" style="padding:0 1pt"></td></tr><tr><td colspan="6" style="border-bottom:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New 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style="padding:0 1pt"></td><td colspan="9" style="border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:100%">(IRS Employer <br/>Identification No.)</span></td></tr><tr><td colspan="3" style="padding:0 1pt"></td><td colspan="15" style="border-bottom:1pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:100%"><ix:nonNumeric contextRef="id9fe9f7fdb5e442b81a387041cd99934_D20210506-20210506" name="dei:EntityAddressAddressLine1" id="id3VybDovL2RvY3MudjEvZG9jOjI3MTYxMTEwY2Y1YjQ4OWZiN2FlNzZiMzdiODY0MzIyL3NlYzoyNzE2MTExMGNmNWI0ODlmYjdhZTc2YjM3Yjg2NDMyMl8xL2ZyYWc6YjI1Mzk1YmMyODE0NGFkMDhiZWVhN2Y1OTdkZDZlMTIvdGFibGU6ZjdmYzAwZDYwYzBlNDY2NTk5MmViMTQ3MGE4NTU2MDcvdGFibGVyYW5nZTpmN2ZjMDBkNjBjMGU0NjY1OTkyZWIxNDcwYTg1NTYwN18zLTEtMS0xLTAvdGV4dHJlZ2lvbjpiMjI2NGQxYjFiY2U0ZjQ3YjMwM2QxNjc0MDY5NDhiZV80_71fc8088-eb1b-40ac-9b8a-5d4f9eb50212">5901 Silverado Trail</ix:nonNumeric>, <ix:nonNumeric contextRef="id9fe9f7fdb5e442b81a387041cd99934_D20210506-20210506" name="dei:EntityAddressCityOrTown" id="id3VybDovL2RvY3MudjEvZG9jOjI3MTYxMTEwY2Y1YjQ4OWZiN2FlNzZiMzdiODY0MzIyL3NlYzoyNzE2MTExMGNmNWI0ODlmYjdhZTc2YjM3Yjg2NDMyMl8xL2ZyYWc6YjI1Mzk1YmMyODE0NGFkMDhiZWVhN2Y1OTdkZDZlMTIvdGFibGU6ZjdmYzAwZDYwYzBlNDY2NTk5MmViMTQ3MGE4NTU2MDcvdGFibGVyYW5nZTpmN2ZjMDBkNjBjMGU0NjY1OTkyZWIxNDcwYTg1NTYwN18zLTEtMS0xLTAvdGV4dHJlZ2lvbjpiMjI2NGQxYjFiY2U0ZjQ3YjMwM2QxNjc0MDY5NDhiZV84_bfd92744-5cb1-4aa0-ad8a-513894d05017">Napa</ix:nonNumeric>, <ix:nonNumeric contextRef="id9fe9f7fdb5e442b81a387041cd99934_D20210506-20210506" format="ixt-sec:stateprovnameen" name="dei:EntityAddressStateOrProvince" id="id3VybDovL2RvY3MudjEvZG9jOjI3MTYxMTEwY2Y1YjQ4OWZiN2FlNzZiMzdiODY0MzIyL3NlYzoyNzE2MTExMGNmNWI0ODlmYjdhZTc2YjM3Yjg2NDMyMl8xL2ZyYWc6YjI1Mzk1YmMyODE0NGFkMDhiZWVhN2Y1OTdkZDZlMTIvdGFibGU6ZjdmYzAwZDYwYzBlNDY2NTk5MmViMTQ3MGE4NTU2MDcvdGFibGVyYW5nZTpmN2ZjMDBkNjBjMGU0NjY1OTkyZWIxNDcwYTg1NTYwN18zLTEtMS0xLTAvdGV4dHJlZ2lvbjpiMjI2NGQxYjFiY2U0ZjQ3YjMwM2QxNjc0MDY5NDhiZV8xMg_33d06bc8-ec9f-4fa5-a122-4a1e8afc8540">California</ix:nonNumeric></span></div></td><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:100%"><ix:nonNumeric contextRef="id9fe9f7fdb5e442b81a387041cd99934_D20210506-20210506" name="dei:EntityAddressPostalZipCode" id="id3VybDovL2RvY3MudjEvZG9jOjI3MTYxMTEwY2Y1YjQ4OWZiN2FlNzZiMzdiODY0MzIyL3NlYzoyNzE2MTExMGNmNWI0ODlmYjdhZTc2YjM3Yjg2NDMyMl8xL2ZyYWc6YjI1Mzk1YmMyODE0NGFkMDhiZWVhN2Y1OTdkZDZlMTIvdGFibGU6ZjdmYzAwZDYwYzBlNDY2NTk5MmViMTQ3MGE4NTU2MDcvdGFibGVyYW5nZTpmN2ZjMDBkNjBjMGU0NjY1OTkyZWIxNDcwYTg1NTYwN18zLTYtMS0xLTA_70d527a7-7eaf-4448-8034-0916dcd328f1">94558</ix:nonNumeric></span></td><td colspan="3" style="padding:0 1pt"></td></tr><tr><td colspan="3" style="padding:0 1pt"></td><td colspan="15" style="border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:100%">(Address of Principal Executive Offices)</span></td><td colspan="3" style="border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:100%">(Zip Code)</span></td><td 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style="border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:100%">(Former Name or Former Address, if Changed Since Last Report)</span></td><td colspan="3" style="padding:0 1pt"></td></tr></table></div><div style="text-align:center"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.702%"><tr><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td></tr><tr style="height:24pt"><td colspan="15" rowspan="10" style="padding:2px 1pt;text-align:left;vertical-align:top"><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%"><ix:nonNumeric contextRef="id9fe9f7fdb5e442b81a387041cd99934_D20210506-20210506" format="ixt-sec:boolballotbox" name="dei:WrittenCommunications" 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id="id3VybDovL2RvY3MudjEvZG9jOjI3MTYxMTEwY2Y1YjQ4OWZiN2FlNzZiMzdiODY0MzIyL3NlYzoyNzE2MTExMGNmNWI0ODlmYjdhZTc2YjM3Yjg2NDMyMl8xL2ZyYWc6YjI1Mzk1YmMyODE0NGFkMDhiZWVhN2Y1OTdkZDZlMTIvdGFibGU6NTFjMWM2Y2QyMGRhNGJhM2E0YWFiYjA0NmI2N2M1NmUvdGFibGVyYW5nZTo1MWMxYzZjZDIwZGE0YmEzYTRhYWJiMDQ2YjY3YzU2ZV8wLTAtMS0xLTAvdGV4dHJlZ2lvbjo3OTEzNjZlNzEwM2M0ZTE3Yjk0NDYxMzg2ZTMwMDNlZl8zNjI_920b28b4-52ae-42d4-9503-d321d742a431">&#9744;</ix:nonNumeric>   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%"><ix:nonNumeric contextRef="id9fe9f7fdb5e442b81a387041cd99934_D20210506-20210506" format="ixt-sec:boolballotbox" name="dei:PreCommencementIssuerTenderOffer" id="id3VybDovL2RvY3MudjEvZG9jOjI3MTYxMTEwY2Y1YjQ4OWZiN2FlNzZiMzdiODY0MzIyL3NlYzoyNzE2MTExMGNmNWI0ODlmYjdhZTc2YjM3Yjg2NDMyMl8xL2ZyYWc6YjI1Mzk1YmMyODE0NGFkMDhiZWVhN2Y1OTdkZDZlMTIvdGFibGU6NTFjMWM2Y2QyMGRhNGJhM2E0YWFiYjA0NmI2N2M1NmUvdGFibGVyYW5nZTo1MWMxYzZjZDIwZGE0YmEzYTRhYWJiMDQ2YjY3YzU2ZV8wLTAtMS0xLTAvdGV4dHJlZ2lvbjo3OTEzNjZlNzEwM2M0ZTE3Yjk0NDYxMzg2ZTMwMDNlZl80NzE_67409408-cae2-4397-945d-c2902024f2a1">&#9744;</ix:nonNumeric>   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</span></div><div style="margin-top:9pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">Securities registered pursuant to Section 12(b) of the Act: None. </span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</span></div><div style="margin-top:9pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">Emerging growth company <ix:nonNumeric contextRef="id9fe9f7fdb5e442b81a387041cd99934_D20210506-20210506" format="ixt-sec:boolballotbox" name="dei:EntityEmergingGrowthCompany" id="id3VybDovL2RvY3MudjEvZG9jOjI3MTYxMTEwY2Y1YjQ4OWZiN2FlNzZiMzdiODY0MzIyL3NlYzoyNzE2MTExMGNmNWI0ODlmYjdhZTc2YjM3Yjg2NDMyMl8xL2ZyYWc6YjI1Mzk1YmMyODE0NGFkMDhiZWVhN2Y1OTdkZDZlMTIvdGFibGU6NTFjMWM2Y2QyMGRhNGJhM2E0YWFiYjA0NmI2N2M1NmUvdGFibGVyYW5nZTo1MWMxYzZjZDIwZGE0YmEzYTRhYWJiMDQ2YjY3YzU2ZV8wLTAtMS0xLTAvdGV4dHJlZ2lvbjo3OTEzNjZlNzEwM2M0ZTE3Yjk0NDYxMzg2ZTMwMDNlZl85MTA_3095531b-030d-46ef-8f31-9f81f827951d">&#9744;</ix:nonNumeric></span></div><div style="margin-top:9pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. &#9744;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</span></div></td></tr><tr style="height:24pt"><td colspan="15" style="display:none"></td></tr><tr style="height:24pt"><td colspan="15" style="display:none"></td></tr><tr style="height:24pt"><td colspan="15" style="display:none"></td></tr><tr style="height:24pt"><td colspan="15" style="display:none"></td></tr><tr style="height:24pt"><td colspan="15" style="display:none"></td></tr><tr style="height:24pt"><td colspan="15" style="display:none"></td></tr><tr style="height:24pt"><td colspan="15" style="display:none"></td></tr><tr style="height:24pt"><td colspan="15" style="display:none"></td></tr><tr style="height:24pt"><td colspan="15" style="display:none"></td></tr></table></div><div style="height:42.75pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div style="text-align:center"><span><br/></span></div><div><span><br/></span></div></div></div><div id="i27161110cf5b489fb7ae76b37b864322_7"></div><hr style="page-break-after:always"/><div style="min-height:72pt;width:100%"><div><span><br/></span></div></div><div style="-sec-extract:summary;padding-left:72pt;text-indent:-72pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%">Item 5.02&#160;&#160;&#160;&#160;Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. </span></div><div style="padding-left:72pt;text-indent:-72pt"><span><br/></span></div><div style="text-align:justify;text-indent:36pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%">On May 5, 2021, the Board of Directors (the &#8220;Board&#8221;) of Crimson Wine Group, Ltd. (the &#8220;Company&#8221;) elected Annette Alvarez-Peters as a member of the Board, effective immediately. Ms. Alvarez-Peters has not been appointed to any Board committees at this time.</span></div><div style="text-align:justify;text-indent:36pt"><span><br/></span></div><div style="text-align:justify;text-indent:36pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:120%">There is no arrangement or understanding between Ms. Alvarez-Peters and any other person pursuant to which she was selected as a director, and Ms. Alvarez-Peters does not have any direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K of the Securities Exchange Act of 1934, as amended. </span></div><div style="text-align:justify"><span><br/></span></div><div style="text-align:justify;text-indent:36pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:120%">Ms. Alvarez-Peters will receive the same compensation as the Company&#8217;s other non-employee directors as described under &#8220;Executive Compensation&#8212;Director Compensation&#8221; in the Company&#8217;s definitive proxy statement filed with the Securities and Exchange Commission on July 1, 2020.</span></div><div><span><br/></span></div><div><span><br/></span></div><div><span><br/></span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:115%">Item 9.01&#160;&#160;&#160;&#160;Financial Statements and Exhibits.</span></div><div style="text-indent:36pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-style:italic;font-weight:400;line-height:120%">(d) Exhibits.</span></div><div><span><br/></span></div><div><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:100.000%"><tr><td style="width:1.0%"></td><td style="width:9.295%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:88.505%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration:underline">Exhibit Number</span></td><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%;text-decoration:underline">Description</span></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">104</span></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">Cover Page Interactive Data File (cover page XBRL tags are embedded within the Inline XBRL document).</span></div></td></tr></table></div><div style="height:72pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div></div></div><hr style="page-break-after:always"/><div style="min-height:72pt;width:100%"><div><span><br/></span></div></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%">SIGNATURES</span></div><div style="text-align:center"><span><br/></span></div><div style="text-indent:36pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:120%">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</span></div><div style="text-indent:36pt"><span><br/></span></div><div style="margin-bottom:12pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:120%">Dated:  May 6, 2021</span></div><div style="padding-left:234pt"><span><br/></span></div><div style="padding-left:234pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:120%">CRIMSON WINE GROUP, LTD.</span></div><div style="padding-left:234pt"><span><br/></span></div><div style="padding-left:234pt"><span><br/></span></div><div style="padding-left:234pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:120%">By:  </span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:120%;text-decoration:underline">/s/ Karen L. Diepholz&#160;&#160;&#160;&#160;</span></div><div style="padding-left:234pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:120%">Name:  Karen L. Diepholz</span></div><div style="padding-left:261pt;text-indent:-27pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:120%">Title:  Chief Financial Officer</span></div><div style="height:72pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div></div></div></body></html>
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cwgl-20210505
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
May 5, 2021
CRIMSON WINE GROUP, LTD.
(Exact Name of Registrant as Specified in Charter)
Delaware
000-54866
13-3607383
(State or Other Jurisdiction
of Incorporation)
(Commission File
Number)
(IRS Employer
Identification No.)
5901 Silverado Trail
,
Napa
,
California
94558
(Address of Principal Executive Offices)
(Zip Code)
(
800
)
486-0503
(Registrant's telephone number, including area code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act: None.
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02    Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On May 5, 2021, the Board of Directors (the "Board") of Crimson Wine Group, Ltd. (the "Company") elected Annette Alvarez-Peters as a member of the Board, effective immediately. Ms. Alvarez-Peters has not been appointed to any Board committees at this time.
There is no arrangement or understanding between Ms. Alvarez-Peters and any other person pursuant to which she was selected as a director, and Ms. Alvarez-Peters does not have any direct or indirect material interest in any transaction required to be disclosed pursuant to Item 404(a) of Regulation S-K of the Securities Exchange Act of 1934, as amended.
Ms. Alvarez-Peters will receive the same compensation as the Company's other non-employee directors as described under "Executive Compensation—Director Compensation" in the Company's definitive proxy statement filed with the Securities and Exchange Commission on July 1, 2020.
Item 9.01    Financial Statements and Exhibits.
(d) Exhibits.
Exhibit Number
Description
104
Cover Page Interactive Data File (cover page XBRL tags are embedded within the Inline XBRL document).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated:  May 6, 2021
CRIMSON WINE GROUP, LTD.
By:
/s/ Karen L. Diepholz
Name:  Karen L. Diepholz
Title:  Chief Financial Officer