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<TITLE>Form 8-K</TITLE>
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<META NAME="date" CONTENT="07/28/2014">
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<DIV style="width:624px"><P style="margin:0px; font-size:16pt" align=center><B>UNITED STATES </B></P>
<P style="margin:0px; font-size:16pt" align=center><B>SECURITIES AND EXCHANGE COMMISSION </B></P>
<P style="margin:0px; font-size:12pt" align=center><B>Washington, D.C. 20549</B></P>
<P style="margin:0px; font-size:9pt">&nbsp;</P>
<P style="line-height:12pt; margin-top:0px; margin-bottom:2px; padding-left:216px; padding-right:228px; padding-bottom:4px; font-size:12pt; border-bottom:1.333px solid #000000" align=center>&nbsp;</P>
<P style="margin-top:16px; margin-bottom:0px; font-size:16pt" align=center><B>FORM 8-K </B></P>
<P style="margin:0px; font-size:9pt">&nbsp;</P>
<P style="line-height:4.5pt; margin-top:0px; margin-bottom:0.667px; padding-bottom:4px; border-bottom:1.333px solid #000000" align=center><BR></P>
<P style="margin-top:11px; margin-bottom:0px; font-size:11pt" align=center><B>CURRENT REPORT </B></P>
<P style="margin:0px; font-size:11pt" align=center><B>Pursuant to Section&nbsp;13 or 15(d) of the</B></P>
<P style="margin:0px; font-size:11pt" align=center><B>Securities Exchange Act of 1934</B></P>
<P style="margin:0px; font-size:11pt" align=center><B>&nbsp;</B></P>
<P style="margin:0px; font-size:11pt" align=center><B>Date of Report (Date of earliest event reported): July 28, 2014</B></P>
<P style="margin:0px; font-size:12pt">&nbsp;</P>
<P style="line-height:4.5pt; margin-top:0px; margin-bottom:0.667px; padding-left:216px; padding-right:228px; padding-bottom:4px; font-size:4pt; border-bottom:1.333px solid #000000" align=center>&nbsp;</P>
<P style="margin-top:18px; margin-bottom:0px; font-size:18pt" align=center><B>AFH ACQUISITION X, INC.</B></P>
<P style="margin-top:0px; margin-bottom:13.333px" align=center>(Exact name of registrant as specified in its charter) </P>
<P style="margin-top:0px; margin-bottom:2px; font-size:9pt">&nbsp;</P>
</DIV><TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0><TR height=0 style="font-size:0"><TD width=233.8 /><TD width=1.4 /><TD width=186.333 /><TD width=1.467 /><TD width=102.2 /><TD width=102.2 /></TR>
<TR><TD style="margin-top:0px" valign=bottom width=233.8><P style="margin-top:0px; margin-bottom:2.2px" align=center><B>Delaware</B></P>
</TD><TD style="margin-top:0px" valign=bottom width=1.4><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=bottom width=186.333><P style="margin-top:0px; margin-bottom:2.2px" align=center><B>000-53078</B></P>
</TD><TD style="margin-top:0px" valign=bottom width=1.467><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=bottom width=204.4 colspan=2><P style="margin-top:0px; margin-bottom:2.2px" align=center><B>42-1743430</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=233.8><P style="margin:0px" align=center>(State or other jurisdiction of incorporation)<A NAME="_GoBack"></A></P>
</TD><TD style="margin-top:0px" valign=top width=1.4><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=186.333><P style="margin:0px" align=center>(Commission File Number)</P>
</TD><TD style="margin-top:0px" valign=top width=1.467><P style="margin:0px; padding:0px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=204.4 colspan=2><P style="margin:0px" align=center>(IRS Employer Identification No.)</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=bottom width=421.533 colspan=3><P style="margin:0px" align=center><BR></P>
<P style="margin:0px" align=center><B>269 S. Beverly Drive, Ste #1600, Beverly Hills, CA</B></P>
</TD><TD style="margin-top:0px" valign=bottom width=1.467><P style="margin:0px; padding:0px; font-size:7.5pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=bottom width=204.4 colspan=2><P style="margin:0px" align=center><B>90212</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=421.533 colspan=3><P style="margin:0px" align=center>(Address of principal executive offices)</P>
</TD><TD style="margin-top:0px" valign=bottom width=1.467><P style="margin:0px; padding:0px; font-size:7.5pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=204.4 colspan=2><P style="margin:0px" align=center>(Zip Code)</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=627.4 colspan=6><P style="margin:5.533px"><BR></P>
<P style="margin-top:5.533px; margin-bottom:5.533px">Registrant's telephone number, including area code: <B>(310) 475-3500</B></P>
</TD></TR>
</TABLE>
<DIV style="width:624px"><P style="line-height:10pt; margin-top:0px; margin-bottom:2px; padding-left:216px; padding-right:228px; padding-bottom:4px; font-size:12pt; border-bottom:1.333px solid #000000" align=center>&nbsp;</P>
<P style="margin-top:12px; margin-bottom:0px">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (<I>see</I> General Instruction A.2. below): </P>
<P style="margin:0px; font-size:4.5pt">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=24.933 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=24.933><P style="margin:0px">&#168;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) </P>
</TD></TR>
</TABLE>
<P style="margin:0px; font-size:4.5pt">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=24.933 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=24.933><P style="margin:0px">&#168;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) </P>
</TD></TR>
</TABLE>
<P style="margin:0px; font-size:4.5pt">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=24.933 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=24.933><P style="margin:0px">&#168;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) </P>
</TD></TR>
</TABLE>
<P style="margin:0px; font-size:4.5pt">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=24.933 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=24.933><P style="margin:0px">&#168;</P>
</TD><TD style="margin-top:0px" valign=top><P style="margin:0px">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) </P>
</TD></TR>
</TABLE>
<P style="margin:0px"><BR>
<BR></P>
<P style="margin:0px"><BR></P>
<P style="margin-top:0px; margin-bottom:-2px; width:624px; font-family:Arial; font-size:6pt; float:left" align=right>US_ACTIVE-118573691</P>
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<P style="margin:0px; font-size:11pt"><B>Item 5.03 Amendments to Articles of Incorporation or Bylaws </B></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; font-size:11pt">On July 25, 2014, the AFH Acquisition X, Inc. (the &#147;Company&#148;) filed its Amended and Restated Certificate of Incorporation (the &#147;Amended Certificate&#148;), effective as of July 25, 2014, with the Delaware Secretary of State. &nbsp;On the same date, the Company also amended and restated its bylaws (the &#147;Amended Bylaws&#148;). Both the Amended Certificate and Amended Bylaws were amended and restated in their entirety to provide additional specificity regarding the indemnification of the Company&#146;s directors and officers, including, among other things, (i) clarification regarding the parties entitled to or permitted to receive indemnification, (ii) the establishment of procedures related to the indemnification of claims and the advancement of expenses, (iii) clarification regarding the limitations on the Company&#146;s indemnification and expense advancement obligations, and (iv) the addition of a provision that provides that the repeal or modification of the indemnification provisions of the Amended Bylaws will not deprive a director or officer of indemnification with respect to any matter arising before such amendment.</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; font-size:11pt">The Amended Certificate and Amended Bylaws was approved by written consent of a majority of the Company&#146;s shareholders and by written consent of the Board of Directors of the Company on July 25, 2014 and the Bylaws were approved by written consent of the Board of Directors of the Company on July 25, 2014.</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; font-size:11pt">The preceding is a summary of the Amended Certificate and Amended Bylaws and is qualified in its entirety by reference to the Amended Certificate and Amended Bylaws of the Company attached hereto as Exhibit 3.1 and Exhibit 3.2, respectively, and incorporated<FONT style="font-size:12pt"> by reference.</FONT></P>
<P style="margin:0px"><BR></P>
<P style="margin-top:0px; margin-bottom:12.2px; font-size:11pt"><B>Item 9.01 Financial Statements and Exhibits</B></P>
<P style="margin-top:0px; margin-bottom:-2px; width:96px; font-size:11pt; float:left"><B><U>Exhibit No.</U></B></P>
<P style="margin-top:0px; margin-bottom:12.2px; text-indent:-2px; font-size:11pt"><B><U>Description</U></B></P>
<P style="margin-top:0px; margin-bottom:-2px; width:96px; font-size:11pt; clear:left; float:left">3.1</P>
<P style="margin-top:0px; margin-bottom:12.2px; padding-left:96px; text-indent:-2px; font-size:11pt">Amended and Restated Certificate of Incorporation, dated July 25, 2014</P>
<P style="margin-top:0px; margin-bottom:-2px; width:96px; font-size:11pt; clear:left; float:left">3.2</P>
<P style="margin:0px; text-indent:-2px; font-size:11pt">Amended and Restated Bylaws, dated July 25, 2014</P>
<P style="margin:0px; clear:left"><BR></P>
<P style="margin:0px"><BR>
<BR></P>
<P style="margin:0px; text-indent:300.667px; font-size:12pt">- 2 -</P>
<P style="margin:0px"><BR></P>
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<P style="margin:0px; page-break-before:always"><BR></P>
<P style="margin:0px"><BR></P>
<P style="margin-top:0px; margin-bottom:13.333px" align=center><BR></P>
<P style="margin-top:0.6px; margin-bottom:0.6px; font-size:11pt" align=center><B>SIGNATURES</B></P>
<P style="margin-top:11px; margin-bottom:0px; text-indent:24px; font-size:11pt">Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. </P>
<P style="margin:0px; font-size:11pt">&nbsp;</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0><TR height=0 style="font-size:0"><TD width=30.2 /><TD width=3.667 /><TD width=21.2 /><TD width=3.667 /><TD width=224.733 /><TD width=4.6 /></TR>
<TR><TD style="margin-top:0px" width=30.2><P style="margin:0px; padding:0px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=bottom width=3.667><P style="margin:0px; padding:0px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px" width=254.2 colspan=4><P style="margin:0px; padding:0px; font-size:11pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=288.067 colspan=6><P style="margin:0px; font-family:Times New Roman Bold,Times New Roman; font-size:11pt"><B>AFH ACQUISITION X, INC.</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" width=30.2><P style="margin:0px; padding:0px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px" width=257.867 colspan=5><P style="margin:0px"><BR></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=30.2><P style="margin:0px; padding-left:16px; text-indent:-16px; font-size:11pt">By:</P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=bottom width=3.667><P style="margin:0px; font-size:11pt">&nbsp;</P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=top width=254.2 colspan=4><P style="margin:0px; font-size:11pt">/s/ Amir F. Heshmatpour</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=30.2><P style="margin:0px; padding:0px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=bottom width=3.667><P style="margin:0px; font-size:11pt">&nbsp;</P>
</TD><TD style="margin-top:0px" valign=bottom width=254.2 colspan=4><P style="margin-top:0px; margin-bottom:-2px; width:48px; font-size:11pt; float:left">Name: </P>
<P style="margin:0px; text-indent:-2px; font-size:11pt">Amir F. Heshmatpour</P>
<P style="margin-top:0px; margin-bottom:-2px; width:48px; font-size:11pt; clear:left; float:left">Title: </P>
<P style="margin:0px; text-indent:-2px; font-size:11pt">President, Secretary and Sole Director</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=bottom width=30.2><P style="margin:0px; padding:0px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=bottom width=3.667><P style="margin:0px; padding:0px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px" width=21.2><P style="margin:0px; padding:0px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px" valign=bottom width=3.667><P style="margin:0px; padding:0px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px" width=229.333 colspan=2><P style="margin:0px; padding:0px; font-size:11pt">&nbsp;</P></TD></TR>
</TABLE>
<P style="margin-top:16.533px; margin-bottom:0px; font-size:11pt">Date: July 28, 2014</P>
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<P style="margin-top:0px; margin-bottom:13.333px" align=center><BR></P>
<P style="margin-top:0px; margin-bottom:13.333px" align=center><BR>
<BR></P>
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<P style="margin-top:0px; margin-bottom:-2px; width:624px; font-family:Arial; font-size:6pt; float:left" align=right>US_ACTIVE-118573691</P>
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{"company-data": {"conformed-name": "AFH ACQUISITION X, INC.", "cik": "0001419554", "assigned-sic": "6770", "irs-number": "421743430", "state-of-incorporation": "DE", "fiscal-year-end": "0930"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "000-53078", "film-number": "14997323"}, "business-address": {"street1": "269 S. BEVERLY DRIVE", "street2": "STE #1600", "city": "BEVERLY HILLS", "state": "CA", "zip": "90212", "phone": "310-475-3500"}, "mail-address": {"street1": "269 S. BEVERLY DRIVE", "street2": "STE #1600", "city": "BEVERLY HILLS", "state": "CA", "zip": "90212"}}
Form 8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 28, 2014
AFH ACQUISITION X, INC.
(Exact name of registrant as specified in its charter)
Delaware
000-53078
42-1743430
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
269 S. Beverly Drive, Ste #1600, Beverly Hills, CA
90212
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code:
(310) 475-3500
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
US_ACTIVE-118573691
Item 5.03 Amendments to Articles of Incorporation or Bylaws
On July 25, 2014, the AFH Acquisition X, Inc. (the "Company") filed its Amended and Restated Certificate of Incorporation (the "Amended Certificate"), effective as of July 25, 2014, with the Delaware Secretary of State.  On the same date, the Company also amended and restated its bylaws (the "Amended Bylaws"). Both the Amended Certificate and Amended Bylaws were amended and restated in their entirety to provide additional specificity regarding the indemnification of the Company's directors and officers, including, among other things, (i) clarification regarding the parties entitled to or permitted to receive indemnification, (ii) the establishment of procedures related to the indemnification of claims and the advancement of expenses, (iii) clarification regarding the limitations on the Company's indemnification and expense advancement obligations, and (iv) the addition of a provision that provides that the repeal or modification of the indemnification provisions of the Amended Bylaws will not deprive a director or officer of indemnification with respect to any matter arising before such amendment.
The Amended Certificate and Amended Bylaws was approved by written consent of a majority of the Company's shareholders and by written consent of the Board of Directors of the Company on July 25, 2014 and the Bylaws were approved by written consent of the Board of Directors of the Company on July 25, 2014.
The preceding is a summary of the Amended Certificate and Amended Bylaws and is qualified in its entirety by reference to the Amended Certificate and Amended Bylaws of the Company attached hereto as Exhibit 3.1 and Exhibit 3.2, respectively, and incorporated
by reference.
Item 9.01 Financial Statements and Exhibits
Exhibit No.
Description
3.1
Amended and Restated Certificate of Incorporation, dated July 25, 2014
3.2
Amended and Restated Bylaws, dated July 25, 2014
- 2 -
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
AFH ACQUISITION X, INC.
By:
/s/ Amir F. Heshmatpour
Name:
Amir F. Heshmatpour
Title:
President, Secretary and Sole Director
Date: July 28, 2014
US_ACTIVE-118573691