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<title>smci-20211102</title></head><body><div style="display:none"><ix:header><ix:hidden><ix:nonNumeric contextRef="iaaf2aa566bb64396926fbaa167cf9541_D20210202-20210202" name="dei:EntityCentralIndexKey" id="id3VybDovL2RvY3MudjEvZG9jOmZmZWNiNjM1OTViMjRmZDNhZjY3MzRkM2JjNjBiY2Q1L3NlYzpmZmVjYjYzNTk1YjI0ZmQzYWY2NzM0ZDNiYzYwYmNkNV80L2ZyYWc6ZDNjYzUyMjdkMTZiNDJhY2FhMTZmMTZmNGM0NTFkOWMvdGFibGU6ZjY0MDNhYjU4MWFhNDFkOGJhMTYzYTM4MWFmNzUwODAvdGFibGVyYW5nZTpmNjQwM2FiNTgxYWE0MWQ4YmExNjNhMzgxYWY3NTA4MF8xLTEtMS0xLTE_4d6b0380-477b-4acf-80c7-43220b86c74e">0001375365</ix:nonNumeric><ix:nonNumeric contextRef="iaaf2aa566bb64396926fbaa167cf9541_D20210202-20210202" name="dei:AmendmentFlag" 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style="min-height:18pt;width:100%"><div><span><br/></span></div></div><div><span><br/></span></div><div style="-sec-extract:summary;margin-top:18pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:14pt;font-weight:700;line-height:120%">UNITED STATES</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:14pt;font-weight:700;line-height:120%">SECURITIES AND EXCHANGE COMMISSION</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%">Washington, D.C. 20549</span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:5pt;font-weight:400;line-height:120%">&#160;</span></div><div style="padding-left:227.25pt;padding-right:227.25pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">&#160;</span></div><div><span><br/></span></div><div style="margin-top:5pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:18pt;font-weight:700;line-height:120%">FORM <ix:nonNumeric contextRef="iaaf2aa566bb64396926fbaa167cf9541_D20210202-20210202" name="dei:DocumentType" id="id3VybDovL2RvY3MudjEvZG9jOmZmZWNiNjM1OTViMjRmZDNhZjY3MzRkM2JjNjBiY2Q1L3NlYzpmZmVjYjYzNTk1YjI0ZmQzYWY2NzM0ZDNiYzYwYmNkNV8xL2ZyYWc6NWFhOTc3YjJhOGQ0NDI0ZjkxNjEwZmMwYmI4Y2E5NjEvdGV4dHJlZ2lvbjo1YWE5NzdiMmE4ZDQ0MjRmOTE2MTBmYzBiYjhjYTk2MV8yMzc4_eed16d5d-f354-47f2-86f5-1fbf61f5cc49">8-K</ix:nonNumeric> </span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:5pt;font-weight:400;line-height:120%">&#160;</span></div><div style="padding-left:113.62pt;padding-right:113.62pt;text-align:center"><span><br/></span></div><div style="margin-top:5pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%">CURRENT REPORT</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%">Pursuant to Section&#160;13 or 15(d) of the Securities Exchange Act of 1934</span></div><div style="margin-top:9pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Date of Report (Date of earliest event reported): <ix:nonNumeric contextRef="iaaf2aa566bb64396926fbaa167cf9541_D20210202-20210202" format="ixt:date-monthname-day-year-en" name="dei:DocumentPeriodEndDate" id="id3VybDovL2RvY3MudjEvZG9jOmZmZWNiNjM1OTViMjRmZDNhZjY3MzRkM2JjNjBiY2Q1L3NlYzpmZmVjYjYzNTk1YjI0ZmQzYWY2NzM0ZDNiYzYwYmNkNV8xL2ZyYWc6NWFhOTc3YjJhOGQ0NDI0ZjkxNjEwZmMwYmI4Y2E5NjEvdGV4dHJlZ2lvbjo1YWE5NzdiMmE4ZDQ0MjRmOTE2MTBmYzBiYjhjYTk2MV8yMzE_3bcb6497-d216-4e33-8e87-3efeb1cf9846"><ix:nonNumeric contextRef="iaaf2aa566bb64396926fbaa167cf9541_D20210202-20210202" format="ixt:date-monthname-day-year-en" name="dei:DocumentPeriodEndDate" id="id3VybDovL2RvY3MudjEvZG9jOmZmZWNiNjM1OTViMjRmZDNhZjY3MzRkM2JjNjBiY2Q1L3NlYzpmZmVjYjYzNTk1YjI0ZmQzYWY2NzM0ZDNiYzYwYmNkNV8xL2ZyYWc6NWFhOTc3YjJhOGQ0NDI0ZjkxNjEwZmMwYmI4Y2E5NjEvdGV4dHJlZ2lvbjo1YWE5NzdiMmE4ZDQ0MjRmOTE2MTBmYzBiYjhjYTk2MV8yMzE_715676e6-2915-4c97-a554-da539ca44685">November 2, 2021</ix:nonNumeric></ix:nonNumeric> </span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:5pt;font-weight:400;line-height:120%">&#160;</span></div><div style="padding-left:113.62pt;padding-right:113.62pt;text-align:center"><span><br/></span></div><div style="margin-top:5pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:24pt;font-weight:700;line-height:120%"><ix:nonNumeric contextRef="iaaf2aa566bb64396926fbaa167cf9541_D20210202-20210202" name="dei:EntityRegistrantName" id="id3VybDovL2RvY3MudjEvZG9jOmZmZWNiNjM1OTViMjRmZDNhZjY3MzRkM2JjNjBiY2Q1L3NlYzpmZmVjYjYzNTk1YjI0ZmQzYWY2NzM0ZDNiYzYwYmNkNV8xL2ZyYWc6NWFhOTc3YjJhOGQ0NDI0ZjkxNjEwZmMwYmI4Y2E5NjEvdGV4dHJlZ2lvbjo1YWE5NzdiMmE4ZDQ0MjRmOTE2MTBmYzBiYjhjYTk2MV8yMzc5_2b6ed474-1cfe-49d3-a4ce-8a5e7f81151b">SUPER MICRO COMPUTER, INC.</ix:nonNumeric> </span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:8pt;font-weight:700;line-height:120%">(Exact name of registrant specified in its charter)</span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:5pt;font-weight:400;line-height:120%">&#160;</span></div><div style="padding-left:113.62pt;padding-right:113.62pt;text-align:center"><span><br/></span></div><div style="margin-top:3pt"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:100.000%"><tr><td style="width:1.0%"></td><td style="width:32.754%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:0.971%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:30.801%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:0.971%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:30.803%"></td><td style="width:0.1%"></td></tr><tr style="height:6pt"><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" 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id="id3VybDovL2RvY3MudjEvZG9jOmZmZWNiNjM1OTViMjRmZDNhZjY3MzRkM2JjNjBiY2Q1L3NlYzpmZmVjYjYzNTk1YjI0ZmQzYWY2NzM0ZDNiYzYwYmNkNV8xL2ZyYWc6NWFhOTc3YjJhOGQ0NDI0ZjkxNjEwZmMwYmI4Y2E5NjEvdGV4dHJlZ2lvbjo1YWE5NzdiMmE4ZDQ0MjRmOTE2MTBmYzBiYjhjYTk2MV8yMzc2_58e90d65-b27b-4cc9-836e-ac8316de5d27">408</ix:nonNumeric>)&#160;<ix:nonNumeric contextRef="iaaf2aa566bb64396926fbaa167cf9541_D20210202-20210202" name="dei:LocalPhoneNumber" id="id3VybDovL2RvY3MudjEvZG9jOmZmZWNiNjM1OTViMjRmZDNhZjY3MzRkM2JjNjBiY2Q1L3NlYzpmZmVjYjYzNTk1YjI0ZmQzYWY2NzM0ZDNiYzYwYmNkNV8xL2ZyYWc6NWFhOTc3YjJhOGQ0NDI0ZjkxNjEwZmMwYmI4Y2E5NjEvdGV4dHJlZ2lvbjo1YWE5NzdiMmE4ZDQ0MjRmOTE2MTBmYzBiYjhjYTk2MV8yMzc3_00c0b3ca-7060-4f82-9430-1c3fb23301b2">503-8000</ix:nonNumeric> </span></div><div style="margin-top:5pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Not Applicable</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times 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id="id3VybDovL2RvY3MudjEvZG9jOmZmZWNiNjM1OTViMjRmZDNhZjY3MzRkM2JjNjBiY2Q1L3NlYzpmZmVjYjYzNTk1YjI0ZmQzYWY2NzM0ZDNiYzYwYmNkNV8xL2ZyYWc6NWFhOTc3YjJhOGQ0NDI0ZjkxNjEwZmMwYmI4Y2E5NjEvdGFibGU6NDQyMmRhOTQyOWFmNDliYWIwZGVjYjUxNzA5OTEzZjIvdGFibGVyYW5nZTo0NDIyZGE5NDI5YWY0OWJhYjBkZWNiNTE3MDk5MTNmMl8wLTEtMS0xLTE_f2a3b847-59aa-43ec-b5ec-122688da8808">&#9744;</ix:nonNumeric></span></td></tr></table></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  </span><span style="color:#000000;font-family:'Wingdings',sans-serif;font-size:10pt;font-weight:400;line-height:120%">&#168;</span></div><div><span><br/></span></div><div style="height:18pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div></div></div><hr style="page-break-after:always"/><div style="min-height:18pt;width:100%"><div><span><br/></span></div></div><div><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:100.000%"><tr><td style="width:1.0%"></td><td style="width:8.144%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:89.656%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:100%">Item&#160;2.02</span></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:100%">Results of Operations and 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Roman',sans-serif;font-size:8pt;font-weight:700;line-height:100%">Description</span></td></tr><tr style="height:14pt"><td colspan="3" style="border-top:1pt solid #000000;padding:0 1pt"></td><td colspan="6" style="padding:0 1pt"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:middle"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">99.1</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:middle"><div><span style="color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration:underline"><a style="-sec-extract:exhibit;color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration:underline" href="exhibit991_20210930.htm">Press Release dated </a><a style="-sec-extract:exhibit;color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration:underline" href="exhibit991_20210930.htm">November 2</a><a style="-sec-extract:exhibit;color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration:underline" href="exhibit991_20210930.htm">, 2021</a></span></div></td></tr><tr style="height:14pt"><td colspan="3" style="padding:0 1pt"></td><td colspan="6" style="padding:0 1pt"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:middle"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">104</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:middle"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.</span></td></tr></table></div><div style="height:18pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div></div></div><hr style="page-break-after:always"/><div style="min-height:18pt;width:100%"><div><span><br/></span></div></div><div><span><br/></span></div><div><span><br/></span></div><div style="margin-top:11pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">SIGNATURES</span></div><div style="margin-top:9pt;text-indent:22.5pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:120%">&#160;</span></div><div><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:98.697%"><tr><td style="width:1.0%"></td><td style="width:4.572%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:3.253%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:31.221%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:0.987%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:2.570%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:0.987%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:4.308%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:0.987%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:44.815%"></td><td style="width:0.1%"></td></tr><tr style="height:14pt"><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td></tr><tr><td colspan="9" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="9" style="padding:2px 1pt;text-align:left;vertical-align:top"><div style="padding-right:2.25pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:100%">SUPER MICRO COMPUTER, INC.</span></div></td></tr><tr style="height:14pt"><td colspan="9" style="padding:0 1pt"></td><td colspan="6" style="padding:0 1pt"></td><td colspan="6" style="padding:0 1pt"></td><td colspan="6" style="padding:0 1pt"></td></tr><tr><td colspan="9" style="padding:2px 1pt;text-align:left;vertical-align:top"><div style="padding-right:2.25pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">Date: November 2, 2021</span></div></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">By:</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">/s/ Charles Liang</span></td></tr><tr><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="border-top:1pt solid #000000;padding:0 1pt"></td><td colspan="3" style="border-top:1pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%">President, Chief Executive Officer and Chairman of the Board<br/>(Principal Executive Officer)<br/></span></td></tr></table></div><div><span><br/></span></div><div style="height:18pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div></div></div></body></html>
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smci-20211102
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 2, 2021
SUPER MICRO COMPUTER, INC.
(Exact name of registrant specified in its charter)
Delaware
001-33383
77-0353939
(State or other jurisdiction
of incorporation)
(Commission File Number)
(I.R.S. Employer
Identification No.)
980 Rock Avenue
,
San Jose
,
California
95131
(Address of principal executive offices, including Zip Code)
Registrant's telephone, including area code: (
408
)
503-8000
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered or to be registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange
on which registered
Common Stock, $0.001 par value
SMCI
The NASDAQ Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 2.02
Results of Operations and Financial Condition
On November 2, 2021, Super Micro Computer, Inc. issued a press release (the "Press Release") announcing preliminary financial information for the quarter ended September 30, 2021. A copy of the Press Release is attached as Exhibit 99.1 to this report and is incorporated herein by reference.
The information in, and the exhibit furnished pursuant to, Item 2.02 of this report, including Exhibit 99.1, are being furnished and shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and are not to be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language contained in such filing, unless otherwise expressly stated in such filing.
Item 9.01
Financial Statements and Exhibits
(d) Exhibits
Exhibit
Number
Description
99.1
Press Release dated
November 2
, 2021
104
The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SUPER MICRO COMPUTER, INC.
Date: November 2, 2021
By:
/s/ Charles Liang
President, Chief Executive Officer and Chairman of the Board
(Principal Executive Officer)