<?xml version='1.0' encoding='us-ascii' standalone='no'?>
<html xmlns='http://www.w3.org/1999/xhtml' xmlns:xbrli='http://www.xbrl.org/2003/instance' xmlns:dei='http://xbrl.sec.gov/dei/2019-01-31' xmlns:i='http://www.xbrl.org/2003/instance' xmlns:xbrldi='http://xbrl.org/2006/xbrldi' xmlns:iso4217='http://www.xbrl.org/2003/iso4217' xmlns:ix='http://www.xbrl.org/2013/inlineXBRL' xmlns:ixt='http://www.xbrl.org/inlineXBRL/transformation/2015-02-26' xmlns:ixt-sec='http://www.sec.gov/inlineXBRL/transformation/2015-08-31' xmlns:utr='http://www.xbrl.org/2009/utr' xmlns:link='http://www.xbrl.org/2003/linkbase' xmlns:xlink='http://www.w3.org/1999/xlink' xmlns:xsi='http://www.w3.org/2001/XMLSchema-instance'>
<head>
<!-- Produced by edgar-services.com using EDGARsuite software, Advanced Computer Innovations, Inc., Copyright (C) 2008-2020 [PPXV9M0ULJ50VJ4K0VSE]. www.edgarsuite.com -->
<title>NUZEE, INC. - Form 8-K SEC filing</title>
<meta content='text/html; charset=UTF-8' http-equiv='Content-Type' />
</head>
<body>
<div style='display:none'>
<ix:header>
<ix:hidden>
<ix:nonNumeric name='dei:EntityCentralIndexKey' contextRef='D200618' id='fact1'>0001527613</ix:nonNumeric>
<ix:nonNumeric name='dei:AmendmentFlag' contextRef='D200618' id='fact2'>false</ix:nonNumeric>
<ix:nonNumeric name='dei:DocumentFiscalYearFocus' contextRef='D200618' id='fact3'>2020</ix:nonNumeric>
<ix:nonNumeric name='dei:DocumentFiscalPeriodFocus' contextRef='D200618' id='fact4'>FY</ix:nonNumeric>
</ix:hidden>
<ix:references>
<link:schemaRef xlink:arcrole='http://www.xbrl.org/2003/linkbase' xlink:href='nuze-20200618.xsd' xlink:type='simple'/>
</ix:references>
<ix:resources>
<i:context id='D200618'>
<i:entity>
<i:identifier scheme='http://www.sec.gov/CIK'>0001527613</i:identifier>
</i:entity>
<i:period>
<i:startDate>2020-06-18</i:startDate>
<i:endDate>2020-06-18</i:endDate>
</i:period>
</i:context>
<i:unit id='UsdPerShare'>
<i:divide>
<i:unitNumerator>
<i:measure>iso4217:USD</i:measure>
</i:unitNumerator>
<i:unitDenominator>
<i:measure>xbrli:shares</i:measure>
</i:unitDenominator>
</i:divide>
</i:unit>
</ix:resources>
</ix:header>
</div>
<div style='margin-left:72pt;width:468pt'><hr style='border:0;height:0;width:0;margin:14pt 0 0 0'/><p style='font:10pt Times New Roman;margin-top:5pt;margin-bottom:5pt;text-align:center'><b>UNITED STATES</b><br/><b>SECURITIES AND EXCHANGE COMMISSION</b><br/><b>Washington, D.C. 20549</b></p>
<p style='font:10pt Times New Roman;margin:0'> &#160;</p>
<p style='font:10pt Times New Roman;margin-top:5pt;margin-bottom:5pt;text-align:center'><b>FORM <ix:nonNumeric name='dei:DocumentType' contextRef='D200618' escape='true'>8-K</ix:nonNumeric></b></p>
<p style='font:10pt Times New Roman;margin:0'>&#160;</p>
<p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;</p>
<p style='font:10pt Times New Roman;margin-top:0pt;margin-bottom:12pt;text-align:center'><b>CURRENT REPORT</b></p>
<p style='font:10pt Times New Roman;margin-top:0pt;margin-bottom:12pt;text-align:center'><b>Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</b></p>
<p style='font:10pt Times New Roman;margin:0;text-align:center'>Date of Report (Date of earliest event reported): <ix:nonNumeric name='dei:DocumentPeriodEndDate' contextRef='D200618' format='ixt:datemonthdayyearen'>June 18, 2020</ix:nonNumeric></p>
<p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;</p>
<p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;</p>
<p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;</p>
<table style='margin:0 auto;border-collapse:collapse'><tr><td colspan='7' valign='top' style='width:499.7pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'><b><ix:nonNumeric name='dei:EntityRegistrantName' contextRef='D200618' escape='true'>NUZEE, INC.</ix:nonNumeric></b><br/>(Exact name of registrant as specified in its charter)</p>
</td></tr>
<tr><td colspan='7' valign='top' style='width:499.7pt'><p style='font:10pt Times New Roman;margin:0'>&#160;</p>
<p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</td></tr>
<tr><td colspan='2' valign='top' style='width:173.35pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'><span style='border-bottom:1px solid #000000'><ix:nonNumeric name='dei:EntityIncorporationStateCountryCode' contextRef='D200618' format='ixt-sec:stateprovnameen'>Nevada</ix:nonNumeric></span><br/>(State or other jurisdiction of incorporation or organization</p>
</td><td colspan='3' valign='top' style='width:163.15pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'><ix:nonNumeric name='dei:EntityFileNumber' contextRef='D200618' escape='true'>001-39338</ix:nonNumeric></p>
<p style='font:10pt Times New Roman;margin:0;text-align:center'>(Commission File #)</p>
</td><td colspan='2' valign='top' style='width:163.2pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'><span style='border-bottom:1px solid #000000'><ix:nonNumeric name='dei:EntityTaxIdentificationNumber' contextRef='D200618' escape='true'>38-3849791</ix:nonNumeric></span></p>
<p style='font:10pt Times New Roman;margin:0;text-align:center'>(IRS Employer Identification No.)</p>
</td></tr>
<tr><td colspan='7' valign='top' style='width:499.7pt'><p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</td></tr>
<tr><td colspan='7' valign='top' style='width:499.7pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'><ix:nonNumeric name='dei:EntityAddressAddressLine1' contextRef='D200618' escape='true'>1700 Capital Avenue, Suite 100</ix:nonNumeric>, <ix:nonNumeric name='dei:EntityAddressCityOrTown' contextRef='D200618' escape='true'>Plano</ix:nonNumeric>, <ix:nonNumeric name='dei:EntityAddressStateOrProvince' contextRef='D200618' format='ixt-sec:stateprovnameen'>Texas</ix:nonNumeric> <ix:nonNumeric name='dei:EntityAddressPostalZipCode' contextRef='D200618' escape='true'>75074</ix:nonNumeric><br/>(<ix:nonNumeric name='dei:EntityAddressAddressDescription' contextRef='D200618' escape='true'>Address of principal executive offices</ix:nonNumeric>)</p>
</td></tr>
<tr><td colspan='7' valign='top' style='width:499.7pt'><p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</td></tr>
<tr><td colspan='7' valign='top' style='width:499.7pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'>(<ix:nonNumeric name='dei:CityAreaCode' contextRef='D200618' escape='true'>760</ix:nonNumeric>) <ix:nonNumeric name='dei:LocalPhoneNumber' contextRef='D200618' escape='true'>295-2408</ix:nonNumeric><br/>(<ix:nonNumeric name='dei:PhoneFaxNumberDescription' contextRef='D200618' escape='true'>Registrant's telephone number, including area code</ix:nonNumeric>)</p>
</td></tr>
<tr><td colspan='7' valign='top' style='width:499.7pt'><p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</td></tr>
<tr><td colspan='7' valign='top' style='width:499.7pt'><p style='font:10pt Times New Roman;margin:0;text-indent:1.45pt;text-align:center'>N/A</p>
<p style='font:10pt Times New Roman;margin:0;text-align:center'>(Former name or former address, if changed since last report)</p>
</td></tr>
<tr><td colspan='7' valign='top' style='width:499.7pt'><p style='font:11pt Times New Roman;margin:0'>&#160;</p>
</td></tr>
<tr><td colspan='7' valign='top' style='width:499.7pt'><p style='font:10pt Times New Roman;margin:0'><kbd style='margin-left:36pt'></kbd>Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:&#160;</p>
</td></tr>
<tr style='height:7.2pt'><td valign='top' style='width:22.35pt'><p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</td><td colspan='6' valign='top' style='width:477.35pt'><p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</td></tr>
<tr><td valign='top' style='width:22.35pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'><ix:nonNumeric name='dei:WrittenCommunications' contextRef='D200618' format='ixt-sec:boolballotbox'>&#9744;</ix:nonNumeric></p>
</td><td colspan='6' valign='top' style='width:477.35pt'><p style='font:10pt Times New Roman;margin:0'>Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</p>
</td></tr>
<tr><td valign='top' style='width:22.35pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'><ix:nonNumeric name='dei:SolicitingMaterial' contextRef='D200618' format='ixt-sec:boolballotbox'>&#9744;</ix:nonNumeric></p>
</td><td colspan='6' valign='top' style='width:477.35pt'><p style='font:10pt Times New Roman;margin:0'>Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</p>
</td></tr>
<tr><td valign='top' style='width:22.35pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'><ix:nonNumeric name='dei:PreCommencementTenderOffer' contextRef='D200618' format='ixt-sec:boolballotbox'>&#9744;</ix:nonNumeric></p>
</td><td colspan='6' valign='top' style='width:477.35pt'><p style='font:10pt Times New Roman;margin:0'>Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</p>
</td></tr>
<tr><td valign='top' style='width:22.35pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'><ix:nonNumeric name='dei:PreCommencementIssuerTenderOffer' contextRef='D200618' format='ixt-sec:boolballotbox'>&#9744;</ix:nonNumeric></p>
</td><td colspan='6' valign='top' style='width:477.35pt'><p style='font:10pt Times New Roman;margin:0'>Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</p>
</td></tr>
<tr><td valign='top' style='width:22.35pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;</p>
</td><td colspan='6' valign='top' style='width:477.35pt'><p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</td></tr>
<tr><td valign='top' style='width:22.35pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;</p>
</td><td colspan='6' valign='top' style='width:477.35pt'><p style='font:10pt Times New Roman;margin:0'>Securities registered pursuant to Section 12(b) of the Act: </p>
</td></tr>
<tr><td valign='top' style='width:22.35pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;</p>
</td><td colspan='6' valign='top' style='width:477.35pt;border-bottom:0.5pt solid #000000'><p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</td></tr>
<tr><td valign='top' style='width:22.35pt;border-right:0.5pt solid #000000'><p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;</p>
</td><td colspan='2' valign='bottom' style='width:173.7pt;border:0.5pt solid #000000'><p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;Title&#160;of&#160;each&#160;class&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</p>
</td><td valign='bottom' style='width:87.45pt;border:0.5pt solid #000000'><p style='font:10pt Times New Roman;margin:0;text-align:center'>Trading</p>
<p style='font:10pt Times New Roman;margin:0;text-align:center'>Symbol(s)</p>
</td><td colspan='3' valign='bottom' style='width:216.2pt;border:0.5pt solid #000000'><p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;Name&#160;of&#160;each&#160;exchange&#160;on&#160;which&#160;registered&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</p>
</td></tr>
<tr><td valign='top' style='width:22.35pt;border-right:0.5pt solid #000000'><p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;</p>
</td><td colspan='2' valign='top' style='width:173.7pt;border:0.5pt solid #000000'><p style='font:10pt Times New Roman;margin:0;text-align:center'><ix:nonNumeric name='dei:Security12bTitle' contextRef='D200618' escape='true'>Common&#160;Stock,&#160;$<ix:nonFraction name='dei:EntityListingParValuePerShare' contextRef='D200618' unitRef='UsdPerShare' decimals='INF' scale='0' format='ixt:numdotdecimal'>0.00001</ix:nonFraction> par value</ix:nonNumeric></p>
</td><td valign='top' style='width:87.45pt;border:0.5pt solid #000000'><p style='font:10pt Times New Roman;margin:0;text-align:center'><ix:nonNumeric name='dei:TradingSymbol' contextRef='D200618' escape='true'>NUZE</ix:nonNumeric></p>
</td><td colspan='3' valign='top' style='width:216.2pt;border:0.5pt solid #000000'><p style='font:10pt Times New Roman;margin:0;text-align:center'>The <ix:nonNumeric name='dei:SecurityExchangeName' contextRef='D200618' escape='true'>NASDAQ</ix:nonNumeric> Stock Market LLC</p>
</td></tr>
<tr><td valign='top' style='width:22.35pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;</p>
</td><td colspan='2' valign='top' style='width:173.7pt;border-top:0.5pt solid #000000'><p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</td><td valign='top' style='width:87.45pt;border-top:0.5pt solid #000000'><p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</td><td colspan='3' valign='top' style='width:216.2pt;border-top:0.5pt solid #000000'><p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</td></tr>
<tr><td valign='top' style='width:22.35pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;</p>
</td><td colspan='6' valign='top' style='width:477.35pt'><p style='font:10pt Times New Roman;margin:0'>Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</p>
</td></tr>
<tr><td valign='top' style='width:22.35pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;</p>
</td><td colspan='5' valign='top' style='width:434.85pt'><p style='font:10pt Times New Roman;margin:0;text-align:right'>Emerging growth company</p>
</td><td valign='bottom' style='width:42.5pt'><p style='font:11pt Times New Roman;margin:0'><ix:nonNumeric name='dei:EntityEmergingGrowthCompany' contextRef='D200618' format='ixt-sec:boolballotbox'>&#9744;</ix:nonNumeric></p>
</td></tr>
<tr><td valign='top' style='width:22.35pt'><p style='font:10pt Times New Roman;margin:0;text-align:center'>&#160;</p>
</td><td colspan='5' valign='top' style='width:434.85pt'><p style='font:10pt Times New Roman;margin:0;text-align:justify'>If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.</p>
</td><td valign='bottom' style='width:42.5pt'><p style='font:11pt Times New Roman;margin:0'>&#9744;</p>
</td></tr>
</table>
<hr style='border:0;height:0;width:0;margin:14pt 0 0 0'/><hr style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'/><p style='line-height:0;margin:0'></p>
<hr style='border:0;height:0;width:0;margin:14pt 0 0 0'/><p style='font:10pt Times New Roman;margin:0'><kbd style='position:absolute;font:10pt Times New Roman;margin-left:0pt'><b>Item 1.01.</b></kbd><kbd style='margin-left:58.5pt'></kbd><b>Entry into a Material Definitive Agreement.</b>&#160;</p>
<p style='font:10pt Times New Roman;margin:0'><b> </b>&#160;</p>
<p style='font:10pt Times New Roman;margin-top:4.5pt;margin-bottom:0pt;color:#000000;background-color:#FFFFFF'><kbd style='margin-left:36pt'></kbd>On June 18, 2020, NuZee, Inc. (the &#8220;Company&#8221;) entered into an underwriting agreement (the &#8220;Underwriting Agreement&#8221;) with The Benchmark Company, LLC, as the sole book-running manager and representative of the underwriters named therein (the &#8220;Underwriters&#8221;), relating to an underwritten public offering of 700,000 shares of the Company&#8217;s common stock, par value $0.00001 (the &#8220;Common Stock&#8221;), at a price to the public of $9.00 per share (the &#8220;Offering Price&#8221;), less underwriting discounts and commissions. Pursuant to the Underwriting Agreement, the Company granted the Underwriters a 45-day option to purchase up to 105,000 additional shares of Common Stock at the Offering Price less underwriting discounts and commissions.&#160;</p>
<p style='font:10pt Times New Roman;margin-top:4.5pt;margin-bottom:0pt;text-indent:36pt;color:#000000;background-color:#FFFFFF'>The Company expects to receive approximately $5.3 million in net proceeds from the Offering after deducting underwriting discounts and commissions and other estimated Offering expenses payable by the Company, assuming no exercise by the Underwriters of their option to purchase additional shares, or approximately $6.1 million if the Underwriters exercise their option to purchase additional shares in full. The shares are expected to be delivered to the Underwriters on or about June 23, 2020, subject to the satisfaction of customary closing conditions.</p>
<p style='font:13.5pt Times New Roman;margin-top:12pt;margin-bottom:0pt;text-indent:36pt;color:#000000;background-color:#FFFFFF'><span style='font-size:10pt'>The Offering is being made pursuant to the Company's registration statement (the &#8220;Registration Statement&#8221;) on Form S-1 (File No. 333-234643), which was declared effective by the Securities and Exchange Commission (the &#8220;SEC&#8221;) on June 18, 2020.</span></p>
<p style='font:10pt Times New Roman;margin-top:5pt;margin-bottom:5pt;text-indent:36pt;color:#000000'>The Underwriting Agreement contains representations, warranties and covenants of the Company that are customary for transactions of this type and customary conditions to closing<span style='color:#212529;background-color:#FFFFFF'>. </span>Additionally, the Company has agreed to provide the Underwriters with customary indemnification rights under the Underwriting Agreement. </p>
<p style='font:10pt Times New Roman;margin-top:5pt;margin-bottom:5pt;text-indent:36pt;color:#000000'>Pursuant to the Underwriting Agreement, the Company, each of the Company's directors and executive officers and the Company&#8217;s primary stockholder have entered into &#8220;lock-up&#8221; agreements with the Underwriters that generally prohibit, without the prior written consent of The Benchmark Company, LLC, the sale, transfer or other disposition of Common Stock for a period of six months after June 18, 2020, subject to certain exceptions.</p>
<p style='font:10pt Times New Roman;margin:0;text-indent:36pt;color:#000000'>Pursuant to the Underwriting Agreement, the Company also agreed to issue to the Underwriters warrants (the &#8220;Warrants&#8221;) to purchase up to a total of 40,250 shares of Common Stock (5% of the aggregate shares of Common Stock sold in the offering). The Warrants are exercisable at the Offering Price commencing six months after the closing date of the offering and will expire five years after June 18, 2020, the effective date of the Registration Statement.</p>
<p style='font:10pt Times New Roman;margin:0;text-indent:36pt;color:#000000'>&#160;</p>
<p style='font:13.5pt Times New Roman;margin-top:0pt;margin-bottom:12pt;text-indent:36pt;color:#000000'><span style='font-size:10pt'>The Company has agreed to pay a non-accountable expense allowance to the Underwriters equal to 1.0% of the gross proceeds received in the offering (excluding any gross proceeds received from the exercise of the Underwriters&#8217; over-allotment option). In addition to the non-accountable expense allowance, the Company has also agreed to pay or reimburse the Underwriters for certain of the Underwriters&#8217; out-of-pocket expenses relating to the offering, including all reasonable fees and expenses of the Underwriters&#8217; outside legal counsel, which shall not exceed in the aggregate $150,000. </span></p>
<p style='font:13.5pt Times New Roman;margin-top:4.5pt;margin-bottom:0pt;text-indent:36pt;color:#000000;background-color:#FFFFFF'><span style='font-size:10pt'>The foregoing description</span> <span style='font-size:10pt'>of the Underwriting Agreement is only a summary and is qualified in its entirety by reference to the full text of the Underwriting Agreement, a copy of which is attached as Exhibit 1.1 to this Current Report on Form 8-K and is incorporated herein by reference. The representations, warranties and covenants contained in the Underwriting Agreement were made only for purposes of such agreement and as of specific dates, were solely for the benefit of the parties to the Underwriting Agreement, and may be subject to limitations agreed upon by the contracting parties. Accordingly, the Underwriting Agreement is incorporated herein by reference only to provide investors with information regarding the terms of the Underwriting Agreement, and not to provide investors with any other factual information regarding the Company or its business, and should be read in conjunction with the disclosures in the Company's periodic reports and other filings with the SEC.</span></p>
<p style='font:10pt Times New Roman;margin:0'> &#160;</p>
<hr style='border:0;height:0;width:0;margin:14pt 0 0 0'/><hr style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'/><p style='line-height:0;margin:0'></p>
<hr style='border:0;height:0;width:0;margin:14pt 0 0 0'/><p style='font:10pt Times New Roman;margin:0'><kbd style='position:absolute;font:10pt Times New Roman;margin-left:0pt'><b>Item 8.01. </b></kbd><kbd style='margin-left:72pt'></kbd><b>Other Events.</b>&#160;</p>
<p style='font:10pt Times New Roman;margin:0'>&#160;</p>
<p style='font:10pt Times New Roman;margin:0'><kbd style='margin-left:36pt'></kbd>On June 18, 2020, the Company issued a press release announcing the pricing of the Offering. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.&#160;</p>
<p style='font:10pt Times New Roman;margin:0'>&#160;</p>
<p style='font:10pt Times New Roman;margin:0'>&#160;</p>
<p style='font:10pt Times New Roman;margin:0'><kbd style='position:absolute;font:10pt Times New Roman;margin-left:0pt'><b>Item 9.01.</b></kbd><kbd style='margin-left:72pt'></kbd><b>Financial Statements and Exhibits.</b>&#160;</p>
<p style='font:10pt Times New Roman;margin:0'>&#160;</p>
<p style='font:10pt Times New Roman;margin:0'>(d)&#160;Exhibits</p>
<p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</div>
<div style='margin-left:72pt'><table style='border-collapse:collapse'><tr style='height:9.9pt'><td valign='bottom' style='width:57.65pt;border-bottom:0.75pt solid #000000'><p style='font:10pt Times New Roman;margin:0'><b>Exhibit</b></p>
</td><td valign='bottom' style='width:20.35pt'><p style='font:10pt Times New Roman;margin:0'><b>&#160;</b></p>
</td><td valign='bottom' style='width:390pt;border-bottom:0.75pt solid #000000'><p style='font:10pt Times New Roman;margin:0'><b>Description</b></p>
</td></tr>
<tr style='height:12.4pt'><td valign='top' style='width:57.65pt'><p style='font:10pt Times New Roman;margin:0'>1.1</p>
</td><td valign='bottom' style='width:20.35pt'><p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</td><td valign='top' style='width:390pt'><p style='font:10pt Times New Roman;margin:0'><a href='nz_ex1z1.htm' style='text-decoration:none'><span style='color:#0563C1;border-bottom:1px solid #0563C1'>Underwriting Agreement, dated as of June 18, 2020, </span><span style='color:#0563C1;background-color:#FFFFFF;border-bottom:1px solid #0563C1'>by and between NuZee, Inc. and The Benchmark Company, LLC, as representative of the underwriters named therein.</span></a></p>
</td></tr>
<tr style='height:12.4pt'><td valign='top' style='width:57.65pt'><p style='font:10pt Times New Roman;margin:0'>99.1</p>
</td><td valign='bottom' style='width:20.35pt'><p style='font:10pt Times New Roman;margin:0'>&#160;</p>
</td><td valign='top' style='width:390pt'><p style='font:10pt Times New Roman;margin:0'><a href='nz_ex99z1.htm' style='text-decoration:none'><span style='color:#0563C1;border-bottom:1px solid #0563C1'>Press Release, dated June 18, 2020.</span></a></p>
</td></tr>
</table>
</div>
<div style='margin-left:72pt;width:468pt'><hr style='border:0;height:0;width:0;margin:14pt 0 0 0'/><hr style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'/><p style='line-height:0;margin:0'></p>
<hr style='border:0;height:0;width:0;margin:14pt 0 0 0'/><p style='font:10pt Times New Roman;margin-top:0pt;margin-bottom:12pt;text-align:center'><b>SIGNATURE</b></p>
<p style='font:10pt Times New Roman;margin-top:0pt;margin-bottom:12pt'>Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.</p>
<p style='font:10pt Times New Roman;margin:0'>&#160;</p>
<p style='font:10pt Times New Roman;margin-top:0pt;margin-bottom:12pt;margin-left:36pt'><kbd style='margin-left:216pt'></kbd>NUZEE, INC.&#160;</p>
<p style='font:10pt Times New Roman;margin:0'><kbd style='position:absolute;font:10pt Times New Roman;margin-left:0pt'>Dated: June 19, 2020</kbd><kbd style='margin-left:252pt'></kbd>By: <span style='border-bottom:1px solid #000000'> &#160;/s/ Shanoop Kothari&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</span>&#160;</p>
<p style='font:10pt Times New Roman;margin:0'><kbd style='margin-left:252pt'></kbd>Name: Shanoop Kothari&#160;</p>
<p style='font:10pt Times New Roman;margin:0;margin-left:279pt'><kbd style='margin-left:-27pt'></kbd>Title: Senior Vice President and Chief Financial Officer &#160;</p>
<hr style='border:0;height:0;width:0;margin:14pt 0 0 0'/></div>
</body>
</html>
[{"type": "8-K", "sequence": "1", "filename": "nuze-20200618.htm", "description": "NUZEE, INC. - FORM 8-K SEC FILING", "secsgml_size_bytes": 25902}]
{"company-data": {"conformed-name": "NuZee, Inc.", "cik": "0001527613", "assigned-sic": "5900", "irs-number": "383849791", "state-of-incorporation": "NV", "fiscal-year-end": "0930"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "001-39338", "film-number": "20975586"}, "business-address": {"street1": "1700 CAPITAL AVENUE", "street2": "SUITE 100", "city": "PLANO", "state": "TX", "zip": "75074", "phone": "713.530.7688"}, "mail-address": {"street1": "1700 CAPITAL AVENUE", "street2": "SUITE 100", "city": "PLANO", "state": "TX", "zip": "75074"}, "former-company": [{"former-conformed-name": "Havana Furnishings Inc.", "date-changed": "20110815"}, {"former-conformed-name": "Havanna Furnishings Inc.", "date-changed": "20110809"}]}
NUZEE, INC. - Form 8-K SEC filing
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 18, 2020
NUZEE, INC.
(Exact name of registrant as specified in its charter)
Nevada
(State or other jurisdiction of incorporation or organization
001-39338
(Commission File #)
38-3849791
(IRS Employer Identification No.)
1700 Capital Avenue, Suite 100
,
Plano
,
Texas
75074
(
Address of principal executive offices
)
(
760
)
295-2408
(
Registrant's telephone number, including area code
)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which registered
Common Stock, $
0.00001
par value
NUZE
The
NASDAQ
Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 1.01.
Entry into a Material Definitive Agreement.
On June 18, 2020, NuZee, Inc. (the "Company") entered into an underwriting agreement (the "Underwriting Agreement") with The Benchmark Company, LLC, as the sole book-running manager and representative of the underwriters named therein (the "Underwriters"), relating to an underwritten public offering of 700,000 shares of the Company's common stock, par value $0.00001 (the "Common Stock"), at a price to the public of $9.00 per share (the "Offering Price"), less underwriting discounts and commissions. Pursuant to the Underwriting Agreement, the Company granted the Underwriters a 45-day option to purchase up to 105,000 additional shares of Common Stock at the Offering Price less underwriting discounts and commissions.
The Company expects to receive approximately $5.3 million in net proceeds from the Offering after deducting underwriting discounts and commissions and other estimated Offering expenses payable by the Company, assuming no exercise by the Underwriters of their option to purchase additional shares, or approximately $6.1 million if the Underwriters exercise their option to purchase additional shares in full. The shares are expected to be delivered to the Underwriters on or about June 23, 2020, subject to the satisfaction of customary closing conditions.
The Offering is being made pursuant to the Company's registration statement (the "Registration Statement") on Form S-1 (File No. 333-234643), which was declared effective by the Securities and Exchange Commission (the "SEC") on June 18, 2020.
The Underwriting Agreement contains representations, warranties and covenants of the Company that are customary for transactions of this type and customary conditions to closing
.
Additionally, the Company has agreed to provide the Underwriters with customary indemnification rights under the Underwriting Agreement.
Pursuant to the Underwriting Agreement, the Company, each of the Company's directors and executive officers and the Company's primary stockholder have entered into "lock-up" agreements with the Underwriters that generally prohibit, without the prior written consent of The Benchmark Company, LLC, the sale, transfer or other disposition of Common Stock for a period of six months after June 18, 2020, subject to certain exceptions.
Pursuant to the Underwriting Agreement, the Company also agreed to issue to the Underwriters warrants (the "Warrants") to purchase up to a total of 40,250 shares of Common Stock (5% of the aggregate shares of Common Stock sold in the offering). The Warrants are exercisable at the Offering Price commencing six months after the closing date of the offering and will expire five years after June 18, 2020, the effective date of the Registration Statement.
The Company has agreed to pay a non-accountable expense allowance to the Underwriters equal to 1.0% of the gross proceeds received in the offering (excluding any gross proceeds received from the exercise of the Underwriters' over-allotment option). In addition to the non-accountable expense allowance, the Company has also agreed to pay or reimburse the Underwriters for certain of the Underwriters' out-of-pocket expenses relating to the offering, including all reasonable fees and expenses of the Underwriters' outside legal counsel, which shall not exceed in the aggregate $150,000.
The foregoing description
of the Underwriting Agreement is only a summary and is qualified in its entirety by reference to the full text of the Underwriting Agreement, a copy of which is attached as Exhibit 1.1 to this Current Report on Form 8-K and is incorporated herein by reference. The representations, warranties and covenants contained in the Underwriting Agreement were made only for purposes of such agreement and as of specific dates, were solely for the benefit of the parties to the Underwriting Agreement, and may be subject to limitations agreed upon by the contracting parties. Accordingly, the Underwriting Agreement is incorporated herein by reference only to provide investors with information regarding the terms of the Underwriting Agreement, and not to provide investors with any other factual information regarding the Company or its business, and should be read in conjunction with the disclosures in the Company's periodic reports and other filings with the SEC.
Item 8.01.
Other Events.
On June 18, 2020, the Company issued a press release announcing the pricing of the Offering. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 9.01.
Financial Statements and Exhibits.
(d) Exhibits
Exhibit
Description
1.1
Underwriting Agreement, dated as of June 18, 2020,
by and between NuZee, Inc. and The Benchmark Company, LLC, as representative of the underwriters named therein.
99.1
Press Release, dated June 18, 2020.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
NUZEE, INC.
Dated: June 19, 2020
By:
/s/ Shanoop Kothari
Name: Shanoop Kothari
Title: Senior Vice President and Chief Financial Officer