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<title>grbk-20211130</title></head><body><div style="display:none"><ix:header><ix:hidden><ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" name="dei:EntityCentralIndexKey" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV80L2ZyYWc6ZTk3YzA1NzVmOGNkNDU3MzliMjYwMTllYjI5ZmRjN2EvdGV4dHJlZ2lvbjplOTdjMDU3NWY4Y2Q0NTczOWIyNjAxOWViMjlmZGM3YV82Ng_581a3cf4-2dff-49cd-bf7c-cda5702bed40">0001373670</ix:nonNumeric><ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" name="dei:AmendmentFlag" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV80L2ZyYWc6ZTk3YzA1NzVmOGNkNDU3MzliMjYwMTllYjI5ZmRjN2EvdGV4dHJlZ2lvbjplOTdjMDU3NWY4Y2Q0NTczOWIyNjAxOWViMjlmZGM3YV82NQ_5990df90-deec-4977-a2b2-ba0e6d2a76be">false</ix:nonNumeric></ix:hidden><ix:references xml:lang="en-US"><link:schemaRef xlink:type="simple" xlink:href="grbk-20211130.xsd"></link:schemaRef></ix:references><ix:resources><xbrli:context id="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130"><xbrli:entity><xbrli:identifier scheme="http://www.sec.gov/CIK">0001373670</xbrli:identifier></xbrli:entity><xbrli:period><xbrli:startDate>2021-11-30</xbrli:startDate><xbrli:endDate>2021-11-30</xbrli:endDate></xbrli:period></xbrli:context></ix:resources></ix:header></div><div id="ic94ac12b9e29427c93cdf342d9ab7f09_1"></div><div style="min-height:42.75pt;width:100%"><div><span><br/></span></div></div><div style="-sec-extract:summary;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">UNITED STATES SECURITIES AND EXCHANGE COMMISSION</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">Washington, D.C.  20549</span></div><div><span><br/></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">___________________</span></div><div><span><br/></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:20pt;font-weight:700;line-height:120%">FORM <ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" name="dei:DocumentType" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV8xL2ZyYWc6MTRhNGExMjhhZmFlNGNkMjg5YjE3N2M3MTY4OTAxMWIvdGV4dHJlZ2lvbjoxNGE0YTEyOGFmYWU0Y2QyODliMTc3YzcxNjg5MDExYl80NDU4_1d3911ea-504f-49db-99d5-948fdc5b0c4e">8-K</ix:nonNumeric> </span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">___________________</span></div><div style="text-align:center"><span><br/></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">CURRENT REPORT</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</span></div><div><span><br/></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">Date of Report (Date of earliest event reported): <ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" format="ixt:date-monthname-day-year-en" name="dei:DocumentPeriodEndDate" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV8xL2ZyYWc6MTRhNGExMjhhZmFlNGNkMjg5YjE3N2M3MTY4OTAxMWIvdGV4dHJlZ2lvbjoxNGE0YTEyOGFmYWU0Y2QyODliMTc3YzcxNjg5MDExYl80NDU5_f61eb341-cc71-432e-ae0f-4b9e853056ad">November 30, 2021</ix:nonNumeric> </span></div><div style="text-align:center"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:55.116%"><tr><td style="width:1.0%"></td><td style="width:98.900%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="border-bottom:1pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><div style="margin-top:3pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:22pt;font-weight:700;line-height:100%"><ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" name="dei:EntityRegistrantName" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV8xL2ZyYWc6MTRhNGExMjhhZmFlNGNkMjg5YjE3N2M3MTY4OTAxMWIvdGFibGU6M2M1NzYwNjA2NDI4NGJmZTllZDMxMDUwYzY1ZWY2YjkvdGFibGVyYW5nZTozYzU3NjA2MDY0Mjg0YmZlOWVkMzEwNTBjNjVlZjZiOV8wLTAtMS0xLTIzNzQw_5ab67001-999c-41b6-b724-8390ac0a7942">Green Brick Partners, Inc.</ix:nonNumeric></span></div></td></tr></table></div><div style="margin-top:3pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">&#160;</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">_________________________________________________</span></div><div style="text-align:center"><span><br/></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">(Exact name of registrant as specified in its charter)</span><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:98.538%"><tr><td style="width:1.0%"></td><td style="width:28.573%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:1.135%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:7.060%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:5.873%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:2.322%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:19.819%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:0.541%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:12.104%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td 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name="dei:CityAreaCode" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV8xL2ZyYWc6MTRhNGExMjhhZmFlNGNkMjg5YjE3N2M3MTY4OTAxMWIvdGFibGU6OGMxNWMyMzVmOTk2NGQ4ZDg3YzU2NzNjYTEzZWU3ZjcvdGFibGVyYW5nZTo4YzE1YzIzNWY5OTY0ZDhkODdjNTY3M2NhMTNlZTdmN18zLTUtMS0xLTIzNzQw_5cfd6f1a-d962-4444-8c3f-c757acc8d683">(469)</ix:nonNumeric></span></td><td colspan="3" style="border-bottom:1pt solid #000000;padding:0 1pt"></td><td colspan="6" style="border-bottom:1pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:100%"><ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" name="dei:LocalPhoneNumber" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV8xL2ZyYWc6MTRhNGExMjhhZmFlNGNkMjg5YjE3N2M3MTY4OTAxMWIvdGFibGU6OGMxNWMyMzVmOTk2NGQ4ZDg3YzU2NzNjYTEzZWU3ZjcvdGFibGVyYW5nZTo4YzE1YzIzNWY5OTY0ZDhkODdjNTY3M2NhMTNlZTdmN18zLTctMS0xLTIzNzQw_f1ceb341-a914-43aa-8b37-b8cefb495e53">573-6755</ix:nonNumeric></span></td></tr><tr><td colspan="12" style="border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:100%">(Address of principal executive offices, including Zip Code)</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="12" style="border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:100%">(Registrant&#8217;s telephone number, including area code)</span></td></tr></table></div><div style="text-align:center"><span><br/></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">(Former name or former address, if changed since last report) </span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Not Applicable</span></div><div><span><br/></span></div><div style="margin-bottom:9pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</span></div><div><span style="color:#000000;font-family:'Arial Unicode MS',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" format="ixt-sec:boolballotbox" name="dei:WrittenCommunications" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV8xL2ZyYWc6MTRhNGExMjhhZmFlNGNkMjg5YjE3N2M3MTY4OTAxMWIvdGV4dHJlZ2lvbjoxNGE0YTEyOGFmYWU0Y2QyODliMTc3YzcxNjg5MDExYl80NDUz_c75e87fa-faef-4b0d-ba6d-ad4cab7be803">&#9744;</ix:nonNumeric></span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%"> </span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%"> Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</span></div><div><span style="color:#000000;font-family:'Arial Unicode MS',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" format="ixt-sec:boolballotbox" name="dei:SolicitingMaterial" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV8xL2ZyYWc6MTRhNGExMjhhZmFlNGNkMjg5YjE3N2M3MTY4OTAxMWIvdGV4dHJlZ2lvbjoxNGE0YTEyOGFmYWU0Y2QyODliMTc3YzcxNjg5MDExYl80NDU0_a848f00c-73e3-488c-9270-1cfd19f9fe25">&#9744;</ix:nonNumeric></span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%"> </span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%"> Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</span></div><div><span style="color:#000000;font-family:'Arial Unicode MS',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" format="ixt-sec:boolballotbox" name="dei:PreCommencementTenderOffer" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV8xL2ZyYWc6MTRhNGExMjhhZmFlNGNkMjg5YjE3N2M3MTY4OTAxMWIvdGV4dHJlZ2lvbjoxNGE0YTEyOGFmYWU0Y2QyODliMTc3YzcxNjg5MDExYl80NDU1_a108f009-f662-4984-948e-e71e26d24a6e">&#9744;</ix:nonNumeric></span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%"> </span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%"> Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</span></div><div><span style="color:#000000;font-family:'Arial Unicode MS',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" format="ixt-sec:boolballotbox" name="dei:PreCommencementIssuerTenderOffer" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV8xL2ZyYWc6MTRhNGExMjhhZmFlNGNkMjg5YjE3N2M3MTY4OTAxMWIvdGV4dHJlZ2lvbjoxNGE0YTEyOGFmYWU0Y2QyODliMTc3YzcxNjg5MDExYl80NDU2_067e62f2-0ee9-401b-9a63-8b72001e6eaf">&#9744;</ix:nonNumeric></span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">Securities registered pursuant to Section 12(b) of the Act:</span><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.853%"><tr><td style="width:1.0%"></td><td style="width:39.309%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.080%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:39.311%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="border-left:1pt solid #000000;border-top:1pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:middle"><div style="margin-bottom:2.2pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%">Title of each class</span></div></td><td colspan="3" style="border-left:1pt solid #000000;border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:middle"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%">Trading Symbol(s)</span></td><td colspan="3" style="border-left:1pt solid #000000;border-right:1pt solid #000000;border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:middle"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%">Name of each exchange on which registered</span></td></tr><tr><td colspan="3" style="border-bottom:1pt solid #000000;border-left:1pt solid #000000;border-top:1pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:middle"><div style="margin-bottom:2.2pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%"><ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" name="dei:Security12bTitle" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV8xL2ZyYWc6MTRhNGExMjhhZmFlNGNkMjg5YjE3N2M3MTY4OTAxMWIvdGFibGU6MjBmZmY5ZDI4OWZjNDJhZTk4YWNkMWRlYjAxNmFiMzMvdGFibGVyYW5nZToyMGZmZjlkMjg5ZmM0MmFlOThhY2QxZGViMDE2YWIzM18xLTAtMS0xLTIzNzQw_f27e5e72-61a0-4f36-9fbf-9b889d9a4ef4">Common Stock, par value $0.01 per share</ix:nonNumeric></span></div></td><td colspan="3" style="border-bottom:1pt solid #000000;border-left:1pt solid #000000;border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:middle"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%"><ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" name="dei:TradingSymbol" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV8xL2ZyYWc6MTRhNGExMjhhZmFlNGNkMjg5YjE3N2M3MTY4OTAxMWIvdGFibGU6MjBmZmY5ZDI4OWZjNDJhZTk4YWNkMWRlYjAxNmFiMzMvdGFibGVyYW5nZToyMGZmZjlkMjg5ZmM0MmFlOThhY2QxZGViMDE2YWIzM18xLTEtMS0xLTIzNzQw_0ec771be-7bdd-4b6e-95c4-7a14b5131941">GRBK</ix:nonNumeric></span></td><td colspan="3" style="border-bottom:1pt solid #000000;border-left:1pt solid #000000;border-right:1pt solid #000000;border-top:1pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:middle"><div style="margin-bottom:2.2pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%"><ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" format="ixt-sec:exchnameen" name="dei:SecurityExchangeName" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV8xL2ZyYWc6MTRhNGExMjhhZmFlNGNkMjg5YjE3N2M3MTY4OTAxMWIvdGFibGU6MjBmZmY5ZDI4OWZjNDJhZTk4YWNkMWRlYjAxNmFiMzMvdGFibGVyYW5nZToyMGZmZjlkMjg5ZmM0MmFlOThhY2QxZGViMDE2YWIzM18xLTItMS0xLTIzNzQw_2dcaba9e-00cd-4ca1-8886-8adec5962034">The Nasdaq Stock Market LLC</ix:nonNumeric></span></div></td></tr></table></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter). </span></div><div style="margin-bottom:9pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">Emerging growth company </span><span style="color:#000000;font-family:'Arial Unicode MS',sans-serif;font-size:11pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="ia0cae8d908554f949174e414f4e26b10_D20211130-20211130" format="ixt-sec:boolballotbox" name="dei:EntityEmergingGrowthCompany" id="id3VybDovL2RvY3MudjEvZG9jOmM5NGFjMTJiOWUyOTQyN2M5M2NkZjM0MmQ5YWI3ZjA5L3NlYzpjOTRhYzEyYjllMjk0MjdjOTNjZGYzNDJkOWFiN2YwOV8xL2ZyYWc6MTRhNGExMjhhZmFlNGNkMjg5YjE3N2M3MTY4OTAxMWIvdGV4dHJlZ2lvbjoxNGE0YTEyOGFmYWU0Y2QyODliMTc3YzcxNjg5MDExYl80NDU3_aafd6740-2b96-4c78-b805-ced4837ca353">&#9744;</ix:nonNumeric></span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%"> </span></div><div style="margin-bottom:9pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. </span><span style="color:#000000;font-family:'Wingdings',sans-serif;font-size:11pt;font-weight:400;line-height:120%">&#168;</span></div><div style="height:42.75pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div style="text-align:center"><span><br/></span></div></div></div><hr style="page-break-after:always"/><div style="min-height:42.75pt;width:100%"><div><span><br/></span></div></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:115%">Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard Transfer of Listing. </span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:115%">On November 30, 2021, Green Brick Partners, Inc. (the &#8220;Company&#8221;) announced that it notified the Nasdaq Stock Market LLC (&#8220;Nasdaq&#8221;) of its intention to voluntarily withdraw the listing of its common stock, par value $0.01 per share (the &#8220;Common Stock&#8221;) from the Nasdaq and transfer the listing to the New York Stock Exchange (the &#8220;NYSE&#8221;), effective on or about December 13, 2021. The Company expects that the listing and trading of its Common Stock on the Nasdaq will end at market close on or about December 10, 2021, and that trading on the NYSE will begin on or about December 13, 2021. </span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:115%">The Common Stock have been approved for listing on the NYSE, where they will continue to trade under the current symbol GRBK.  </span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:115%">Item 7.01 Regulation FD Disclosure.</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:115%">On November 30, 2021, the Company issued a press release attached hereto as Exhibit 99.1 in connection with the transfer of its Common Stock to the NYSE. </span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:115%">The information in this Current Report on Form 8-K is being furnished and shall not be deemed &#8220;filed&#8221; for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the &#8220;Exchange Act&#8221;), or otherwise subject to the liabilities of that section, and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:115%">Item 9.01 Financial Statements and Exhibits.</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:115%">(d) </span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:115%;text-decoration:underline">Exhibits </span></div><div><span><br/></span></div><div style="text-align:center"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:82.309%"><tr><td style="width:1.0%"></td><td style="width:15.241%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:82.559%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:100%;text-decoration:underline">Exhibit No. </span></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:100%;text-decoration:underline">Description</span></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%">99.1</span></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><div><span style="color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:112%;text-decoration:underline"><a style="-sec-extract:exhibit;color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:112%;text-decoration:underline" href="grbktransfertonyse.htm">Press release issued by Green Brick Partners Inc., dated November 30, 2021</a></span></div></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%">104</span></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%">Cover Page Interactive Data File (embedded within Inline XBRL document)</span></td></tr></table></div><div><span><br/></span></div><div><span><br/></span></div><div><span><br/></span></div><div style="text-indent:36pt"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span><br/></span></div><div style="height:42.75pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div style="text-align:center"><span><br/></span></div></div></div><hr style="page-break-after:always"/><div style="min-height:42.75pt;width:100%"><div><span><br/></span></div></div><div style="padding-left:72pt;padding-right:72pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:115%">SIGNATURES</span></div><div style="text-indent:36pt"><span><br/></span></div><div style="text-indent:36pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:115%">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</span></div><div style="text-indent:36pt"><span><br/></span></div><div style="padding-left:144pt;text-align:right;text-indent:36pt"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:35.087%"><tr><td style="width:1.0%"></td><td style="width:23.483%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:74.317%"></td><td style="width:0.1%"></td></tr><tr><td colspan="6" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><div style="margin-bottom:12pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:100%">GREEN BRICK PARTNERS, INC.</span></div></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%">By:</span></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%">/s/ Richard A. Costello</span></td></tr><tr><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="border-top:1pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%">Richard A. Costello</span></td></tr><tr><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%">Chief Financial Officer</span></td></tr></table></div><div style="padding-left:144pt;text-align:right;text-indent:36pt"><span><br/></span></div><div style="margin-bottom:12pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">Date:&#160;&#160;&#160;&#160;November 30, 2021 </span></div><div style="height:42.75pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div style="text-align:center"><span><br/></span></div></div></div></body></html>
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grbk-20211130
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
___________________
FORM
8-K
___________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 30, 2021
Green Brick Partners, Inc.
_________________________________________________
(Exact name of registrant as specified in its charter)
Delaware
001-33530
20-5952523
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification Number)
2805 Dallas Pkwy
,
Ste 400
Plano
,
TX
75093
(469)
573-6755
(Address of principal executive offices, including Zip Code)
(Registrant's telephone number, including area code)
(Former name or former address, if changed since last report)
Not Applicable
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.01 per share
GRBK
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard Transfer of Listing.
On November 30, 2021, Green Brick Partners, Inc. (the "Company") announced that it notified the Nasdaq Stock Market LLC ("Nasdaq") of its intention to voluntarily withdraw the listing of its common stock, par value $0.01 per share (the "Common Stock") from the Nasdaq and transfer the listing to the New York Stock Exchange (the "NYSE"), effective on or about December 13, 2021. The Company expects that the listing and trading of its Common Stock on the Nasdaq will end at market close on or about December 10, 2021, and that trading on the NYSE will begin on or about December 13, 2021.
The Common Stock have been approved for listing on the NYSE, where they will continue to trade under the current symbol GRBK.
Item 7.01 Regulation FD Disclosure.
On November 30, 2021, the Company issued a press release attached hereto as Exhibit 99.1 in connection with the transfer of its Common Stock to the NYSE.
The information in this Current Report on Form 8-K is being furnished and shall not be deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, as amended, or the Exchange Act, except as otherwise expressly stated in such filing.
Item 9.01 Financial Statements and Exhibits.
(d)
Exhibits
Exhibit No.
Description
99.1
Press release issued by Green Brick Partners Inc., dated November 30, 2021
104
Cover Page Interactive Data File (embedded within Inline XBRL document)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
GREEN BRICK PARTNERS, INC.
By:
/s/ Richard A. Costello
Richard A. Costello
Chief Financial Officer
Date:    November 30, 2021