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<DIV style=margin-left:72pt;width:468pt><HR style='border:0;height:0;width:0;margin:14pt 0 0 0'><P align=center style='font:10pt Times New Roman;margin-top:5pt;margin-bottom:5pt'><B>UNITED STATES</B><BR><B>SECURITIES AND EXCHANGE COMMISSION</B><BR><B>Washington, D.C. 20549</B></P>
<P style='font:10pt Times New Roman;margin:0'> &nbsp;</P>
<P align=center style='font:10pt Times New Roman;margin-top:5pt;margin-bottom:5pt'><B>FORM 8-K</B></P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P align=center style='font:10pt Times New Roman;margin-top:0pt;margin-bottom:12pt'><B>CURRENT REPORT</B></P>
<P align=center style='font:10pt Times New Roman;margin-top:0pt;margin-bottom:12pt'><B>Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</B></P>
<P align=center style='font:10pt Times New Roman;margin:0'>Date of Report (Date of earliest event reported): October 22, 2019</P>
<P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<TABLE align=center style=border-collapse:collapse;width:499.7pt><TR><TD colspan=7 valign=top style=width:499.7pt><P align=center style='font:10pt Times New Roman;margin:0'><B>NUZEE, INC.</B><BR>(Exact name of registrant as specified in its charter)</P>
</TD></TR>
<TR><TD colspan=7 valign=top style=width:499.7pt><P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD></TR>
<TR><TD colspan=2 valign=top style=width:166.55pt><P align=center style='font:10pt Times New Roman;margin:0'><FONT style='border-bottom:1px solid #000000'>Nevada</FONT><BR>(State or other jurisdiction of incorporation or organization</P>
</TD><TD colspan=2 valign=top style=width:166.55pt><P align=center style='font:10pt Times New Roman;margin:0'><FONT style='border-bottom:1px solid #000000'>000-55157</FONT></P>
<P align=center style='font:10pt Times New Roman;margin:0'>(Commission File #)</P>
</TD><TD colspan=3 valign=top style=width:166.6pt><P align=center style='font:10pt Times New Roman;margin:0'><FONT style='border-bottom:1px solid #000000'>38-3849791</FONT></P>
<P align=center style='font:10pt Times New Roman;margin:0'>(IRS Employer Identification No.)</P>
</TD></TR>
<TR><TD colspan=7 valign=top style=width:499.7pt><P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD></TR>
<TR><TD colspan=7 valign=top style=width:499.7pt><P align=center style='font:10pt Times New Roman;margin:0'>1700 Capital Avenue, Suite 100, Plano, Texas 75074<BR>(Address of principal executive offices)</P>
</TD></TR>
<TR><TD colspan=7 valign=top style=width:499.7pt><P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD></TR>
<TR><TD colspan=7 valign=top style=width:499.7pt><P align=center style='font:10pt Times New Roman;margin:0'>(760) 295-2408<BR>(Registrant's telephone number, including area code)</P>
</TD></TR>
<TR><TD colspan=7 valign=top style=width:499.7pt><P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD></TR>
<TR><TD colspan=7 valign=top style=width:499.7pt><P align=center style='font:10pt Times New Roman;margin:0;text-indent:1.45pt'>N/A</P>
<P align=center style='font:10pt Times New Roman;margin:0'>(Former name or former address, if changed since last report)</P>
</TD></TR>
<TR><TD colspan=7 valign=top style=width:499.7pt><P style='font:11pt Times New Roman;margin:0'>&nbsp;</P>
</TD></TR>
<TR><TD colspan=7 valign=top style=width:499.7pt><P style='font:10pt Times New Roman;margin:0'><KBD style=margin-left:36pt></KBD>Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:&nbsp;</P>
</TD></TR>
<TR style=height:7.2pt><TD valign=top style=width:34.55pt><P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD colspan=6 valign=top style=width:465.15pt><P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD></TR>
<TR><TD valign=top style=width:34.55pt><P align=center style='font:10pt Times New Roman;margin:0'><FONT face=Wingdings>&#112;</FONT></P>
</TD><TD colspan=6 valign=top style=width:465.15pt><P style='font:10pt Times New Roman;margin:0'>Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</P>
</TD></TR>
<TR><TD valign=top style=width:34.55pt><P align=center style='font:10pt Times New Roman;margin:0'><FONT face=Wingdings>&#112;</FONT></P>
</TD><TD colspan=6 valign=top style=width:465.15pt><P style='font:10pt Times New Roman;margin:0'>Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</P>
</TD></TR>
<TR><TD valign=top style=width:34.55pt><P align=center style='font:10pt Times New Roman;margin:0'><FONT face=Wingdings>&#112;</FONT></P>
</TD><TD colspan=6 valign=top style=width:465.15pt><P style='font:10pt Times New Roman;margin:0'>Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</P>
</TD></TR>
<TR><TD valign=top style=width:34.55pt><P align=center style='font:10pt Times New Roman;margin:0'><FONT face=Wingdings>&#112;</FONT></P>
</TD><TD colspan=6 valign=top style=width:465.15pt><P style='font:10pt Times New Roman;margin:0'>Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</P>
</TD></TR>
<TR><TD valign=top style=width:34.55pt><P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD colspan=6 valign=top style=width:465.15pt><P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD></TR>
<TR><TD valign=top style=width:34.55pt><P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD colspan=6 valign=top style=width:465.15pt><P style='font:10pt Times New Roman;margin:0'>Securities registered pursuant to Section 12(b) of the Act: </P>
</TD></TR>
<TR><TD valign=top style=width:34.55pt><P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD colspan=6 valign=top style='width:465.15pt;border-bottom:0.5pt solid #000000'><P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD></TR>
<TR><TD valign=top style='width:34.55pt;border-right:0.5pt solid #000000'><P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD colspan=2 valign=top style='width:155.05pt;border:0.5pt solid #000000'><P style='font:10pt Times New Roman;margin:0'>Title of each class</P>
</TD><TD colspan=2 valign=top style='width:155.05pt;border:0.5pt solid #000000'><P style='font:10pt Times New Roman;margin:0'>Trading </P>
<P style='font:10pt Times New Roman;margin:0'>Symbol(s)</P>
</TD><TD colspan=2 valign=top style='width:155.05pt;border:0.5pt solid #000000'><P style='font:10pt Times New Roman;margin:0'>Name of each exchange on which registered</P>
</TD></TR>
<TR><TD valign=top style='width:34.55pt;border-right:0.5pt solid #000000'><P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD colspan=2 valign=top style='width:155.05pt;border:0.5pt solid #000000'><P style='font:10pt Times New Roman;margin:0'>None</P>
</TD><TD colspan=2 valign=top style='width:155.05pt;border:0.5pt solid #000000'><P style='font:10pt Times New Roman;margin:0'>n/a</P>
</TD><TD colspan=2 valign=top style='width:155.05pt;border:0.5pt solid #000000'><P style='font:10pt Times New Roman;margin:0'>n/a</P>
</TD></TR>
<TR><TD valign=top style=width:34.55pt><P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD colspan=2 valign=top style='width:155.05pt;border-top:0.5pt solid #000000'><P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD colspan=2 valign=top style='width:155.05pt;border-top:0.5pt solid #000000'><P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD colspan=2 valign=top style='width:155.05pt;border-top:0.5pt solid #000000'><P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD></TR>
<TR><TD valign=top style=width:34.55pt><P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD colspan=6 valign=top style=width:465.15pt><P style='font:10pt Times New Roman;margin:0'>Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</P>
</TD></TR>
<TR><TD valign=top style=width:34.55pt><P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD colspan=5 valign=top style=width:422.3pt><P align=right style='font:10pt Times New Roman;margin:0'>Emerging growth company</P>
</TD><TD valign=bottom style=width:42.85pt><P style='font:10pt Times New Roman;margin:0'><FONT style=font-size:10pt><FONT face=Wingdings>&#112;</FONT></FONT></P>
</TD></TR>
<TR><TD valign=top style=width:34.55pt><P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD colspan=5 valign=top style=width:422.3pt><P align=justify style='font:10pt Times New Roman;margin:0'>If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.</P>
</TD><TD valign=bottom style=width:42.85pt><P style='font:10pt Times New Roman;margin:0'><FONT style=font-size:10pt><FONT face=Wingdings>&#112;</FONT></FONT></P>
</TD></TR>
</TABLE>
<HR style='border:0;height:0;width:0;margin:14pt 0 0 0'><HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<HR style='border:0;height:0;width:0;margin:14pt 0 0 0'><P style='font:10pt Times New Roman;margin:0'><KBD style='position:absolute;font:10pt Times New Roman;margin-left:0pt'><B>Item 5.03</B></KBD><KBD style=margin-left:58.5pt></KBD><B>Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year</B>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><B> </B>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><KBD style=margin-left:36pt></KBD>As set forth below in Item 5.07, on October 22, 2019, the stockholders of NuZee, Inc. (the &#8220;Company&#8221;) approved a proposal granting the board of directors of the Company (the &#8220;Board&#8221;) discretionary authority to file an amendment (the &#8220;Certificate of Amendment&#8221;) to the Company&#8217;s Articles of Incorporation, as amended (the &#8220;Articles&#8221;), which amends Section 1 of the Articles to effect a reverse stock split of the Company&#8217;s common stock, par value $.00001 (the &#8220;Common Stock&#8221;), at any ratio from 1-for-3 to 1-for-5 at the Board&#8217;s discretion. On October 22, 2019, the Board approved a 1-for-3 reverse stock split of the Common Stock (the &#8220;Reverse Stock Split&#8221;). Accordingly, each holder of Common Stock will receive one share of Common Stock for every three shares such stockholder held immediately prior to the effectiveness of the Reverse Stock Split. The Certificate of Amendment became effective upon acceptance of the Company&#8217;s filing of the Certificate of Amendment with the Secretary of State of Nevada.&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><KBD style=margin-left:36pt></KBD>The above description of the Certificate of Amendment is qualified in its entirety by reference to the full text of the Certificate of Amendment, which is filed as Exhibit 3.1 attached hereto and incorporated by reference herein. &nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'> &nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><KBD style='position:absolute;font:10pt Times New Roman;margin-left:0pt'><B>Item 5.07 </B></KBD><KBD style=margin-left:72pt></KBD><B>Submission of Matters to a Vote of Security Holders</B>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><KBD style=margin-left:36pt></KBD>On October 22, 2019, the Company held its 2019 Annual Meeting of Stockholders (the &#8220;Annual Meeting&#8221;). The final results for each of the matters submitted to a vote of stockholders at the Annual Meeting are as follows:&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><I>Proposal 1</I> &#8211; <I>Election of Directors</I></P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<TABLE align=center style=border-collapse:collapse;width:419.4pt><TR><TD valign=bottom style='width:140.4pt;border-bottom:0.5pt solid #000000'><P align=center style='font:10pt Times New Roman;margin:0'>Name of Nominee</P>
</TD><TD valign=top style=width:13.5pt><P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD valign=bottom style='width:81pt;border-bottom:0.5pt solid #000000'><P align=center style='font:10pt Times New Roman;margin:0'>For</P>
</TD><TD valign=top style=width:13.5pt><P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD valign=bottom style='width:81pt;border-bottom:0.5pt solid #000000'><P align=center style='font:10pt Times New Roman;margin:0'>Withheld</P>
</TD><TD valign=top style=width:13.5pt><P align=center style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD valign=bottom style='width:76.5pt;border-bottom:0.5pt solid #000000'><P align=center style='font:10pt Times New Roman;margin:0'>Broker<BR>Non-Votes</P>
</TD></TR>
<TR><TD valign=top style=width:140.4pt><P align=justify style='font:10pt Times New Roman;margin:0'>Masateru Higashida</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:81pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>24,555,549</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:81pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>130,000</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:76.5pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
<TR><TD valign=top style=width:140.4pt><P align=justify style='font:10pt Times New Roman;margin:0'>Kevin J. Conner</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:81pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>24,555,549</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:81pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>130,000</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:76.5pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
<TR><TD valign=top style=width:140.4pt><P align=justify style='font:10pt Times New Roman;margin:0'>J. Chris Jones</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:81pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>24,555,549</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:81pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>130,000</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:76.5pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
<TR><TD valign=top style=width:140.4pt><P align=justify style='font:10pt Times New Roman;margin:0'>Shanoop Kothari</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:81pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>24,555,549</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:81pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>130,000</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:76.5pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
<TR><TD valign=top style=width:140.4pt><P align=justify style='font:10pt Times New Roman;margin:0'>Allen S. Morton</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:81pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>24,555,549</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:81pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>130,000</P>
</TD><TD valign=top style=width:13.5pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:76.5pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
</TABLE>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><I>Proposal 2</I> &#8211;&nbsp;<I>Amendment of Articles of Incorporation to Effect a Reverse Stock Split</I></P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<TABLE align=center style=border-collapse:collapse;width:306.4pt><TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Votes For:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>24,555,549</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Votes Against:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>40,000</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Abstain:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>90,000</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Broker Non-Votes:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
</TABLE>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><I>Proposal 3</I> &#8211;&nbsp;<I>Adoption of 2019 Stock Incentive Plan</I></P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<TABLE align=center style=border-collapse:collapse;width:306.4pt><TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Votes For:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>23,075,549</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Votes Against:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>1,520,000</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Abstain:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>90,000</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Broker Non-Votes:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
</TABLE>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><I>Proposal 4 &#8211;&nbsp;Advisory Vote on Frequency of Advisory Votes on the Compensation of Named Executive Officers</I></P>
<HR style='border:0;height:0;width:0;margin:14pt 0 0 0'><HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<HR style='border:0;height:0;width:0;margin:14pt 0 0 0'><TABLE align=center style=border-collapse:collapse;width:306.4pt><TR><TD valign=top style=width:137.7pt><P style='font:10pt Times New Roman;margin:0'>One Year:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>23,756,749</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Two Years:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Three Years:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Abstain:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>928,800</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Broker Non-Votes:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
</TABLE>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><I>Proposal 5</I> &#8211;&nbsp;<I>Advisory Vote on Compensation of Named Executive Officers</I></P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<TABLE align=center style=border-collapse:collapse;width:306.4pt><TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Votes For:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>23,075,549</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Votes Against:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Abstain:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>1,610,000</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Broker Non-Votes:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
</TABLE>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><I>Proposal 6</I> &#8211;&nbsp;<I>Ratification of Appointment of Independent Registered Public Accounting Firm</I></P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<TABLE align=center style=border-collapse:collapse;width:306.4pt><TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Votes For:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>24,595,549</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Votes Against:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Abstain:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>90,000</P>
</TD></TR>
<TR><TD valign=top style=width:137.7pt><P align=justify style='font:10pt Times New Roman;margin:0'>Broker Non-Votes:</P>
</TD><TD valign=top style=width:24.1pt><P align=justify style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>&nbsp;</P>
</TD><TD valign=top style=width:144.6pt><P align=center style='font:10pt Times New Roman;margin:0;margin-left:0.6pt'>0</P>
</TD></TR>
</TABLE>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><KBD style='position:absolute;font:10pt Times New Roman;margin-left:0pt'><B>Item 9.01</B></KBD><KBD style=margin-left:72pt></KBD><B>Financial Statements and Exhibits.</B>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'>(d)&#160;Exhibits</P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<TABLE style=border-collapse:collapse><TR style=height:9.9pt><TD valign=bottom style='width:57.65pt;border-bottom:0.75pt solid #000000'><P style='font:10pt Times New Roman;margin:0'><B>Exhibit</B></P>
</TD><TD valign=bottom style=width:20.35pt><P style='font:10pt Times New Roman;margin:0'><B>&#160;</B></P>
</TD><TD valign=bottom style='width:390pt;border-bottom:0.75pt solid #000000'><P style='font:10pt Times New Roman;margin:0'><B>Description</B></P>
</TD></TR>
<TR style=height:12.4pt><TD valign=top style=width:57.65pt><P style='font:10pt Times New Roman;margin:0'><A href=nz_ex3z1.htm style=text-decoration:none><FONT style='color:#0563C1;border-bottom:1px solid #0563C1'>3.1</FONT></A></P>
</TD><TD valign=bottom style=width:20.35pt><P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
</TD><TD valign=top style=width:390pt><P style='font:10pt Times New Roman;margin:0'><A href=nz_ex3z1.htm style=text-decoration:none><FONT style='color:#0563C1;border-bottom:1px solid #0563C1'>Certificate of Amendment to Articles of Incorporation</FONT></A></P>
</TD></TR>
</TABLE>
<HR style='border:0;height:0;width:0;margin:14pt 0 0 0'><HR style='page-break-after:always;border:0;height:3pt;background-color:#909090;margin:8pt 0'><P style=line-height:0;margin:0></P>
<HR style='border:0;height:0;width:0;margin:14pt 0 0 0'><P align=center style='font:10pt Times New Roman;margin-top:0pt;margin-bottom:12pt'><B>SIGNATURE</B></P>
<P style='font:10pt Times New Roman;margin-top:0pt;margin-bottom:12pt'>Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has caused this report to be signed on its behalf by the undersigned thereunto duly authorized.</P>
<P style='font:10pt Times New Roman;margin:0'>&nbsp;</P>
<P style='font:10pt Times New Roman;margin-top:0pt;margin-bottom:12pt;margin-left:36pt'><KBD style=margin-left:216pt></KBD>NUZEE, INC.&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><KBD style='position:absolute;font:10pt Times New Roman;margin-left:0pt'>Dated: October 28, 2019</KBD><KBD style=margin-left:252pt></KBD>By: <FONT style='border-bottom:1px solid #000000'> &nbsp;/s/ Shanoop Kothari</FONT>&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><KBD style=margin-left:252pt></KBD>Shanoop Kothari&nbsp;</P>
<P style='font:10pt Times New Roman;margin:0'><KBD style=margin-left:252pt></KBD>Senior Vice President and Chief Financial Officer &nbsp;</P>
<HR style='border:0;height:0;width:0;margin:14pt 0 0 0'></DIV>
</BODY>
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{"company-data": {"conformed-name": "NuZee, Inc.", "cik": "0001527613", "assigned-sic": "5900", "irs-number": "383849791", "state-of-incorporation": "NV", "fiscal-year-end": "0930"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "000-55157", "film-number": "191173482"}, "business-address": {"street1": "2865 SCOTT STREET", "street2": "SUITE 107", "city": "VISTA", "state": "CA", "zip": "92081", "phone": "(760) 842-5522"}, "mail-address": {"street1": "2865 SCOTT STREET", "street2": "SUITE 107", "city": "VISTA", "state": "CA", "zip": "92081"}, "former-company": [{"former-conformed-name": "Havana Furnishings Inc.", "date-changed": "20110815"}, {"former-conformed-name": "Havanna Furnishings Inc.", "date-changed": "20110809"}]}
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 22, 2019
NUZEE, INC.
(Exact name of registrant as specified in its charter)
Nevada
(State or other jurisdiction of incorporation or organization
000-55157
(Commission File #)
38-3849791
(IRS Employer Identification No.)
1700 Capital Avenue, Suite 100, Plano, Texas 75074
(Address of principal executive offices)
(760) 295-2408
(Registrant's telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
p
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
p
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
p
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
p
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which registered
None
n/a
n/a
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
p
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
p
Item 5.03
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
As set forth below in Item 5.07, on October 22, 2019, the stockholders of NuZee, Inc. (the "Company") approved a proposal granting the board of directors of the Company (the "Board") discretionary authority to file an amendment (the "Certificate of Amendment") to the Company's Articles of Incorporation, as amended (the "Articles"), which amends Section 1 of the Articles to effect a reverse stock split of the Company's common stock, par value $.00001 (the "Common Stock"), at any ratio from 1-for-3 to 1-for-5 at the Board's discretion. On October 22, 2019, the Board approved a 1-for-3 reverse stock split of the Common Stock (the "Reverse Stock Split"). Accordingly, each holder of Common Stock will receive one share of Common Stock for every three shares such stockholder held immediately prior to the effectiveness of the Reverse Stock Split. The Certificate of Amendment became effective upon acceptance of the Company's filing of the Certificate of Amendment with the Secretary of State of Nevada.
The above description of the Certificate of Amendment is qualified in its entirety by reference to the full text of the Certificate of Amendment, which is filed as Exhibit 3.1 attached hereto and incorporated by reference herein.
Item 5.07
Submission of Matters to a Vote of Security Holders
On October 22, 2019, the Company held its 2019 Annual Meeting of Stockholders (the "Annual Meeting"). The final results for each of the matters submitted to a vote of stockholders at the Annual Meeting are as follows:
Proposal 1
–
Election of Directors
Name of Nominee
For
Withheld
Broker
Non-Votes
Masateru Higashida
24,555,549
130,000
0
Kevin J. Conner
24,555,549
130,000
0
J. Chris Jones
24,555,549
130,000
0
Shanoop Kothari
24,555,549
130,000
0
Allen S. Morton
24,555,549
130,000
0
Proposal 2
–
Amendment of Articles of Incorporation to Effect a Reverse Stock Split
Votes For:
24,555,549
Votes Against:
40,000
Abstain:
90,000
Broker Non-Votes:
0
Proposal 3
–
Adoption of 2019 Stock Incentive Plan
Votes For:
23,075,549
Votes Against:
1,520,000
Abstain:
90,000
Broker Non-Votes:
0
Proposal 4 – Advisory Vote on Frequency of Advisory Votes on the Compensation of Named Executive Officers
One Year:
23,756,749
Two Years:
0
Three Years:
0
Abstain:
928,800
Broker Non-Votes:
0
Proposal 5
–
Advisory Vote on Compensation of Named Executive Officers
Votes For:
23,075,549
Votes Against:
0
Abstain:
1,610,000
Broker Non-Votes:
0
Proposal 6
–
Ratification of Appointment of Independent Registered Public Accounting Firm
Votes For:
24,595,549
Votes Against:
0
Abstain:
90,000
Broker Non-Votes:
0
Item 9.01
Financial Statements and Exhibits.
(d) Exhibits
Exhibit
Description
3.1
Certificate of Amendment to Articles of Incorporation
SIGNATURE
Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
NUZEE, INC.
Dated: October 28, 2019
By:
/s/ Shanoop Kothari
Shanoop Kothari
Senior Vice President and Chief Financial Officer