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<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
<b>UNITED STATES</b></p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
<b>SECURITIES AND EXCHANGE COMMISSION</b></p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
<b>WASHINGTON, D.C. 20549</b></p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
<p style='margin:0in;font-family:"Times New Roman",serif;text-align:center'><b>
<font size="4">FORM&nbsp;8-K</font></b></p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
<b>CURRENT REPORT</b></p>
<p style='margin:0in;font-family:"Times New Roman",serif;text-align:center'><b>
<font size="2">PURSUANT TO SECTION&nbsp;13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934</font></b></p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>&nbsp;</p>
<p style='margin:0in;font-family:"Times New Roman",serif;text-align:center'>
<font size="2">Date of Report (Date of earliest event
reported)&nbsp;</font><b><font size="2">March 22, 2021</font></b></p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>&nbsp;</p>
<p style='margin:0in;font-family:"Times New Roman",serif;text-align:center'><b>
<u><font size="5">MECHANICAL TECHNOLOGY, INCORPORATED</font></u></b></p>
<p style='margin:0in;font-family:"Times New Roman",serif;text-align:center'>
<font size="2">(Exact name of registrant as specified in
its charter)</font></p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>&nbsp;</p>
<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width="100%"
 style='width:100.0%;border-collapse:collapse'>
	<tr>
		<td width="32%" valign=top style='width:32.0%;border:none;border-bottom:solid black 1.0pt;
  padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
		<b>New York</b></p></td>
		<td width="2%" valign=bottom style='width:2.0%;border:none;border-bottom:
  solid black 1.0pt;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>&nbsp;</p>
		</td>
		<td width="32%" valign=top style='width:32.0%;border:none;border-bottom:solid black 1.0pt;
  padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
		<b>000-06890</b></p></td>
		<td width="2%" valign=bottom style='width:2.0%;border:none;border-bottom:
  solid black 1.0pt;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>&nbsp;</p>
		</td>
		<td width="32%" valign=top style='width:32.0%;border:none;border-bottom:solid black 1.0pt;
  padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
		<b>14-1462255</b></p></td>
	</tr>
	<tr>
		<td valign=top style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
		<font style="font-size: 10.0pt">(State or other jurisdiction<br>of Incorporation)</font></p>
		</td>
		<td valign=bottom style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>&nbsp;</p>
		</td>
		<td valign=top style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
		<font style="font-size: 10.0pt">(Commission<br>File Number)</font></p>
		</td>
		<td valign=bottom style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>&nbsp;</p>
		</td>
		<td valign=top style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
		<font style="font-size: 10.0pt">(IRS Employer<br>Identification Number)</font></p>
		</td>
	</tr>
</table>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width="100%"
 style='width:100.0%;border-collapse:collapse'>
	<tr>
		<td width="50%" valign=top style='width:50.0%;border:none;border-bottom:solid black 1.0pt;
  padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
		<b>325 Washington
  Avenue Extension</b></p>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
		<b>Albany, New
  &nbsp;York</b></p></td>
		<td width="1%" valign=bottom style='width:1.0%;border:none;border-bottom:
  solid black 1.0pt;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
		<td width="49%" valign=bottom style='width:49.0%;border:none;border-bottom:
  solid black 1.0pt;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
		<b>12205</b></p></td>
	</tr>
	<tr>
		<td valign=top style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
		<font style="font-size: 10.0pt">(Address of registrant's principal executive office)</font></p>
		</td>
		<td valign=bottom style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
		<td valign=top style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
		<font style="font-size: 10.0pt">(Zip code)</font></p></td>
	</tr>
</table>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
<b>&nbsp;</b></p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
<b>(518) 218-2550</b></p>
<p style='margin:0in;font-family:"Times New Roman",serif;text-align:center'>
<font size="2">(Registrant's telephone number, including
area code)</font></p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
<b>N/A</b></p>
<p style='margin:0in;font-family:"Times New Roman",serif;text-align:center'>
<font size="2">(Former name or former address, if changed
since last report)</font></p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center;text-indent:.5in'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (see General Instruction A.2. below):</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width="100%"
 style='width:100.0%'>
	<tr>
		<td width=0 valign=top style='width:.3pt;padding:0in 0in 0in 0in'></td>
		<td width=24 valign=top style='width:.25in;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&#9744;</p>
		</td>
		<td valign=top style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>
		<font style="font-size: 10.0pt">Written
  communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</font></p>
		</td>
	</tr>
</table>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width="100%"
 style='width:100.0%'>
	<tr>
		<td width=0 valign=top style='width:.3pt;padding:0in 0in 0in 0in'></td>
		<td width=24 valign=top style='width:.25in;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&#9744;</p>
		</td>
		<td valign=top style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>
		<font style="font-size: 10.0pt">Soliciting
  material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</font></p>
		</td>
	</tr>
</table>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width="100%"
 style='width:100.0%'>
	<tr>
		<td width=0 valign=top style='width:.3pt;padding:0in 0in 0in 0in'></td>
		<td width=24 valign=top style='width:.25in;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&#9744;</p>
		</td>
		<td valign=top style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>
		<font style="font-size: 10.0pt">Pre-commencement
  communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</font></p>
		</td>
	</tr>
</table>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width="100%"
 style='width:100.0%'>
	<tr>
		<td width=0 valign=top style='width:.3pt;padding:0in 0in 0in 0in'></td>
		<td width=24 valign=top style='width:.25in;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&#9744;</p>
		</td>
		<td valign=top style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>
		<font style="font-size: 10.0pt">Pre-commencement
  communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
  240.13e-4(c))</font></p></td>
	</tr>
</table>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;Securities registered pursuant to Section 12(b) of the Act:</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width="100%"
 style='width:100.0%;background:white;border-collapse:collapse'>
	<tr>
		<td width="32%" valign=bottom style='width:32.0%;border:none;border-bottom:
  solid black 1.0pt;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-family:"Times New Roman",serif;text-align:center'>
		<b>Title of each class</b></p></td>
		<td width="1%" valign=bottom style='width:1.0%;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
		<td width="34%" valign=bottom style='width:34.0%;border:none;border-bottom:
  solid black 1.0pt;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
		<b>Trading symbol(s)</b></p></td>
		<td width="1%" valign=bottom style='width:1.0%;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
		<td width="32%" valign=bottom style='width:32.0%;border:none;border-bottom:
  solid black 1.0pt;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center'>
		<b>Name of each exchange on which<br>registered</b></p></td>
	</tr>
	<tr>
		<td valign=bottom style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-family:"Times New Roman",serif;text-align:center'>
		<font size="2">None</font></p></td>
		<td valign=bottom style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
		<td valign=bottom style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-family:"Times New Roman",serif;text-align:center'>
		<font size="2">N/A</font></p></td>
		<td valign=bottom style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
		<td valign=bottom style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-family:"Times New Roman",serif;text-align:center'>
		<font size="2">N/A</font></p></td>
	</tr>
</table>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p><hr color="#000080"><p style="page-break-after:always"></p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;margin-bottom:8.0pt;line-height:107%'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;background:white'>Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (&sect;230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&sect;240.12b-2
of this chapter).</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;background:white'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-indent:.5in'>Emerging growth company&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&#9744;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act.&nbsp;&#9744;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p><hr color="#000080"><p style="page-break-after:always"></p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;margin-bottom:8.0pt;line-height:107%'>&nbsp;</p>
<p style='font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify;background:white; margin-left:0in; margin-right:0in'>
<b>Item 8.01 Other Events.</b></p>
<p style='font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify;background:white; margin-left:0in; margin-right:0in'>On March 18, 2021, Mechanical Technology,
Incorporated (the &quot;Company&quot;) received notice from the Listing Qualifications
staff of The Nasdaq Stock Market LLC that the Company's shares of common stock,
par value $0.01 per share (&quot;Common Stock&quot;), have been approved for listing on The
Nasdaq Capital Market (&quot;Nasdaq&quot;). The Company expects its shares of Common
Stock to begin trading on Nasdaq at the opening of trading on March 23, 2021. A
copy of the press release, issued by the Company today, announcing acceptance
of the Company's shares of Common Stock for trading on Nasdaq, is attached
hereto as Exhibit 99.1 and is incorporated herein by reference.</p>
<p style='font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify;background:white; margin-left:0in; margin-right:0in'>
<b>Forward-Looking Statements</b></p>
<p style='font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify;background:white; margin-left:0in; margin-right:0in'>This Current Report on Form 8-K (this
&quot;Form 8-K&quot;) and Exhibit 99.1 contain forward-looking statements.
Forward-looking statements include, but are not limited to, statements that
express the Company's intentions, beliefs, expectations, strategies,
predictions or any other statements related to the Company's future activities,
or future events or conditions. These statements are based on current
expectations, estimates and projections about the Company's business based, in
part, on assumptions made by its management. These statements are not
guarantees of future performances and involve risks, uncertainties and
assumptions that are difficult to predict. Therefore, actual outcomes and
results may differ materially from what is expressed or forecasted in the
forward-looking statements due to numerous factors, including those risks that
may be included in documents that the Company files from time to time with the
Securities and Exchange Commission. Any forward-looking statements speak only
as of the date on which they are made, and the Company undertakes no obligation
to update any forward-looking statement to reflect events or circumstances
after the date of this Form 8-K, except as required by law.</p>
<p style='font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify;background:white; margin-left:0in; margin-right:0in'>
<b>Item 9.01. Financial Statements and
Exhibits.</b></p>
<p style='font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify;background:white; margin-left:0in; margin-right:0in'>(d) Exhibits</p>
<table class=MsoNormalTable border=0 cellpadding=0 width="100%"
 style='width:100.0%;background:white'>
	<tr>
		<td width="11%" style='width:11.06%;padding:.75pt .75pt .75pt .75pt'>
		<p style='margin:0in;font-family:"Times New Roman",serif;text-align:justify'>
		<b>Exhibit
  No.</b></p></td>
		<td width="86%" style='width:86.64%;padding:.75pt .75pt .75pt .75pt'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>
		<b>Description</b></p></td>
	</tr>
	<tr>
		<td width="11%" style='width:11.06%;padding:.75pt .75pt .75pt .75pt'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>99.1</p>
		</td>
		<td width="86%" style='width:86.64%;padding:.75pt .75pt .75pt .75pt'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>
		<a href="exhibit99.htm">Press Release dated March 22, 2021.</a></p>
		</td>
	</tr>
</table>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;text-align:justify'>&nbsp;</p>
&nbsp;<p>&nbsp;</p>
<p>&nbsp;</p>
<hr color="#000080"><p style="page-break-after:always"></p>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;margin-bottom:8.0pt;line-height:107%'>&nbsp;</p>
<p style='font-size:12.0pt;font-family:"Times New Roman",serif;text-align:center;background:white; margin-left:0in; margin-right:0in'>
<b><u>SIGNATURES</u></b></p>
<p style='font-size:12.0pt;font-family:"Times New Roman",serif;background:white; margin-left:0in; margin-right:0in'>Pursuant to the requirement of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.</p>
<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width="100%"
 style='width:100.0%;background:white'>
	<tr>
		<td style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
		<td colspan=2 style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>MECHANICAL
  TECHNOLOGY, INCORPORATED</p></td>
	</tr>
	<tr>
		<td style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
		<td width="5%" style='width:5.0%;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
		<td style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
	</tr>
	<tr>
		<td style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
		<td width="5%" style='width:5.0%;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
		<td style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
	</tr>
	<tr>
		<td style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>Date: March 22,
  2021</p></td>
		<td width="8%" style='width:8.0%;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>By:</p>
		</td>
		<td style='border:none;border-bottom:solid windowtext 1.0pt;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>/s/ Jessica L.
  Thomas</p></td>
	</tr>
	<tr>
		<td style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
		<td width="8%" style='width:8.0%;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>Name:</p>
		</td>
		<td style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>Jessica L.
  Thomas</p></td>
	</tr>
	<tr>
		<td style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>
		</td>
		<td width="8%" style='width:8.0%;padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>Title:</p>
		</td>
		<td style='padding:0in 0in 0in 0in'>
		<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>Chief Financial
  Officer</p></td>
	</tr>
</table>
<p style='margin:0in;font-size:12.0pt;font-family:"Times New Roman",serif;'>&nbsp;</p>

</body>

</html>
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{"company-data": {"conformed-name": "MECHANICAL TECHNOLOGY INC", "cik": "0000064463", "assigned-sic": "3829", "irs-number": "141462255", "state-of-incorporation": "NY", "fiscal-year-end": "1231"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "000-06890", "film-number": "21760045"}, "business-address": {"street1": "325 WASHINGTON AVENUE EXTENSION", "city": "ALBANY", "state": "NY", "zip": "12205", "phone": "518-218-2500"}, "mail-address": {"street1": "325 WASHINGTON AVENUE EXTENSION", "city": "ALBANY", "state": "NY", "zip": "12205"}}
Prepared by EDGARX.com
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event
reported)
March 22, 2021
MECHANICAL TECHNOLOGY, INCORPORATED
(Exact name of registrant as specified in
its charter)
New York
000-06890
14-1462255
(State or other jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification Number)
325 Washington
  Avenue Extension
Albany, New
   York
12205
(Address of registrant's principal executive office)
(Zip code)
(518) 218-2550
(Registrant's telephone number, including
area code)
N/A
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions (see General Instruction A.2. below):
☐
Written
  communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting
  material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement
  communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement
  communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
  240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading symbol(s)
Name of each exchange on which
registered
None
N/A
N/A
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2
of this chapter).
Emerging growth company     ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. ☐
Item 8.01 Other Events.
On March 18, 2021, Mechanical Technology,
Incorporated (the "Company") received notice from the Listing Qualifications
staff of The Nasdaq Stock Market LLC that the Company's shares of common stock,
par value $0.01 per share ("Common Stock"), have been approved for listing on The
Nasdaq Capital Market ("Nasdaq"). The Company expects its shares of Common
Stock to begin trading on Nasdaq at the opening of trading on March 23, 2021. A
copy of the press release, issued by the Company today, announcing acceptance
of the Company's shares of Common Stock for trading on Nasdaq, is attached
hereto as Exhibit 99.1 and is incorporated herein by reference.
Forward-Looking Statements
This Current Report on Form 8-K (this
"Form 8-K") and Exhibit 99.1 contain forward-looking statements.
Forward-looking statements include, but are not limited to, statements that
express the Company's intentions, beliefs, expectations, strategies,
predictions or any other statements related to the Company's future activities,
or future events or conditions. These statements are based on current
expectations, estimates and projections about the Company's business based, in
part, on assumptions made by its management. These statements are not
guarantees of future performances and involve risks, uncertainties and
assumptions that are difficult to predict. Therefore, actual outcomes and
results may differ materially from what is expressed or forecasted in the
forward-looking statements due to numerous factors, including those risks that
may be included in documents that the Company files from time to time with the
Securities and Exchange Commission. Any forward-looking statements speak only
as of the date on which they are made, and the Company undertakes no obligation
to update any forward-looking statement to reflect events or circumstances
after the date of this Form 8-K, except as required by law.
Item 9.01. Financial Statements and
Exhibits.
(d) Exhibits
Exhibit
  No.
Description
99.1
Press Release dated March 22, 2021.
SIGNATURES
Pursuant to the requirement of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
MECHANICAL
  TECHNOLOGY, INCORPORATED
Date: March 22,
  2021
By:
/s/ Jessica L.
  Thomas
Name:
Jessica L.
  Thomas
Title:
Chief Financial
  Officer