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<B><FONT face="serif">UNITED STATES</FONT></B><FONT face="serif"> <br>
</FONT><B><FONT face="serif">SECURITIES AND EXCHANGE COMMISSION</FONT></B><FONT face="serif">
<br>
</FONT><B><FONT face="serif">Washington, D.C. 20549</FONT></B><FONT face="serif"> </FONT><B>
<FONT face="serif"><BR>______________<BR>FORM 8-K</FONT></B><FONT face="serif"> </FONT>
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&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<B><FONT face="serif">______________<BR>CURRENT REPORT</FONT></B><FONT face="serif"> </FONT>
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<FONT size=2 face="serif">Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 </FONT>
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<FONT size=2 face="serif">Date of Report (Date of earliest event reported):</FONT><B><FONT size=2 face="serif"> May 15, 2019</FONT></B><FONT size=2 face="serif"> </FONT>
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<B><font size="5" face="serif">Forward Industries, Inc.</font></B><font size="5" face="serif">
<br>
</font><FONT size=2 face="serif">(Exact name of registrant as specified in its charter) </FONT>
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   <TD align="center" style="border-bottom: 1px solid #000000" width="30%">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<B><FONT size=2 face="serif">New York</FONT></B></TD>
   <TD align="center" style="border-bottom: medium none #000000">&nbsp;</TD>
   <TD align="center" style="border-bottom: 1px solid #000000"><B><FONT size=2 face="serif">001-34780</FONT></B></TD>
   <TD align="center" style="border-bottom: medium none #000000">&nbsp;</TD>
   <TD align="center" style="border-bottom: 1px solid #000000" width="30%"><B><FONT size=2 face="serif">13-1950672</FONT></B></TD>
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	<p align="center"><FONT size=2 face="serif">(State or Other Jurisdiction</FONT></TD>
   <TD style="border-top-style: none; border-top-width: medium">&nbsp;</TD>
   <TD>
	<p align="center"><FONT size=2 face="serif">(Commission</FONT></TD>
   <TD style="border-top-style: none; border-top-width: medium">&nbsp;</TD>
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	<p align="center"><FONT size=2 face="serif">(I.R.S. Employer</FONT></TD>
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	<p align="center">&nbsp;&nbsp;&nbsp;<FONT size=2 face="serif">of Incorporation)</FONT></TD>
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	<p align="center"><FONT size=2 face="serif">File Number)</FONT></TD>
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   <TD width="30%">
	<p align="center"><FONT size=2 face="serif">Identification No.)</FONT></TD>
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<B><FONT face="serif">477 S. Rosemary Ave. Ste. 219</FONT></B><FONT face="serif"> </FONT><B>
<FONT face="serif"><br>
West Palm Beach, Florida 33401</FONT></B><FONT face="serif"> <br>
</FONT><FONT size=2 face="serif">(Address of Principal Executive Office) (Zip Code) </FONT>
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<B><U><FONT face="serif">(561) 465-0030</FONT></U></B>
<br>
<FONT size=2 face="serif">(Registrant&#146;s telephone number, including area code) </FONT>
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<FONT size=2 face="serif">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: </FONT>
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<FONT face="serif">&#9744;&nbsp;&nbsp;&nbsp;&nbsp; </FONT>
<FONT size=2 face="serif">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) </FONT>
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<FONT size=2 face="sans-serif"> </FONT>
<FONT face="serif">&#9744;&nbsp;&nbsp;&nbsp;&nbsp; </FONT>
<FONT size=2 face="serif">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) </FONT>
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<FONT size=2 face="sans-serif"> </FONT>
<FONT face="serif">&#9744;&nbsp;&nbsp;&nbsp;&nbsp; </FONT>
<FONT size=2 face="serif">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) </FONT>
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<FONT size=2 face="sans-serif"> </FONT>
<FONT face="serif">&#9744;&nbsp;&nbsp;&nbsp;&nbsp; </FONT>
<FONT size=2 face="serif">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) </FONT>
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<P>
<FONT size=2 face="serif">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR &sect;230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR
&sect;240.12b-2). </FONT>
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<FONT size=2 face="serif">Emerging growth company&nbsp;&nbsp;&nbsp;&nbsp; </FONT>
<FONT face="serif">&#9744;</FONT></P>
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<FONT size=2 face="serif">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section
13(a) of the Exchange Act.&nbsp; </FONT>
<FONT face="serif">&#9744;&nbsp;&nbsp;&nbsp;&nbsp; </FONT>
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<FONT size=2 face="serif">Securities registered pursuant to Section 12(b) of the Act:</FONT>
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   <TD style="border-style: solid; border-width: 1px; padding-left: 4px; padding-right: 4px; padding-top: 1px; padding-bottom: 1px" bordercolor="#000000" valign="bottom">
	<p align="center">&nbsp;&nbsp;&nbsp;<FONT size=2 face="serif">Title of each class</FONT></TD>
   <TD width="22%" style="border-style: solid; border-width: 1px; padding-left: 4px; padding-right: 4px; padding-top: 1px; padding-bottom: 1px" bordercolor="#000000" valign="bottom">
	<p align="center"><FONT size=2 face="serif">Trading Symbol(s)</FONT></TD>
   <TD align="center" width="38%" style="border-style: solid; border-width: 1px; padding-left: 4px; padding-right: 4px; padding-top: 1px; padding-bottom: 1px" bordercolor="#000000" valign="bottom"><FONT size=2 face="serif">Name of each exchange on which<br>
	registered</FONT></TD>
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   <TD style="padding-left: 4px; padding-right: 4px; padding-top: 1px; padding-bottom: 1px; border-left-style:solid; border-left-width:1px; border-right-style:solid; border-right-width:1px; border-top-style:none; border-top-width:medium; border-bottom-style:solid; border-bottom-width:1px" bordercolor="#000000" valign="top">
	<p align="center"><FONT size=2 face="serif">Common Stock, par value $0.01 per<br>
	share</FONT></TD>
   <TD align="center" width="22%" style="padding-left: 4px; padding-right: 4px; padding-top: 1px; padding-bottom: 1px; border-left-style:solid; border-left-width:1px; border-right-style:solid; border-right-width:1px; border-top-style:none; border-top-width:medium; border-bottom-style:solid; border-bottom-width:1px" bordercolor="#000000" valign="top"><FONT size=2 face="serif">FORD</FONT></TD>
   <TD align="center" width="38%" style="padding-left: 4px; padding-right: 4px; padding-top: 1px; padding-bottom: 1px; border-left-style:solid; border-left-width:1px; border-right-style:solid; border-right-width:1px; border-top-style:none; border-top-width:medium; border-bottom-style:solid; border-bottom-width:1px" bordercolor="#000000" valign="top"><FONT size=2 face="serif">The NASDAQ Capital Market</FONT></TD>
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<FONT size=2 face="serif"> &nbsp;</FONT></b></P>
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<B><FONT size=2 face="serif">Item 2.03&nbsp;&nbsp; Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. </FONT></B>
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<FONT size=2 face="serif">On May 15, 2019, Forward Industries, Inc. (the &#147;Company&#148;) issued a press release announcing its financial results for the three and six months ended March 31, 2019. A copy of such press release is furnished as
Exhibit 99.1 to this report. </FONT>
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<P>
<FONT size=2 face="serif">The information in Item 2.02 of this report, including the information in the press release attached as Exhibit 99.1 to this report, is furnished pursuant to Item 2.02 of Form 8-K and shall not be deemed "filed" for the
purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section. Furthermore, the information in Item 2.02 of this report, including the information in the press release attached as Exhibit 99.1
to this report, shall not be deemed to be incorporated by reference in the filings of the registrant under the Securities Act of 1933. </FONT>
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<B><FONT size=2 face="serif">Item 9.01&nbsp;&nbsp; Financial Statements and Exhibits</FONT></B><FONT size=4 face="serif"> </FONT>
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<FONT size=2 face="serif">(d) Exhibits.</FONT><FONT size=4 face="serif"> </FONT>
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	<p align="left"><FONT size=2 face="serif">Exhibit No.</FONT></TD>
   <TD style="border-bottom: medium none #000000">&nbsp;</TD>
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	<p align="left"><FONT size=2 face="serif">Exhibit</FONT></TD>
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   <TD><FONT size=2 face="serif">99.1</FONT></TD>
   <TD>&nbsp;</TD>
   <TD><FONT size=2 face="serif">Press release dated May 15, 2019</FONT></TD>
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<B><FONT size=2 face="serif">SIGNATURES</FONT></B><FONT size=2 face="serif"> </FONT>
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<FONT size=2 face="serif">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. </FONT>
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   <TD>&nbsp;</TD>
   <TD align="center" width="63%">
	<p align="left"><B><FONT size=2 face="serif">FORWARD INDUSTRIES, INC.</FONT></B></TD>
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   <TD>&nbsp;</TD>
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   <TD><FONT size=2 face="serif">Date: May 15, 2019</FONT></TD>
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	<div style="border-bottom: 1px solid #000000">
		<p align="left"><FONT size=2 face="serif">By:&nbsp;&nbsp; /s/ Michael Matte</FONT></div>
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	<p align="left"><FONT size=2 face="serif">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Name: Michael Matte</FONT></TD>
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	<p align="left"><FONT size=2 face="serif">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Title: Chief Financial Officer</FONT></TD>
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{"company-data": {"conformed-name": "Forward Industries, Inc.", "cik": "0000038264", "assigned-sic": "3089", "irs-number": "131950672", "state-of-incorporation": "NY", "fiscal-year-end": "0930"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "001-34780", "film-number": "19828325"}, "business-address": {"street1": "477 ROSEMARY AVE.", "street2": "SUITE 219", "city": "WEST PALM BEACH", "state": "FL", "zip": "33401", "phone": "561-465-0071"}, "mail-address": {"street1": "477 ROSEMARY AVE.", "street2": "SUITE 219", "city": "WEST PALM BEACH", "state": "FL", "zip": "33401"}, "former-company": [{"former-conformed-name": "FORWARD INDUSTRIES INC", "date-changed": "19950105"}, {"former-conformed-name": "PROGRESS HEAT SEALING CO INC", "date-changed": "19721111"}]}
Prepared by EDGARX.com
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________
FORM 8-K
______________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 15, 2019
Forward Industries, Inc.
(Exact name of registrant as specified in its charter)
New York
001-34780
13-1950672
(State or Other Jurisdiction
(Commission
(I.R.S. Employer
of Incorporation)
File Number)
Identification No.)
477 S. Rosemary Ave. Ste. 219
West Palm Beach, Florida 33401
(Address of Principal Executive Office) (Zip Code)
(561) 465-0030
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR
§240.12b-2).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section
13(a) of the Exchange Act.
☐
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which
registered
Common Stock, par value $0.01 per
share
FORD
The NASDAQ Capital Market
Item 2.03   Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant.
On May 15, 2019, Forward Industries, Inc. (the "Company") issued a press release announcing its financial results for the three and six months ended March 31, 2019. A copy of such press release is furnished as
Exhibit 99.1 to this report.
The information in Item 2.02 of this report, including the information in the press release attached as Exhibit 99.1 to this report, is furnished pursuant to Item 2.02 of Form 8-K and shall not be deemed "filed" for the
purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section. Furthermore, the information in Item 2.02 of this report, including the information in the press release attached as Exhibit 99.1
to this report, shall not be deemed to be incorporated by reference in the filings of the registrant under the Securities Act of 1933.
Item 9.01   Financial Statements and Exhibits
(d) Exhibits.
Exhibit No.
Exhibit
99.1
Press release dated May 15, 2019
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
FORWARD INDUSTRIES, INC.
Date: May 15, 2019
By:   /s/ Michael Matte
Name: Michael Matte
Title: Chief Financial Officer