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<title>hchc-20200705</title></head><body><div style="display:none"><ix:header><ix:hidden><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:AmendmentFlag" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV80L2ZyYWc6NDY5NWQyMmJhMTIyNDU3NDk2ODJhMDgxMGJkOWU5M2YvdGFibGU6OWFkZWYyZjIwMjU5NGU4OGI5NGIxMGFmOTEzODI3MWEvdGFibGVyYW5nZTo5YWRlZjJmMjAyNTk0ZTg4Yjk0YjEwYWY5MTM4MjcxYV8zLTEtMS0xLTA_afc8c1b8-4f7c-4465-b637-8407729c104b">false</ix:nonNumeric><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:EntityCentralIndexKey" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV80L2ZyYWc6NDY5NWQyMmJhMTIyNDU3NDk2ODJhMDgxMGJkOWU5M2YvdGFibGU6OWFkZWYyZjIwMjU5NGU4OGI5NGIxMGFmOTEzODI3MWEvdGFibGVyYW5nZTo5YWRlZjJmMjAyNTk0ZTg4Yjk0YjEwYWY5MTM4MjcxYV80LTEtMS0xLTA_5ebc8de7-d256-48cd-8140-4df1f4751a65">0001006837</ix:nonNumeric></ix:hidden><ix:references xml:lang="en-US"><link:schemaRef xlink:type="simple" xlink:href="hchc-20200705.xsd"></link:schemaRef></ix:references><ix:resources><xbrli:context id="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705"><xbrli:entity><xbrli:identifier scheme="http://www.sec.gov/CIK">0001006837</xbrli:identifier></xbrli:entity><xbrli:period><xbrli:startDate>2020-07-05</xbrli:startDate><xbrli:endDate>2020-07-05</xbrli:endDate></xbrli:period></xbrli:context></ix:resources></ix:header></div><div id="ida57b6c0c37e4a3e935b38e36774d5e1_1"></div><div style="height:42.75pt;width:100%;"><div><span><br/></span></div></div><div style="text-align:center;-sec-extract:summary;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:18pt;font-weight:700;line-height:174%;">FORM <ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:DocumentType" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGV4dHJlZ2lvbjo0MWNlNmU0MWY2ZTU0ZjZmOTBmOWRiMTcyZTczZDUwY18xNDUz_ec710d11-2a8f-459c-b8c1-c15975990925">8-K</ix:nonNumeric></span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:15pt;font-weight:700;line-height:120%;">CURRENT REPORT</span></div><div style="text-align:center;"><span><br/></span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%;">Pursuant to Section 13 or 15(d) of The Securities and Exchange Act of 1934</span></div><div style="text-align:center;"><span><br/></span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%;">Date of Report (Date of earliest event reported):  <ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" format="ixt:datemonthdayyearen" name="dei:DocumentPeriodEndDate" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGV4dHJlZ2lvbjo0MWNlNmU0MWY2ZTU0ZjZmOTBmOWRiMTcyZTczZDUwY18xNTc_f90e2e0c-ac50-44bd-9135-f7713165a797">July 5, 2020</ix:nonNumeric></span></div><div style="text-align:center;"><span><br/></span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:18pt;font-weight:700;line-height:120%;"><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:EntityRegistrantName" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGV4dHJlZ2lvbjo0MWNlNmU0MWY2ZTU0ZjZmOTBmOWRiMTcyZTczZDUwY18xNDU0_e7d7c4f0-47da-4568-adf4-d7544074a8c8">HC2 HOLDINGS, INC</ix:nonNumeric>.</span></div><div style="text-align:center;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:98.099%;"><tr><td style="width:1.0%;"></td><td style="width:22.143%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td 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id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6YTZkMjQ1MTdhY2E2NGMyZGE2N2VlNDhjOTNiYTFiNWIvdGFibGVyYW5nZTphNmQyNDUxN2FjYTY0YzJkYTY3ZWU0OGM5M2JhMWI1Yl8xLTAtMS0xLTA_a4c8a4ae-ceec-4dc5-a33d-abdc4d48f89f">Delaware</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:EntityFileNumber" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6YTZkMjQ1MTdhY2E2NGMyZGE2N2VlNDhjOTNiYTFiNWIvdGFibGVyYW5nZTphNmQyNDUxN2FjYTY0YzJkYTY3ZWU0OGM5M2JhMWI1Yl8xLTEtMS0xLTA_069f0b97-3568-4924-b073-6c2a6e6722ce">001-35210</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:EntityTaxIdentificationNumber" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6YTZkMjQ1MTdhY2E2NGMyZGE2N2VlNDhjOTNiYTFiNWIvdGFibGVyYW5nZTphNmQyNDUxN2FjYTY0YzJkYTY3ZWU0OGM5M2JhMWI1Yl8xLTItMS0xLTA_d8a65ff8-11b8-4813-99d2-5ab1749185a7">54-1708481</ix:nonNumeric></span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">(State or other jurisdiction of incorporation)</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">(Commission File Number)</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">(IRS Employer Identification No.)</span></td></tr><tr><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:100%;"><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:EntityAddressAddressLine1" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6YTZkMjQ1MTdhY2E2NGMyZGE2N2VlNDhjOTNiYTFiNWIvdGFibGVyYW5nZTphNmQyNDUxN2FjYTY0YzJkYTY3ZWU0OGM5M2JhMWI1Yl80LTEtMS0xLTAvdGV4dHJlZ2lvbjoxMWViMWJjZTBiYWQ0ZmRmODcyYWIyNTEyZWU3YTdhNF80_b71275f4-8dcd-4b65-8712-2bdf28eb9f23">450 Park Avenue</ix:nonNumeric>, <ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:EntityAddressAddressLine2" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6YTZkMjQ1MTdhY2E2NGMyZGE2N2VlNDhjOTNiYTFiNWIvdGFibGVyYW5nZTphNmQyNDUxN2FjYTY0YzJkYTY3ZWU0OGM5M2JhMWI1Yl80LTEtMS0xLTAvdGV4dHJlZ2lvbjoxMWViMWJjZTBiYWQ0ZmRmODcyYWIyNTEyZWU3YTdhNF84_88dad7a2-b31f-4c46-829d-ff8d47308be7">30th Floor</ix:nonNumeric></span></div></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:100%;"><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:EntityAddressCityOrTown" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6YTZkMjQ1MTdhY2E2NGMyZGE2N2VlNDhjOTNiYTFiNWIvdGFibGVyYW5nZTphNmQyNDUxN2FjYTY0YzJkYTY3ZWU0OGM5M2JhMWI1Yl81LTEtMS0xLTAvdGV4dHJlZ2lvbjplZGY5ZWJlMjEzMzg0ZWYyOTdiMDA2YTk5YzE3MGUxNl80_2747dd92-7260-4740-895e-229c6a0bee12">New York</ix:nonNumeric>, <ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:EntityAddressStateOrProvince" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6YTZkMjQ1MTdhY2E2NGMyZGE2N2VlNDhjOTNiYTFiNWIvdGFibGVyYW5nZTphNmQyNDUxN2FjYTY0YzJkYTY3ZWU0OGM5M2JhMWI1Yl81LTEtMS0xLTAvdGV4dHJlZ2lvbjplZGY5ZWJlMjEzMzg0ZWYyOTdiMDA2YTk5YzE3MGUxNl84_21082c4e-a869-4ec5-9a3d-bc45d026034f">NY</ix:nonNumeric> <ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:EntityAddressPostalZipCode" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6YTZkMjQ1MTdhY2E2NGMyZGE2N2VlNDhjOTNiYTFiNWIvdGFibGVyYW5nZTphNmQyNDUxN2FjYTY0YzJkYTY3ZWU0OGM5M2JhMWI1Yl81LTEtMS0xLTAvdGV4dHJlZ2lvbjplZGY5ZWJlMjEzMzg0ZWYyOTdiMDA2YTk5YzE3MGUxNl8xMQ_050ddbd6-70d2-40fa-a0c6-2a29d75b8454">10022</ix:nonNumeric></span></div></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">(Address of principal executive offices)</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td></tr><tr><td colspan="9" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="9" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:100%;">(<ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:CityAreaCode" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6YTZkMjQ1MTdhY2E2NGMyZGE2N2VlNDhjOTNiYTFiNWIvdGFibGVyYW5nZTphNmQyNDUxN2FjYTY0YzJkYTY3ZWU0OGM5M2JhMWI1Yl84LTAtMS0xLTAvdGV4dHJlZ2lvbjo3MGY1Y2Y4OTM2ZWI0NzM4OGRkYTJkNjhmOTlhNTAyZF81_3fc5c5b2-f7a1-4b91-b343-efd1c34addf5">212</ix:nonNumeric>) <ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:LocalPhoneNumber" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6YTZkMjQ1MTdhY2E2NGMyZGE2N2VlNDhjOTNiYTFiNWIvdGFibGVyYW5nZTphNmQyNDUxN2FjYTY0YzJkYTY3ZWU0OGM5M2JhMWI1Yl84LTAtMS0xLTAvdGV4dHJlZ2lvbjo3MGY1Y2Y4OTM2ZWI0NzM4OGRkYTJkNjhmOTlhNTAyZF85_e7730205-a81e-45e5-b0d5-9883b0f09d8c">235-2690</ix:nonNumeric></span></div></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="9" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">(Registrant&#8217;s telephone number, including area code)</span></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="9" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="9" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Not Applicable</span></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="9" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">(Former name or former address, if changed since last report.)</span></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td></tr></table></div><div style="text-align:center;"><span><br/></span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</span></div><div style="text-align:center;"><span><br/></span></div><div><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:98.245%;"><tr><td style="width:1.0%;"></td><td style="width:2.613%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:93.387%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:700;font-family:'Wingdings',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" format="ixt-sec:boolballotbox" name="dei:WrittenCommunications" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6NjQ2OTZiMzk3NmQxNGNlNTgxY2U3ZDdmYmNjODMyOTIvdGFibGVyYW5nZTo2NDY5NmIzOTc2ZDE0Y2U1ODFjZTdkN2ZiY2M4MzI5Ml8wLTAtMS0xLTA_36513daf-50f0-4333-bc57-6e0348ba2187">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:700;font-family:'Wingdings',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" format="ixt-sec:boolballotbox" name="dei:SolicitingMaterial" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6NjQ2OTZiMzk3NmQxNGNlNTgxY2U3ZDdmYmNjODMyOTIvdGFibGVyYW5nZTo2NDY5NmIzOTc2ZDE0Y2U1ODFjZTdkN2ZiY2M4MzI5Ml8xLTAtMS0xLTA_e3e46de2-3c8d-40d2-96d8-8a17bf711f4f">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:700;font-family:'Wingdings',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" format="ixt-sec:boolballotbox" name="dei:PreCommencementTenderOffer" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6NjQ2OTZiMzk3NmQxNGNlNTgxY2U3ZDdmYmNjODMyOTIvdGFibGVyYW5nZTo2NDY5NmIzOTc2ZDE0Y2U1ODFjZTdkN2ZiY2M4MzI5Ml8yLTAtMS0xLTA_42ed4190-6855-4432-9e68-75c224d69dea">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:700;font-family:'Wingdings',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" format="ixt-sec:boolballotbox" name="dei:PreCommencementIssuerTenderOffer" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6NjQ2OTZiMzk3NmQxNGNlNTgxY2U3ZDdmYmNjODMyOTIvdGFibGVyYW5nZTo2NDY5NmIzOTc2ZDE0Y2U1ODFjZTdkN2ZiY2M4MzI5Ml8zLTAtMS0xLTA_774ab8bd-650f-46bc-96aa-6d7c624d9439">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</span></td></tr></table></div><div><span><br/></span></div><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">Securities registered pursuant to Section&#160;12(b) of the Act:</span></div><div><span><br/></span></div><div><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:98.245%;"><tr><td style="width:1.0%;"></td><td style="width:40.857%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:12.285%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:40.858%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;border-top:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Title of each class</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;border-top:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Trading Symbol</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;border-top:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;border-right:1pt solid #000;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Name of each exchange on which registered</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;border-top:1pt solid #000;border-bottom:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:Security12bTitle" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6MjI5ODY0Yjk2OGY0NDBkYTgyNzZhMzRiZWYzMDgwMGIvdGFibGVyYW5nZToyMjk4NjRiOTY4ZjQ0MGRhODI3NmEzNGJlZjMwODAwYl8xLTAtMS0xLTA_1e718f28-d485-4b41-ac56-e21cd2c09b8d">Common Stock, par value $0.001 per share</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;border-top:1pt solid #000;border-bottom:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" name="dei:TradingSymbol" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6MjI5ODY0Yjk2OGY0NDBkYTgyNzZhMzRiZWYzMDgwMGIvdGFibGVyYW5nZToyMjk4NjRiOTY4ZjQ0MGRhODI3NmEzNGJlZjMwODAwYl8xLTEtMS0xLTA_e387afb6-5171-4269-a3ce-b1dde2f64b8c">HCHC</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;border-top:1pt solid #000;border-bottom:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;border-right:1pt solid #000;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" format="ixt-sec:exchnameen" name="dei:SecurityExchangeName" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6MjI5ODY0Yjk2OGY0NDBkYTgyNzZhMzRiZWYzMDgwMGIvdGFibGVyYW5nZToyMjk4NjRiOTY4ZjQ0MGRhODI3NmEzNGJlZjMwODAwYl8xLTItMS0xLTA_da2ac805-1746-457b-97ca-443807c5c93c">New York Stock Exchange</ix:nonNumeric></span></td></tr></table></div><div><span><br/></span></div><div><span><br/></span></div><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</span></div><div><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:98.245%;"><tr><td style="width:1.0%;"></td><td style="width:21.660%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:2.613%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:69.727%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Emerging growth company</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Wingdings',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i2a6a0eebb22d48cbb31ac558fa8f8879_D20200705-20200705" format="ixt-sec:boolballotbox" name="dei:EntityEmergingGrowthCompany" id="id3VybDovL2RvY3MudjEvZG9jOmRhNTdiNmMwYzM3ZTRhM2U5MzViMzhlMzY3NzRkNWUxL3NlYzpkYTU3YjZjMGMzN2U0YTNlOTM1YjM4ZTM2Nzc0ZDVlMV8xL2ZyYWc6NDFjZTZlNDFmNmU1NGY2ZjkwZjlkYjE3MmU3M2Q1MGMvdGFibGU6OTNkMjhlZjNmNzFiNDQwOThiODhhN2QxMTg1ZDczMDMvdGFibGVyYW5nZTo5M2QyOGVmM2Y3MWI0NDA5OGI4OGE3ZDExODVkNzMwM18wLTEtMS0xLTA_2d4f97c6-490d-47af-9468-70dc54032f63">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td></tr></table></div><div style="text-align:center;"><span><br/></span></div><div><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:98.245%;"><tr><td style="width:1.0%;"></td><td style="width:98.000%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:100%;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  </span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Wingdings',sans-serif;font-size:10pt;font-weight:400;line-height:100%;">o</span></div></td></tr></table></div><div style="position:relative;width:100%;height:42.75pt;"><div style="position:absolute;bottom:0;width:100%;"><div><span><br/></span></div></div></div><hr style="page-break-after:always"/><div style="height:42.75pt;width:100%;"><div><span><br/></span></div></div><div style="margin-bottom:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:115%;">Item 1.01.    Entry into a Material Definitive Agreement.</span></div><div style="text-indent:36pt;text-align:justify;margin-bottom:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">On July 5, 2020, HC2 Holdings, Inc., a Delaware corporation (the &#8220;</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;text-decoration: underline;">Company</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">&#8221;), entered into a letter agreement with each of (i) MG Capital Management Ltd., Percy Rockdale LLC and Rio Royal LLC (collectively, &#8220;</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;text-decoration: underline;">MG Capital</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">&#8221;), amending the terms of that certain cooperation agreement (the &#8220;</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;text-decoration: underline;">MG Capital Agreement</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">&#8221;), dated as of May 13, 2020, by and between the Company and MG Capital (the &#8220;</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;text-decoration: underline;">MG Capital Amendment</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">&#8221;), (ii) Lancer Capital LLC (&#8220;</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;text-decoration: underline;">Lancer Capital</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">&#8221;), amending the terms of that certain agreement (the &#8220;</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;text-decoration: underline;">Lancer Capital Agreement</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">&#8221;), dated as of May 13, 2020, by and between the Company and Lancer Capital (the &#8220;</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;text-decoration: underline;">Lancer Capital Amendment</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">&#8221;), and (iii) JDS1 LLC and CCUR Holdings, Inc. (collectively, &#8220;</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;text-decoration: underline;">JDS1</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">&#8221;), amending the terms of that certain agreement (the &#8220;</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;text-decoration: underline;">JDS1 Agreement</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">&#8221;), dated as of May 13, 2020, by and between the Company and JDS1 (the &#8220;</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;text-decoration: underline;">JDS1 Amendment</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">&#8221; and, together with the MG Capital Amendment and the Lancer Capital Amendment, the &#8220;</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;text-decoration: underline;">Amendments</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">&#8221;). </span></div><div style="text-indent:36pt;text-align:justify;margin-bottom:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">Pursuant to the MG Capital Agreement, the board of directors of the Company (the &#8220;</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;text-decoration: underline;">Board</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">&#8221;) agreed, among other things, to (i) take such actions as are necessary to reduce the size of the Board from ten (10) to seven (7) directors, effective as of the Company&#8217;s 2020 annual meeting of stockholders (the &#8220;</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;text-decoration: underline;">2020 Annual Meeting</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">&#8221;), (ii) nominate a slate of seven (7) directors for election at the 2020 Annual Meeting, including Philip A. Falcone, and (iii) hold the 2020 Annual Meeting no later than July 8, 2020, except for any adjournment solely due to a lack of quorum under the Company&#8217;s Fourth Amended and Restated By-Laws.</span></div><div style="text-indent:36pt;text-align:justify;margin-bottom:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">Each of the MG Capital Amendment, the Lancer Capital Amendment and the JDS1 Amendment modifies each of the MG Capital Agreement, the Lancer Capital Agreement and the JDS1 Agreement, respectively, to provide that (i) Mr. Falcone will not be included on the slate of directors for election at the 2020 Annual Meeting, (ii) the Board will take such actions as are necessary to reduce the size of the Board to six (6) directors, effective as of the completion of the 2020 Annual Meeting on July 30, 2020, and (iii) the 2020 Annual Meeting will be convened on July 8, 2020, solely for purposes of adjourning the 2020 Annual Meeting to July 30, 2020.</span></div><div style="text-indent:36pt;text-align:justify;margin-bottom:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">The foregoing description does not purport to be complete and is qualified in its entirety by reference to the MG Capital Amendment, a copy of which is attached hereto as Exhibit 10.1, the Lancer Capital Amendment, a copy of which is attached hereto as Exhibit 10.2, and the JDS1 Amendment, a copy of which is attached hereto as Exhibit 10.3. All three Amendments are incorporated herein by reference.</span></div><div style="margin-bottom:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:115%;">Item 8.01.    Other Events.</span></div><div style="text-indent:36pt;text-align:justify;margin-bottom:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">On July 6, 2020, the Company issued a press release announcing, among other things, the adjournment of the 2020 Annual Meeting from July 8, 2020 to July 30, 2020. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference. </span></div><div style="position:relative;width:100%;height:42.75pt;"><div style="position:absolute;bottom:0;width:100%;"><div><span><br/></span></div></div></div><hr style="page-break-after:always"/><div style="height:42.75pt;width:100%;"><div><span><br/></span></div></div><div style="text-align:justify;margin-bottom:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:115%;">Item 9.01.    Financial Statements and Exhibits.</span></div><div style="text-align:justify;margin-bottom:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;">(d)       Exhibits</span></div><div style="text-align:center;margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.707%;"><tr><td style="width:1.0%;"></td><td style="width:9.290%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:86.710%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;padding-right:1pt;"><div style="margin-bottom:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:100%;">Item No.&#160;&#160;</span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;border-right:1pt solid #000;padding-right:1pt;"><div style="text-align:justify;margin-bottom:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:100%;">&#160;Description</span></div></td></tr><tr><td colspan="2" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;border-top:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;padding-right:0%;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">10.1&#160;</span></td><td style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:right;vertical-align:top;border-top:1pt solid #000;padding-right:1pt;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;border-right:1pt solid #000;padding-right:1pt;"><div><span style="background-color:rgb(255,255,255, 0.0);color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%;text-decoration: underline;"><a style="background-color:rgb(255,255,255, 0.0);color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%;text-decoration: underline;-sec-extract:exhibit;" href="a202007068-kexh101.htm">Letter Agreement, dated as of July 5, 2020, by and among HC2 Holdings, Inc., MG Capital Management Ltd., Percy Rockdale LLC and Rio Royal LLC</a></span></div></td></tr><tr><td colspan="2" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;border-top:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;padding-right:0%;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">10.2&#160;</span></td><td style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:right;vertical-align:top;border-top:1pt solid #000;padding-right:1pt;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;border-right:1pt solid #000;padding-right:1pt;"><div><span style="background-color:rgb(255,255,255, 0.0);color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%;text-decoration: underline;"><a style="background-color:rgb(255,255,255, 0.0);color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%;text-decoration: underline;-sec-extract:exhibit;" href="a202007068-kexh102.htm">Letter Agreement, dated as of July 5, 2020, by and between HC2 Holdings, Inc. and Lancer Capital LLC</a></span></div></td></tr><tr><td colspan="2" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;border-top:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;padding-right:0%;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">10.3&#160;</span></td><td style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:right;vertical-align:top;border-top:1pt solid #000;padding-right:1pt;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;border-right:1pt solid #000;padding-right:1pt;"><div><span style="background-color:rgb(255,255,255, 0.0);color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%;text-decoration: underline;"><a style="background-color:rgb(255,255,255, 0.0);color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%;text-decoration: underline;-sec-extract:exhibit;" href="a202007068-kexh103.htm">Letter Agreement, dated as of July 5, 2020, by and among HC2 Holdings, Inc., JDS1, LLC and CCUR Holdings, Inc.</a></span></div></td></tr><tr><td colspan="2" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;border-top:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;padding-right:0%;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">99.1&#160;</span></td><td style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:right;vertical-align:top;border-top:1pt solid #000;padding-right:1pt;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;border-right:1pt solid #000;padding-right:1pt;"><div><span style="background-color:rgb(255,255,255, 0.0);color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%;text-decoration: underline;"><a style="background-color:rgb(255,255,255, 0.0);color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%;text-decoration: underline;-sec-extract:exhibit;" href="a202007068-kxexh991.htm">Press Release, dated as of July 6, 2020, titled "HC2 Holdings to Adjourn 2020 Annual Meeting of Stockholders to July 30, 2020</a><a style="background-color:rgb(255,255,255, 0.0);color:#0000ff;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%;text-decoration: underline;-sec-extract:exhibit;" href="a202007068-kxexh991.htm">"</a></span></div></td></tr><tr><td colspan="2" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;border-top:1pt solid #000;border-bottom:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;padding-right:0%;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">104&#160;</span></td><td style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:right;vertical-align:top;border-top:1pt solid #000;border-bottom:1pt solid #000;padding-right:1pt;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000;border-bottom:1pt solid #000;border-left:1pt solid #000;padding-left:1pt;border-right:1pt solid #000;padding-right:1pt;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Cover Page Interactive Data File (the cover page XBRL tags are embedded within the inline XBRL document).</span></td></tr></table></div><div style="position:relative;width:100%;height:42.75pt;"><div style="position:absolute;bottom:0;width:100%;"><div><span><br/></span></div></div></div><hr style="page-break-after:always"/><div style="height:42.75pt;width:100%;"><div><span><br/></span></div></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:174%;">SIGNATURES</span></div><div><span><br/></span></div><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</span></div><div><span><br/></span></div><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:174%;">Date: July 6, 2020</span></div><div><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:91.228%;"><tr><td style="width:1.0%;"></td><td style="width:46.237%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:5.692%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:9.698%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:9.698%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:9.698%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:6.977%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="15" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:100%;">HC2 Holdings, Inc.</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:100%;"> (Registrant)</span></div></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">By:</span></td><td colspan="12" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;border-bottom:1pt solid #000;padding-left:1pt;padding-right:1pt;"><span style="font-size:11pt;font-weight:400;font-style:italic;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">/s/ Michael J. Sena</span></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="12" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;border-top:1pt solid #000;padding-left:1pt;padding-right:1pt;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Name: Michael J. Sena</span></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="12" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:11pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Title: Chief Financial Officer</span></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td></tr></table></div><div style="position:relative;width:100%;height:42.75pt;"><div style="position:absolute;bottom:0;width:100%;"><div><span><br/></span></div></div></div></body></html>
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hchc-20200705
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities and Exchange Act of 1934
Date of Report (Date of earliest event reported):
July 5, 2020
HC2 HOLDINGS, INC
.
Delaware
001-35210
54-1708481
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
450 Park Avenue
,
30th Floor
New York
,
NY
10022
(Address of principal executive offices)
(
212
)
235-2690
(Registrant's telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol
Name of each exchange on which registered
Common Stock, par value $0.001 per share
HCHC
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
o
Item 1.01.    Entry into a Material Definitive Agreement.
On July 5, 2020, HC2 Holdings, Inc., a Delaware corporation (the "
Company
"), entered into a letter agreement with each of (i) MG Capital Management Ltd., Percy Rockdale LLC and Rio Royal LLC (collectively, "
MG Capital
"), amending the terms of that certain cooperation agreement (the "
MG Capital Agreement
"), dated as of May 13, 2020, by and between the Company and MG Capital (the "
MG Capital Amendment
"), (ii) Lancer Capital LLC ("
Lancer Capital
"), amending the terms of that certain agreement (the "
Lancer Capital Agreement
"), dated as of May 13, 2020, by and between the Company and Lancer Capital (the "
Lancer Capital Amendment
"), and (iii) JDS1 LLC and CCUR Holdings, Inc. (collectively, "
JDS1
"), amending the terms of that certain agreement (the "
JDS1 Agreement
"), dated as of May 13, 2020, by and between the Company and JDS1 (the "
JDS1 Amendment
" and, together with the MG Capital Amendment and the Lancer Capital Amendment, the "
Amendments
").
Pursuant to the MG Capital Agreement, the board of directors of the Company (the "
Board
") agreed, among other things, to (i) take such actions as are necessary to reduce the size of the Board from ten (10) to seven (7) directors, effective as of the Company's 2020 annual meeting of stockholders (the "
2020 Annual Meeting
"), (ii) nominate a slate of seven (7) directors for election at the 2020 Annual Meeting, including Philip A. Falcone, and (iii) hold the 2020 Annual Meeting no later than July 8, 2020, except for any adjournment solely due to a lack of quorum under the Company's Fourth Amended and Restated By-Laws.
Each of the MG Capital Amendment, the Lancer Capital Amendment and the JDS1 Amendment modifies each of the MG Capital Agreement, the Lancer Capital Agreement and the JDS1 Agreement, respectively, to provide that (i) Mr. Falcone will not be included on the slate of directors for election at the 2020 Annual Meeting, (ii) the Board will take such actions as are necessary to reduce the size of the Board to six (6) directors, effective as of the completion of the 2020 Annual Meeting on July 30, 2020, and (iii) the 2020 Annual Meeting will be convened on July 8, 2020, solely for purposes of adjourning the 2020 Annual Meeting to July 30, 2020.
The foregoing description does not purport to be complete and is qualified in its entirety by reference to the MG Capital Amendment, a copy of which is attached hereto as Exhibit 10.1, the Lancer Capital Amendment, a copy of which is attached hereto as Exhibit 10.2, and the JDS1 Amendment, a copy of which is attached hereto as Exhibit 10.3. All three Amendments are incorporated herein by reference.
Item 8.01.    Other Events.
On July 6, 2020, the Company issued a press release announcing, among other things, the adjournment of the 2020 Annual Meeting from July 8, 2020 to July 30, 2020. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01.    Financial Statements and Exhibits.
(d)       Exhibits
Item No.
Description
10.1
Letter Agreement, dated as of July 5, 2020, by and among HC2 Holdings, Inc., MG Capital Management Ltd., Percy Rockdale LLC and Rio Royal LLC
10.2
Letter Agreement, dated as of July 5, 2020, by and between HC2 Holdings, Inc. and Lancer Capital LLC
10.3
Letter Agreement, dated as of July 5, 2020, by and among HC2 Holdings, Inc., JDS1, LLC and CCUR Holdings, Inc.
99.1
Press Release, dated as of July 6, 2020, titled "HC2 Holdings to Adjourn 2020 Annual Meeting of Stockholders to July 30, 2020
"
104
Cover Page Interactive Data File (the cover page XBRL tags are embedded within the inline XBRL document).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: July 6, 2020
HC2 Holdings, Inc.
(Registrant)
By:
/s/ Michael J. Sena
Name: Michael J. Sena
Title: Chief Financial Officer