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<title>8K</title>



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<body lang=EN-US>

<div style='page:WordSection1;'>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-top:6.45pt;margin-right:0in;
margin-bottom:0in;margin-left:0in;margin-bottom:.0001pt;text-align:center;
line-height:normal'><b>&nbsp;</b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-top:6.45pt;margin-right:0in;
margin-bottom:0in;margin-left:0in;margin-bottom:.0001pt;text-align:center;
line-height:normal'><b>&nbsp;</b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
1.0pt'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
1.0pt'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
1.0pt'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";margin-top:6.45pt;margin-right:0in;
margin-bottom:0in;margin-left:0in;margin-bottom:.0001pt;text-align:center;
line-height:normal'><b><font size="4">UNITED
STATES </font> </b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'><b><font size="4">SECURITIES AND EXCHANGE COMMISSION
</font> </b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'><b>Washington, D.C. 20549 </b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>___________________</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";margin-top:6.45pt;margin-right:0in;
margin-bottom:0in;margin-left:0in;margin-bottom:.0001pt;text-align:center;
line-height:normal'><b><font size="5">FORM
8-K </font> </b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>___________________</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";margin-top:6.45pt;margin-right:0in;
margin-bottom:0in;margin-left:0in;margin-bottom:.0001pt;text-align:center;
line-height:normal'><b>CURRENT
REPORT </b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";margin-top:6.45pt;margin-right:0in;
margin-bottom:0in;margin-left:0in;margin-bottom:.0001pt;text-align:center;
line-height:normal'><b>Pursuant
to Section</b>&nbsp;<b>13
OR 15(d) of The </b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'><b>Securities Exchange Act of 1934 </b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-top:6.45pt;margin-right:0in;
margin-bottom:0in;margin-left:0in;margin-bottom:.0001pt;text-align:center;
line-height:normal'><b>Date
of Report (Date of earliest event reported):</b>&nbsp;&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-top:6.45pt;margin-right:0in;
margin-bottom:0in;margin-left:0in;margin-bottom:.0001pt;text-align:center;
line-height:normal'><b>June
11, 2014</b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>___________________</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";margin-top:6.45pt;margin-right:0in;
margin-bottom:0in;margin-left:0in;margin-bottom:.0001pt;text-align:center;
line-height:normal'><b><font size="6">MECHANICAL
TECHNOLOGY, INCORPORATED </font> </b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'><b>(Exact name of registrant as specified
in charter) </b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>&nbsp;</p>

<div align=center>

<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width=576
 style='width:100%'>
 <tr>
  <td width=211 valign=bottom style='width:30%;padding:0in; '>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
  text-align:center;line-height:normal'><b>New York</b></p>
  </td>
  <td width=9 valign=bottom style='width:5%;padding:0in; '>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>&nbsp;&nbsp;</p>
  </td>
  <td width=207 valign=bottom style='width:30%;padding:0in; '>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
  text-align:center;line-height:normal'><b>000-06890</b></p>
  </td>
  <td width=9 valign=bottom style='width:5%;padding:0in; '>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>&nbsp;&nbsp;</p>
  </td>
  <td width=140 valign=bottom style='width:30%;padding:0in; '>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
  text-align:center;line-height:normal'><b>14-1462255</b></p>
  </td>
 </tr>
 <tr>
  <td width=211 valign=top style='width:30%;padding:0in; '>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
  text-align:center;line-height:normal'><b>(State or other jurisdiction</b></p>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:.55pt;text-align:center;
  line-height:normal'><b>of
  incorporation)</b></p>
  </td>
  <td width=9 valign=bottom style='width:5%;padding:0in; '>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>&nbsp;&nbsp;</p>
  </td>
  <td width=207 valign=top style='width:30%;padding:0in; '>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
  text-align:center;line-height:normal'><b>(Commission File Number)</b></p>
  </td>
  <td width=9 valign=bottom style='width:5%;padding:0in; '>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>&nbsp;&nbsp;</p>
  </td>
  <td width=140 valign=top style='width:30%;padding:0in; '>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
  text-align:center;line-height:normal'><b>(IRS Employer</b></p>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:.55pt;text-align:center;
  line-height:normal'><b>Identification
  No.)</b></p>
  </td>
 </tr>
</table>

</div>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-top:6.45pt;margin-right:0in;margin-bottom:
0in;margin-left:0in;margin-bottom:.0001pt;line-height:normal'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-top:6.45pt;margin-right:0in;
margin-bottom:0in;margin-left:0in;margin-bottom:.0001pt;text-align:center;
line-height:normal'><b>325
  Washington Avenue Extension, Albany, New York 12205</b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'><b>(Address of principal executive offices)
(Zip Code) </b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-top:6.45pt;margin-right:0in;
margin-bottom:0in;margin-left:0in;margin-bottom:.0001pt;text-align:center;
line-height:normal'>&nbsp;</p>
<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-top:6.45pt;margin-right:0in;
margin-bottom:0in;margin-left:0in;margin-bottom:.0001pt;text-align:center;
line-height:normal'><b>(518) 218-2550</b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'><b>(Registrant&#146;s telephone number,
including area code) </b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>___________________</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
normal'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-top:6.45pt;margin-right:0in;margin-bottom:
0in;margin-left:0in;margin-bottom:.0001pt;line-height:normal'>Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (<u>see</u><i> </i>General Instruction A.2. below): </p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
normal'>&nbsp;</p>

<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width="100%"
 style='width:100.0%;border-collapse:collapse'>
 <tr>
  <td valign=top style='padding-left:0in; padding-right:0in; padding-top:3.2pt; padding-bottom:0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Wingdings";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>&#168;</p>
  </td>
  <td valign=top style='padding-left:0in; padding-right:0in; padding-top:3.2pt; padding-bottom:0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>Written
  communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  </p>
  </td>
 </tr>
</table>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
normal'>&nbsp;</p>

<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width="100%"
 style='width:100.0%;border-collapse:collapse'>
 <tr>
  <td valign=top style='padding-left:0in; padding-right:0in; padding-top:3.2pt; padding-bottom:0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Wingdings";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>&#168;</p>
  </td>
  <td valign=top style='padding-left:0in; padding-right:0in; padding-top:3.2pt; padding-bottom:0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>Soliciting
  material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) </p>
  </td>
 </tr>
</table>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
normal'>&nbsp;</p>

<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width="100%"
 style='width:100.0%;border-collapse:collapse'>
 <tr>
  <td valign=top style='padding-left:0in; padding-right:0in; padding-top:3.2pt; padding-bottom:0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Wingdings";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>&#168;</p>
  </td>
  <td valign=top style='padding-left:0in; padding-right:0in; padding-top:3.2pt; padding-bottom:0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>Pre-commencement
  communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
  240.14d-2(b)) </p>
  </td>
 </tr>
</table>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
normal'>&nbsp;</p>

<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width="100%"
 style='width:100.0%;border-collapse:collapse'>
 <tr>
  <td valign=top style='padding-left:0in; padding-right:0in; padding-top:3.2pt; padding-bottom:0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Wingdings";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>&#168;</p>
  </td>
  <td valign=top style='padding-left:0in; padding-right:0in; padding-top:3.2pt; padding-bottom:0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>Pre-commencement
  communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
  240.13e-4(c)) </p>
  </td>
 </tr>
</table>

<div style='border:none;border-bottom:solid windowtext 1.5pt;padding:0in 0in 1.0pt 0in'>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-top:6.45pt;margin-right:0in;margin-bottom:
0in;margin-left:0in;margin-bottom:.0001pt;line-height:normal;border:none;
padding:0in'>&nbsp;</p>

</div>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
normal'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";line-height:150%'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";line-height:150%'>&nbsp;</p>

<font face="Times New Roman,serif">
<hr>
<p style="page-break-before:always">&nbsp;</p>
</font>


<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
1.0pt'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";line-height:150%'><b>&nbsp;</b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";line-height:150%'><b>
<font size="2">Section 5 &#150; Corporate
Governance and Management</font></b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";line-height:150%'><b>
<font size="2">Item 5.02 Departure of
Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers.</font></b></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";text-align:justify;line-height:150%'>
<font size="2">As
noted in Item 5.07 of this Current Report on Form 8-K, at Mechanical
Technology, Incorporated&#146;s (the Company) annual meeting of stockholders held on
June 11, 2014 (the Annual Meeting), the Company&#146;s stockholders approved the
adoption of the Mechanical Technology, Incorporated 2014 Equity Incentive Plan
(the Plan).&nbsp; </font> </p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";text-align:justify;line-height:150%'>
<font size="2">The
purpose of the Plan is to advance the interests of the Company by providing
directors and employees of, and other individuals providing bona fide services
to, the Company and its affiliates with the opportunity to acquire shares of the
Company&#146;s common stock, par value $0.01 per share (the Common
Stock).&nbsp; By encouraging stock ownership, the Company seeks: to recruit, reward,
retain and motivate the best available personnel; to provide additional
incentive to directors and employees of the Company and its affiliates to
promote the success of the business as measured by the value of its shares; and
generally to increase the commonality of interests among directors, employees
and other stockholders.&nbsp; The Plan permits the granting of stock options
(including incentive stock options within the meaning of Internal Revenue Code
(the Code) section 422 and non-qualified stock options), stock appreciation
rights, restricted or unrestricted stock awards, restricted stock units, phantom
stock, performance awards, other stock-based awards, or any combination of the
foregoing.</font></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";text-align:justify;line-height:150%'>
<font size="2">The
number of shares of the Common Stock authorized for issuance under the Plan is
500,000.&nbsp; If any shares of Common Stock subject to an award under the Plan
expire or terminate for any reason prior to exercise or vesting, the shares
subject to the award may be used again for awards under the Plan to the extent
of the expiration or termination.&nbsp; </font> </p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";text-align:justify;line-height:150%'>
<font size="2">The
Plan provides that the aggregate fair market value, as of the date an option is
granted, of the shares of Common Stock with respect to which incentive stock
options are exercisable for the first time by a participant in the Plan during
any calendar year (under all incentive stock option plans, as defined in
Section 422 of the Code, of the Company, or any parent or subsidiary) of the
Company, shall not exceed $100,000 or such other dollar limitation as may be
provided in the Code.&nbsp; Options may be granted in excess of the foregoing
limitations, however, in which case such options granted in excess of such
limitation will be non-qualified stock options.</font></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";text-align:justify;line-height:150%'>
<font size="2">The
Plan will be administered by the Compensation Committee of the Company&#146;s board
of directors (Board) or another committee that may be appointed by the Board
from time to time.&nbsp; In addition, as permitted by applicable law, the Board may
authorize an officer or officers or other employee or employees of the Company
to grant awards under the Plan, other than stock awards, to other officers and
employees of the Company and its affiliates, who serve as the administrator of
the Plan to the extent authorized.&nbsp;&nbsp; </font> </p>

<p style='mso-style-link:"Footer Char";margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";'>&nbsp;</p>

<div style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>

&nbsp;</div>
<font face="Times New Roman,serif">
<hr>
<p style="page-break-before:always">&nbsp;</p>
</font>


<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
1.0pt'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";text-align:justify;line-height:150%'>&nbsp;</p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";text-align:justify;line-height:150%'>
<font size="2">The
Board may at any time for any reason &nbsp;amend or discontinue the Plan, but no
such action may be taken that adversely affects any rights under an outstanding
award without the holder&#146;s consent.&nbsp; However, the Board may not amend or modify
the Plan or any portion thereof without the approval of the Company&#146;s
stockholders if stockholder approval of the amendment is required by applicable
law, rules or regulations.&nbsp; Furthermore, the Administrator may not amend or
modify any Award if such amendment or modification would require the approval
of the stockholders if the amendment or modification were made to the Plan.
</font> </p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";text-align:justify;line-height:150%'>
<font size="2">Unless
sooner terminated by the Board, the Plan will terminate ten years from the date
that it was approved by the stockholders, or June 11, 2024.&nbsp; The termination of
the Plan will not, however, affect the validity of any awards thereunder that
are outstanding on the date of termination.</font></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";text-align:justify;line-height:150%'>
<font size="2">A
more detailed description of the terms of the Plan is contained in the
Company&#146;s proxy statement for the Annual Meeting, which was filed with the
Securities and Exchange Commission on April 25, 2014.&nbsp; The foregoing summary is
qualified in its entirety by the full text of the Plan, which is filed as Exhibit
99.1 to this Current Report on Form 8-K.</font></p>

<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-family:"Times New Roman";line-height:150%'><b>
<font size="2">Item
&nbsp;5.07 &nbsp;&nbsp;&nbsp; Submission of Matters to a Vote of Security Holders.</font></b></p>

<p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt'>
<font size="2">(a-b)&nbsp; At the Annual Meeting,
the Company&#146;s stockholders:</font></p>

<ol style="font-size: 10pt">
	<li>
	<p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;font-family:"Times New Roman";margin-top:0in;margin-right:0in;margin-bottom:
0in;margin-bottom:.0001pt;text-align:justify;'><font size="2">Elected as director David C. Michaels to hold office until the 2016
Annual Meeting of Stockholders or until his successor is duly elected and
qualified; </font></p></li>
	<li>
	<p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;font-family:"Times New Roman";margin-top:0in;margin-right:0in;margin-bottom:
0in;margin-bottom:.0001pt;text-align:justify;'><font size="2">Elected as directors Thomas J. Marusak and E. Dennis O&#146;Connor to hold
office until the 2017 Annual Meeting of Stockholders or until their successors
are duly elected and qualified;</font></p></li>
	<li>
	<p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;font-family:"Times New Roman";margin-top:0in;margin-right:0in;margin-bottom:
0in;margin-bottom:.0001pt;text-align:justify;'><font size="2">Ratified the
selection of UHY LLP as the Company&#146;s independent registered public accounting
firm for the fiscal year 2014; </font></p></li>
	<li>
	<p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;font-family:"Times New Roman";margin-top:0in;margin-right:0in;margin-bottom:
0in;margin-bottom:.0001pt;text-align:justify;'><font size="2">Approved the
advisory non-binding vote on executive officer compensation; and</font></p></li>
	<li>
	<p style='margin-right:0in;font-family:"Times New Roman";margin-top:0in;margin-right:0in;margin-bottom:0in;margin-bottom:.0001pt;text-align:justify;'>
	<font size="2">Approved the
Mechanical Technology Incorporated 2014 Equity Incentive Plan. </font></p></li>
</ol>

<p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt'>
<font size="2">At the Annual Meeting, the
stockholders voted as follows:</font></p>

<p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:.0001pt'>&nbsp;</p>

<table class=MsoNormalTable border=1 cellspacing=0 cellpadding=0 width=631
 style='width:100%;margin-left:5.4pt;border-collapse:collapse;border:medium none; '>
 <tr>
  <td width="50%" valign=bottom style='border:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt'><u>
	<font size="2">Matter</font></u></p>
  </td>
  <td width="12%" valign=bottom style='border-right:1.0pt solid windowtext; border-top:1.0pt solid windowtext; border-bottom:1.0pt solid windowtext; border-left:medium none; padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><u><font size="2">Votes For</font></u></p>
  </td>
  <td width="12%" valign=bottom style='border-right:1.0pt solid windowtext; border-top:1.0pt solid windowtext; border-bottom:1.0pt solid windowtext; border-left:medium none; padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><u><font size="2">Votes <br>
	Against /</font></u></p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><u><font size="2">&nbsp;Withheld</font></u></p>
  </td>
  <td width="12%" valign=bottom style='border-right:1.0pt solid windowtext; border-top:1.0pt solid windowtext; border-bottom:1.0pt solid windowtext; border-left:medium none; padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><u><font size="2">Abstentions</font></u></p>
  </td>
  <td width="12%" valign=bottom style='border-right:1.0pt solid windowtext; border-top:1.0pt solid windowtext; border-bottom:1.0pt solid windowtext; border-left:medium none; padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><u><font size="2">Broker <br>
  Non-<br>
	Votes</font></u></p>
  </td>
 </tr>
 <tr>
  <td width="50%" valign=top style='border-left:1.0pt solid windowtext; border-right:1.0pt solid windowtext; border-bottom:1.0pt solid windowtext; border-top:medium none; padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt'>
	<font size="2">1. Election of David C.
  Michaels</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">764,308</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">37,221</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">N/A</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:
  medium none;border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">3,577,894</font></p>
  </td>
 </tr>
 <tr>
  <td width="50%" valign=top style='border-left:1.0pt solid windowtext; border-right:1.0pt solid windowtext; border-bottom:1.0pt solid windowtext; border-top:medium none; padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt'>
	<font size="2">2. Election of Thomas J.
  Marusak</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">762,967</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">38,562</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">N/A</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:
  medium none;border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">3,577,894</font></p>
  </td>
 </tr>
 <tr>
  <td width="50%" valign=top style='border-left:1.0pt solid windowtext; border-right:1.0pt solid windowtext; border-bottom:1.0pt solid windowtext; border-top:medium none; padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt'>
	<font size="2">2. Election of E. Dennis
  O&#146;Connor</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">639,383</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">162,146</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">N/A</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:
  medium none;border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">3,577,894</font></p>
  </td>
 </tr>
 <tr>
  <td width="50%" valign=top style='border-left:1.0pt solid windowtext; border-right:1.0pt solid windowtext; border-bottom:1.0pt solid windowtext; border-top:medium none; padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt'>
	<font size="2">3. Ratification of UHY</font><font style="font-size: 10.0pt"> LLP as the Company&#146;s independent registered public
  accounting firm for the fiscal year 2014</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">4,224,434</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">147,731</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">7,258</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:
  medium none;border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">N/A</font></p>
  </td>
 </tr>
 <tr>
  <td width="50%" valign=top style='border-left:1.0pt solid windowtext; border-right:1.0pt solid windowtext; border-bottom:1.0pt solid windowtext; border-top:medium none; padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt'>
	<font size="2">4. Approval of the advisory
  non-binding vote on executive officer compensation</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">669,247</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">111,251</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">21,031</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:
  medium none;border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">3,577,894</font></p>
  </td>
 </tr>
 <tr>
  <td width="50%" valign=top style='border-left:1.0pt solid windowtext; border-right:1.0pt solid windowtext; border-bottom:1.0pt solid windowtext; border-top:medium none; padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt'>
	<font size="2">5. Approval of the Mechanical
  Technology Incorporated 2014 Equity Incentive Plan</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">615,716</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">174,679</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:medium none;
  border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">11,134</font></p>
  </td>
  <td width="12%" valign=top style='border-top:medium none;border-left:
  medium none;border-bottom:1.0pt solid windowtext;border-right:1.0pt solid windowtext;
  padding-left:5.4pt; padding-right:5.4pt; padding-top:0in; padding-bottom:0in'>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'>&nbsp;</p>
  <p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:
  .0001pt;text-align:center'><font size="2">3,577,894</font></p>
  </td>
 </tr>
</table>

<p style='mso-style-name:"WCP_LeftIndent\,LI1";margin-top:0in;margin-right:0in;margin-bottom:12.0pt;margin-left:0in;font-size:11.0pt;font-family:"Times New Roman","serif";margin-bottom:0in;margin-bottom:.0001pt'>&nbsp;</p>

<p style='margin-right:0in;margin-left:0in;font-size:12.0pt;font-family:"Times New Roman";'><b><font style="font-size: 10.0pt">&nbsp;</font></b></p>

<p style='margin-right:0in;margin-left:0in;font-size:12.0pt;font-family:"Times New Roman";'><b><font style="font-size: 10.0pt">&nbsp;</font></b></p>

<font face="Times New Roman,serif">
<hr>
<p style="page-break-before:always">&nbsp;</p>
</font>


<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
1.0pt'>&nbsp;</p>

<p style='margin-right:0in;margin-left:0in;font-size:12.0pt;font-family:"Times New Roman";'><b><font style="font-size: 10.0pt">Section 9 &#150; Financial Statements and
Exhibits</font></b></p>

<p style='margin-right:0in;margin-left:0in;font-size:12.0pt;font-family:"Times New Roman";'><b><font style="font-size: 10.0pt">Item 9.01 Financial Statements and
Exhibits.</font></b></p>

<p style='margin-right:0in;margin-left:0in;font-size:12.0pt;font-family:"Times New Roman";'><b><font style="font-size: 10.0pt">&nbsp;</font></b></p>

<p style='margin-right:0in;margin-left:0in;font-size:12.0pt;font-family:"Times New Roman";'><font style="font-size: 10.0pt">(d) Exhibits</font></p>

<p style='margin-right:0in;margin-left:0in;font-size:12.0pt;font-family:"Times New Roman";'><font style="font-size: 10.0pt">&nbsp;</font></p>

<table border="0" width="100%">
	<tr>
		<td valign="top"><font style="font-size: 10.0pt">99.1 </font></td>
		<td width="1797" valign="top">

<p style='margin-right:0in;font-size:12.0pt;font-family:"Times New Roman";margin-top:0in;margin-right:0in;margin-bottom:0in;margin-bottom:.0001pt;'>
<font style="font-size: 10.0pt">Mechanical
Technology, Incorporated 2014 Equity Incentive Plan (incorporated by reference
from Exhibit A to the Company&#146;s definitive proxy filed with the Securities and
Exchange Commission on Schedule 14A on April 25, 2014).</font></p>

		</td>
	</tr>
</table>

<div style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";text-align:center'>

<hr size=3 width="100%" noshade style='color:#999999' align=center>

</div>

<p style='mso-style-link:"Footer Char";margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";'>&nbsp;</p>
<p style='mso-style-link:"Footer Char";margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";'>&nbsp;</p>
<p style='mso-style-link:"Footer Char";margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";'>&nbsp;</p>
<p style='mso-style-link:"Footer Char";margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";'>&nbsp;</p>
<p style='mso-style-link:"Footer Char";margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";'>&nbsp;</p>
<p style='mso-style-link:"Footer Char";margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";'>&nbsp;</p>
<p style='mso-style-link:"Footer Char";margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";'>&nbsp;</p>
<p style='mso-style-link:"Footer Char";margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";'>&nbsp;</p>
<p style='mso-style-link:"Footer Char";margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";'>&nbsp;</p>
<p style='mso-style-link:"Footer Char";margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";'>&nbsp;</p>
<p style='mso-style-link:"Footer Char";margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";'>&nbsp;</p>

<div style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;
text-align:center;line-height:normal'>

&nbsp;</div>
<font face="Times New Roman,serif">
<hr>
<p style="page-break-before:always">&nbsp;</p>
</font>


<p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
1.0pt'>&nbsp;</p>

<p style='margin-right:0in;margin-left:0in;font-size:12.0pt;font-family:"Times New Roman";margin-bottom:.0001pt;text-align:center; margin-left:0in; margin-right:0in; margin-top:0in'><b><u><font style="font-size: 10.0pt">SIGNATURES </font></u></b></p>

<p style='margin-right:0in;margin-left:0in;font-size:12.0pt;font-family:"Times New Roman";margin-top:9.0pt;margin-right:0in;margin-bottom:0in;margin-left:0in;
margin-bottom:.0001pt'><font style="font-size: 10.0pt">Pursuant to the
requirement of the Securities Exchange Act of 1934, the Registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly
authorized. </font></p>

<p style='margin-right:0in;margin-left:0in;font-size:12.0pt;font-family:"Times New Roman","serif";margin-top:9.0pt;margin-right:0in;margin-bottom:0in;margin-left:0in;
margin-bottom:.0001pt'>&nbsp;</p>

<div align=center>

<table class=MsoNormalTable border=0 cellspacing=0 cellpadding=0 width=576
 style='width:6.0in;border-collapse:collapse'>
 <tr style='page-break-inside:avoid'>
  <td width=283 valign=bottom style='width:212.25pt;padding:0in 0in 0in 0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>&nbsp;</p>
  </td>
  <td colspan=3 valign=bottom style='padding:0in 0in 0in 0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";line-height:normal'>&nbsp;</p>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";line-height:normal'>MECHANICAL TECHNOLOGY, INCORPORATED</p>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>&nbsp;</p>
  </td>
 </tr>
 <tr style='page-break-inside:avoid'>
  <td width=283 valign=bottom style='width:212.25pt;padding:0in 0in 0in 0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-top:1.0pt;margin-right:0in;margin-bottom:
  0in;margin-left:0in;margin-bottom:.0001pt;line-height:normal'><br>
  Date:
  June 12, 2014</p>
  </td>
  <td width=40 valign=bottom style='width:30.0pt;padding:0in 0in 0in 0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-top:1.0pt;margin-right:0in;margin-bottom:
  0in;margin-left:0in;margin-bottom:.0001pt;line-height:normal'>By:&nbsp;</p>
  </td>
  <td width=23 valign=bottom style='width:17.25pt;padding:0in 0in 0in 0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-top:1.0pt;margin-right:0in;margin-bottom:
  0in;margin-left:0in;margin-bottom:.0001pt;line-height:normal'>&nbsp;</p>
  </td>
  <td width=230 valign=bottom style='width:172.5pt;border:none;border-bottom:
  solid black 1.0pt;padding:0in 0in 0in 0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'><br>
  /s/
  KEVIN G. LYNCH</p>
  </td>
 </tr>
 <tr style='page-break-inside:avoid'>
  <td width=283 valign=top style='width:212.25pt;padding:0in 0in 0in 0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>&nbsp;</p>
  </td>
  <td colspan=2 valign=top style='padding:0in 0in 0in 0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>Name:</p>
  </td>
  <td width=230 valign=top style='width:172.5pt;padding:0in 0in 0in 0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>Kevin
  G. Lynch</p>
  </td>
 </tr>
 <tr style='page-break-inside:avoid'>
  <td width=283 valign=top style='width:212.25pt;padding:0in 0in 0in 0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>&nbsp;</p>
  </td>
  <td colspan=2 valign=top style='padding:0in 0in 0in 0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>Title:</p>
  </td>
  <td width=230 valign=top style='width:172.5pt;padding:0in 0in 0in 0in'>
  <p style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Times New Roman";margin-bottom:0in;margin-bottom:.0001pt;line-height:
  normal'>Chairman
  and Chief Executive Officer</p>
  </td>
 </tr>
</table>

</div>

<div style='margin-top:0in;margin-right:0in;margin-bottom:10.0pt;margin-left:0in;line-height:115%;font-size:11.0pt;font-family:"Calibri","sans-serif";text-align:center'>

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[{"type": "8-K", "sequence": "1", "filename": "esmkty8k.htm", "secsgml_size_bytes": 66931}]
{"company-data": {"conformed-name": "MECHANICAL TECHNOLOGY INC", "cik": "0000064463", "assigned-sic": "3829", "irs-number": "141462255", "state-of-incorporation": "NY", "fiscal-year-end": "1231"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "000-06890", "film-number": "14906077"}, "business-address": {"street1": "325 WASHINGTON AVENUE EXTENSION", "city": "ALBANY", "state": "NY", "zip": "12205", "phone": "518-218-2500"}, "mail-address": {"street1": "325 WASHINGTON AVENUE EXTENSION", "city": "ALBANY", "state": "NY", "zip": "12205"}}
8K
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________
FORM
8-K
___________________
CURRENT
REPORT
Pursuant
to Section
13
OR 15(d) of The
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
June
11, 2014
___________________
MECHANICAL
TECHNOLOGY, INCORPORATED
(Exact name of registrant as specified
in charter)
New York
000-06890
14-1462255
(State or other jurisdiction
of
  incorporation)
(Commission File Number)
(IRS Employer
Identification
  No.)
325
  Washington Avenue Extension, Albany, New York 12205
(Address of principal executive offices)
(Zip Code)
(518) 218-2550
(Registrant's telephone number,
including area code)
___________________
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (
see
General Instruction A.2. below):
¨
Written
  communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting
  material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement
  communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
  240.14d-2(b))
¨
Pre-commencement
  communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
  240.13e-4(c))
Section 5 – Corporate
Governance and Management
Item 5.02 Departure of
Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers.
As
noted in Item 5.07 of this Current Report on Form 8-K, at Mechanical
Technology, Incorporated's (the Company) annual meeting of stockholders held on
June 11, 2014 (the Annual Meeting), the Company's stockholders approved the
adoption of the Mechanical Technology, Incorporated 2014 Equity Incentive Plan
(the Plan).
The
purpose of the Plan is to advance the interests of the Company by providing
directors and employees of, and other individuals providing bona fide services
to, the Company and its affiliates with the opportunity to acquire shares of the
Company's common stock, par value $0.01 per share (the Common
Stock).  By encouraging stock ownership, the Company seeks: to recruit, reward,
retain and motivate the best available personnel; to provide additional
incentive to directors and employees of the Company and its affiliates to
promote the success of the business as measured by the value of its shares; and
generally to increase the commonality of interests among directors, employees
and other stockholders.  The Plan permits the granting of stock options
(including incentive stock options within the meaning of Internal Revenue Code
(the Code) section 422 and non-qualified stock options), stock appreciation
rights, restricted or unrestricted stock awards, restricted stock units, phantom
stock, performance awards, other stock-based awards, or any combination of the
foregoing.
The
number of shares of the Common Stock authorized for issuance under the Plan is
500,000.  If any shares of Common Stock subject to an award under the Plan
expire or terminate for any reason prior to exercise or vesting, the shares
subject to the award may be used again for awards under the Plan to the extent
of the expiration or termination.
The
Plan provides that the aggregate fair market value, as of the date an option is
granted, of the shares of Common Stock with respect to which incentive stock
options are exercisable for the first time by a participant in the Plan during
any calendar year (under all incentive stock option plans, as defined in
Section 422 of the Code, of the Company, or any parent or subsidiary) of the
Company, shall not exceed $100,000 or such other dollar limitation as may be
provided in the Code.  Options may be granted in excess of the foregoing
limitations, however, in which case such options granted in excess of such
limitation will be non-qualified stock options.
The
Plan will be administered by the Compensation Committee of the Company's board
of directors (Board) or another committee that may be appointed by the Board
from time to time.  In addition, as permitted by applicable law, the Board may
authorize an officer or officers or other employee or employees of the Company
to grant awards under the Plan, other than stock awards, to other officers and
employees of the Company and its affiliates, who serve as the administrator of
the Plan to the extent authorized.
The
Board may at any time for any reason  amend or discontinue the Plan, but no
such action may be taken that adversely affects any rights under an outstanding
award without the holder's consent.  However, the Board may not amend or modify
the Plan or any portion thereof without the approval of the Company's
stockholders if stockholder approval of the amendment is required by applicable
law, rules or regulations.  Furthermore, the Administrator may not amend or
modify any Award if such amendment or modification would require the approval
of the stockholders if the amendment or modification were made to the Plan.
Unless
sooner terminated by the Board, the Plan will terminate ten years from the date
that it was approved by the stockholders, or June 11, 2024.  The termination of
the Plan will not, however, affect the validity of any awards thereunder that
are outstanding on the date of termination.
A
more detailed description of the terms of the Plan is contained in the
Company's proxy statement for the Annual Meeting, which was filed with the
Securities and Exchange Commission on April 25, 2014.  The foregoing summary is
qualified in its entirety by the full text of the Plan, which is filed as Exhibit
99.1 to this Current Report on Form 8-K.
Item
 5.07     Submission of Matters to a Vote of Security Holders.
(a-b)  At the Annual Meeting,
the Company's stockholders:
Elected as director David C. Michaels to hold office until the 2016
Annual Meeting of Stockholders or until his successor is duly elected and
qualified;
Elected as directors Thomas J. Marusak and E. Dennis O'Connor to hold
office until the 2017 Annual Meeting of Stockholders or until their successors
are duly elected and qualified;
Ratified the
selection of UHY LLP as the Company's independent registered public accounting
firm for the fiscal year 2014;
Approved the
advisory non-binding vote on executive officer compensation; and
Approved the
Mechanical Technology Incorporated 2014 Equity Incentive Plan.
At the Annual Meeting, the
stockholders voted as follows:
Matter
Votes For
Votes
Against /
Withheld
Abstentions
Broker
Non-
Votes
1. Election of David C.
  Michaels
764,308
37,221
N/A
3,577,894
2. Election of Thomas J.
  Marusak
762,967
38,562
N/A
3,577,894
2. Election of E. Dennis
  O'Connor
639,383
162,146
N/A
3,577,894
3. Ratification of UHY
LLP as the Company's independent registered public
  accounting firm for the fiscal year 2014
4,224,434
147,731
7,258
N/A
4. Approval of the advisory
  non-binding vote on executive officer compensation
669,247
111,251
21,031
3,577,894
5. Approval of the Mechanical
  Technology Incorporated 2014 Equity Incentive Plan
615,716
174,679
11,134
3,577,894
Section 9 – Financial Statements and
Exhibits
Item 9.01 Financial Statements and
Exhibits.
(d) Exhibits
99.1
Mechanical
Technology, Incorporated 2014 Equity Incentive Plan (incorporated by reference
from Exhibit A to the Company's definitive proxy filed with the Securities and
Exchange Commission on Schedule 14A on April 25, 2014).
SIGNATURES
Pursuant to the
requirement of the Securities Exchange Act of 1934, the Registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
MECHANICAL TECHNOLOGY, INCORPORATED
Date:
  June 12, 2014
By:
/s/
  KEVIN G. LYNCH
Name:
Kevin
  G. Lynch
Title:
Chairman
  and Chief Executive Officer