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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 18pt; FONT-WEIGHT: bold">FORM 8-K</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt; FONT-WEIGHT: bold">CURRENT REPORT</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Date of Report (Date of Earliest Event Reported):&#160; <font style="DISPLAY: inline; FONT-WEIGHT: bold">September 20, 2011</font></font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 18pt; FONT-WEIGHT: bold">Communication Intelligence Corporation</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 3.02&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;Unregistered Sales of Equity Securities</font></div>
  
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  <div style="TEXT-ALIGN: justify; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">On September 20, 2011, Communication Intelligence Corporation (the &#8220;Company&#8221;) entered into a Note and Warrant Purchase Agreement (the &#8220;Purchase Agreement&#8221;) with Phoenix Banner Holdings, LLC (the &#8220;Investor&#8221;), an entity&#160;affiliated with&#160;the Company&#8217;s largest stockholder, Phoenix Venture Fund LLC (&#8220;Phoenix&#8221;).&#160;&#160;Under the terms of the Purchase Agreement, the Company&#160;issued an&#160;unsecured convertible promissory note in the amount of $500,000 (the &#8220;Note&#8221;) to the Investor.&#160;&#160;The Note bears interest at the rate of 10% per annum, and has a maturity date of September 20, 2012.&#160;&#160;The Note is also convertible at the option of the Investor into securities sold in the Company&#8217;s next equity financing with gross proceeds to the Company in excess of $100,000.&#160;&#160;In connection with the issuance of the Note, the Company also issued to the Investor a warrant to purchase 5,555,555 shares of the Company&#8217;s Common Stock at an exercise price of $0.0225 per share.&#160;&#160;The warrant is exercisable for a period of three years.</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="justify"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt; TEXT-DECORATION: underline">Transactions With Related Persons</font></div>
  
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  <div style="TEXT-ALIGN: justify; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">As indicated above, the Investor is an affiliate of Phoenix.&#160;&#160;Phoenix has participated in several of the Company&#8217;s previous financing transactions.&#160;&#160;Philip Sassower and Andrea Goren are the co-managers of SG Phoenix Ventures LLC, which is the Managing Member of Phoenix, and are also the Company&#8217;s Chief Executive Officer and Chief Financial Officer, respectively.&#160;&#160;Mr. Sassower is Chairman of the Board of Directors, and Mr. Goren is also a member of the&#160;Board of Directors of the Company.</font></div>
  
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  <div style="TEXT-ALIGN: justify; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt">The Note and the warrant, and the shares of Common Stock issuable upon conversion or exercise thereof, were offered and sold to the Investor in reliance on the exemptions provided by Section 4 (2) of the Securities Act of 1933, as amended (the"Securities Act"), and Regulation D promulgated under the Securities Act and in reliance on similar exemptions under applicable state laws. Certificates representing such securities contain restrictive legends preventing sale, transfer or disposition unless registered under the Securities Act or pursuant to an exemption thereunder.</div>
  
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metadata_filer: {"company-data": {"conformed-name": "COMMUNICATION INTELLIGENCE CORP", "cik": "0000727634", "assigned-sic": "3577", "irs-number": "942790442", "state-of-incorporation": "DE", "fiscal-year-end": "1231"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "000-19301", "film-number": "111101488"}, "business-address": {"street1": "275 SHORELINE DR", "street2": "STE 500", "city": "REDWOOD SHORES", "state": "CA", "zip": "94065", "phone": "6508027888"}, "mail-address": {"street1": "275 SHORELINE DR", "street2": "STE 500", "city": "REDWOOD SHORES", "state": "CA", "zip": "94065"}}
text: frm8k_9212011.htm
  UNITED STATES
  SECURITIES AND EXCHANGE COMMISSION
  Washington, D.C. 20549
  FORM 8-K
  CURRENT REPORT
  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
  Date of Report (Date of Earliest Event Reported):
  September 20, 2011
  Communication Intelligence Corporation
  (Exact name of registrant as specified in its charter)
  Delaware
  000-19301
  94-2790442
  (State or other
  (Commission File Number)
  (I.R.S. Employer
  jurisdiction of
  Identification No.)
  incorporation)
  275 Shoreline Drive, Suite 500
  Redwood Shores, CA 94065
  (Address of principal executive offices)
  (650) 802-7888
  Registrant's telephone number, including area code
  (Former name or former address, if changed since last report.)
  Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
  o
  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  o
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  o
  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  o
  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
  Item 1.01                      Entry into Material Definitive Agreement
  Item 3.02                      Unregistered Sales of Equity Securities
  On September 20, 2011, Communication Intelligence Corporation (the "Company") entered into a Note and Warrant Purchase Agreement (the "Purchase Agreement") with Phoenix Banner Holdings, LLC (the "Investor"), an entity affiliated with the Company's largest stockholder, Phoenix Venture Fund LLC ("Phoenix").  Under the terms of the Purchase Agreement, the Company issued an unsecured convertible promissory note in the amount of $500,000 (the "Note") to the Investor.  The Note bears interest at the rate of 10% per annum, and has a maturity date of September 20, 2012.  The Note is also convertible at the option of the Investor into securities sold in the Company's next equity financing with gross proceeds to the Company in excess of $100,000.  In connection with the issuance of the Note, the Company also issued to the Investor a warrant to purchase 5,555,555 shares of the Company's Common Stock at an exercise price of $0.0225 per share.  The warrant is exercisable for a period of three years.
  The Company intends to use the net proceeds from the transaction for working capital and general corporate purposes.
  Transactions With Related Persons
  As indicated above, the Investor is an affiliate of Phoenix.  Phoenix has participated in several of the Company's previous financing transactions.  Philip Sassower and Andrea Goren are the co-managers of SG Phoenix Ventures LLC, which is the Managing Member of Phoenix, and are also the Company's Chief Executive Officer and Chief Financial Officer, respectively.  Mr. Sassower is Chairman of the Board of Directors, and Mr. Goren is also a member of the Board of Directors of the Company.
  The Note and the warrant, and the shares of Common Stock issuable upon conversion or exercise thereof, were offered and sold to the Investor in reliance on the exemptions provided by Section 4 (2) of the Securities Act of 1933, as amended (the"Securities Act"), and Regulation D promulgated under the Securities Act and in reliance on similar exemptions under applicable state laws. Certificates representing such securities contain restrictive legends preventing sale, transfer or disposition unless registered under the Securities Act or pursuant to an exemption thereunder.
  2
  SIGNATURES
  Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
  Communication Intelligence Corporation
  September 21, 2011
  By:
  /s/ Craig Hutchison
  Craig Hutchison
  Vice President and Assistant Treasurer
  3