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        <hr align="center" style="border: none; border-bottom: 1px solid black; border-top: 4px solid black; height: 10px; color: #ffffff; background-color: #ffffff; margin-left: auto; margin-right: auto;">united states</div>
      <div style="text-align: center; font-size: 14pt; font-variant: small-caps; font-weight: bold;">Securities and Exchange Commission</div>
      <div style="text-align: center; font-size: 12pt; font-variant: small-caps; font-weight: bold;">Washington, D. C. 20549</div>
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      </div>
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      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">FORM 8-K</div>
      <div style="font-size: 12pt;"><br>
      </div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">CURRENT REPORT</div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">Pursuant to Section 13 or 15(d) of the </div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">Securities Exchange Act of 1934</div>
      <div style="font-size: 12pt;"><br>
      </div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">Date of Report (Date of earliest event reported):</div>
      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">November 8, 2019</div>
      <table cellspacing="0" cellpadding="0" id="z86c7a4d438a146fbb1c17d925c338847" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; text-align: left; color: #000000;">
  
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            <td style="width: 100%; vertical-align: top;" colspan="7">
              <div style="text-align: center; font-weight: bold;"><font style="font-size: 12pt; font-family: 'Times New Roman',Times,serif; font-variant: small-caps;">C</font><font style="font-size: 12pt;">adiz Inc.</font></div>
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            <td style="width: 100%; vertical-align: top; font-size: 12pt;" colspan="7">&#160;</td>
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            <td style="width: 100%; vertical-align: top; font-size: 12pt;" colspan="7">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">(Exact Name of Registrant as Specified in its Charter)</div>
            </td>
          </tr>
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            <td style="width: 31.99%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); font-size: 12pt;">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">DELAWARE</div>
            </td>
            <td style="width: 1.99%; vertical-align: bottom; font-size: 12pt;">
              <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
            </td>
            <td style="width: 32%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); font-size: 12pt;" colspan="3">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">0-12114</div>
            </td>
            <td style="width: 2%; vertical-align: bottom; font-size: 12pt;">
              <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
            </td>
            <td style="width: 32%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); font-size: 12pt;">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">77-0313235</div>
            </td>
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            <td style="width: 31.99%; vertical-align: top;">
              <div style="text-align: center; margin-right: 0.8pt; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">(State or Other Jurisdiction</div>
              <div style="text-align: center; margin-right: 0.8pt; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">of Incorporation)</div>
              <div style="text-align: center; margin-right: 0.8pt; font-weight: bold;"> <font style="font-size: 12pt;"><br>
                </font></div>
            </td>
            <td style="width: 1.99%; vertical-align: bottom; font-size: 12pt;">
              <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
            </td>
            <td style="width: 32%; vertical-align: top; font-size: 12pt;" colspan="3">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">(Commission File Number)</div>
            </td>
            <td style="width: 2%; vertical-align: bottom; font-size: 12pt;">
              <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
            </td>
            <td style="width: 32%; vertical-align: top;">
              <div style="text-align: center; margin-right: 0.8pt; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">(IRS Employer</div>
              <div style="text-align: center; margin-right: 0.8pt; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">Identification No.)</div>
            </td>
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            <td style="width: 49%; vertical-align: top; border-bottom: #000000 2px solid;" colspan="3">
              <div style="text-align: center; margin-right: 28.8pt; margin-left: 28.8pt; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">550 S. Hope Street, Suite 2850</div>
              <div style="text-align: center; margin-right: 28.8pt; margin-left: 28.8pt; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">Los Angeles, CA</div>
            </td>
            <td style="width: 2%; vertical-align: middle; font-size: 12pt;">
              <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
            </td>
            <td style="width: 49%; vertical-align: bottom; border-bottom: 2px solid rgb(0, 0, 0); font-size: 12pt;" colspan="3">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">90071</div>
            </td>
          </tr>
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            <td style="width: 49%; vertical-align: top; font-size: 12pt;" colspan="3">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">(Address of Principal Executive Offices)</div>
            </td>
            <td style="width: 2%; vertical-align: top; font-size: 12pt;">
              <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
            </td>
            <td style="width: 49%; vertical-align: top; font-size: 12pt;" colspan="3">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">(Zip Code)</div>
            </td>
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      <div style="text-align: center; margin-top: 12pt; margin-bottom: 12pt;"><font style="font-size: 12pt; font-family: 'Times New Roman',Times,serif; font-weight: bold;">Registrant&#8217;s
          telephone number, including area code:</font><font style="font-size: 12pt;">&#160;<font style="font-family: 'Times New Roman',Times,serif; font-weight: bold;">(231) 271-1600</font></font></div>
      <table cellspacing="0" cellpadding="0" id="z632aef65a98f4fcf89ef50b2fd94609f" style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; width: 100%; text-align: left; color: #000000;">
  
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              <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">Title of each class</div>
            </td>
            <td style="width: 24.85%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); font-size: 12pt;">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">Trading Symbol(s)</div>
            </td>
            <td style="width: 37.59%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); font-size: 12pt;">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">Name of each exchange on which registered</div>
            </td>
            <td style="width: 0.05%; vertical-align: top; font-size: 12pt;">&#160;</td>
          </tr>
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            <td style="width: 0.05%; vertical-align: top; font-size: 12pt;">&#160;</td>
            <td style="width: 37.46%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); font-size: 12pt;">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">Common Stock, par value $0.01 per share</div>
            </td>
            <td style="width: 24.85%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); font-size: 12pt;">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">CDZI</div>
            </td>
            <td style="width: 37.59%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0); font-size: 12pt;">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">The NASDAQ Global Market</div>
            </td>
            <td style="width: 0.05%; vertical-align: top; font-size: 12pt;">&#160;</td>
          </tr>
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            <td style="width: 100%; vertical-align: bottom;" colspan="5">
              <div style="font-size: 12pt;">&#160;</div>
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">Not Applicable</div>
            </td>
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            <td style="width: 100%; vertical-align: top; font-size: 12pt;" colspan="5">&#160;</td>
          </tr>
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            <td style="width: 100%; vertical-align: top; font-size: 12pt;" colspan="5">
              <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">(Former Name or Former Address, if Changed Since Last Report)</div>
            </td>
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      </table>
      <div style="text-align: justify; margin-top: 12pt; margin-bottom: 12pt; font-family: 'Times New Roman',Times,serif; font-size: 12pt;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing
        obligation of the registrant under any of the following provisions (see General Instruction A.2. below):</div>
      <div style="text-align: justify; margin-top: 12pt; margin-bottom: 12pt;"><font style="font-size: 12pt; font-family: 'Segoe UI Symbol',sans-serif;">&#9744;&#160; </font><font style="font-size: 12pt;">Written communications pursuant to Rule&#160;425 under the Securities Act (17 CFR 230.425)</font></div>
      <div style="text-align: justify; margin-top: 12pt; margin-bottom: 12pt;"><font style="font-size: 12pt; font-family: 'Segoe UI Symbol',sans-serif;">&#9744;&#160; </font><font style="font-size: 12pt;">Soliciting material pursuant to Rule&#160;14a-12 under the Exchange Act (17 CFR 240.14a-12)</font></div>
      <div style="text-align: justify; margin-top: 12pt; margin-bottom: 12pt;"><font style="font-size: 12pt; font-family: 'Segoe UI Symbol',sans-serif;">&#9744;&#160; </font><font style="font-size: 12pt;">Pre-commencement communications pursuant to Rule&#160;14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</font></div>
      <div style="text-align: justify; margin-top: 12pt; margin-bottom: 12pt;"><font style="font-size: 12pt; font-family: 'Segoe UI Symbol',sans-serif;">&#9744;&#160; </font><font style="font-size: 12pt;">Pre-commencement communications pursuant to Rule&#160;13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</font></div>
      <div style="text-align: justify; margin-right: 16.75pt; margin-bottom: 10.35pt; font-family: 'Times New Roman',Times,serif; font-size: 12pt;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405
        of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</div>
      <div style="text-align: justify; margin-bottom: 5.25pt; font-family: 'Times New Roman',Times,serif; font-size: 12pt;">Emerging growth company <font style="font-family: 'Segoe UI Symbol',sans-serif;">&#9744;</font></div>
      <div style="text-align: justify; margin-bottom: 5.25pt; font-family: 'Times New Roman',Times,serif; font-size: 12pt;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition
        period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.<font style="font-family: 'Segoe UI Symbol',sans-serif;">&#9744;</font><font style="font-family: 'Segoe UI Symbol',sans-serif;"> </font></div>
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    <div style="font-size: 12pt;"><font style="font-weight: bold;">Item 1.01&#160; Entry into a Material Definitive Agreement</font></div>
    <div style="font-size: 12pt;"><font style="font-weight: bold;"> <br>
      </font></div>
    <div style="font-family: 'Times New Roman',Times,serif;"><font style="font-size: 12pt;"> On November 8, 2019, the Company entered into certain amendments (the &#8220;Amendments&#8221;) to the option agreements (the &#8220;Option Agreements&#8221;)
        dated March 14, 2019 between the Company and certain holders of the Company&#8217;s 7.00% Convertible Senior Notes due 2020 (the &#8220;Notes&#8221;). Under the terms of the Option Agreements, the Company has been granted the option, exercisable in its sole
        discretion, to extend the maturity date of the Notes from March 5, 2020 until September 5, 2021. The Amendments extend the date by which this option must be exercised, if at all, from December 5, 2019 to March 5, 2020.</font>
      <div> <font style="font-size: 12pt;"><br>
        </font></div>
      <div style="font-size: 12pt;">The Amendments were entered into by the Company with the holders of $44,986,000 in aggregate original principal amount (representing 99% of the currently outstanding aggregate original principal amount) of the Notes.</div>
      <div> <font style="font-size: 12pt;"><br>
        </font></div>
      <div style="font-size: 12pt;">The foregoing summary of the Amendments does not purport to be complete and is qualified in its entirety by the full terms and conditions of the Amendments filed as exhibits to this Current Report on Form 8-K and which are
        incorporated herein by reference.</div>
      <div style="font-size: 12pt;"><br>
      </div>
      <div> <font style="font-size: 12pt;"><br>
        </font></div>
      <div style="font-weight: bold; font-size: 12pt;">Item 9.01&#160; Financial Statements and Exhibits</div>
      <div style="font-weight: bold;"> <font style="font-size: 12pt;"><br>
        </font></div>
      <div style="font-size: 12pt;">(d) Exhibits</div>
      <div> <font style="font-size: 12pt;"><br>
        </font></div>
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              <div>
                <div><u>Exhibit No.</u></div>
              </div>
            </td>
            <td style="width: 90%; font-size: 12pt; font-weight: bold;">
              <div>
                <div><u>Description</u></div>
              </div>
            </td>
          </tr>
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            <td style="width: 10%; font-size: 12pt;" rowspan="1">10.1* <br>
            </td>
            <td style="width: 90%; font-size: 12pt;" rowspan="1">
              <div><a href="exh10-1.htm">First Amendment to Option Agreement dated November 8, 2019 by and between Cadiz Inc., a Delaware corporation,
                  and LC Capital Partners, LP</a></div>
            </td>
          </tr>
          <tr>
            <td style="width: 10%; font-size: 12pt;" rowspan="1">10.2* <br>
            </td>
            <td style="width: 90%; font-size: 12pt;" rowspan="1">
              <div><a href="exh10-2.htm">First Amendment to Option Agreement dated November 8, 2019 by and between Cadiz Inc., a Delaware corporation,
                  and Nokomis Capital, L.L.C., a Texas limited liability company</a></div>
            </td>
          </tr>
          <tr>
            <td style="width: 10%; font-size: 12pt;" rowspan="1">10.3* <br>
            </td>
            <td style="width: 90%; font-size: 12pt;" rowspan="1">
              <div><a href="exh10-3.htm">First Amendment to Option Agreement dated November 8, 2019 by and between Cadiz Inc., a Delaware corporation,
                  and Elkhorn Partners Limited Partnership</a></div>
            </td>
          </tr>
  
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      <font style="font-size: 12pt;"><br>
      </font>
      <div style="font-size: 12pt;">*filed herewith</div>
      <div style="font-size: 12pt;"><br>
      </div>
      <div style="font-size: 12pt;">&#160;</div>
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      <div style="font-size: 12pt;"><br>
      </div>
      <div style="font-size: 12pt;"><br>
      </div>
      <div style="font-weight: bold; font-size: 12pt;">SIGNATURES</div>
      <div style="font-size: 12pt;">&#160;</div>
      <div style="font-size: 12pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</div>
      <div style="font-size: 12pt;">&#160;</div>
      <table cellspacing="0" cellpadding="0" id="z34cb490a8b2d46f4a7d31830bb9f9f7a" style="width: 100%;">
  
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            <td style="width: 48.42%; font-size: 12pt;">
              <div>&#160;</div>
            </td>
            <td style="width: 51.58%; font-size: 12pt; font-weight: bold;">
              <div>CADIZ INC.</div>
            </td>
          </tr>
          <tr>
            <td style="width: 48.42%; font-size: 12pt;">
              <div>&#160;</div>
            </td>
            <td style="width: 51.58%; font-size: 12pt;">
              <div>&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="width: 48.42%; font-size: 12pt;">&#160;</td>
            <td style="width: 51.58%; font-size: 12pt;">
              <div>By: <u>/s/ Timothy J. Shaheen</u></div>
            </td>
          </tr>
          <tr>
            <td style="width: 48.42%; font-size: 12pt;">
              <div>&#160;</div>
            </td>
            <td style="width: 51.58%; font-size: 12pt;">
              <div>&#160;&#160;&#160;&#160;&#160;&#160; Timothy J. Shaheen</div>
            </td>
          </tr>
          <tr>
            <td style="width: 48.42%; font-size: 12pt;">
              <div>&#160;</div>
            </td>
            <td style="width: 51.58%; font-size: 12pt;">
              <div>&#160;&#160;&#160;&#160;&#160;&#160; Chief Financial Officer</div>
            </td>
          </tr>
  
      </table>
      <div style="font-size: 12pt;">&#160;</div>
      <div style="font-size: 12pt;">Date:&#160; November 12, 2019</div>
    </div>
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text: united states
  Securities and Exchange Commission
  Washington, D. C. 20549
  FORM 8-K
  CURRENT REPORT
  Pursuant to Section 13 or 15(d) of the
  Securities Exchange Act of 1934
  Date of Report (Date of earliest event reported):
  November 8, 2019
  C
  adiz Inc.
  (Exact Name of Registrant as Specified in its Charter)
  DELAWARE
  0-12114
  77-0313235
  (State or Other Jurisdiction
  of Incorporation)
  (Commission File Number)
  (IRS Employer
  Identification No.)
  550 S. Hope Street, Suite 2850
  Los Angeles, CA
  90071
  (Address of Principal Executive Offices)
  (Zip Code)
  Registrant's
          telephone number, including area code:
  (231) 271-1600
  Title of each class
  Trading Symbol(s)
  Name of each exchange on which registered
  Common Stock, par value $0.01 per share
  CDZI
  The NASDAQ Global Market
  Not Applicable
  (Former Name or Former Address, if Changed Since Last Report)
  Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing
        obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
  ☐
  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  ☐
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  ☐
  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  ☐
  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
  Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405
        of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
  Emerging growth company
  ☐
  If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition
        period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
  ☐
  Item 1.01  Entry into a Material Definitive Agreement
  On November 8, 2019, the Company entered into certain amendments (the "Amendments") to the option agreements (the "Option Agreements")
        dated March 14, 2019 between the Company and certain holders of the Company's 7.00% Convertible Senior Notes due 2020 (the "Notes"). Under the terms of the Option Agreements, the Company has been granted the option, exercisable in its sole
        discretion, to extend the maturity date of the Notes from March 5, 2020 until September 5, 2021. The Amendments extend the date by which this option must be exercised, if at all, from December 5, 2019 to March 5, 2020.
  The Amendments were entered into by the Company with the holders of $44,986,000 in aggregate original principal amount (representing 99% of the currently outstanding aggregate original principal amount) of the Notes.
  The foregoing summary of the Amendments does not purport to be complete and is qualified in its entirety by the full terms and conditions of the Amendments filed as exhibits to this Current Report on Form 8-K and which are
        incorporated herein by reference.
  Item 9.01  Financial Statements and Exhibits
  (d) Exhibits
  Exhibit No.
  Description
  10.1*
  First Amendment to Option Agreement dated November 8, 2019 by and between Cadiz Inc., a Delaware corporation,
                  and LC Capital Partners, LP
  10.2*
  First Amendment to Option Agreement dated November 8, 2019 by and between Cadiz Inc., a Delaware corporation,
                  and Nokomis Capital, L.L.C., a Texas limited liability company
  10.3*
  First Amendment to Option Agreement dated November 8, 2019 by and between Cadiz Inc., a Delaware corporation,
                  and Elkhorn Partners Limited Partnership
  *filed herewith
  SIGNATURES
  Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
  CADIZ INC.
  By:
  /s/ Timothy J. Shaheen
  Timothy J. Shaheen
  Chief Financial Officer
  Date:  November 12, 2019