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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 18pt; FONT-WEIGHT: bold">FORM 8-K</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt; FONT-WEIGHT: bold">CURRENT REPORT</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">Date of Report (Date of Earliest Event Reported):&#160; <font style="DISPLAY: inline; FONT-WEIGHT: bold">November 13, 2012</font></font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 18pt; FONT-WEIGHT: bold">Communication Intelligence Corporation</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 3.02&#160;&#160;&#160;Unregistered Sales of Equity Securities</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">As previously reported in the Company&#8217;s Current Report on Form 8-K filed with the SEC on September 20, 2012, on September 14, 2012, Communication Intelligence Corporation (the &#8220;Company&#8221;) entered into subscription agreements (the &#8220;Subscription Agreements&#8221;) with certain investors (the &#8220;Investors&#8221;). Under the terms of the Subscription Agreements, the Investors purchased $1,103,000 of unsecured convertible promissory notes (each a &#8220;Note,&#8221; and, collectively, the &#8220;Notes&#8221;), and, subject to the satisfaction of certain closing conditions, agreed to purchase at a subsequent closing (the &#8220;Final Closing&#8221;) additional shares of Series D-2 Preferred Convertible Stock (&#8220;Series D-2 Preferred Stock&#8221;) at a purchase price of $1.00 per share.&#160;&#160;The Series D-2 Preferred Stock is convertible into shares of Common Stock at an initial conversion price of $0.05 per share (subject to adjustment).&#160;&#160;On November 15, 2012, the Company completed the Final Closing of the Financing, issuing an aggregate of approximately 2,204,000 shares of Series D-2 Preferred Stock under the terms of the Subscription Agreements, through both the conversion of the Notes and the&#160;sale of additional&#160;shares of Series D-2 Preferred Stock.&#160;&#160;In addition to the above issuances, as described in greater detail in the Company&#8217;s Current Report on Form 8-K filed with the SEC on September 20, 2012, at the Final Closing approximately $1,057,000 in aggregate principal and accrued interest of certain other outstanding convertible promissory notes was automatically converted into shares of Series D-2 Preferred Stock at a conversion price of $1.00 per share (the &#8220;Automatic Conversion&#8221;).</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">Pursuant to the terms of an Agreement to Amend and Convert Unsecured Convertible Promissory Notes (the &#8220;Agreement to Amend and Convert&#8221;), holders of certain outstanding convertible promissory notes also had previously agreed to convert at the Final Closing approximately $1,110,000 in aggregate principal and accrued interest into shares of Series D-1 Convertible Preferred Stock (the &#8220;Series D-1 Preferred Stock&#8221;) at a conversion price of $1.00 per share. The Series D-1 Preferred Stock is convertible into shares of the Common Stock at an initial conversion price of $0.0225 per share (subject to adjustment).&#160;&#160;These shares of Series D-1 Preferred Stock were&#160;issued at the Final Closing. The transactions contemplated by the Subscription Agreements, the Automatic Conversion, and the Agreement to Amend and Convert are referred to herein as the &#8220;Financing&#8221;.</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">In total,&#160;in connection with the Financing, the Company issued at the Final Closing approximately 3,261,000 shares of Series D-2 Preferred Stock, approximately 1,110,000 shares of Series D-1 Preferred Stock and warrants to purchase an aggregate of 3,000,000 shares of common stock at an initial exercise price of $0.05.</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 3.03 Material Modification to Rights of Security Holders</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 5.03 Amendments to Articles or Bylaws; Change in Fiscal Year</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">On November 13, 2012, the Company filed with the Delaware Secretary of State a Certificate of Designation of Series D Convertible Preferred Stock (&#8220;Series D Certificate of Designation&#8221;), which Series D Certificate of Designation provides for the rights, preferences, and privileges of the shares of Series D-1 Preferred Stock and Series D-2 Preferred Stock issued in the Financing. The rights, preferences, and privileges of the shares of Series D-1 Preferred Stock and Series D-2 Preferred Stock are described in greater detail in the Company&#8217;s Definitive Proxy Statement on Schedule 14A filed with the SEC on October 22, 2012.</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">On November 13, 2012, the Company also filed with the Delaware Secretary of State an Amended and Restated Certificate of Designation of Series C Participating Convertible Preferred Stock, a Second Amended and Restated Certificate of Designation of Series B Participating Convertible Preferred Stock, and a Third Amended and Restated Certificate of Designation of Series A-1 Cumulative Convertible Preferred Stock.&#160;&#160;The primary purpose of these certificates of designation was to clarify that the shares of Series D-1 Preferred Stock and Series D-2 Preferred Stock authorized by the Series D Certificate of Designation and issued in the Financing are superior to the outstanding shares of Series C Preferred Stock, Series B Preferred Stock, and Series A-1 Preferred Stock in liquidation preference and payment of dividends.</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">The Series D Certificate of Designation, the Amended and Restated Certificate of Designation of Series C Participating Convertible Preferred Stock, the Second Amended and Restated Certificate of Designation of Series B Participating Convertible Preferred Stock, and the Third Amended and Restated Certificate of Designation of Series A-1 Cumulative Convertible Preferred Stock were previously approved by a majority of the outstanding shares of each of the Series C Preferred Stock, Series B Preferred Stock, and Series A-1 Preferred Stock acting by written consent.</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">On November 13, 2012, the Company held its 2012 Annual Meeting of Stockholders (the &#8220;Annual Meeting&#8221;) at which the stockholders voted upon (i) the election of five directors, (ii) a proposal to amend the Company&#8217;s Certificate of Incorporation to increase the number of shares of authorized capital stock, (iii) an amendment to the Company&#8217;s 2011 Stock Compensation Plan (the &#8220;Plan&#8221;) to increase the number of shares reserved for issuance under the Plan, and (iv) ratification of the appointment of PMB Helin Donovan, LLP as the Company's independent auditors for the year ending December&#160;31, 2012. The stockholders elected each of the director nominees, approved the amendment to the Company&#8217;s Certificate of Incorporation, approved the amendment to the Company&#8217;s 2011 Stock Compensation Plan, and approved the ratification of the appointment of PMB Helin Donovan, LLP as the Company's independent auditors for the fiscal year ending December 31, 2012.</font></div>
  
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  <div style="TEXT-ALIGN: center; WIDTH: 100%"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 8pt">&#160; </font></div>
  
  <div style="TEXT-ALIGN: center; WIDTH: 100%">
  <hr style="COLOR: black" noshade size="2">
  </div>
  </div>
  
  <div id="HDR">
  <div id="GLHDR" style="WIDTH: 100%" align="right"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 8pt">&#160; </font></div>
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  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  &#160;</div>
  
  <div style="TEXT-ALIGN: left; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">As of September 24, 2012, the record date for the Annual Meeting, the Company had 224,473,860 </font><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">shares of Common Stock outstanding, 915,625 shares of Series A-1 Cumulative Convertible Preferred Stock (&#8220;Series A-1 Preferred Stock&#8221;) outstanding, 9,570,180 shares of Series B Participating Convertible Preferred Stock (&#8220;Series B Preferred Stock&#8221;) outstanding, and 3,972,584 shares of Series C Participating Convertible Preferred Stock (&#8220;Series C Preferred Stock&#8221;) outstanding.&#160;&#160;Shares of Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock have no separate vote by class except as provided under the provisions of the Company&#8217;s Certificate of Incorporation or as required by applicable law, and instead vote with the holders of Common Stock on an as-converted basis. As of the record date, each share of Series A-1 Preferred Stock was convertible into 7.1429 shares of Common Stock, each share of Series B Preferred Stock was convertible into 23.0947 shares of Common Stock and each share of Series C Preferred Stock was convertible into 44.4444 shares of Common Stock. Accordingly, as of the record date, the 915,625 outstanding shares of Series A-1 Preferred Stock were convertible into 6,540,218 shares of Common Stock, the 9,570,180 outstanding shares of Series B Preferred Stock were convertible into 221,020,436 shares of Common Stock, and the 3,972,584 outstanding shares of Series C Preferred Stock were convertible into 176,559,068 shares of Common Stock. Thus, the holders of Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock were entitled to 6,540,218, 221,020,436, and 176,559,068 votes, respectively, for their shares of Preferred Stock.&#160;&#160;Shares of Common Stock, Series A-1 Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock representing an aggregate of 519,195,169 votes on an as-converted basis, or 82.59%, were voted in person or by proxy at the 2012 Annual Meeting.</font></div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt"><font style="DISPLAY: inline; FONT-SIZE: 10pt">With the exception of the election of directors Philip Sassower, Andrea Goren and Stanley Gilbert to the Company&#8217;s Board of Directors, who are elected only by the holders of the Company&#8217;s Series B Preferred Stock and Series C Preferred Stock under the provisions of the Company&#8217;s Certificate of Incorporation, all matters voted on by the Company&#8217;s stockholders at the Annual Meeting were voted on by the holders of the Company&#8217;s Common Stock, Series A-1 Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock voting together on an as-converted basis</font><font style="DISPLAY: inline; FONT-SIZE: 10pt">.&#160;&#160;The table below sets forth information regarding the results of the voting at the Annual Meeting.</font></font></div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block">&#160;</div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt"><font style="DISPLAY: inline; TEXT-DECORATION: underline">Proposal 1:&#160;&#160;Election of Directors</font></font></div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt"><font id="TAB1" style="MARGIN-LEFT: 36pt"></font>The stockholders voted to elect the following individuals as directors for a one-year term as follows (shares of Common Stock, Series A-1 Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock presented together on an as-converted basis):</font></div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  </div>
  
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  <table cellpadding="0" cellspacing="0" width="92%" style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Nominees</font></div>
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  <td valign="top" width="18%" style="BORDER-BOTTOM: black 2px solid; BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">For</font></div>
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  <td valign="top" width="19%" style="BORDER-BOTTOM: black 2px solid; BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Withheld</font></div>
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  <td valign="top" width="18%" style="BORDER-BOTTOM: black 2px solid; BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Broker Non Votes</font></div>
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  <td align="left" valign="top" width="20%">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Mr. Jeffrey Holtmeier</font></div>
  </td>
  <td valign="top" width="18%" style="TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">427,817,356</font></div>
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  <td valign="top" width="19%" style="TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">5,890,607</font></div>
  </td>
  <td valign="top" width="18%" style="TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">85,487,206</font></div>
  </td>
  </tr><tr>
  <td align="left" valign="top" width="20%">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Mr. David Welch</font></div>
  </td>
  <td valign="top" width="18%" style="TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;4</font><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">24,235,177</font></div>
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  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">9,472,786</font></div>
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  <td valign="top" width="18%" style="TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">85,487,206</font></div>
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  </tr></table>
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  </div>
  
  <div style="TEXT-INDENT: 36pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">The stockholders voted to elect the following individuals as directors for a one-year term as follows (shares of Series B Preferred Stock and Series C Preferred Stock presented together on an as-converted basis):</font></div>
  
  <div style="TEXT-INDENT: 36pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left">&#160;</div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block" align="center">
  <table cellpadding="0" cellspacing="0" width="92%" style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">
  <tr>
  <td align="left" valign="top" width="20%" style="BORDER-BOTTOM: black 2px solid; BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Nominees</font></div>
  </td>
  <td valign="top" width="18%" style="BORDER-BOTTOM: black 2px solid; BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">For</font></div>
  </td>
  <td valign="top" width="19%" style="BORDER-BOTTOM: black 2px solid; BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Withheld</font></div>
  </td>
  <td valign="top" width="18%" style="BORDER-BOTTOM: black 2px solid; BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Broker Non Votes</font></div>
  </td>
  </tr></table>
  </div>
  
  <div align="center">
  <table cellpadding="0" cellspacing="0" width="92%" style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">
  <tr>
  <td align="left" valign="top" width="20%" style="BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Mr. Philip Sassower</font></div>
  </td>
  <td valign="top" width="18%" style="TEXT-ALIGN: center; BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">318,437,676</font></div>
  </td>
  <td valign="top" width="19%" style="TEXT-ALIGN: center; BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">0</font></div>
  </td>
  <td valign="top" width="18%" style="TEXT-ALIGN: center; BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">0</font></div>
  </td>
  </tr><tr>
  <td align="left" valign="top" width="20%">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block">&#160;</div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Mr. Andrea Goren</font></div>
  </td>
  <td valign="top" width="18%" style="TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block">&#160;</div>
  
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">318,437,676</font></div>
  </td>
  <td valign="top" width="19%" style="TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block">&#160;</div>
  
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">0</font></div>
  </td>
  <td valign="top" width="18%" style="TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block">&#160;</div>
  
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">0</font></div>
  </td>
  </tr><tr>
  <td align="left" valign="top" width="20%">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block">&#160;</div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Mr. Stanley Gilbert</font></div>
  </td>
  <td valign="top" width="18%" style="TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block">&#160;</div>
  
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">318,437,676</font></div>
  </td>
  <td valign="top" width="19%" style="TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block">&#160;</div>
  
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">0</font></div>
  </td>
  <td valign="top" width="18%" style="TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block">&#160;</div>
  
  <div style="TEXT-ALIGN: center; TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">0</font></div>
  </td>
  </tr></table>
  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt"><font style="DISPLAY: inline; TEXT-DECORATION: underline">Proposal 2:&#160;&#160;Approval of the Amendment to the Company&#8217;s Certificate of Incorporation</font></font></div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt"><font id="TAB1" style="MARGIN-LEFT: 36pt"></font>The stockholders voted to approve the Amendment to the Company&#8217;s Certificate of Incorporation as follows (shares of Common Stock, Series A-1 Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock presented on an as-converted basis):</font></div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block">&#160;</div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block">
  <div align="center">
  <table bgcolor="white" cellpadding="0" cellspacing="0" width="100%" style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">
  <tr>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; BORDER-TOP: black 2px solid"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;</font></td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center; BORDER-TOP: black 2px solid"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;For</font></td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center; BORDER-TOP: black 2px solid"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;Against</font></td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center; BORDER-TOP: black 2px solid"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;Abstain</font></td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center; BORDER-TOP: black 2px solid"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;Broker Non Votes</font></td>
  </tr><tr>
  <td width="20%"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Common Stock</font></td>
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  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">13,791,448</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">1,760,515</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;0</font></td>
  </tr><tr>
  <td width="20%"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Series A-1 Preferred Stock</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;&#160;&#160;&#160;&#160;6,540,217</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">0</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;0</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;0</font></td>
  </tr><tr>
  <td width="20%"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Series B Preferred Stock</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;181,540,115</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">0</font></td>
  <td width="20%" style="TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;0</font></div>
  </td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;0</font></td>
  </tr><tr>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid">
  <div><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Series C Preferred Stock</font></div>
  </td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;136,897,561</font></td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">0</font></td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;0</font></div>
  </td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;0</font></td>
  </tr><tr>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;Total</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">503,643,206</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">13,791,448</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">1,760,515</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">0</font></td>
  </tr></table>
  </div>
  
  <div>&#160;</div>
  
  <div id="PGBRK" style="TEXT-INDENT: 0pt; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt">
  <div id="FTR">
  <div id="GLFTR" style="WIDTH: 100%" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 8pt">&#160; </font></div>
  </div>
  
  <div id="PN" style="PAGE-BREAK-AFTER: always; WIDTH: 100%">
  <div style="TEXT-ALIGN: center; WIDTH: 100%"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 8pt">&#160; </font></div>
  
  <div style="TEXT-ALIGN: center; WIDTH: 100%">
  <hr style="COLOR: black" noshade size="2">
  </div>
  </div>
  
  <div id="HDR">
  <div id="GLHDR" style="WIDTH: 100%" align="right"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 8pt">&#160; </font></div>
  </div>
  </div>
  
  <div>&#160;</div>
  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  <font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt"><font style="DISPLAY: inline; TEXT-DECORATION: underline">Proposal 3:&#160;&#160;Approval of the Amendment to the Company&#8217;s 2011 Stock Compensation Plan</font></font></div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt"><font id="TAB1" style="MARGIN-LEFT: 36pt"></font>The stockholders voted to approve the amendment to the Company&#8217;s 2011 Stock Compensation Plan as follows (shares of Common Stock and shares of Series A-1 Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock presented on an as-converted basis presented on an as-converted basis):</font></div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block">&#160;</div>
  
  <div align="center">
  <table bgcolor="white" cellpadding="0" cellspacing="0" width="100%" style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">
  <tr>
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  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center; BORDER-TOP: black 2px solid"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;For</font></td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center; BORDER-TOP: black 2px solid"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;Against</font></td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center; BORDER-TOP: black 2px solid"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;Abstain</font></td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center; BORDER-TOP: black 2px solid"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;Broker Non Votes</font></td>
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  <td width="20%"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Common Stock</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;&#160;98,758,677</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;9,664,564</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;306,829</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;85,487,206</font></td>
  </tr><tr>
  <td width="20%"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Series A-1 Preferred Stock</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;&#160; &#160;6,069,143</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;&#160; &#160;471,074</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;0</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;0</font></td>
  </tr><tr>
  <td width="20%"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Series B Preferred Stock</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">179,373,763</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;2,166,352</font></td>
  <td width="20%" style="TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;0</font></div>
  </td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;0</font></td>
  </tr><tr>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid">
  <div><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Series C Preferred Stock</font></div>
  </td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">132,837,833</font></td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;4,059,728</font></td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center">
  <div style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;0</font></div>
  </td>
  <td width="20%" style="BORDER-BOTTOM: black 2px solid; TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;0</font></td>
  </tr><tr>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;Total</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160;417,039,416&#160;</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">16,361,718&#160;</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">306,829&#160;</font></td>
  <td width="20%" style="TEXT-ALIGN: center"><font style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt">85,487,206&#160;</font></td>
  </tr></table>
  </div>
  
  <div>&#160;</div>
  
  <div><font style="DISPLAY: inline; TEXT-DECORATION: underline">Proposal 4:&#160;&#160;Ratification of Auditors</font></div>
  
  <div align="center">
  <table border="0" cellpadding="0" cellspacing="0" id="hangingindent" width="100%" style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">
  </table>
  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt"><font id="TAB1" style="MARGIN-LEFT: 36pt"></font>The stockholders ratified the appointment of PMB Helin Donovan, LLP as the Company's independent auditors for the year ending December&#160;31, 2012 (shares of Common Stock, Series A-1 Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock presented together on an as-converted basis):</font></div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  </div>
  
  <div align="center">
  <table cellpadding="0" cellspacing="0" width="92%" style="FONT-FAMILY: times new roman; FONT-SIZE: 10pt; FONT-SIZE: 10pt; FONT-FAMILY: times new roman">
  <tr>
  <td valign="top" width="27%" style="BORDER-BOTTOM: black 2px solid; BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">For</font></div>
  </td>
  <td valign="top" width="24%" style="BORDER-BOTTOM: black 2px solid; BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Against</font></div>
  </td>
  <td valign="top" width="22%" style="BORDER-BOTTOM: black 2px solid; BORDER-TOP: black 0.5pt solid">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Abstain</font></div>
  </td>
  </tr><tr>
  <td valign="top" width="27%">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">501,881,401</font></div>
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  <td valign="top" width="24%">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">9,592,194</font></div>
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  <td valign="top" width="22%">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="center"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">7,721,574</font></div>
  </td>
  </tr></table>
  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 7.01&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;Regulation FD Disclosure</font></div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt"><font id="TAB1" style="MARGIN-LEFT: 36pt"></font>On November 16, 2012, the Company issued a press release announcing the Company&#8217;s closing of the Financing.&#160;&#160;A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and incorporated by reference herein. In accordance with General Instruction B.2 of Form 8-K, Exhibit 99.1 hereto shall not be deemed to be &#8220;filed&#8221; for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the &#8220;Exchange Act&#8221;), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt; FONT-WEIGHT: bold">Item 9.01&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;Financial Statements and Exhibits</font></div>
  
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt"><font id="TAB1" style="MARGIN-LEFT: 36pt"></font>(d)&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;Exhibits</font></div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt"><font id="TAB1" style="MARGIN-LEFT: 72pt"></font>99.1&#160;&#160;Press Release dated November 16, 2012</font></div>
  
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  <br>
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  <div style="TEXT-INDENT: 0pt; DISPLAY: block"><br>
  </div>
  
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</font></div>
  
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  <td valign="top" width="40%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160; </font></td>
  <td align="left" colspan="3" valign="top" width="38%">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Communication Intelligence Corporation</font></div>
  </td>
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  <td align="left" valign="top" width="40%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160; </font></td>
  <td align="left" colspan="3" valign="top" width="38%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160; </font></td>
  </tr><tr>
  <td align="left" valign="top" width="40%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160; Date: November 16, 2012</font></td>
  <td align="left" valign="top" width="3%">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">By:</font></div>
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  <td align="left" valign="top" width="22%" style="BORDER-BOTTOM: black 2px solid">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">/s/ Andrea Goren</font></div>
  </td>
  <td align="left" valign="top" width="12%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160; </font></td>
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  <td align="left" valign="top" width="40%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160; </font></td>
  <td align="left" valign="top" width="3%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160; </font></td>
  <td align="left" colspan="2" valign="top" width="35%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160; </font></td>
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  <td align="left" valign="top" width="40%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160; </font></td>
  <td align="left" valign="top" width="3%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160; </font></td>
  <td align="left" colspan="2" valign="top" width="35%">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Andrea Goren</font></div>
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  <td align="left" valign="top" width="40%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160; </font></td>
  <td align="left" valign="top" width="3%"><font style="DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">&#160; </font></td>
  <td align="left" colspan="2" valign="top" width="35%">
  <div style="TEXT-INDENT: 0pt; DISPLAY: block; MARGIN-LEFT: 0pt; MARGIN-RIGHT: 0pt" align="left"><font style="FONT-STYLE: italic; DISPLAY: inline; FONT-FAMILY: times new roman; FONT-SIZE: 10pt">Chief Financial Officer</font></div>
  
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metadata_documents: [{"type": "8-K", "sequence": "1", "filename": "frm_8kd1d2.htm", "description": "SERIES D FINANCING", "secsgml_size_bytes": 63911}]
metadata_filer: {"company-data": {"conformed-name": "COMMUNICATION INTELLIGENCE CORP", "cik": "0000727634", "assigned-sic": "3577", "irs-number": "942790442", "state-of-incorporation": "DE", "fiscal-year-end": "1113"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "000-19301", "film-number": "121215483"}, "business-address": {"street1": "275 SHORELINE DR", "street2": "STE 500", "city": "REDWOOD SHORES", "state": "CA", "zip": "94065", "phone": "6508027888"}, "mail-address": {"street1": "275 SHORELINE DR", "street2": "STE 500", "city": "REDWOOD SHORES", "state": "CA", "zip": "94065"}}
text: frm_8kd1d2.htm
  UNITED STATES
  SECURITIES AND EXCHANGE COMMISSION
  Washington, D.C. 20549
  FORM 8-K
  CURRENT REPORT
  Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
  Date of Report (Date of Earliest Event Reported):
  November 13, 2012
  Communication Intelligence Corporation
  (Exact name of registrant as specified in its charter)
  Delaware
  000-19301
  94-2790442
  (State or other
  (Commission File Number)
  (I.R.S. Employer
  jurisdiction of
  Identification No.)
  incorporation)
  275 Shoreline Drive, Suite 500
  Redwood Shores, CA 94065
  (Address of principal executive offices)
  (650) 802-7888
  Registrant's telephone number, including area code
  (Former name or former address, if changed since last report.)
  Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
  o
  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
  o
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
  o
  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
  o
  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
  Item 3.02   Unregistered Sales of Equity Securities
  As previously reported in the Company's Current Report on Form 8-K filed with the SEC on September 20, 2012, on September 14, 2012, Communication Intelligence Corporation (the "Company") entered into subscription agreements (the "Subscription Agreements") with certain investors (the "Investors"). Under the terms of the Subscription Agreements, the Investors purchased $1,103,000 of unsecured convertible promissory notes (each a "Note," and, collectively, the "Notes"), and, subject to the satisfaction of certain closing conditions, agreed to purchase at a subsequent closing (the "Final Closing") additional shares of Series D-2 Preferred Convertible Stock ("Series D-2 Preferred Stock") at a purchase price of $1.00 per share.  The Series D-2 Preferred Stock is convertible into shares of Common Stock at an initial conversion price of $0.05 per share (subject to adjustment).  On November 15, 2012, the Company completed the Final Closing of the Financing, issuing an aggregate of approximately 2,204,000 shares of Series D-2 Preferred Stock under the terms of the Subscription Agreements, through both the conversion of the Notes and the sale of additional shares of Series D-2 Preferred Stock.  In addition to the above issuances, as described in greater detail in the Company's Current Report on Form 8-K filed with the SEC on September 20, 2012, at the Final Closing approximately $1,057,000 in aggregate principal and accrued interest of certain other outstanding convertible promissory notes was automatically converted into shares of Series D-2 Preferred Stock at a conversion price of $1.00 per share (the "Automatic Conversion").
  Pursuant to the terms of an Agreement to Amend and Convert Unsecured Convertible Promissory Notes (the "Agreement to Amend and Convert"), holders of certain outstanding convertible promissory notes also had previously agreed to convert at the Final Closing approximately $1,110,000 in aggregate principal and accrued interest into shares of Series D-1 Convertible Preferred Stock (the "Series D-1 Preferred Stock") at a conversion price of $1.00 per share. The Series D-1 Preferred Stock is convertible into shares of the Common Stock at an initial conversion price of $0.0225 per share (subject to adjustment).  These shares of Series D-1 Preferred Stock were issued at the Final Closing. The transactions contemplated by the Subscription Agreements, the Automatic Conversion, and the Agreement to Amend and Convert are referred to herein as the "Financing".
  In total, in connection with the Financing, the Company issued at the Final Closing approximately 3,261,000 shares of Series D-2 Preferred Stock, approximately 1,110,000 shares of Series D-1 Preferred Stock and warrants to purchase an aggregate of 3,000,000 shares of common stock at an initial exercise price of $0.05.
  Item 3.03 Material Modification to Rights of Security Holders
  Item 5.03 Amendments to Articles or Bylaws; Change in Fiscal Year
  On November 13, 2012, the Company filed with the Delaware Secretary of State a Certificate of Designation of Series D Convertible Preferred Stock ("Series D Certificate of Designation"), which Series D Certificate of Designation provides for the rights, preferences, and privileges of the shares of Series D-1 Preferred Stock and Series D-2 Preferred Stock issued in the Financing. The rights, preferences, and privileges of the shares of Series D-1 Preferred Stock and Series D-2 Preferred Stock are described in greater detail in the Company's Definitive Proxy Statement on Schedule 14A filed with the SEC on October 22, 2012.
  On November 13, 2012, the Company also filed with the Delaware Secretary of State an Amended and Restated Certificate of Designation of Series C Participating Convertible Preferred Stock, a Second Amended and Restated Certificate of Designation of Series B Participating Convertible Preferred Stock, and a Third Amended and Restated Certificate of Designation of Series A-1 Cumulative Convertible Preferred Stock.  The primary purpose of these certificates of designation was to clarify that the shares of Series D-1 Preferred Stock and Series D-2 Preferred Stock authorized by the Series D Certificate of Designation and issued in the Financing are superior to the outstanding shares of Series C Preferred Stock, Series B Preferred Stock, and Series A-1 Preferred Stock in liquidation preference and payment of dividends.
  The Series D Certificate of Designation, the Amended and Restated Certificate of Designation of Series C Participating Convertible Preferred Stock, the Second Amended and Restated Certificate of Designation of Series B Participating Convertible Preferred Stock, and the Third Amended and Restated Certificate of Designation of Series A-1 Cumulative Convertible Preferred Stock were previously approved by a majority of the outstanding shares of each of the Series C Preferred Stock, Series B Preferred Stock, and Series A-1 Preferred Stock acting by written consent.
  Item 5.07 Submission of Matters to a Vote of Security Holders.
  On November 13, 2012, the Company held its 2012 Annual Meeting of Stockholders (the "Annual Meeting") at which the stockholders voted upon (i) the election of five directors, (ii) a proposal to amend the Company's Certificate of Incorporation to increase the number of shares of authorized capital stock, (iii) an amendment to the Company's 2011 Stock Compensation Plan (the "Plan") to increase the number of shares reserved for issuance under the Plan, and (iv) ratification of the appointment of PMB Helin Donovan, LLP as the Company's independent auditors for the year ending December 31, 2012. The stockholders elected each of the director nominees, approved the amendment to the Company's Certificate of Incorporation, approved the amendment to the Company's 2011 Stock Compensation Plan, and approved the ratification of the appointment of PMB Helin Donovan, LLP as the Company's independent auditors for the fiscal year ending December 31, 2012.
  As of September 24, 2012, the record date for the Annual Meeting, the Company had 224,473,860
  shares of Common Stock outstanding, 915,625 shares of Series A-1 Cumulative Convertible Preferred Stock ("Series A-1 Preferred Stock") outstanding, 9,570,180 shares of Series B Participating Convertible Preferred Stock ("Series B Preferred Stock") outstanding, and 3,972,584 shares of Series C Participating Convertible Preferred Stock ("Series C Preferred Stock") outstanding.  Shares of Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock have no separate vote by class except as provided under the provisions of the Company's Certificate of Incorporation or as required by applicable law, and instead vote with the holders of Common Stock on an as-converted basis. As of the record date, each share of Series A-1 Preferred Stock was convertible into 7.1429 shares of Common Stock, each share of Series B Preferred Stock was convertible into 23.0947 shares of Common Stock and each share of Series C Preferred Stock was convertible into 44.4444 shares of Common Stock. Accordingly, as of the record date, the 915,625 outstanding shares of Series A-1 Preferred Stock were convertible into 6,540,218 shares of Common Stock, the 9,570,180 outstanding shares of Series B Preferred Stock were convertible into 221,020,436 shares of Common Stock, and the 3,972,584 outstanding shares of Series C Preferred Stock were convertible into 176,559,068 shares of Common Stock. Thus, the holders of Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock were entitled to 6,540,218, 221,020,436, and 176,559,068 votes, respectively, for their shares of Preferred Stock.  Shares of Common Stock, Series A-1 Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock representing an aggregate of 519,195,169 votes on an as-converted basis, or 82.59%, were voted in person or by proxy at the 2012 Annual Meeting.
  With the exception of the election of directors Philip Sassower, Andrea Goren and Stanley Gilbert to the Company's Board of Directors, who are elected only by the holders of the Company's Series B Preferred Stock and Series C Preferred Stock under the provisions of the Company's Certificate of Incorporation, all matters voted on by the Company's stockholders at the Annual Meeting were voted on by the holders of the Company's Common Stock, Series A-1 Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock voting together on an as-converted basis
  .  The table below sets forth information regarding the results of the voting at the Annual Meeting.
  Proposal 1:  Election of Directors
  The stockholders voted to elect the following individuals as directors for a one-year term as follows (shares of Common Stock, Series A-1 Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock presented together on an as-converted basis):
  Nominees
  For
  Withheld
  Broker Non Votes
  Mr. Jeffrey Holtmeier
  427,817,356
  5,890,607
  85,487,206
  Mr. David Welch
  4
  24,235,177
  9,472,786
  85,487,206
  The stockholders voted to elect the following individuals as directors for a one-year term as follows (shares of Series B Preferred Stock and Series C Preferred Stock presented together on an as-converted basis):
  Nominees
  For
  Withheld
  Broker Non Votes
  Mr. Philip Sassower
  318,437,676
  0
  0
  Mr. Andrea Goren
  318,437,676
  0
  0
  Mr. Stanley Gilbert
  318,437,676
  0
  0
  Proposal 2:  Approval of the Amendment to the Company's Certificate of Incorporation
  The stockholders voted to approve the Amendment to the Company's Certificate of Incorporation as follows (shares of Common Stock, Series A-1 Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock presented on an as-converted basis):
  For
  Against
  Abstain
  Broker Non Votes
  Common Stock
  178,665,313
  13,791,448
  1,760,515
  0
  Series A-1 Preferred Stock
  6,540,217
  0
  0
  0
  Series B Preferred Stock
  181,540,115
  0
  0
  0
  Series C Preferred Stock
  136,897,561
  0
  0
  0
  Total
  503,643,206
  13,791,448
  1,760,515
  0
  Proposal 3:  Approval of the Amendment to the Company's 2011 Stock Compensation Plan
  The stockholders voted to approve the amendment to the Company's 2011 Stock Compensation Plan as follows (shares of Common Stock and shares of Series A-1 Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock presented on an as-converted basis presented on an as-converted basis):
  For
  Against
  Abstain
  Broker Non Votes
  Common Stock
  98,758,677
  9,664,564
  306,829
  85,487,206
  Series A-1 Preferred Stock
  6,069,143
  471,074
  0
  0
  Series B Preferred Stock
  179,373,763
  2,166,352
  0
  0
  Series C Preferred Stock
  132,837,833
  4,059,728
  0
  0
  Total
  417,039,416
  16,361,718
  306,829
  85,487,206
  Proposal 4:  Ratification of Auditors
  The stockholders ratified the appointment of PMB Helin Donovan, LLP as the Company's independent auditors for the year ending December 31, 2012 (shares of Common Stock, Series A-1 Preferred Stock, Series B Preferred Stock, and Series C Preferred Stock presented together on an as-converted basis):
  For
  Against
  Abstain
  501,881,401
  9,592,194
  7,721,574
  Item 7.01                      Regulation FD Disclosure
  On November 16, 2012, the Company issued a press release announcing the Company's closing of the Financing.  A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and incorporated by reference herein. In accordance with General Instruction B.2 of Form 8-K, Exhibit 99.1 hereto shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
  Item 9.01                      Financial Statements and Exhibits
  (d)           Exhibits
  99.1  Press Release dated November 16, 2012
  SIGNATURES
  Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
  Communication Intelligence Corporation
  Date: November 16, 2012
  By:
  /s/ Andrea Goren
  Andrea Goren
  Chief Financial Officer
  Exhibit Index
  Exhibit
  Description
  99.1
  Press Release dated November 16, 2012