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<TITLE>FORM 8-K</TITLE>
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 <P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P>
<P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="margin-top:4pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>UNITED STATES </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>SECURITIES AND EXCHANGE COMMISSION </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>WASHINGTON, D.C. 20549 </B></P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>FORM 8-K
</B></P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:14pt; font-family:Times New Roman" ALIGN="center"><B>CURRENT REPORT </B></P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Pursuant
to Section&nbsp;13 or 15(d) of the </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Securities Exchange Act of 1934 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Date of Report (Date of Earliest Event Reported): November&nbsp;13, 2013 </B></P>
<P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:24pt; font-family:Times New Roman" ALIGN="center"><B>INTERCONTINENTALEXCHANGE, INC. </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>(Exact name of registrant as specified in its charter) </B></P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD VALIGN="top" ALIGN="center"><B>Delaware</B></TD>
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<TD VALIGN="top" ALIGN="center"><B>001-32671</B></TD>
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<TD VALIGN="top" ALIGN="center"><B>58-2555670</B></TD></TR>
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<TD VALIGN="top" ALIGN="center"><B>(State or other jurisdiction<BR>of incorporation)</B></TD>
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<TD VALIGN="top" ALIGN="center"><B>(Commission <BR>File Number)</B></TD>
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<TD VALIGN="top" ALIGN="center"><B>(I.R.S. Employer<BR>Identification No.)</B></TD></TR>
</TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>2100 RiverEdge Parkway, Suite 500, Atlanta, Georgia 30328 </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Address of principal executive offices) (Zip Code) </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Registrant&#146;s telephone number, including area code: (770)-857-4900 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Not Applicable </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Former
name or former address, if changed since last report </B></P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) </TD></TR></TABLE> <P STYLE="font-size:8pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P>

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Introductory Note </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">On November&nbsp;13, 2013, pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of March&nbsp;19, 2013 (the &#147;<U>Merger
Agreement</U>&#148;), by and among IntercontinentalExchange, Inc. (the &#147;<U>Company</U>&#148;), IntercontinentalExchange Group, Inc. (&#147;<U>ICE Group</U>&#148;), NYSE Euronext, Braves Merger Sub, Inc. (&#147;<U>Braves Merger Sub</U>&#148;)
and NYSE Euronext Holdings LLC (formerly known as Baseball Merger Sub, LLC) (&#147;<U>NYSE Euronext Holdings</U>&#148;), Braves Merger Sub was merged with and into the Company (the &#147;<U>ICE Merger</U>&#148;) and immediately thereafter NYSE
Euronext was merged with and into NYSE Euronext Holdings (the &#147;<U>NYSE Euronext Merger</U>&#148; and, together with the ICE Merger, the &#147;<U>Mergers</U>&#148;), with each of the Company and NYSE Euronext Holdings becoming wholly-owned
subsidiaries of ICE Group. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">As previously announced, under the terms of the Merger Agreement, subject to proration, allocation and certain limitations set
forth in the Merger Agreement, stockholders of NYSE Euronext had the option to elect to receive for each share of NYSE Euronext common stock (except for excluded shares and dissenting shares as more particularly set forth in the Merger Agreement):
</P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top">a number of validly issued, fully paid and non-assessable shares of ICE Group&#146;s common stock, par value $0.01 per share (each, an &#147;<U>ICE Group Share</U>&#148;), equal to 0.1703 and an amount of cash equal to
$11.27, without interest (together, the &#147;<U>Standard Consideration</U>&#148;); </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top">an amount of cash equal to $33.12, without interest (the &#147;<U>Cash Consideration</U>&#148;); or </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top">a number of ICE Group Shares equal to 0.2581 (the &#147;<U>Stock Consideration</U>&#148;).</TD></TR></TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">As previously
announced, because the Stock Consideration option was substantially oversubscribed, the consideration to be received by the holders who elected the Stock Consideration was prorated pursuant to the terms set forth in the Merger Agreement. Based on
the proration: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top">Stockholders of NYSE Euronext who elected to receive the Standard Consideration and those that failed to make a valid election prior to 5:00 p.m., New York City time, on October&nbsp;31,&nbsp;2013, the election
deadline, and therefore were deemed to have elected the Standard Consideration, will receive the Standard Consideration. </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top">Stockholders of NYSE Euronext who elected to receive the Cash Consideration will receive the Cash Consideration. </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD ALIGN="left" VALIGN="top">Stockholders of NYSE Euronext who elected to receive the Stock Consideration will receive, for each share of NYSE Euronext common stock (except for excluded shares and dissenting shares as more particularly set forth in
the Merger Agreement), a number of validly issued, fully paid and non-assessable ICE Group Shares equal to 0.171200756 and an amount of cash equal to $11.154424. </TD></TR></TABLE>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">As a result, the NYSE Euronext stockholders will receive in the aggregate 42,133,549 ICE Group Shares (which includes shares to be issued under certain NYSE
Euronext equity awards that vest as a result of the NYSE Euronext Merger) and approximately $2.74 billion in cash. At the effective time of the ICE Merger, each share of common stock of the Company issued and outstanding immediately prior to the
effective time of the ICE Merger was converted into the right to receive one ICE Group Share. In the aggregate, former stockholders of the Company will receive 72,913,847 ICE Group Shares. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The issuance of ICE Group Shares in connection with the Mergers, as described above, was registered under the Securities Act of 1933 pursuant to ICE
Group&#146;s registration statement on Form S-4 (File No.&nbsp;333&#150;187402), filed with the Securities and Exchange Commission (the &#147;<U>SEC</U>&#148;) and declared effective on April&nbsp;30, 2013. On November&nbsp;13, 2013, ICE Group
Shares began trading on the New York Stock Exchange under the ticker symbol &#147;ICE&#148;. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The description of the Merger Agreement contained herein
does not purport to be complete and is qualified in its entirety by reference to the Merger Agreement, which is incorporated herein by reference to Exhibit 2.1 to this Current Report on Form 8-K. A copy of the press release announcing the completion
of the Mergers is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference. </P>

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 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet
Arrangement of a Registrant. </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">In connection with the Mergers, on November&nbsp;13, 2013, the Company agreed to guarantee on a full and unconditional
basis the following obligations of NYSE Euronext assumed by NYSE Euronext Holdings, as successor to NYSE Euronext: (i)&nbsp;$850.0 million aggregate principal amount of NYSE Euronext&#146;s 2.0% senior notes due 2017 (&#147;<U>NYX Senior
Notes</U>&#148;) and (ii)&nbsp;&#128;920.0&nbsp;million aggregate principal amount of NYSE Euronext&#146;s 5.375% notes due 2015 (the &#147;<U>NYX Eurobonds</U>&#148;), for as long as NYSE Euronext Holdings remains a subsidiary of ICE Group that is
consolidated in ICE Group&#146;s financial statements and an obligor on the NYX Senior Notes or NYX Eurobonds, respectively. The guarantees will be released when the Company is no longer an obligor (either borrower or guarantor) under its existing
$2.6 billion senior unsecured credit facilities. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The foregoing description of the Company&#146;s guarantees is qualified by reference to the text of each
guarantee, which are filed as Exhibits 4.1 and 4.2 to this Current Report on Form 8-K and incorporated herein by reference. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;3.01 Notice of
Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">On November&nbsp;13, 2013, the Company notified the New
York Stock Exchange (&#147;<U>NYSE</U>&#148;) that, effective upon the consummation of the Mergers, each outstanding share of common stock of the Company was converted into the right to receive one ICE Group Share in accordance with the terms of the
Merger Agreement. NYSE has filed a notification on Form 25 with the SEC with respect to the Company&#146;s common stock to request removal of the Company&#146;s common stock from listing on the NYSE and from registration under Section&nbsp;12(b) of
the Securities Exchange Act of 1934 (the &#147;<U>Exchange Act</U>&#148;). The Company intends to file as promptly as practicable with the SEC a certification on Form 15 under the Exchange Act requesting the termination of the registration of the
Company&#146;s common stock under Section&nbsp;12(g) of the Exchange Act and the suspension of the Company&#146;s reporting obligations under Sections 13 and 15(d) of the Exchange Act. The disclosure set forth in the Introductory Note above and
Item&nbsp;3.03 is incorporated herein by reference. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;3.03 Material Modification to Rights of Security Holders. </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The disclosure set forth in the Introductory Note above and in Item&nbsp;3.01 is incorporated herein by reference. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">At the effective time of the ICE Merger, each Company option to purchase shares of Company common stock granted under the employee and director stock plans of
the Company, whether vested or unvested, that was outstanding immediately prior to the effective time of the ICE Merger ceased to represent a right to acquire shares of Company common stock and was converted into an ICE Group stock option on the
same terms and conditions (including vesting schedule and per share exercise price) as applied to such Company stock option immediately prior to the effective time of the ICE Merger. The number of ICE Group Shares subject to each such ICE Group
stock option is equal to the number of shares of Company common stock that was subject to each such Company stock option immediately prior to the effective time of the ICE Merger, and each such ICE Group stock option has an exercise price per share
equal to the per-share exercise price that was applicable to each such Company stock option immediately prior to the effective time of the ICE Merger. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">In
addition, at the effective time of the ICE Merger, each Company restricted stock unit and Company deferred stock unit measured in shares of Company common stock (other than performance stock units), whether vested or unvested, that was outstanding
immediately prior to the effective time of the ICE Merger ceased to represent a Company restricted stock unit or deferred stock unit with respect to shares of Company common stock, as applicable, and was converted automatically into an ICE Group
restricted stock unit or deferred stock unit with respect to ICE Group Shares, as applicable, on substantially the same terms and conditions (including vesting schedule) as applied to such Company restricted stock unit or deferred stock unit
immediately prior to the effective </P>
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time of the ICE Merger. The number of ICE Group Shares subject to each such ICE Group restricted stock unit or deferred stock is equal to the number of shares of Company common stock that was
subject to each such Company restricted stock unit or deferred stock unit, respectively, immediately prior to the effective time of the ICE Merger. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">In
addition, at the effective time of the ICE Merger, each Company performance stock unit, whether vested or unvested, that was outstanding ceased to represent a performance stock unit with respect to shares of Company common stock and was converted
automatically into a performance stock unit with respect to shares of ICE Group common stock on substantially the same terms and conditions as applied to such Company performance stock unit immediately prior to the effective time of the ICE Merger.
The number of shares of ICE Group Shares subject to each such ICE Group performance stock unit was equal to the number of shares of Company common stock subject to the Company performance stock unit immediately prior to the effective time of the ICE
Merger. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;5.01 Changes in Control of Registrant. </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Prior to completion of the Mergers, ICE Group was a wholly-owned subsidiary of the Company. Upon consummation of the ICE Merger, a change in control of the
Company occurred. The information contained in the Introductory Note above and Item&nbsp;3.03 is incorporated by reference herein. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">In
connection with the consummation of the Mergers and the Company becoming a wholly-owned subsidiary of ICE Group, on November&nbsp;13, 2013, all directors of the Company (other than Jeffrey C. Sprecher) ceased serving as directors of the Company. On
November&nbsp;13, Scott A. Hill and Johnathan H. Short were appointed to the Company&#146;s board of directors. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">The current executive officers of the
Company remain unchanged following the consummation of the Mergers. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Item&nbsp;9.01 Financial Statements and Exhibits. </B></P>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
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<TD VALIGN="bottom" NOWRAP ALIGN="center"> <P STYLE="border-bottom:1.00pt solid #000000; width:26.20pt; font-size:8pt; font-family:Times New Roman" ALIGN="center">Exhibit<BR>Number</P></TD>
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<TD VALIGN="bottom" NOWRAP ALIGN="center"> <P STYLE="border-bottom:1.00pt solid #000000; width:71.40pt; font-size:8pt; font-family:Times New Roman" ALIGN="center">Description of Exhibit</P></TD></TR>


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<TD VALIGN="top" NOWRAP>&nbsp;&nbsp;2.1</TD>
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<TD VALIGN="top">Amended and Restated Agreement and Plan of Merger, dated as of March 19, 2013, by and among NYSE Euronext, IntercontinentalExchange, Inc., IntercontinentalExchange Group, Inc., Braves Merger Sub, Inc. and Baseball Merger Sub, LLC
(incorporated by reference to Appendix A of ICE Group&#146;s Registration Statement on Form S-4 filed with the SEC on March 21, 2013 (File No. 333-187402)).</TD></TR>
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<TD HEIGHT="8" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" NOWRAP>&nbsp;&nbsp;4.1</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guaranty, dated as of November 13, 2013, relating to the NYX Senior Notes.</TD></TR>
<TR>
<TD HEIGHT="8"></TD>
<TD HEIGHT="8" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" NOWRAP>&nbsp;&nbsp;4.2</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Deed Poll Guarantee, dated as of November 13, 2013, relating to the NYX Eurobonds.</TD></TR>
<TR>
<TD HEIGHT="8"></TD>
<TD HEIGHT="8" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" NOWRAP>99.1</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Press Release, dated November 13, 2013.</TD></TR>
</TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">-3- </P>


<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>SIGNATURES </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned, hereunto duly authorized. </P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><DIV ALIGN="right">
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="40%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt">


<TR>
<TD WIDTH="12%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="87%"></TD></TR>


<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" COLSPAN="3">INTERCONTINENTALEXCHANGE, INC.</TD></TR>
<TR>
<TD HEIGHT="16"></TD>
<TD HEIGHT="16" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">By:</TD>
<TD VALIGN="bottom"><FONT STYLE="font-size:8pt">&nbsp;</FONT></TD>
<TD VALIGN="top"> <P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman">/s/ S<SMALL>COTT</SMALL> A. H<SMALL>ILL</SMALL></P></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">Name:</TD>
<TD VALIGN="bottom"><FONT STYLE="font-size:8pt">&nbsp;</FONT></TD>
<TD VALIGN="bottom">Scott A. Hill</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">Title:</TD>
<TD VALIGN="bottom"><FONT STYLE="font-size:8pt">&nbsp;</FONT></TD>
<TD VALIGN="bottom">Senior Vice President, Chief Financial Officer</TD></TR>
</TABLE></DIV> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Dated: November&nbsp;13, 2013 </P>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>EXHIBIT INDEX </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


<TR>
<TD></TD>
<TD VALIGN="bottom" WIDTH="5%"></TD>
<TD WIDTH="92%"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP ALIGN="center"> <P STYLE="border-bottom:1.00pt solid #000000; width:26.20pt; font-size:8pt; font-family:Times New Roman" ALIGN="center">Exhibit<BR>Number</P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" NOWRAP ALIGN="center"> <P STYLE="border-bottom:1.00pt solid #000000; width:71.40pt; font-size:8pt; font-family:Times New Roman" ALIGN="center">Description of Exhibit</P></TD></TR>


<TR>
<TD HEIGHT="8"></TD>
<TD HEIGHT="8" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" NOWRAP>&nbsp;&nbsp;2.1</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Amended and Restated Agreement and Plan of Merger, dated as of March 19, 2013, by and among NYSE Euronext, IntercontinentalExchange, Inc., IntercontinentalExchange Group, Inc., Braves Merger Sub, Inc. and Baseball Merger Sub, LLC
(incorporated by reference to Appendix A of ICE Group&#146;s Registration Statement on Form S-4 filed with the SEC on March 21, 2013 (File No. 333-187402)).</TD></TR>
<TR>
<TD HEIGHT="8"></TD>
<TD HEIGHT="8" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" NOWRAP>&nbsp;&nbsp;4.1</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Guaranty, dated as of November 13, 2013, relating to the NYX Senior Notes.</TD></TR>
<TR>
<TD HEIGHT="8"></TD>
<TD HEIGHT="8" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" NOWRAP>&nbsp;&nbsp;4.2</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Deed Poll Guarantee, dated as of November 13, 2013, relating to the NYX Eurobonds.</TD></TR>
<TR>
<TD HEIGHT="8"></TD>
<TD HEIGHT="8" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" NOWRAP>99.1</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Press Release, dated November 13, 2013.</TD></TR>
</TABLE>
</BODY></HTML>
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FORM 8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): November 13, 2013
INTERCONTINENTALEXCHANGE, INC.
(Exact name of registrant as specified in its charter)
Delaware
001-32671
58-2555670
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
2100 RiverEdge Parkway, Suite 500, Atlanta, Georgia 30328
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (770)-857-4900
Not Applicable
Former
name or former address, if changed since last report
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Introductory Note
On November 13, 2013, pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of March 19, 2013 (the "
Merger
Agreement
"), by and among IntercontinentalExchange, Inc. (the "
Company
"), IntercontinentalExchange Group, Inc. ("
ICE Group
"), NYSE Euronext, Braves Merger Sub, Inc. ("
Braves Merger Sub
")
and NYSE Euronext Holdings LLC (formerly known as Baseball Merger Sub, LLC) ("
NYSE Euronext Holdings
"), Braves Merger Sub was merged with and into the Company (the "
ICE Merger
") and immediately thereafter NYSE
Euronext was merged with and into NYSE Euronext Holdings (the "
NYSE Euronext Merger
" and, together with the ICE Merger, the "
Mergers
"), with each of the Company and NYSE Euronext Holdings becoming wholly-owned
subsidiaries of ICE Group.
As previously announced, under the terms of the Merger Agreement, subject to proration, allocation and certain limitations set
forth in the Merger Agreement, stockholders of NYSE Euronext had the option to elect to receive for each share of NYSE Euronext common stock (except for excluded shares and dissenting shares as more particularly set forth in the Merger Agreement):
•
a number of validly issued, fully paid and non-assessable shares of ICE Group's common stock, par value $0.01 per share (each, an "
ICE Group Share
"), equal to 0.1703 and an amount of cash equal to
$11.27, without interest (together, the "
Standard Consideration
");
•
an amount of cash equal to $33.12, without interest (the "
Cash Consideration
"); or
•
a number of ICE Group Shares equal to 0.2581 (the "
Stock Consideration
").
As previously
announced, because the Stock Consideration option was substantially oversubscribed, the consideration to be received by the holders who elected the Stock Consideration was prorated pursuant to the terms set forth in the Merger Agreement. Based on
the proration:
•
Stockholders of NYSE Euronext who elected to receive the Standard Consideration and those that failed to make a valid election prior to 5:00 p.m., New York City time, on October 31, 2013, the election
deadline, and therefore were deemed to have elected the Standard Consideration, will receive the Standard Consideration.
•
Stockholders of NYSE Euronext who elected to receive the Cash Consideration will receive the Cash Consideration.
•
Stockholders of NYSE Euronext who elected to receive the Stock Consideration will receive, for each share of NYSE Euronext common stock (except for excluded shares and dissenting shares as more particularly set forth in
the Merger Agreement), a number of validly issued, fully paid and non-assessable ICE Group Shares equal to 0.171200756 and an amount of cash equal to $11.154424.
As a result, the NYSE Euronext stockholders will receive in the aggregate 42,133,549 ICE Group Shares (which includes shares to be issued under certain NYSE
Euronext equity awards that vest as a result of the NYSE Euronext Merger) and approximately $2.74 billion in cash. At the effective time of the ICE Merger, each share of common stock of the Company issued and outstanding immediately prior to the
effective time of the ICE Merger was converted into the right to receive one ICE Group Share. In the aggregate, former stockholders of the Company will receive 72,913,847 ICE Group Shares.
The issuance of ICE Group Shares in connection with the Mergers, as described above, was registered under the Securities Act of 1933 pursuant to ICE
Group's registration statement on Form S-4 (File No. 333–187402), filed with the Securities and Exchange Commission (the "
SEC
") and declared effective on April 30, 2013. On November 13, 2013, ICE Group
Shares began trading on the New York Stock Exchange under the ticker symbol "ICE".
The description of the Merger Agreement contained herein
does not purport to be complete and is qualified in its entirety by reference to the Merger Agreement, which is incorporated herein by reference to Exhibit 2.1 to this Current Report on Form 8-K. A copy of the press release announcing the completion
of the Mergers is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet
Arrangement of a Registrant.
In connection with the Mergers, on November 13, 2013, the Company agreed to guarantee on a full and unconditional
basis the following obligations of NYSE Euronext assumed by NYSE Euronext Holdings, as successor to NYSE Euronext: (i) $850.0 million aggregate principal amount of NYSE Euronext's 2.0% senior notes due 2017 ("
NYX Senior
Notes
") and (ii) €920.0 million aggregate principal amount of NYSE Euronext's 5.375% notes due 2015 (the "
NYX Eurobonds
"), for as long as NYSE Euronext Holdings remains a subsidiary of ICE Group that is
consolidated in ICE Group's financial statements and an obligor on the NYX Senior Notes or NYX Eurobonds, respectively. The guarantees will be released when the Company is no longer an obligor (either borrower or guarantor) under its existing
$2.6 billion senior unsecured credit facilities.
The foregoing description of the Company's guarantees is qualified by reference to the text of each
guarantee, which are filed as Exhibits 4.1 and 4.2 to this Current Report on Form 8-K and incorporated herein by reference.
Item 3.01 Notice of
Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On November 13, 2013, the Company notified the New
York Stock Exchange ("
NYSE
") that, effective upon the consummation of the Mergers, each outstanding share of common stock of the Company was converted into the right to receive one ICE Group Share in accordance with the terms of the
Merger Agreement. NYSE has filed a notification on Form 25 with the SEC with respect to the Company's common stock to request removal of the Company's common stock from listing on the NYSE and from registration under Section 12(b) of
the Securities Exchange Act of 1934 (the "
Exchange Act
"). The Company intends to file as promptly as practicable with the SEC a certification on Form 15 under the Exchange Act requesting the termination of the registration of the
Company's common stock under Section 12(g) of the Exchange Act and the suspension of the Company's reporting obligations under Sections 13 and 15(d) of the Exchange Act. The disclosure set forth in the Introductory Note above and
Item 3.03 is incorporated herein by reference.
Item 3.03 Material Modification to Rights of Security Holders.
The disclosure set forth in the Introductory Note above and in Item 3.01 is incorporated herein by reference.
At the effective time of the ICE Merger, each Company option to purchase shares of Company common stock granted under the employee and director stock plans of
the Company, whether vested or unvested, that was outstanding immediately prior to the effective time of the ICE Merger ceased to represent a right to acquire shares of Company common stock and was converted into an ICE Group stock option on the
same terms and conditions (including vesting schedule and per share exercise price) as applied to such Company stock option immediately prior to the effective time of the ICE Merger. The number of ICE Group Shares subject to each such ICE Group
stock option is equal to the number of shares of Company common stock that was subject to each such Company stock option immediately prior to the effective time of the ICE Merger, and each such ICE Group stock option has an exercise price per share
equal to the per-share exercise price that was applicable to each such Company stock option immediately prior to the effective time of the ICE Merger.
In
addition, at the effective time of the ICE Merger, each Company restricted stock unit and Company deferred stock unit measured in shares of Company common stock (other than performance stock units), whether vested or unvested, that was outstanding
immediately prior to the effective time of the ICE Merger ceased to represent a Company restricted stock unit or deferred stock unit with respect to shares of Company common stock, as applicable, and was converted automatically into an ICE Group
restricted stock unit or deferred stock unit with respect to ICE Group Shares, as applicable, on substantially the same terms and conditions (including vesting schedule) as applied to such Company restricted stock unit or deferred stock unit
immediately prior to the effective
-2-
time of the ICE Merger. The number of ICE Group Shares subject to each such ICE Group restricted stock unit or deferred stock is equal to the number of shares of Company common stock that was
subject to each such Company restricted stock unit or deferred stock unit, respectively, immediately prior to the effective time of the ICE Merger.
In
addition, at the effective time of the ICE Merger, each Company performance stock unit, whether vested or unvested, that was outstanding ceased to represent a performance stock unit with respect to shares of Company common stock and was converted
automatically into a performance stock unit with respect to shares of ICE Group common stock on substantially the same terms and conditions as applied to such Company performance stock unit immediately prior to the effective time of the ICE Merger.
The number of shares of ICE Group Shares subject to each such ICE Group performance stock unit was equal to the number of shares of Company common stock subject to the Company performance stock unit immediately prior to the effective time of the ICE
Merger.
Item 5.01 Changes in Control of Registrant.
Prior to completion of the Mergers, ICE Group was a wholly-owned subsidiary of the Company. Upon consummation of the ICE Merger, a change in control of the
Company occurred. The information contained in the Introductory Note above and Item 3.03 is incorporated by reference herein.
Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
In
connection with the consummation of the Mergers and the Company becoming a wholly-owned subsidiary of ICE Group, on November 13, 2013, all directors of the Company (other than Jeffrey C. Sprecher) ceased serving as directors of the Company. On
November 13, Scott A. Hill and Johnathan H. Short were appointed to the Company's board of directors.
The current executive officers of the
Company remain unchanged following the consummation of the Mergers.
Item 9.01 Financial Statements and Exhibits.
Exhibit
Number
Description of Exhibit
2.1
Amended and Restated Agreement and Plan of Merger, dated as of March 19, 2013, by and among NYSE Euronext, IntercontinentalExchange, Inc., IntercontinentalExchange Group, Inc., Braves Merger Sub, Inc. and Baseball Merger Sub, LLC
(incorporated by reference to Appendix A of ICE Group's Registration Statement on Form S-4 filed with the SEC on March 21, 2013 (File No. 333-187402)).
4.1
Guaranty, dated as of November 13, 2013, relating to the NYX Senior Notes.
4.2
Deed Poll Guarantee, dated as of November 13, 2013, relating to the NYX Eurobonds.
99.1
Press Release, dated November 13, 2013.
-3-
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned, hereunto duly authorized.
INTERCONTINENTALEXCHANGE, INC.
By:
/s/ S
COTT
A. H
ILL
Name:
Scott A. Hill
Title:
Senior Vice President, Chief Financial Officer
Dated: November 13, 2013
EXHIBIT INDEX
Exhibit
Number
Description of Exhibit
2.1
Amended and Restated Agreement and Plan of Merger, dated as of March 19, 2013, by and among NYSE Euronext, IntercontinentalExchange, Inc., IntercontinentalExchange Group, Inc., Braves Merger Sub, Inc. and Baseball Merger Sub, LLC
(incorporated by reference to Appendix A of ICE Group's Registration Statement on Form S-4 filed with the SEC on March 21, 2013 (File No. 333-187402)).
4.1
Guaranty, dated as of November 13, 2013, relating to the NYX Senior Notes.
4.2
Deed Poll Guarantee, dated as of November 13, 2013, relating to the NYX Eurobonds.
99.1
Press Release, dated November 13, 2013.