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<title>lung-20210322</title></head><body><div style="display:none"><ix:header><ix:hidden><ix:nonNumeric contextRef="idcaef4b1f50643e5a2def4e0c338e9df_D20210302-20210302" name="dei:EntityCentralIndexKey" id="id3VybDovL2RvY3MudjEvZG9jOjM1M2Y4ZTRmNGUxMTRkYTNiMjhmZmNkNGM3NzkyNWFlL3NlYzozNTNmOGU0ZjRlMTE0ZGEzYjI4ZmZjZDRjNzc5MjVhZV80L2ZyYWc6NzJkYTE1NjI2ZmU4NGI4Mzg2ZjI1NTc3ZWJhMjQwYTkvdGFibGU6OWZhOTJjMDZmYTU2NGJjMjg4NDBmODZhMGI0MDhhZWYvdGFibGVyYW5nZTo5ZmE5MmMwNmZhNTY0YmMyODg0MGY4NmEwYjQwOGFlZl8xLTEtMS0xLTA_8b69ba64-e76c-4eca-9095-2e4710c4c52f">0001127537</ix:nonNumeric><ix:nonNumeric contextRef="idcaef4b1f50643e5a2def4e0c338e9df_D20210302-20210302" format="ixt:booleanfalse" name="dei:AmendmentFlag" 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style="padding-right:-0.95pt;text-align:center"><table style="border-collapse:collapse;display:inline-table;vertical-align:top;width:99.590%"><tr><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td></tr><tr style="height:8pt"><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td></tr></table></div><div style="padding-right:-0.47pt;text-align:center"><span><br/></span></div><div style="-sec-extract:summary;padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%">UNITED STATES</span></div><div style="padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%">SECURITIES AND EXCHANGE COMMISSION</span></div><div style="padding-right:-0.47pt;text-align:center"><span><br/></span></div><div style="padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">WASHINGTON, D.C. 20549</span></div><div style="padding-right:-0.47pt;text-align:center"><span><br/></span></div><div style="padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%">FORM <ix:nonNumeric contextRef="idcaef4b1f50643e5a2def4e0c338e9df_D20210302-20210302" name="dei:DocumentType" id="id3VybDovL2RvY3MudjEvZG9jOjM1M2Y4ZTRmNGUxMTRkYTNiMjhmZmNkNGM3NzkyNWFlL3NlYzozNTNmOGU0ZjRlMTE0ZGEzYjI4ZmZjZDRjNzc5MjVhZV8xL2ZyYWc6ZDc5NzM5MGRkZDg0NDM0ZTljMGQxNTk3YjRjZjRhMTMvdGV4dHJlZ2lvbjpkNzk3MzkwZGRkODQ0MzRlOWMwZDE1OTdiNGNmNGExM18xNjgw_09dfce60-f9dd-48cd-9128-297cd6b1efde">8-K</ix:nonNumeric></span></div><div style="padding-right:-0.95pt;text-align:center"><table style="border-collapse:collapse;display:inline-table;vertical-align:top;width:99.590%"><tr><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td></tr><tr style="height:5pt"><td colspan="3" style="border-bottom:1pt solid #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:1pt solid #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:1pt solid #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:1pt solid #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:1pt solid #000;padding:0 1pt"></td></tr></table></div><div><span><br/></span></div><div style="padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">CURRENT REPORT</span></div><div><span><br/></span></div><div style="padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</span></div><div><span><br/></span></div><div style="padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">Date of Report (Date of earliest event reported): <ix:nonNumeric contextRef="idcaef4b1f50643e5a2def4e0c338e9df_D20210302-20210302" format="ixt:datemonthdayyearen" name="dei:DocumentPeriodEndDate" id="id3VybDovL2RvY3MudjEvZG9jOjM1M2Y4ZTRmNGUxMTRkYTNiMjhmZmNkNGM3NzkyNWFlL3NlYzozNTNmOGU0ZjRlMTE0ZGEzYjI4ZmZjZDRjNzc5MjVhZV8xL2ZyYWc6ZDc5NzM5MGRkZDg0NDM0ZTljMGQxNTk3YjRjZjRhMTMvdGV4dHJlZ2lvbjpkNzk3MzkwZGRkODQ0MzRlOWMwZDE1OTdiNGNmNGExM18xNjc1_9a156f1f-15a6-4c2b-aef4-18ef94ae28b0">March 22, 2021</ix:nonNumeric></span></div><div style="padding-right:-0.95pt;text-align:center"><table style="border-collapse:collapse;display:inline-table;vertical-align:top;width:99.590%"><tr><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td 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below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (</span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:126%;text-decoration:underline">see</span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:126%"> General Instructions A.2. below):</span></div><div><span><br/></span></div><div style="text-indent:-0.6pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="idcaef4b1f50643e5a2def4e0c338e9df_D20210302-20210302" format="ixt-sec:boolballotbox" name="dei:WrittenCommunications" 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id="id3VybDovL2RvY3MudjEvZG9jOjM1M2Y4ZTRmNGUxMTRkYTNiMjhmZmNkNGM3NzkyNWFlL3NlYzozNTNmOGU0ZjRlMTE0ZGEzYjI4ZmZjZDRjNzc5MjVhZV8xL2ZyYWc6ZDc5NzM5MGRkZDg0NDM0ZTljMGQxNTk3YjRjZjRhMTMvdGV4dHJlZ2lvbjpkNzk3MzkwZGRkODQ0MzRlOWMwZDE1OTdiNGNmNGExM18xNjg4_122000e3-b3b9-413d-b85a-37b8ca9cc247">&#9744;</ix:nonNumeric>&#160;&#160;&#160;&#160;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</span></div><div><span><br/></span></div><div style="text-indent:-0.6pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="idcaef4b1f50643e5a2def4e0c338e9df_D20210302-20210302" format="ixt-sec:boolballotbox" name="dei:PreCommencementIssuerTenderOffer" id="id3VybDovL2RvY3MudjEvZG9jOjM1M2Y4ZTRmNGUxMTRkYTNiMjhmZmNkNGM3NzkyNWFlL3NlYzozNTNmOGU0ZjRlMTE0ZGEzYjI4ZmZjZDRjNzc5MjVhZV8xL2ZyYWc6ZDc5NzM5MGRkZDg0NDM0ZTljMGQxNTk3YjRjZjRhMTMvdGV4dHJlZ2lvbjpkNzk3MzkwZGRkODQ0MzRlOWMwZDE1OTdiNGNmNGExM18xNjg1_85a0cab6-79e7-4439-aa23-2a1c34670417">&#9744;</ix:nonNumeric>&#160;&#160;&#160;&#160;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">Securities registered pursuant to Section 12(b) of the Act:</span></div><div style="margin-bottom:6pt"><table style="border-collapse:collapse;display:inline-table;vertical-align:top;width:99.857%"><tr><td style="width:1.0%"></td><td style="width:29.422%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:1.941%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:21.791%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:1.808%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:41.338%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Title of each class</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Trading Symbol(s)</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Name of each exchange on which registered</span></td></tr><tr><td colspan="3" style="border-top:1pt solid #000;padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%"><ix:nonNumeric contextRef="idcaef4b1f50643e5a2def4e0c338e9df_D20210302-20210302" name="dei:Security12bTitle" id="id3VybDovL2RvY3MudjEvZG9jOjM1M2Y4ZTRmNGUxMTRkYTNiMjhmZmNkNGM3NzkyNWFlL3NlYzozNTNmOGU0ZjRlMTE0ZGEzYjI4ZmZjZDRjNzc5MjVhZV8xL2ZyYWc6ZDc5NzM5MGRkZDg0NDM0ZTljMGQxNTk3YjRjZjRhMTMvdGFibGU6MDdjMTZmYjM3ZDUxNGE0N2IxODM3YzA4MDIyMmVmNDQvdGFibGVyYW5nZTowN2MxNmZiMzdkNTE0YTQ3YjE4MzdjMDgwMjIyZWY0NF8xLTAtMS0xLTA_6765ac0c-db43-4650-882b-020642324d98">Common Stock, $0.001 par value</ix:nonNumeric></span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="border-top:1pt solid #000;padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%"><ix:nonNumeric contextRef="idcaef4b1f50643e5a2def4e0c338e9df_D20210302-20210302" name="dei:TradingSymbol" id="id3VybDovL2RvY3MudjEvZG9jOjM1M2Y4ZTRmNGUxMTRkYTNiMjhmZmNkNGM3NzkyNWFlL3NlYzozNTNmOGU0ZjRlMTE0ZGEzYjI4ZmZjZDRjNzc5MjVhZV8xL2ZyYWc6ZDc5NzM5MGRkZDg0NDM0ZTljMGQxNTk3YjRjZjRhMTMvdGFibGU6MDdjMTZmYjM3ZDUxNGE0N2IxODM3YzA4MDIyMmVmNDQvdGFibGVyYW5nZTowN2MxNmZiMzdkNTE0YTQ3YjE4MzdjMDgwMjIyZWY0NF8xLTItMS0xLTA_dda279f1-a8f8-426b-a211-237c5abb9435">LUNG</ix:nonNumeric></span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="border-top:1pt solid #000;padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%"><ix:nonNumeric contextRef="idcaef4b1f50643e5a2def4e0c338e9df_D20210302-20210302" format="ixt-sec:exchnameen" name="dei:SecurityExchangeName" id="id3VybDovL2RvY3MudjEvZG9jOjM1M2Y4ZTRmNGUxMTRkYTNiMjhmZmNkNGM3NzkyNWFlL3NlYzozNTNmOGU0ZjRlMTE0ZGEzYjI4ZmZjZDRjNzc5MjVhZV8xL2ZyYWc6ZDc5NzM5MGRkZDg0NDM0ZTljMGQxNTk3YjRjZjRhMTMvdGFibGU6MDdjMTZmYjM3ZDUxNGE0N2IxODM3YzA4MDIyMmVmNDQvdGFibGVyYW5nZTowN2MxNmZiMzdkNTE0YTQ3YjE4MzdjMDgwMjIyZWY0NF8xLTQtMS0xLTA_04507863-bf30-4c91-8ab8-562c20c5fcc6">The Nasdaq Stock Market LLC</ix:nonNumeric></span></td></tr></table></div><div><span><br/></span></div><div style="padding-right:42pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:139%">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">Emerging growth company <ix:nonNumeric contextRef="idcaef4b1f50643e5a2def4e0c338e9df_D20210302-20210302" format="ixt-sec:boolballotbox" name="dei:EntityEmergingGrowthCompany" id="id3VybDovL2RvY3MudjEvZG9jOjM1M2Y4ZTRmNGUxMTRkYTNiMjhmZmNkNGM3NzkyNWFlL3NlYzozNTNmOGU0ZjRlMTE0ZGEzYjI4ZmZjZDRjNzc5MjVhZV8xL2ZyYWc6ZDc5NzM5MGRkZDg0NDM0ZTljMGQxNTk3YjRjZjRhMTMvdGV4dHJlZ2lvbjpkNzk3MzkwZGRkODQ0MzRlOWMwZDE1OTdiNGNmNGExM18xNjc5_d8b02955-fc9f-45ff-ac41-6061d43f8230">&#9746;</ix:nonNumeric></span></div><div><span><br/></span></div><div style="padding-right:8pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:132%">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. </span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:132%"><ix:nonNumeric contextRef="idcaef4b1f50643e5a2def4e0c338e9df_D20210302-20210302" format="ixt-sec:boolballotbox" name="dei:EntityExTransitionPeriod" id="id3VybDovL2RvY3MudjEvZG9jOjM1M2Y4ZTRmNGUxMTRkYTNiMjhmZmNkNGM3NzkyNWFlL3NlYzozNTNmOGU0ZjRlMTE0ZGEzYjI4ZmZjZDRjNzc5MjVhZV8xL2ZyYWc6ZDc5NzM5MGRkZDg0NDM0ZTljMGQxNTk3YjRjZjRhMTMvdGV4dHJlZ2lvbjpkNzk3MzkwZGRkODQ0MzRlOWMwZDE1OTdiNGNmNGExM18xNjg2_12d02466-e67a-4340-8e3b-78a95b0f1a65">&#9746;</ix:nonNumeric></span></div><div><table style="border-collapse:collapse;display:inline-table;vertical-align:top;width:99.590%"><tr><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td></tr><tr style="height:3pt"><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td></tr></table></div><div><span><br/></span></div><div style="height:49.5pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div></div></div><div id="i353f8e4f4e114da3b28ffcd4c77925ae_7"></div><hr style="page-break-after:always"/><div style="min-height:49.5pt;width:100%"><div><span><br/></span></div></div><div style="-sec-extract:summary"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:115%">Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers</span></div><div><span><br/></span></div><div style="text-align:justify"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">On March 22, 2021, Staffan Lindstrand notified the board of directors (the &#8220;Board&#8221;) of Pulmonx Corporation (the &#8220;Company&#8221;) of his decision not to stand for reelection as a director of the Company at the Company&#8217;s 2021 annual meeting of stockholders in May 2021. Mr. Lindstrand&#8217;s decision not to stand for reelection was not due to any disagreement with the Company on any matter relating to the Company&#8217;s operations, policies, or practices. </span></div><div><span><br/></span></div><div style="height:49.5pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div></div></div><div id="i353f8e4f4e114da3b28ffcd4c77925ae_10"></div><hr style="page-break-after:always"/><div style="min-height:6.05pt;width:100%"><div><span><br/></span></div></div><div style="padding-right:-8.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">SIGNATURES</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:126%">Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</span></div><div><span><br/></span></div><div style="padding-left:134pt;padding-right:134pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Pulmonx Corporation</span></div><div><span><br/></span></div><div style="padding-left:1pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Dated: March 24, 2021</span></div><div><span><br/></span></div><div style="margin-bottom:6pt;text-align:right"><table style="border-collapse:collapse;display:inline-table;vertical-align:top;width:48.658%"><tr><td style="width:1.0%"></td><td style="width:7.416%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:90.384%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">By:</span></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">/s/Derrick Sung</span></td></tr><tr><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="border-top:1pt solid #000;padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Derrick Sung, Ph.D.</span></td></tr><tr><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Chief Financial Officer</span></td></tr></table></div><div style="height:72pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div></div></div></body></html>
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lung-20210322
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 22, 2021
PULMONX CORPORATION
(Exact name of Registrant as Specified in Its Charter)
Delaware
001-39562
77-0424412
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
700 Chesapeake Drive
Redwood City,
CA
94063
(Address of Principal Executive Offices)
(Zip Code)
(
650
)
364-0400
Registrant's telephone number, including area code
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instructions A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.001 par value
LUNG
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☒
Item 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers
On March 22, 2021, Staffan Lindstrand notified the board of directors (the "Board") of Pulmonx Corporation (the "Company") of his decision not to stand for reelection as a director of the Company at the Company's 2021 annual meeting of stockholders in May 2021. Mr. Lindstrand's decision not to stand for reelection was not due to any disagreement with the Company on any matter relating to the Company's operations, policies, or practices.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Pulmonx Corporation
Dated: March 24, 2021
By:
/s/Derrick Sung
Derrick Sung, Ph.D.
Chief Financial Officer