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<title>lung-20210520</title></head><body><div style="display:none"><ix:header><ix:hidden><ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" name="dei:EntityCentralIndexKey" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF80L2ZyYWc6NmFlZGE5OTQwMjlhNDNmN2I1ZmQ0ZTZlYmE3YTE5Y2QvdGFibGU6NDM0M2NlNzMyN2I3NDhhYzlkMjhiMWU5NDQ5OWE5ODYvdGFibGVyYW5nZTo0MzQzY2U3MzI3Yjc0OGFjOWQyOGIxZTk0NDk5YTk4Nl8xLTEtMS0xLTA_c54e6c61-4d65-42e6-8e7b-b652bdbad815">0001127537</ix:nonNumeric><ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" format="ixt:booleanfalse" name="dei:AmendmentFlag" 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scheme="http://www.sec.gov/CIK">0001127537</xbrli:identifier></xbrli:entity><xbrli:period><xbrli:startDate>2021-05-20</xbrli:startDate><xbrli:endDate>2021-05-20</xbrli:endDate></xbrli:period></xbrli:context></ix:resources></ix:header></div><div id="icd7b73081c82462887302a06be8a61e0_1"></div><div style="min-height:49.5pt;width:100%"><div><span><br/></span></div></div><div style="-sec-extract:summary;padding-right:-0.47pt;text-align:center"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.590%"><tr><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td></tr><tr style="height:8pt"><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td></tr></table></div><div style="padding-right:-0.47pt;text-align:center"><span><br/></span></div><div style="padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%">UNITED STATES</span></div><div style="padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%">SECURITIES AND EXCHANGE COMMISSION</span></div><div style="padding-right:-0.47pt;text-align:center"><span><br/></span></div><div style="padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">WASHINGTON, D.C. 20549</span></div><div style="padding-right:-0.47pt;text-align:center"><span><br/></span></div><div style="padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:16pt;font-weight:700;line-height:120%">FORM <ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" name="dei:DocumentType" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGV4dHJlZ2lvbjpjYzIwMjA4ODZmOGU0OTNjOThjYWVkMTFmZjlmMjZjZV8xNjgx_f3e9e4a6-36cc-4fb2-a64f-398242f6e12b">8-K</ix:nonNumeric></span></div><div style="padding-right:-0.47pt;text-align:center"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.590%"><tr><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td></tr><tr style="height:5pt"><td colspan="3" style="border-bottom:1pt solid #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:1pt solid #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:1pt solid #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:1pt solid #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:1pt solid #000;padding:0 1pt"></td></tr></table></div><div><span><br/></span></div><div style="padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">CURRENT REPORT</span></div><div><span><br/></span></div><div style="padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</span></div><div><span><br/></span></div><div style="padding-right:-0.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">Date of Report (Date of earliest event reported): <ix:nonNumeric contextRef="i220a81317e7b401d8321419c804325ac_D20210520-20210520" format="ixt:datemonthdayyearen" name="dei:DocumentPeriodEndDate" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGV4dHJlZ2lvbjpjYzIwMjA4ODZmOGU0OTNjOThjYWVkMTFmZjlmMjZjZV8xNjc4_be95f225-5841-4cc9-92af-a0a387911cd8">May 20, 2021</ix:nonNumeric></span></div><div style="padding-right:-0.47pt;text-align:center"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.590%"><tr><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td></tr><tr style="height:3pt"><td colspan="3" 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id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGFibGU6NmFjYzNhMTg4ZjYwNDNjMmE1NDg0Yjc3MDA5NGJkODUvdGFibGVyYW5nZTo2YWNjM2ExODhmNjA0M2MyYTU0ODRiNzcwMDk0YmQ4NV80LTMtMS0xLTA_0ae9be8b-d53e-4144-bdbe-af260b3ed8a3">94063</ix:nonNumeric></span></td></tr><tr><td colspan="6" style="padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:6.5pt;font-weight:700;line-height:120%">(Address of Principal Executive Offices)</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:6.5pt;font-weight:700;line-height:120%">(Zip Code)</span></td></tr></table></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">(<ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" name="dei:CityAreaCode" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGV4dHJlZ2lvbjpjYzIwMjA4ODZmOGU0OTNjOThjYWVkMTFmZjlmMjZjZV8xNjc2_b05f259c-2a69-44ab-8ba8-aa52ee73f323">650</ix:nonNumeric>)<ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" name="dei:LocalPhoneNumber" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGV4dHJlZ2lvbjpjYzIwMjA4ODZmOGU0OTNjOThjYWVkMTFmZjlmMjZjZV8xNjkw_fdc42e90-638d-432a-94d4-c72ca2ec159d">364-0400</ix:nonNumeric></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:110%">Registrant's telephone number, including area code</span></div><div style="text-align:center"><span><br/></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:700;line-height:120%">Not Applicable</span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%"> </span></div><div style="padding-left:5.62pt;padding-right:5.62pt;text-align:center"><span style="color:#231f20;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">(Former name or former address, if changed since last report.)</span></div><div style="padding-right:-0.47pt;text-align:center"><span><br/></span></div><div style="padding-right:6pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:126%">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (</span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:126%;text-decoration:underline">see</span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:126%"> General Instructions A.2. below):</span></div><div><span><br/></span></div><div style="text-indent:-0.6pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" format="ixt-sec:boolballotbox" name="dei:WrittenCommunications" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGV4dHJlZ2lvbjpjYzIwMjA4ODZmOGU0OTNjOThjYWVkMTFmZjlmMjZjZV8xNjgz_6c1b9283-c039-4833-a810-a23a630482cb">&#9744;</ix:nonNumeric>&#160;&#160;&#160;&#160;Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</span></div><div><span><br/></span></div><div style="text-indent:-0.6pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" format="ixt-sec:boolballotbox" name="dei:SolicitingMaterial" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGV4dHJlZ2lvbjpjYzIwMjA4ODZmOGU0OTNjOThjYWVkMTFmZjlmMjZjZV8xNjg5_bc0bd8ca-50b4-4917-ab2a-f2c6d3ab3eb8">&#9744;</ix:nonNumeric>&#160;&#160;&#160;&#160;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</span></div><div><span><br/></span></div><div style="text-indent:-0.6pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" format="ixt-sec:boolballotbox" name="dei:PreCommencementTenderOffer" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGV4dHJlZ2lvbjpjYzIwMjA4ODZmOGU0OTNjOThjYWVkMTFmZjlmMjZjZV8xNjc3_2368a3f9-1aac-4955-87bc-f543565ac2c2">&#9744;</ix:nonNumeric>&#160;&#160;&#160;&#160;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</span></div><div><span><br/></span></div><div style="text-indent:-0.6pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%"><ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" format="ixt-sec:boolballotbox" name="dei:PreCommencementIssuerTenderOffer" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGV4dHJlZ2lvbjpjYzIwMjA4ODZmOGU0OTNjOThjYWVkMTFmZjlmMjZjZV8xNjg1_c38678d3-2631-42ab-9747-9322a29beae9">&#9744;</ix:nonNumeric>&#160;&#160;&#160;&#160;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:11pt;font-weight:400;line-height:120%">Securities registered pursuant to Section 12(b) of the Act:</span></div><div><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.857%"><tr><td style="width:1.0%"></td><td style="width:29.422%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:1.941%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:21.791%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:1.808%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:41.338%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Title of each class</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Trading Symbol(s)</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Name of each exchange on which registered</span></td></tr><tr><td colspan="3" style="border-top:1pt solid #000;padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%"><ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" name="dei:Security12bTitle" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGFibGU6NDNiODBhNDNiNzY5NDIzMTlmNWUxMThhNjg0NTMzMzcvdGFibGVyYW5nZTo0M2I4MGE0M2I3Njk0MjMxOWY1ZTExOGE2ODQ1MzMzN18xLTAtMS0xLTA_67052d50-03aa-4dcf-b77c-bf5d035f99a1">Common Stock, $0.001 par value</ix:nonNumeric></span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="border-top:1pt solid #000;padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%"><ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" name="dei:TradingSymbol" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGFibGU6NDNiODBhNDNiNzY5NDIzMTlmNWUxMThhNjg0NTMzMzcvdGFibGVyYW5nZTo0M2I4MGE0M2I3Njk0MjMxOWY1ZTExOGE2ODQ1MzMzN18xLTItMS0xLTA_3069b628-1ca3-47cd-8c8a-b4bad779ccc9">LUNG</ix:nonNumeric></span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="border-top:1pt solid #000;padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%"><ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" format="ixt-sec:exchnameen" name="dei:SecurityExchangeName" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGFibGU6NDNiODBhNDNiNzY5NDIzMTlmNWUxMThhNjg0NTMzMzcvdGFibGVyYW5nZTo0M2I4MGE0M2I3Njk0MjMxOWY1ZTExOGE2ODQ1MzMzN18xLTQtMS0xLTA_481de328-5464-4cf8-aa16-c45f3abdbbc0">The Nasdaq Stock Market LLC</ix:nonNumeric></span></td></tr></table></div><div><span><br/></span></div><div style="padding-right:42pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:139%">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:115%">Emerging growth company <ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" format="ixt-sec:boolballotbox" name="dei:EntityEmergingGrowthCompany" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGV4dHJlZ2lvbjpjYzIwMjA4ODZmOGU0OTNjOThjYWVkMTFmZjlmMjZjZV8xNjg2_707ad980-0288-49c6-94bb-705e00291442">&#9746;</ix:nonNumeric></span></div><div><span><br/></span></div><div style="padding-right:8pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:9pt;font-weight:400;line-height:132%">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. </span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:132%"><ix:nonNumeric contextRef="if6ec8aadfb2a48b0bf91d07d19637957_D20210302-20210302" format="ixt-sec:boolballotbox" name="dei:EntityExTransitionPeriod" id="id3VybDovL2RvY3MudjEvZG9jOmNkN2I3MzA4MWM4MjQ2Mjg4NzMwMmEwNmJlOGE2MWUwL3NlYzpjZDdiNzMwODFjODI0NjI4ODczMDJhMDZiZThhNjFlMF8xL2ZyYWc6Y2MyMDIwODg2ZjhlNDkzYzk4Y2FlZDExZmY5ZjI2Y2UvdGV4dHJlZ2lvbjpjYzIwMjA4ODZmOGU0OTNjOThjYWVkMTFmZjlmMjZjZV8xNjg3_982791bc-a32b-4bea-9dc9-209ce3d91329">&#9746;</ix:nonNumeric></span></div><div style="height:49.5pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div></div></div><hr style="page-break-after:always"/><div style="min-height:49.5pt;width:100%"><div><span><br/></span></div></div><div><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.590%"><tr><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:18.900%"></td><td style="width:0.1%"></td></tr><tr style="height:3pt"><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td><td colspan="3" style="border-bottom:3pt double #000;padding:0 1pt"></td></tr></table></div><div><span><br/></span></div><div id="icd7b73081c82462887302a06be8a61e0_7"></div><div style="-sec-extract:summary"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:115%">Item 5.07 Submission of Matters to a Vote of Security Holders.</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:112%">On May 20, 2021, Pulmonx Corporation held its 2021 Annual Meeting of Stockholders (the &#8220;Annual Meeting&#8221;). The following is a brief description of each matter voted upon at the Annual Meeting, as well as the final tally of the number of votes cast: (a) for or withheld with respect to the election of directors; and (b) for or against, as well as abstentions, for the ratification of the appointment of BDO USA, LLP as Pulmonx&#8217;s independent registered public accounting firm for the fiscal year ending December 31, 2021. Broker non-votes are also reported. A more complete description of each matter is set forth in Pulmonx Corporation&#8217;s definitive proxy statement filed with the Securities and Exchange Commission on April 9, 2021.</span></div><div><span><br/></span></div><div style="margin-bottom:12pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:120%">Proposal 1:</span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">  The following director proposed by Pulmonx Corporation for election was elected by the following votes to serve until Pulmonx Corporation&#8217;s 2024 Annual Meeting of Stockholders or until his successor has been elected and qualified. The tabulation of votes on this matter was as follows:</span></div><div style="margin-bottom:12pt"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.590%"><tr><td style="width:1.0%"></td><td style="width:17.289%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:2.121%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:28.967%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:2.792%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:14.202%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:1.987%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:24.942%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:0 1pt"></td><td colspan="3" style="border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:0 1pt"></td><td colspan="3" style="border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">For</span></td><td colspan="3" style="border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:0 1pt"></td><td colspan="3" style="border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Withheld</span></td><td colspan="3" style="border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:0 1pt"></td><td colspan="3" style="border-left:1pt solid #ffffff;border-right:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Broker Non-Vote</span></td></tr><tr><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Glendon E. French</span></td><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:0 1pt"></td><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">21,885,421</span></td><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:0 1pt"></td><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">1,886,746</span></td><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:0 1pt"></td><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-right:1pt solid #ffffff;border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">1,425,850</span></td></tr></table></div><div style="margin-bottom:12pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-style:italic;font-weight:400;line-height:112%">Proposal 2</span><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:112%">: The appointment of BDO USA, LLP as Pulmonx Corporation&#8217;s independent registered public accounting firm for the fiscal year ending December 31, 2021, was ratified. The tabulation of votes on this matter was as follows:</span></div><div style="margin-bottom:12pt"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.456%"><tr><td style="width:1.0%"></td><td style="width:17.313%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:2.125%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:28.873%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:2.797%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:14.222%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:1.991%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:24.979%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">For</span></td><td colspan="3" style="border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:0 1pt"></td><td colspan="3" style="border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Against</span></td><td colspan="3" style="border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:0 1pt"></td><td colspan="3" style="border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Abstain</span></td><td colspan="3" style="border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:0 1pt"></td><td colspan="3" style="border-left:1pt solid #ffffff;border-right:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Broker Non-Vote</span></td></tr><tr><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">25,163,522</span></td><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:0 1pt"></td><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">26,890</span></td><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:0 1pt"></td><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">7,605</span></td><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-top:1pt solid #ffffff;padding:0 1pt"></td><td colspan="3" style="background-color:#daeef3;border-bottom:1pt solid #ffffff;border-left:1pt solid #ffffff;border-right:1pt solid #ffffff;border-top:1pt solid #000000;padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">0</span></td></tr></table></div><div style="height:49.5pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div></div></div><div id="icd7b73081c82462887302a06be8a61e0_10"></div><hr style="page-break-after:always"/><div style="min-height:6.05pt;width:100%"><div><span><br/></span></div></div><div style="padding-right:-8.47pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">SIGNATURES</span></div><div><span><br/></span></div><div><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:126%">Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</span></div><div><span><br/></span></div><div style="padding-left:134pt;padding-right:134pt;text-align:center"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%">Pulmonx Corporation</span></div><div><span><br/></span></div><div style="padding-left:1pt"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Dated: May 21, 2021</span></div><div><span><br/></span></div><div style="padding-left:268pt;text-align:right"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:48.658%"><tr><td style="width:1.0%"></td><td style="width:7.416%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:90.384%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">By:</span></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">/s/ David Lehman</span></td></tr><tr><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="border-top:1pt solid #000;padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">David Lehman</span></td></tr><tr><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%">General Counsel</span></td></tr></table></div><div style="height:72pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div><span><br/></span></div></div></div></body></html>
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lung-20210520
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
May 20, 2021
PULMONX CORPORATION
(Exact name of Registrant as Specified in Its Charter)
Delaware
001-39562
77-0424412
(State or Other Jurisdiction
(Commission File Number)
(IRS Employer
of Incorporation)
Identification No.)
700 Chesapeake Drive
Redwood City,
CA
94063
(Address of Principal Executive Offices)
(Zip Code)
(
650
)
364-0400
Registrant's telephone number, including area code
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instructions A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.001 par value
LUNG
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☒
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 20, 2021, Pulmonx Corporation held its 2021 Annual Meeting of Stockholders (the "Annual Meeting"). The following is a brief description of each matter voted upon at the Annual Meeting, as well as the final tally of the number of votes cast: (a) for or withheld with respect to the election of directors; and (b) for or against, as well as abstentions, for the ratification of the appointment of BDO USA, LLP as Pulmonx's independent registered public accounting firm for the fiscal year ending December 31, 2021. Broker non-votes are also reported. A more complete description of each matter is set forth in Pulmonx Corporation's definitive proxy statement filed with the Securities and Exchange Commission on April 9, 2021.
Proposal 1:
The following director proposed by Pulmonx Corporation for election was elected by the following votes to serve until Pulmonx Corporation's 2024 Annual Meeting of Stockholders or until his successor has been elected and qualified. The tabulation of votes on this matter was as follows:
For
Withheld
Broker Non-Vote
Glendon E. French
21,885,421
1,886,746
1,425,850
Proposal 2
: The appointment of BDO USA, LLP as Pulmonx Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021, was ratified. The tabulation of votes on this matter was as follows:
For
Against
Abstain
Broker Non-Vote
25,163,522
26,890
7,605
0
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Pulmonx Corporation
Dated: May 21, 2021
By:
/s/ David Lehman
David Lehman
General Counsel