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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;text-indent:0pt;"><font style="font-family:Times New Roman, Times, serif;font-size:10pt;"><b>UNITED STATES</b></font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;text-indent:0pt;"><b><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">SECURITIES AND EXCHANGE COMMISSION</font></b></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;text-indent:0pt;"><b><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">Washington, D.C. 20549</font></b></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;text-indent:0pt;"><font style="font-family:Times New Roman, Times, serif;font-size:12pt;"><b>FORM 8-K</b></font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;text-indent:0pt;"><font style="font-family:Times New Roman, Times, serif;font-size:10pt;"><b>CURRENT REPORT</b></font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;text-indent:0pt;"><font style="font-family:Times New Roman, Times, serif;font-size:10pt;"><b>Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</b></font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;">Date of Report (Date of earliest event reported): <font style="font-family:Times New Roman, Times, serif;font-size:10pt;">August 18, 2017</font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;"><img src="rmcfd20170817_8kimg001.jpg" style="width: 158pt; height: 54pt;"></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;text-indent:0pt;"><font style="font-family:Times New Roman, Times, serif;font-size:12pt;font-variant:small-caps;"><b>Rocky Mountain Chocolate Factory, Inc.</b></font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;text-indent:0pt;"><i><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">(Exact name of registrant as specified in is charter)</font></i></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

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			<p style="font-family: &quot;Times New Roman&quot;, Times, serif; font-size: 10pt; margin: 0pt; text-align: center;">Delaware</p>
			</td>
			<td style="vertical-align:top;width:28.2%;">
			<p style="font-family: &quot;Times New Roman&quot;, Times, serif; font-size: 10pt; margin: 0pt; text-align: center;">001-36865</p>
			</td>
			<td style="vertical-align:top;width:28.2%;">
			<p style="font-family: &quot;Times New Roman&quot;, Times, serif; font-size: 10pt; margin: 0pt; text-align: center;">47-1535633</p>
			</td>
		</tr>
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			<p style="font-family: &quot;Times New Roman&quot;, Times, serif; font-size: 10pt; margin: 0pt; text-align: center;"><i>(State or other jurisdiction</i></p>

			<p style="font-family: &quot;Times New Roman&quot;, Times, serif; font-size: 10pt; margin: 0pt; text-align: center;"><i>of incorporation)</i></p>
			</td>
			<td style="vertical-align:top;width:28.2%;">
			<p style="font-family: &quot;Times New Roman&quot;, Times, serif; font-size: 10pt; margin: 0pt; text-align: center;"><i>(Commission</i></p>

			<p style="font-family: &quot;Times New Roman&quot;, Times, serif; font-size: 10pt; margin: 0pt; text-align: center;"><i>File Number)</i></p>
			</td>
			<td style="vertical-align:top;width:28.2%;">
			<p style="font-family: &quot;Times New Roman&quot;, Times, serif; font-size: 10pt; margin: 0pt; text-align: center;"><i>(IRS Employer</i></p>

			<p style="font-family: &quot;Times New Roman&quot;, Times, serif; font-size: 10pt; margin: 0pt; text-align: center;"><i>Identification No.)</i></p>
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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;text-indent:0pt;"><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">265 Turner Drive</font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;text-indent:0pt;"><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">Durango, Colorado 81303</font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;text-indent:0pt;"><font style="font-family:Times New Roman, Times, serif;font-size:10pt;"><i>(Address, including zip code, of principal executive offices)</i></font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;text-indent:0pt;"><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">Registrant&#39;s telephone number, including area code: (970) 259-0554</font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&sect;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&sect;240.12b-2 of this chapter).</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">Emerging growth company <font style="font-family:Times New Roman, Times, serif;font-size:10pt;">&#9744;</font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.<font style="font-family:Times New Roman, Times, serif;font-size:10pt;"> &#9744;</font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;"><b>&nbsp;</b></p>

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<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;"><b>Item<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">&nbsp;5.07.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Submission of Matters to a Vote of Security Holders.</font></b></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;"><b>&nbsp;</b></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:justify;">On <font style="font-family:Times New Roman, Times, serif;font-size:10pt;">August 18, 2017, Rocky Mountain Chocolate Factory, Inc. (the &ldquo;Company&rdquo;) held its Annual Meeting of Shareholders (the &ldquo;Annual Meeting&rdquo;) </font><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">at the DoubleTree Hotel, 501 Camino Del Rio,&nbsp;Durango, Colorado 81301. At the close of business on June 23, 2017, the record date for the Annual Meeting, there were a total of 5,868,604 shares of Common Stock, par value $0.001 per share (the &ldquo;Common Stock&rdquo;), of the Company outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 5,868,604 shares, or 92.5% of the outstanding shares of Common Stock entitled to vote, were represented by proxy or in person and, therefore, a quorum was present at the Annual Meeting. Each of the proposals were approved, and each of the director nominees were elected, by the vote of the shareholders at the Annual Meeting. The results of the matters submitted to a vote of the shareholders at the Annual Meeting were as follows:</font></p>

<p style="font-family: Times New Roman, Times, serif; font-size: 10pt; margin-top: 0pt; margin-bottom: 0pt;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:18pt;margin-right:0.9pt;margin-top:0pt;text-align:left;text-indent:-18pt;"><u>Proposal </u><font style="font-family:Times New Roman, Times, serif;font-size:10pt;"><u>1</u> &mdash; Election of directors.</font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:18pt;margin-right:0.7pt;margin-top:0pt;text-align:left;text-indent:-18pt;">&nbsp;</p>

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		<tr>
			<td style="vertical-align:bottom;width:32.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:left;">&nbsp;</p>
			</td>
			<td style="vertical-align:bottom;border-bottom:solid 1px #000000;;width:21.1%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">Votes For</p>
			</td>
			<td style="vertical-align:top;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:bottom;border-bottom:solid 1px #000000;;width:20%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">Votes Withheld</p>
			</td>
			<td style="vertical-align:top;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:bottom;border-bottom:solid 1px #000000;;width:22.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">Broker Non-Votes</p>
			</td>
		</tr>
		<tr style="background-color: rgb(204, 238, 255);">
			<td style="vertical-align:bottom;width:32.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:11.5pt;margin-right:0.7pt;margin-top:0pt;text-align:left;text-indent:-11.5pt;">Franklin E. Crail</p>
			</td>
			<td style="vertical-align:bottom;border-bottom: 1px #000000;;width:21.1%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">2,992,745</p>
			</td>
			<td style="vertical-align:bottom;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:bottom;border-bottom: 1px #000000;;width:20%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">282,705</p>
			</td>
			<td style="vertical-align:bottom;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:bottom;border-bottom: 1px #000000;;width:22.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">2,150,503</p>
			</td>
		</tr>
		<tr style="background-color: rgb(255, 255, 255);">
			<td style="vertical-align:bottom;width:32.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:11.5pt;margin-right:0.7pt;margin-top:0pt;text-align:left;text-indent:-11.5pt;">Lee N. Mortenson</p>
			</td>
			<td style="vertical-align:bottom;width:21.1%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">1,252,593</p>
			</td>
			<td style="vertical-align:bottom;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:bottom;width:20%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:right;">2,022,857</p>
			</td>
			<td style="vertical-align:bottom;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:top;width:22.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">2,150,503</p>
			</td>
		</tr>
		<tr style="background-color: rgb(204, 238, 255);">
			<td style="vertical-align:bottom;width:32.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:11.25pt;margin-right:0.9pt;margin-top:0pt;text-align:left;text-indent:-11.25pt;">Bryan J. Merryman</p>
			</td>
			<td style="vertical-align:bottom;width:21.1%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">2,900,960</p>
			</td>
			<td style="vertical-align:bottom;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:bottom;width:20%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">374,490</p>
			</td>
			<td style="vertical-align:bottom;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:top;width:22.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">2,150,503</p>
			</td>
		</tr>
		<tr style="background-color: rgb(255, 255, 255);">
			<td style="vertical-align:bottom;width:32.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:11.25pt;margin-right:0.9pt;margin-top:0pt;text-align:left;text-indent:-11.25pt;">Brett P. Seabert</p>
			</td>
			<td style="vertical-align:bottom;width:21.1%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">2,974,927</p>
			</td>
			<td style="vertical-align:bottom;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:bottom;width:20%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">300,523</p>
			</td>
			<td style="vertical-align:bottom;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:top;width:22.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">2,150,503</p>
			</td>
		</tr>
		<tr style="background-color: rgb(204, 238, 255);">
			<td style="vertical-align:bottom;width:32.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:11.25pt;margin-right:0.9pt;margin-top:0pt;text-align:left;text-indent:-11.25pt;">Clyde<font style="font-family:Times New Roman, Times, serif;font-size:10pt;"> Wm. Engle</font></p>
			</td>
			<td style="vertical-align:bottom;width:21.1%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">2,777,996</p>
			</td>
			<td style="vertical-align:bottom;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:bottom;width:20%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">497,454</p>
			</td>
			<td style="vertical-align:bottom;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:top;width:22.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">2,150,503</p>
			</td>
		</tr>
		<tr style="background-color: rgb(255, 255, 255);">
			<td style="vertical-align:bottom;width:32.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:11.25pt;margin-right:0.9pt;margin-top:0pt;text-align:left;text-indent:-11.25pt;">Scott G. Capdevielle</p>
			</td>
			<td style="vertical-align:bottom;width:21.1%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">3,018,162</p>
			</td>
			<td style="vertical-align:bottom;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:bottom;width:20%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">257,288</p>
			</td>
			<td style="vertical-align:bottom;width:2.2%;">&nbsp;</td>
			<td style="vertical-align:top;width:22.2%;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:right;">2,150,503</p>
			</td>
		</tr>

</table>

<p style="font-family: Times New Roman, Times, serif; font-size: 10pt; margin-top: 0pt; margin-bottom: 0pt;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:left;"><u>Proposal </u><font style="font-family:Times New Roman, Times, serif;font-size:10pt;"><u>2</u> &mdash; Ratification of the appointment of EKS&amp;H LLLP </font><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">as the Company&rsquo;s independent registered public accounting firm for the fiscal year ending February&nbsp;28, 2018.</font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.7pt;margin-top:0pt;text-align:left;">&nbsp;</p>

<table align="center" border="0" cellpadding="0" cellspacing="0" id="TBL3" style="width: 1282px; text-indent: 0px; font-family: &quot;Times New Roman&quot;, Times, serif; font-size: 10pt;">

		<tr>
			<td style="vertical-align: bottom; border-bottom: 1px solid rgb(0, 0, 0); width: 257px;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">Votes For</p>
			</td>
			<td style="vertical-align: top; width: 84px;">&nbsp;</td>
			<td style="vertical-align: bottom; border-bottom: 1px solid rgb(0, 0, 0); width: 288px;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">Votes Against</p>
			</td>
			<td style="vertical-align: top; width: 105px;">&nbsp;</td>
			<td style="vertical-align: bottom; border-bottom: 1px solid rgb(0, 0, 0); width: 316px;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">Abstentions</p>
			</td>
			<td style="vertical-align: top; width: 84px;">&nbsp;</td>
			<td style="vertical-align: top; width: 197px; text-align: center; border-bottom: 1px solid rgb(0, 0, 0); border-image: initial;">Uncast</td>
		</tr>
		<tr style="background-color: rgb(204, 238, 255);">
			<td style="vertical-align: bottom; width: 257px;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">5,323,685</p>
			</td>
			<td style="vertical-align: top; width: 84px;">&nbsp;</td>
			<td style="vertical-align: bottom; width: 288px;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">94,136</p>
			</td>
			<td style="vertical-align: top; width: 105px;">&nbsp;</td>
			<td style="vertical-align: bottom; width: 316px;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">8,092</p>
			</td>
			<td style="vertical-align: top; width: 84px;">&nbsp;</td>
			<td style="vertical-align: top; width: 197px; text-align: center;">40</td>
		</tr>

</table>

<p style="font-family: Times New Roman, Times, serif; font-size: 10pt; margin-top: 0pt; margin-bottom: 0pt;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:18pt;margin-right:0.9pt;margin-top:0pt;text-align:left;text-indent:-18pt;"><u>Proposal </u><font style="font-family:Times New Roman, Times, serif;font-size:10pt;"><u>3</u> &mdash; Advisory vote to approve the compensation of the Company&rsquo;s named executive officers.</font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:18pt;margin-right:0.7pt;margin-top:0pt;text-align:left;text-indent:-18pt;">&nbsp;</p>

<table align="center" border="0" cellpadding="0" cellspacing="0" id="TBL4" style="width: 1232px; text-indent: 0px; font-family: &quot;Times New Roman&quot;, Times, serif; font-size: 10pt;">

		<tr>
			<td style="vertical-align: bottom; border-bottom: 1px solid rgb(0, 0, 0); width: 230px;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">Votes For</p>
			</td>
			<td style="vertical-align: top; width: 62px;">&nbsp;</td>
			<td style="vertical-align: bottom; border-bottom: 1px solid rgb(0, 0, 0); width: 254px;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">Votes Against</p>
			</td>
			<td style="vertical-align: top; width: 64px;">&nbsp;</td>
			<td style="vertical-align: bottom; border-bottom: 1px solid rgb(0, 0, 0); width: 258px;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">Abstentions</p>
			</td>
			<td style="vertical-align: top; width: 43px;">&nbsp;</td>
			<td style="vertical-align: bottom; border-bottom: 1px solid rgb(0, 0, 0); width: 236px;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">Broker Non-Votes</p>
			</td>
			<td style="vertical-align: bottom; border-bottom: 1px solid rgb(0, 0, 0); width: 32px;">&nbsp;</td>
			<td style="vertical-align: bottom; border-bottom: 1px solid rgb(0, 0, 0); width: 189px; text-align: center;">Uncast</td>
		</tr>
		<tr style="background-color: rgb(204, 238, 255);">
			<td style="vertical-align: bottom; width: 230px; text-align: center;">2,975,687</td>
			<td style="vertical-align: top; width: 62px;">&nbsp;</td>
			<td style="vertical-align: bottom; width: 254px;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">158,987</p>
			</td>
			<td style="vertical-align: top; width: 64px;">&nbsp;</td>
			<td style="vertical-align: bottom; width: 258px;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">140,736</p>
			</td>
			<td style="vertical-align: top; width: 43px;">&nbsp;</td>
			<td style="vertical-align: bottom; width: 236px;">
			<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:center;">2,150,503</p>
			</td>
			<td style="vertical-align: bottom; width: 32px;">&nbsp;</td>
			<td style="vertical-align: bottom; width: 189px; text-align: center;">40</td>
		</tr>

</table>

<p style="font-family: Times New Roman, Times, serif; font-size: 10pt; margin-top: 0pt; margin-bottom: 0pt;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:left;">&nbsp;</p>

<div id="PGBK" style="width: 100%; margin-left: 0pt; margin-right: 0pt">
<div id="PGNUM" style="text-align: center; width: 100%; font-family: &quot;Times New Roman&quot;; font-size: 10pt;">2</div>

<hr style="PAGE-BREAK-AFTER: always; border: none; width: 100%; height: 2px; color: #000000; background-color: #000000">
<div id="PGHDR" style="text-align: left; width: 100%">&nbsp;</div>
</div>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.7pt;margin-top:0pt;text-align:center;"><b>SIGNATURE</b></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:left;text-indent:18pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on<font style="font-family:Times New Roman, Times, serif;font-size:10pt;"> its behalf by the undersigned hereunto duly authorized.</font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:left;text-indent:18pt;">&nbsp;</p>

<table border="0" cellpadding="0" cellspacing="0" style="text-indent: 0; width: 100%;FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">

		<tr>
			<td valign="top" width="50%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
			<td colspan="2" valign="top" width="38%">
			<p style="margin-top: 0; margin-bottom: 0;">ROCKY MOUNTAIN CHOCOLATE FACTORY, INC.</p>
			</td>
			<td valign="top" width="12%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
		</tr>
		<tr>
			<td valign="top" width="50%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
			<td valign="top" width="3%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
			<td valign="top" width="35%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
			<td valign="top" width="12%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
		</tr>
		<tr>
			<td valign="top" width="50%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
			<td valign="top" width="3%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
			<td align="left" nowrap="nowrap" valign="bottom" width="35%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
			<td valign="top" width="12%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
		</tr>
		<tr>
			<td align="left" style="text-align: left;" valign="top" width="50%">
			<p style="margin: 0pt;">Date: <font style="font-family:Times New Roman, Times, serif; font-size:10pt">August 18, 2017&nbsp;</font></p>
			</td>
			<td style="text-align: left" valign="top" width="3%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">By: </font></p>
			</td>
			<td align="left" nowrap="nowrap" style="BORDER-BOTTOM: #000000 1px solid" valign="top" width="35%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="font-family:Times New Roman, Times, serif; font-size:10pt">/s/ Bryan J. Merryman</font></p>
			</td>
			<td valign="top" width="12%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
		</tr>
		<tr>
			<td valign="top" width="50%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
			<td valign="top" width="3%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
			<td valign="top" width="35%">
			<p style="margin-top: 0; margin-bottom: 0;">Bryan J. Merryman, Chief Operating Officer, Chief</p>

			<p style="margin-top: 0; margin-bottom: 0;">Financial Officer, Treasurer and Director</p>
			</td>
			<td valign="top" width="12%">
			<p style="margin-top: 0; margin-bottom: 0;"><font style="FONT-FAMILY: Times New Roman; FONT-SIZE: 10pt">&nbsp;</font></p>
			</td>
		</tr>

</table>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:left;">&nbsp;</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-right:0.9pt;margin-top:0pt;text-align:left;">&nbsp;</p>

<p style="font-family: &quot;Times New Roman&quot;, Times, serif; font-size: 10pt; margin: 0pt 0.9pt 0pt 0pt; text-align: center;">3</p>
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</html>
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{"company-data": {"conformed-name": "Rocky Mountain Chocolate Factory, Inc.", "cik": "0001616262", "assigned-sic": "2060", "irs-number": "471535633", "state-of-incorporation": "DE", "fiscal-year-end": "0228"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "001-36865", "film-number": "171040649"}, "business-address": {"street1": "265 TURNER DRIVE", "city": "DURANGO", "state": "CO", "zip": "80202", "phone": "(970) 259-0554"}, "mail-address": {"street1": "265 TURNER DRIVE", "city": "DURANGO", "state": "CO", "zip": "80202"}, "former-company": {"former-conformed-name": "Rocky Mountain Brands, Inc.", "date-changed": "20140808"}}
rmcfd20170817_8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 18, 2017
Rocky Mountain Chocolate Factory, Inc.
(Exact name of registrant as specified in is charter)
Delaware
001-36865
47-1535633
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
265 Turner Drive
Durango, Colorado 81303
(Address, including zip code, of principal executive offices)
Registrant's telephone number, including area code: (970) 259-0554
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item
5.07.     Submission of Matters to a Vote of Security Holders.
On
August 18, 2017, Rocky Mountain Chocolate Factory, Inc. (the "Company") held its Annual Meeting of Shareholders (the "Annual Meeting")
at the DoubleTree Hotel, 501 Camino Del Rio, Durango, Colorado 81301. At the close of business on June 23, 2017, the record date for the Annual Meeting, there were a total of 5,868,604 shares of Common Stock, par value $0.001 per share (the "Common Stock"), of the Company outstanding and entitled to vote at the Annual Meeting. At the Annual Meeting, 5,868,604 shares, or 92.5% of the outstanding shares of Common Stock entitled to vote, were represented by proxy or in person and, therefore, a quorum was present at the Annual Meeting. Each of the proposals were approved, and each of the director nominees were elected, by the vote of the shareholders at the Annual Meeting. The results of the matters submitted to a vote of the shareholders at the Annual Meeting were as follows:
Proposal
1
— Election of directors.
Votes For
Votes Withheld
Broker Non-Votes
Franklin E. Crail
2,992,745
282,705
2,150,503
Lee N. Mortenson
1,252,593
2,022,857
2,150,503
Bryan J. Merryman
2,900,960
374,490
2,150,503
Brett P. Seabert
2,974,927
300,523
2,150,503
Clyde
Wm. Engle
2,777,996
497,454
2,150,503
Scott G. Capdevielle
3,018,162
257,288
2,150,503
Proposal
2
— Ratification of the appointment of EKS&H LLLP
as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2018.
Votes For
Votes Against
Abstentions
Uncast
5,323,685
94,136
8,092
40
Proposal
3
— Advisory vote to approve the compensation of the Company's named executive officers.
Votes For
Votes Against
Abstentions
Broker Non-Votes
Uncast
2,975,687
158,987
140,736
2,150,503
40
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
ROCKY MOUNTAIN CHOCOLATE FACTORY, INC.
Date:
August 18, 2017
By:
/s/ Bryan J. Merryman
Bryan J. Merryman, Chief Operating Officer, Chief
Financial Officer, Treasurer and Director
3