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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;"><b>UNITED STATES<br>
<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">SECURITIES AND EXCHANGE COMMISSION</font></b></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;"><b>Washington, D.C. 20549</b></p>

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<b><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">FORM 8-K</font></b></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;"><b>CURRENT REPORT<br>
<br>
<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">Pursuant to Section 13 or 15(d) of the<br>
Securities Exchange Act of 1934</font></b></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;">Date of Report (Date of earliest event reported) <font style="font-family:Times New Roman, Times, serif;font-size:10pt;"><u>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</u><u><b>October 18</b></u><u><b>, 2017&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</b></u></font></p>

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<u><b><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">CTD HOLDINGS, INC.</font></b></u></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;">(Exact name of registrant as specified in charter)</p>

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			<td style="width: 40%; text-align: center; border-bottom: thin solid rgb(0, 0, 0);"><b><font style="font-family:Times New Roman, Times, serif; font-size:10pt">Florida</font></b></td>
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			<td style="width: 25%; text-align: center; border-bottom: thin solid rgb(0, 0, 0);"><font style="font-family:Times New Roman, Times, serif; font-size:10pt"><b>000-25466</b></font></td>
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			<td style="width: 27%; text-align: center; border-bottom: thin solid rgb(0, 0, 0);"><font style="font-family:Times New Roman, Times, serif; font-size:10pt"><b>59-3029743</b></font></td>
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			<td style="width: 40%; padding: 0px; text-align: center;">(State or other Jurisdiction of Incorporation or Organization)</td>
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			<td style="width: 25%; text-align: center;"><font style="font-family:Times New Roman, Times, serif; font-size:10pt">(Commission File Number)</font></td>
			<td style="width: 4%;">&nbsp;</td>
			<td style="width: 27%; text-align: center;"><font style="font-family:Times New Roman, Times, serif; font-size:10pt">(IRS Employer Identification No.)</font></td>
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			<td style="width: 6%; border-bottom: thin solid rgb(0, 0, 0);">&nbsp;</td>
			<td style="width: 57%; border-bottom: thin solid rgb(0, 0, 0);"><b>6714 NW 16th Street, Suite B, Gainesville, Florida</b></td>
			<td style="width: 25%; border-bottom: thin solid rgb(0, 0, 0); text-align: center;"><b><font style="font-family:Times New Roman, Times, serif; font-size:10pt">32563</font></b></td>
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			<td style="width: 6%;">&nbsp;</td>
			<td style="width: 57%;">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; (Address of Principal Executive Offices)</td>
			<td style="width: 25%; text-align: center;">(zip code)</td>
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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;"><b>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font></b><font style="font-family:Times New Roman, Times, serif;font-size:10pt;"><b> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</b></font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:0pt;margin-top:0pt;text-align:left;"><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font></p>

<p style="font-family: &quot;Times New Roman&quot;, Times, serif; font-size: 10pt; margin: 0pt; text-align: center;"><u><b>&nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp;&nbsp;<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">386-418-8060&nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp;&nbsp;</font></b></u></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;">(Registrant<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">&rsquo;s telephone<br>
number, including area code)</font></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions:</p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&#9744;&nbsp;&nbsp;<font style="font-family:Times New Roman, Times, serif;font-size:10pt;"> Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&#9744;&nbsp; &nbsp;<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))</font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&#9744;&nbsp; &nbsp;<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">&#9744;&nbsp; &nbsp;<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</font><br>
<br>
<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR &sect;230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR &sect;240.12b-2).<br>
Emerging growth company&nbsp;</font><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">&#9744;</font><font style="font-family:Times New Roman, Times, serif;font-size:10pt;"><b>&nbsp;</b></font></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">&nbsp;</font><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">&#9744;</font><font style="font-family:Times New Roman, Times, serif;font-size:10pt;"><b>&nbsp;</b></font></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:left;"><b>Item 3.02 Unregistered Sale of Equity Securities.</b></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:justify;">On <font style="font-family:Times New Roman, Times, serif;font-size:10pt;">October 18, 2017, CTD Holdings, Inc. (the &ldquo;Company&rdquo;) completed a private placement of its securities to a group of accredited investors (the &ldquo;Private Placement&rdquo;) that included several directors of the Company and members of management. Investors in the Private Placement purchased 1,500 &ldquo;Units&rdquo; at a price of $100 per Unit, resulting in gross proceeds to the Company of $1,500,000. Each Unit consisted of one share of Series B Convertible Preferred Stock (&ldquo;Preferred Stock&rdquo;) convertible into 400 shares of Common Stock, and seven-year warrants (&ldquo;Warrants&rdquo;) to purchase 400 shares of Common Stock at an exercise price of $0.25 per share.</font></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:justify;">The <font style="font-family:Times New Roman, Times, serif;font-size:10pt;">Preferred Stock will automatically convert into Common Stock on the date the Company effects an increase of its authorized shares of Common Stock and/or a reverse stock split of its Common Stock, so that the Company has a sufficient number of authorized and unissued shares of Common Stock to permit the conversion or exercise, as applicable, of all outstanding shares of Preferred Stock, warrants and other convertible securities. The Preferred Stock has a liquidation preference of $100 per share, is not redeemable, and does entitle the holder to special dividends. In the event the Company were to pay dividends on its Common Stock, holders of Preferred Stock would receive dividends based on the number of shares of Common Stock into which their shares of Preferred Stock are then convertible.</font></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:justify;">The sale of the <font style="font-family:Times New Roman, Times, serif;font-size:10pt;">Preferred Stock and Warrants in the </font><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">Private Placement was exempt from the registration requirements of the Securities Act of 1933, as amended, pursuant Section 4(a)(2) thereof and Rule 506 of Regulation D promulgated thereunder.&nbsp;&nbsp;</font></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:justify;">Scarsdale Equities, LLC (&ldquo;Scarsdale&rdquo;) acted as financial advisor to the Company in connection with the Private Placement. Under the terms of its engagement, the Company will pay a cash fee to Scarsdale in the amount of $<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">60,000 and issue Scarsdale seven-year warrants to purchase 90 Units at an exercise price of $100 per Unit.</font></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:justify;">After giving effect to the Private Placement, the Company had outstanding approximately <font style="font-family:Times New Roman, Times, serif;font-size:10pt;">101,463,456 shares of Common Stock on a fully-diluted basis, including 73,105,834 shares of Common Stock, and 12 million shares of Common Stock issuable upon conversion and exercise of the Preferred Stock and Warrants issued in the Private Placement. However, the Company is only authorized to issue 100,000,000 shares of Common Stock under its Articles of Incorporation. Pursuant to the Securities Purchase Agreement entered into by each investor in the Private Placement, each investor agreed to vote in favor of an amendment to the Company&rsquo;s Articles of Incorporation that increases its authorized shares of Common Stock to a number that would permit the conversion and exercise of the </font><font style="font-family:Times New Roman, Times, serif;font-size:10pt;">Preferred Stock, Warrants and other outstanding convertible securities of the Company. The Company expects to so increase its authorized shares of Common Stock, following appropriate regulatory filings.</font></p>

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<font style="font-family:Times New Roman, Times, serif;font-size:10pt;"><b>Item 3.03. Material Modification to Rights of Security Holders.</b></font></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:justify;">Upon a liquidation or dissolution of the Company<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">, holders of the Preferred Stock will be entitled to be paid, in preference to the holders of Common Stock, $100 per share of Preferred Stock.</font></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:justify;"><b>Item 5.03<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.</font></b></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:justify;">On <font style="font-family:Times New Roman, Times, serif;font-size:10pt;">October 18, 2017, the Company filed Articles of Amendment to its Articles of Incorporation with the Florida Secretary of State establishing the terms of the Preferred Stock. The Articles of Amendment are filed as an exhibit to this Current Report and incorporated by reference into this Item 5.03. </font></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:justify;"><b>Item 9.01. Financial Statements and Exhibits.</b></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:justify;">(d)<font style="font-family:Times New Roman, Times, serif;font-size:10pt;">&nbsp; &nbsp; &nbsp; &nbsp; Exhibits.</font></p>

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			<p style="font-family:Times New Roman, Times, serif;margin-right:0pt;margin-top:0pt;text-align:justify;margin-bottom:0pt;font-size:10pt;">Exhibit 3.1</p>
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			<p style="font-family:Times New Roman, Times, serif;margin-right:0pt;margin-top:0pt;text-align:justify;margin-bottom:0pt;font-size:10pt;"><font style="font-size:10pt;font-family:Times New Roman, Times, serif;">Articles of Amendment to The Articles of Incorporation of CTD Holdings, Inc. Designating Series B Convertible Preferred Stock.</font></p>
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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;"><b>SIGNATURES</b></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:justify;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:61.5%;margin-right:0pt;margin-top:0pt;text-align:left;"><b>CTD Holdings, Inc.</b></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:61.5%;margin-right:0pt;margin-top:0pt;text-align:left;">Date: <font style="font-family:Times New Roman, Times, serif;font-size:10pt;">October 20, 2017</font></p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:61.5%;margin-right:0pt;margin-top:0pt;text-align:left;">By: <font style="font-family:Times New Roman, Times, serif;font-size:10pt;"><u>/s/ Jeffrey L. Tate</u></font></p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:61.5%;margin-right:0pt;margin-top:0pt;text-align:left;">Jeffrey L. Tate</p>

<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin-bottom:0pt;margin-left:61.5%;margin-right:0pt;margin-top:0pt;text-align:left;">Chief Operating Officer</p>

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<p style="font-family:Times New Roman, Times, serif;font-size:10pt;margin:0pt;text-align:center;"><b>EXHIBIT INDEX</b></p>

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			<td style="width:72pt;vertical-align:top;">No.<font style="font-family:Times New Roman, Times, serif; font-size:10pt">&nbsp;&nbsp;</font></td>
			<td style="vertical-align:top;"><font style="font-family:Times New Roman, Times, serif; font-size:10pt">Description</font></td>
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			<p style="font-family:Times New Roman, Times, serif;margin-right:0pt;margin-top:0pt;text-align:justify;margin-bottom:0pt;font-size:10pt;">Exhibit 3.1</p>
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			<p style="font-family:Times New Roman, Times, serif;margin-right:0pt;margin-top:0pt;text-align:justify;margin-bottom:0pt;font-size:10pt;"><a href="ex_97157.htm" style="-sec-extract:exhibit;"><font style="font-size:10pt;font-family:Times New Roman, Times, serif;">Articles of Amendment to The Articles of Incorporation of CTD Holdings, Inc. Designating Series B Convertible Preferred Stock.</font></a></p>
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			<p style="font-family:Times New Roman, Times, serif;margin-right:0pt;margin-top:0pt;text-align:left;margin-bottom:0pt;font-size:10pt;">Exhibit 10.1</p>
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			<p style="font-family:Times New Roman, Times, serif;margin-right:0pt;margin-top:0pt;text-align:left;margin-bottom:0pt;font-size:10pt;"><a href="ex_97158.htm" style="-sec-extract:exhibit;"><font style="font-size:10pt;font-family:Times New Roman, Times, serif;">Form of Securities Purchase Agreement between CTD Holdings, Inc. and investors in the October 2017 private placement.</font></a></p>
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[{"type": "8-K", "sequence": "1", "filename": "ctdh20171019_8k.htm", "description": "FORM 8-K", "secsgml_size_bytes": 25282}]
{"company-data": {"conformed-name": "CTD HOLDINGS INC", "cik": "0000922247", "assigned-sic": "2860", "irs-number": "593029743", "state-of-incorporation": "FL", "fiscal-year-end": "1231"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "000-25466", "film-number": "171147098"}, "business-address": {"street1": "14120 NW 126TH TERRACE", "city": "ALACHUA", "state": "FL", "zip": "32615-4816", "phone": "386-418-8060"}, "mail-address": {"street1": "14120 NW 126TH TERRACE", "city": "ALACHUA", "state": "FL", "zip": "32615-4816"}, "former-company": {"former-conformed-name": "CYCLODEXTRIN TECHNOLOGIES DEVELOPMENT INC", "date-changed": "19941012"}}
ctdh20171019_8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
October 18
, 2017
CTD HOLDINGS, INC.
(Exact name of registrant as specified in charter)
Florida
000-25466
59-3029743
(State or other Jurisdiction of Incorporation or Organization)
(Commission File Number)
(IRS Employer Identification No.)
6714 NW 16th Street, Suite B, Gainesville, Florida
32563
(Address of Principal Executive Offices)
(zip code)
386-418-8060
(Registrant
's telephone
number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 3.02 Unregistered Sale of Equity Securities.
On
October 18, 2017, CTD Holdings, Inc. (the "Company") completed a private placement of its securities to a group of accredited investors (the "Private Placement") that included several directors of the Company and members of management. Investors in the Private Placement purchased 1,500 "Units" at a price of $100 per Unit, resulting in gross proceeds to the Company of $1,500,000. Each Unit consisted of one share of Series B Convertible Preferred Stock ("Preferred Stock") convertible into 400 shares of Common Stock, and seven-year warrants ("Warrants") to purchase 400 shares of Common Stock at an exercise price of $0.25 per share.
The
Preferred Stock will automatically convert into Common Stock on the date the Company effects an increase of its authorized shares of Common Stock and/or a reverse stock split of its Common Stock, so that the Company has a sufficient number of authorized and unissued shares of Common Stock to permit the conversion or exercise, as applicable, of all outstanding shares of Preferred Stock, warrants and other convertible securities. The Preferred Stock has a liquidation preference of $100 per share, is not redeemable, and does entitle the holder to special dividends. In the event the Company were to pay dividends on its Common Stock, holders of Preferred Stock would receive dividends based on the number of shares of Common Stock into which their shares of Preferred Stock are then convertible.
The sale of the
Preferred Stock and Warrants in the
Private Placement was exempt from the registration requirements of the Securities Act of 1933, as amended, pursuant Section 4(a)(2) thereof and Rule 506 of Regulation D promulgated thereunder.
Scarsdale Equities, LLC ("Scarsdale") acted as financial advisor to the Company in connection with the Private Placement. Under the terms of its engagement, the Company will pay a cash fee to Scarsdale in the amount of $
60,000 and issue Scarsdale seven-year warrants to purchase 90 Units at an exercise price of $100 per Unit.
After giving effect to the Private Placement, the Company had outstanding approximately
101,463,456 shares of Common Stock on a fully-diluted basis, including 73,105,834 shares of Common Stock, and 12 million shares of Common Stock issuable upon conversion and exercise of the Preferred Stock and Warrants issued in the Private Placement. However, the Company is only authorized to issue 100,000,000 shares of Common Stock under its Articles of Incorporation. Pursuant to the Securities Purchase Agreement entered into by each investor in the Private Placement, each investor agreed to vote in favor of an amendment to the Company's Articles of Incorporation that increases its authorized shares of Common Stock to a number that would permit the conversion and exercise of the
Preferred Stock, Warrants and other outstanding convertible securities of the Company. The Company expects to so increase its authorized shares of Common Stock, following appropriate regulatory filings.
Item 3.03. Material Modification to Rights of Security Holders.
Upon a liquidation or dissolution of the Company
, holders of the Preferred Stock will be entitled to be paid, in preference to the holders of Common Stock, $100 per share of Preferred Stock.
Item 5.03
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On
October 18, 2017, the Company filed Articles of Amendment to its Articles of Incorporation with the Florida Secretary of State establishing the terms of the Preferred Stock. The Articles of Amendment are filed as an exhibit to this Current Report and incorporated by reference into this Item 5.03.
Item 9.01. Financial Statements and Exhibits.
(d)
Exhibits.
Exhibit 3.1
Articles of Amendment to The Articles of Incorporation of CTD Holdings, Inc. Designating Series B Convertible Preferred Stock.
Exhibit 10.1
Form of Securities Purchase Agreement between CTD Holdings, Inc. and investors in the October 2017 private placement.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CTD Holdings, Inc.
Date:
October 20, 2017
By:
/s/ Jeffrey L. Tate
Jeffrey L. Tate
Chief Operating Officer
EXHIBIT INDEX
No.
Description
Exhibit 3.1
Articles of Amendment to The Articles of Incorporation of CTD Holdings, Inc. Designating Series B Convertible Preferred Stock.
Exhibit 10.1
Form of Securities Purchase Agreement between CTD Holdings, Inc. and investors in the October 2017 private placement.