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<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;"><b>UNITED STATES<br>
<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">SECURITIES AND EXCHANGE COMMISSION</font></b></p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;"><b>Washington, D.C. 20549</b><font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</font></p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

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<p style="margin: 0pt; text-align: center;">&nbsp;</p>

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<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;"><b>FORM<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;8-K</font></b></p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

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<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;"><b>CURRENT REPORT</b></p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;"><b>Pursuant to Section<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;13 or 15(d)<br>
of the Securities Exchange Act of 1934</font></b></p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;"><b>July 27</b><font style="font-family: Times New Roman, Times, serif; font-size: 10pt;"><b>, 2017</b></font></p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">Date of Report (Date of earliest event reported)</p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<hr style="margin: 0px auto; border: currentColor; border-image: none; width: 20%; height: 1px; text-align: center; color: rgb(0, 0, 0); background-color: rgb(0, 0, 0);">
<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;"><b>YuMe,<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;Inc.</font></b></p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">(Exact name of registrant as specified in its charter)</p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<hr style="margin: 0px auto; border: currentColor; border-image: none; width: 20%; height: 1px; text-align: center; color: rgb(0, 0, 0); background-color: rgb(0, 0, 0);">
<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

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			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;"><b>Delaware</b></p>
			</td>
			<td style="width: 34%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;"><b>001-36039</b></p>
			</td>
			<td style="width: 33%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;"><b>27-0111478</b></p>
			</td>
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			<td style="width: 33%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">(State or other jurisdiction</p>
			</td>
			<td style="width: 34%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">(Commission</p>
			</td>
			<td style="width: 33%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">(IRS Employer</p>
			</td>
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			<td style="width: 33%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">of incorporation)</p>
			</td>
			<td style="width: 34%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">File Number)</p>
			</td>
			<td style="width: 33%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">Identification No.)</p>
			</td>
		</tr>

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<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

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			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;"><b>1204 Middlefield Road, Redwood City, CA</b></p>
			</td>
			<td style="width: 50%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;"><b>94063</b></p>
			</td>
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			<td style="width: 50%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">(Address of principal executive offices)</p>
			</td>
			<td style="width: 50%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">(Zip Code)</p>
			</td>
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<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">Registrant<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&rsquo;s telephone number, including area code: <b>(650) 591-9400</b></font></p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</font></p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">(Former name or former address, if changed since last report.)</p>

<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<hr align="center" style="border: currentColor; border-image: none; width: 20%; height: 0.75px; color: rgb(0, 0, 0); background-color: rgb(0, 0, 0);">
<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">Check the appropriate box below if the Form<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:</font></p>

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			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&#9744;</p>
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			<td style="width: 97%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">Written communications pursuant to Rule425 under the Securities Act (17 CFR 230.425)</p>
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<p style="margin: 0pt 0pt 0pt 33pt; text-align: left; text-indent: -18pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

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			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&#9744;</p>
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			<td style="width: 97%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">Soliciting material pursuant to Rule14a-12 under the Exchange Act (17 CFR 240.14a-12)</p>
			</td>
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<p style="margin: 0pt 0pt 0pt 33pt; text-align: left; text-indent: -18pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

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			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&#9744;</p>
			</td>
			<td style="width: 97%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">Pre-commencement communications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR 240.14d-2(b))</p>
			</td>
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<p style="margin: 0pt 0pt 0pt 33pt; text-align: left; text-indent: -18pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

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			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&#9744;</p>
			</td>
			<td style="width: 97%; vertical-align: top;">
			<p style="margin: 0pt 0.8pt 0pt 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">Pre-commencement communications pursuant to Rule<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;13e-4(c)&nbsp;under the Exchange Act (17 CFR 240.13e-4(c))&nbsp;</font></p>
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<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt 22.5pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&sect;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&sect;240.12b-2 of this chapter).<br>
<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">Emerging growth company&nbsp;&#9746;</font><font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</font></p>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt 22.5pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;&#9746;</font><font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;&nbsp;</font></p>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<div id="PGBK" style="width: 100%; margin-right: 0pt; margin-left: 0pt;">
<div id="PGNUM" style="width: 100%; text-align: center;">&nbsp;</div>

<hr style="border: currentColor; border-image: none; width: 100%; height: 2px; color: rgb(0, 0, 0); page-break-after: always; background-color: rgb(0, 0, 0);">
<div id="PGHDR" style="width: 100%; text-align: left;">&nbsp;</div>
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<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: left; text-indent: -0.5pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">Item 5.07. Submission of Matters to a Vote of Security Holders.</p>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: left; text-indent: 36pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">On <font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">July 27, 2017, YuMe, Inc. (the &ldquo;Company&rdquo;) held its Annual Meeting of Stockholders in Mountain View, California (&ldquo;Annual Meeting&rdquo;). As of May 31, 2017, the Company&rsquo;s record date, there were a total of 34,239,768 shares of Common Stock outstanding and entitled to vote at the Annual Meeting. Based on the final report of the independent inspector of elections, Broadridge Financial Services (&ldquo;BFS&rdquo;), at least 29,767,689 shares of Common Stock were voted in person or by proxy at the Annual Meeting, representing more than 86.9% percent of the shares entitled to be voted. Set forth below are the voting results reported by BFS for the proposals described in the Company&rsquo;s proxy statement filed with the Securities and Exchange Commission pursuant to Regulation 14A under the Securities Exchange Act of 1934, as amended.</font></p>

<p style="margin: 0pt; text-align: left; text-indent: 36pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt 0pt 0pt 0.5pt; text-align: justify; text-indent: -0.5pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">Proposal 1 <font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&ndash; Approval of Amendment to Our Certificate of Incorporation to Declassify the Board</font></p>

<p style="margin: 0pt 0pt 0pt 0.5pt; text-align: justify; text-indent: -0.5pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt 0pt 0pt 0.5pt; text-align: justify; text-indent: -0.5pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">Approval of <font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">certain amendments to our certificate of incorporation to declassify the Board were not approved, as the affirmative vote of 66 2/3% of the outstanding shares entitled to vote was required for approval. Votes were as follows:</font></p>

<p style="margin: 0pt 0pt 0pt 0.5pt; text-align: justify; text-indent: -0.5pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<table border="0" cellpadding="0" cellspacing="0" id="TBL7" style="margin: 0pt auto 0pt 18pt; width: 95%; text-indent: 0px; font-size: 10pt; border-collapse: collapse;">

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			<td style="border: thin solid rgb(0, 0, 0); width: 26.1%; vertical-align: top;">
			<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">FOR</p>
			</td>
			<td style="border: thin solid rgb(0, 0, 0); width: 23.9%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 2.35pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">AGAINST</p>
			</td>
			<td style="border: thin solid rgb(0, 0, 0); width: 23.6%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 2.35pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">ABSTAIN</p>
			</td>
			<td style="border: thin solid rgb(0, 0, 0); width: 26.4%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 2.45pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">BROKER</p>

			<p style="margin: 0pt 0pt 0pt 2.45pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">NON-VOTES</p>
			</td>
		</tr>
		<tr style="border-right-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-left-color: rgb(0, 0, 0); border-right-width: 1px; border-bottom-width: 1px; border-left-width: 1px; border-right-style: solid; border-bottom-style: solid; border-left-style: solid; background-color: rgb(204, 238, 255);">
			<td style="border: thin solid rgb(0, 0, 0); width: 26.1%; vertical-align: top;">
			<p style="margin: 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">21,170,109</p>
			</td>
			<td style="border: thin solid rgb(0, 0, 0); width: 23.9%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 2.35pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">21,471</p>
			</td>
			<td style="border: thin solid rgb(0, 0, 0); width: 23.6%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 2.4pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">2,252</p>
			</td>
			<td style="border: thin solid rgb(0, 0, 0); width: 26.4%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 2.45pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">8,573,857</p>
			</td>
		</tr>

</table>

<p style="margin: 0pt 0pt 0pt 0.5pt; text-align: justify; text-indent: -0.5pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: left; text-indent: -0.5pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">Proposal <font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">2 &ndash; Election of Directors</font></p>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt 0pt 0pt 0.5pt; text-align: left; text-indent: -0.5pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">John Mutch, Stephen Domenik, and Brian Kelley<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;"> were elected to serve as Class I directors of the Company&rsquo;s Board of Directors (the &ldquo;Board&rdquo;) until the 2020 Annual Meeting of the Company&rsquo;s stockholders and until their respective successors shall be elected and qualified or until their earlier resignation or removal.</font></p>

<p style="margin: 0pt 0pt 0pt 36pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt 0pt 0pt 36.5pt; text-align: left; text-indent: -0.5pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">Nominees of the Board</p>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

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			<td style="width: 26.4%; vertical-align: top; border-top-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-left-color: rgb(0, 0, 0); border-top-width: 1px; border-bottom-width: 1px; border-left-width: 1px; border-top-style: solid; border-bottom-style: solid; border-left-style: solid;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>
			</td>
			<td style="border: 1px solid rgb(0, 0, 0); border-image: none; width: 23.6%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 2.35pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">FOR</p>
			</td>
			<td style="width: 23.6%; vertical-align: top; border-top-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-top-width: 1px; border-bottom-width: 1px; border-top-style: solid; border-bottom-style: solid;">
			<p style="margin: 0pt 0pt 0pt 2.35pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">WITHH<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">ELD</font></p>
			</td>
			<td style="border: 1px solid rgb(0, 0, 0); border-image: none; width: 26.4%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 2.45pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">BROKER</p>

			<p style="margin: 0pt 0pt 0pt 2.45pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">NON-VOTES</p>
			</td>
		</tr>
		<tr style="background-color: rgb(204, 238, 255);">
			<td style="width: 26.4%; vertical-align: top; border-bottom-color: rgb(0, 0, 0); border-left-color: rgb(0, 0, 0); border-bottom-width: 1px; border-left-width: 1px; border-bottom-style: solid; border-left-style: solid;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">John Mutch</p>
			</td>
			<td style="width: 23.6%; vertical-align: top; border-right-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-left-color: rgb(0, 0, 0); border-right-width: 1px; border-bottom-width: 1px; border-left-width: 1px; border-right-style: solid; border-bottom-style: solid; border-left-style: solid;">
			<p style="margin: 0pt 0pt 0pt 2.35pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">16,872,132</p>
			</td>
			<td style="width: 23.6%; vertical-align: top; border-bottom-color: rgb(0, 0, 0); border-bottom-width: 1px; border-bottom-style: solid;">
			<p style="margin: 0pt 0pt 0pt 2.4pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">4,321,700</p>
			</td>
			<td style="width: 26.4%; vertical-align: top; border-right-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-left-color: rgb(0, 0, 0); border-right-width: 1px; border-bottom-width: 1px; border-left-width: 1px; border-right-style: solid; border-bottom-style: solid; border-left-style: solid;">
			<p style="margin: 0pt 0pt 0pt 2.45pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">8,573,857</p>
			</td>
		</tr>
		<tr style="background-color: rgb(255, 255, 255);">
			<td style="width: 26.4%; vertical-align: top; border-bottom-color: rgb(0, 0, 0); border-left-color: rgb(0, 0, 0); border-bottom-width: 1px; border-left-width: 1px; border-bottom-style: solid; border-left-style: solid;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">Stephen Domenik</p>
			</td>
			<td style="width: 23.6%; vertical-align: top; border-right-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-left-color: rgb(0, 0, 0); border-right-width: 1px; border-bottom-width: 1px; border-left-width: 1px; border-right-style: solid; border-bottom-style: solid; border-left-style: solid;">
			<p style="margin: 0pt 0pt 0pt 2.35pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">16,872,222</p>
			</td>
			<td style="width: 23.6%; vertical-align: top; border-bottom-color: rgb(0, 0, 0); border-bottom-width: 1px; border-bottom-style: solid;">
			<p style="margin: 0pt 0pt 0pt 2.4pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">4,321,610</p>
			</td>
			<td style="width: 26.4%; vertical-align: top; border-right-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-left-color: rgb(0, 0, 0); border-right-width: 1px; border-bottom-width: 1px; border-left-width: 1px; border-right-style: solid; border-bottom-style: solid; border-left-style: solid;">
			<p style="margin: 0pt 0pt 0pt 2.45pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">8,573,857</p>
			</td>
		</tr>
		<tr style="background-color: rgb(204, 238, 255);">
			<td style="width: 26.4%; vertical-align: top; border-bottom-color: rgb(0, 0, 0); border-left-color: rgb(0, 0, 0); border-bottom-width: 1px; border-left-width: 1px; border-bottom-style: solid; border-left-style: solid;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">Brian Kelley</p>
			</td>
			<td style="width: 23.6%; vertical-align: top; border-right-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-left-color: rgb(0, 0, 0); border-right-width: 1px; border-bottom-width: 1px; border-left-width: 1px; border-right-style: solid; border-bottom-style: solid; border-left-style: solid;">
			<p style="margin: 0pt 0pt 0pt 2.35pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">16,872,232</p>
			</td>
			<td style="width: 23.6%; vertical-align: top; border-bottom-color: rgb(0, 0, 0); border-bottom-width: 1px; border-bottom-style: solid;">
			<p style="margin: 0pt 0pt 0pt 2.4pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">4,321,600</p>
			</td>
			<td style="width: 26.4%; vertical-align: top; border-right-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-left-color: rgb(0, 0, 0); border-right-width: 1px; border-bottom-width: 1px; border-left-width: 1px; border-right-style: solid; border-bottom-style: solid; border-left-style: solid;">
			<p style="margin: 0pt 0pt 0pt 2.45pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">8,573,857</p>
			</td>
		</tr>

</table>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: left; text-indent: -0.5pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">Proposal <font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">3 &ndash; Ratification of the Selection of the Independent Registered Public Accounting Firm</font></p>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt 0pt 0pt 0.5pt; text-align: left; text-indent: -0.5pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">The stockholders ratified the selection of <font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">Moss Adams LLP as the Company&rsquo;s independent registered public accounting firm for the year ending December 31, 2017.</font></p>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<table border="0" cellpadding="0" cellspacing="0" id="TBL9" style="margin: 0pt auto 0pt 18pt; width: 95%; text-indent: 0px; font-size: 10pt;">

		<tr>
			<td style="border: 1px solid rgb(0, 0, 0); border-image: none; width: 31.7%; vertical-align: top;">
			<p style="margin: 0pt 1.6pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">FOR</p>
			</td>
			<td style="width: 36.2%; vertical-align: top; border-top-color: rgb(0, 0, 0); border-right-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-top-width: 1px; border-right-width: 1px; border-bottom-width: 1px; border-top-style: solid; border-right-style: solid; border-bottom-style: solid;">
			<p style="margin: 0pt 1.5pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">AGAINST</p>
			</td>
			<td style="width: 32%; vertical-align: top; border-top-color: rgb(0, 0, 0); border-right-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-top-width: 1px; border-right-width: 1px; border-bottom-width: 1px; border-top-style: solid; border-right-style: solid; border-bottom-style: solid;">
			<p style="margin: 0pt 1.5pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">ABSTAIN</p>
			</td>
		</tr>
		<tr style="background-color: rgb(204, 238, 255);">
			<td style="width: 31.7%; vertical-align: top; border-right-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-left-color: rgb(0, 0, 0); border-right-width: 1px; border-bottom-width: 1px; border-left-width: 1px; border-right-style: solid; border-bottom-style: solid; border-left-style: solid;">
			<p style="margin: 0pt 1.6pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">29,627,780</p>
			</td>
			<td style="width: 36.2%; vertical-align: top; border-right-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-right-width: 1px; border-bottom-width: 1px; border-right-style: solid; border-bottom-style: solid;">
			<p style="margin: 0pt 1.5pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">115,041</p>
			</td>
			<td style="width: 32%; vertical-align: top; border-right-color: rgb(0, 0, 0); border-bottom-color: rgb(0, 0, 0); border-right-width: 1px; border-bottom-width: 1px; border-right-style: solid; border-bottom-style: solid;">
			<p style="margin: 0pt 1.5pt 0pt 0pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">24,868</p>
			</td>
		</tr>

</table>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<div id="PGBK" style="width: 100%; margin-right: 0pt; margin-left: 0pt;">
<div id="PGNUM" style="width: 100%; text-align: center;">&nbsp;</div>

<hr style="border: currentColor; border-image: none; width: 100%; height: 2px; color: rgb(0, 0, 0); page-break-after: always; background-color: rgb(0, 0, 0);">
<div id="PGHDR" style="width: 100%; text-align: left;">&nbsp;</div>
</div>

<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt 0pt 0pt 3.05pt; text-align: center; text-indent: -0.5pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">SIGNATURE</p>

<p style="margin: 0pt 0pt 0pt 2.5pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<p style="margin: 0pt; text-align: left; text-indent: 18pt; font-family: Times New Roman, Times, serif; font-size: 10pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</p>

<p style="margin: 0pt 0pt 0pt 2.5pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>

<table border="0" cellpadding="0" cellspacing="0" id="TBL10" style="margin: 0pt auto 0pt 0pt; width: 85%; text-indent: 0px; font-size: 10pt;">

		<tr>
			<td style="width: 58.2%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>
			</td>
			<td colspan="2" style="width: 41.8%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">YuMe, Inc.<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</font></p>
			</td>
		</tr>
		<tr>
			<td style="width: 58.2%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>
			</td>
			<td colspan="2" style="width: 41.8%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 1.25pt; text-align: justify; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</font></p>
			</td>
		</tr>
		<tr>
			<td style="width: 58.2%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>
			</td>
			<td colspan="2" style="width: 41.8%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 1.25pt; text-align: justify; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</font></p>
			</td>
		</tr>
		<tr>
			<td style="width: 58.2%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>
			</td>
			<td style="width: 20.9%; vertical-align: top; border-bottom-color: rgb(0, 0, 0); border-bottom-width: 1px; border-bottom-style: solid;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">/s/ Paul Porrini<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</font></p>
			</td>
			<td style="width: 20.9%; vertical-align: top;">&nbsp;</td>
		</tr>
		<tr>
			<td style="width: 58.2%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>
			</td>
			<td colspan="2" style="width: 41.8%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 1.25pt; text-align: justify; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</font></p>
			</td>
		</tr>
		<tr>
			<td style="width: 58.2%; vertical-align: top;">&nbsp;</td>
			<td colspan="2" style="width: 41.8%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">Paul Porrini<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</font></p>
			</td>
		</tr>
		<tr>
			<td style="width: 58.2%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>
			</td>
			<td colspan="2" style="width: 41.8%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">Chief Executive Officer <font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</font></p>
			</td>
		</tr>
		<tr>
			<td style="width: 58.2%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>
			</td>
			<td colspan="2" style="width: 41.8%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">(<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">Principal Executive Officer and Duly&nbsp;</font></p>

			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">Authorized Signatory)</p>
			</td>
		</tr>
		<tr>
			<td style="width: 58.2%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>
			</td>
			<td colspan="2" style="width: 41.8%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 1.25pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</font></p>
			</td>
		</tr>
		<tr>
			<td style="width: 58.2%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>
			</td>
			<td colspan="2" style="width: 41.8%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 1.25pt; text-align: justify; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</font></p>
			</td>
		</tr>
		<tr>
			<td style="width: 58.2%; vertical-align: top;">
			<p style="margin: 0pt; text-align: left; font-family: Times New Roman, Times, serif; font-size: 10pt;">Dated: <font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">July 28, 2017</font></p>
			</td>
			<td colspan="2" style="width: 41.8%; vertical-align: top;">
			<p style="margin: 0pt 0pt 0pt 1.25pt; text-align: justify; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;<font style="font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</font></p>
			</td>
		</tr>

</table>

<p style="margin: 0pt 0pt 0pt 2.5pt; text-align: center; font-family: Times New Roman, Times, serif; font-size: 10pt;">&nbsp;</p>
</body>
</html>
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yume20170728_8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section
13 or 15(d)
of the Securities Exchange Act of 1934
July 27
, 2017
Date of Report (Date of earliest event reported)
YuMe,
Inc.
(Exact name of registrant as specified in its charter)
Delaware
001-36039
27-0111478
(State or other jurisdiction
(Commission
(IRS Employer
of incorporation)
File Number)
Identification No.)
1204 Middlefield Road, Redwood City, CA
94063
(Address of principal executive offices)
(Zip Code)
Registrant
's telephone number, including area code:
(650) 591-9400
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule14d-2(b)under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☒
Item 5.07. Submission of Matters to a Vote of Security Holders.
On
July 27, 2017, YuMe, Inc. (the "Company") held its Annual Meeting of Stockholders in Mountain View, California ("Annual Meeting"). As of May 31, 2017, the Company's record date, there were a total of 34,239,768 shares of Common Stock outstanding and entitled to vote at the Annual Meeting. Based on the final report of the independent inspector of elections, Broadridge Financial Services ("BFS"), at least 29,767,689 shares of Common Stock were voted in person or by proxy at the Annual Meeting, representing more than 86.9% percent of the shares entitled to be voted. Set forth below are the voting results reported by BFS for the proposals described in the Company's proxy statement filed with the Securities and Exchange Commission pursuant to Regulation 14A under the Securities Exchange Act of 1934, as amended.
Proposal 1
– Approval of Amendment to Our Certificate of Incorporation to Declassify the Board
Approval of
certain amendments to our certificate of incorporation to declassify the Board were not approved, as the affirmative vote of 66 2/3% of the outstanding shares entitled to vote was required for approval. Votes were as follows:
FOR
AGAINST
ABSTAIN
BROKER
NON-VOTES
21,170,109
21,471
2,252
8,573,857
Proposal
2 – Election of Directors
John Mutch, Stephen Domenik, and Brian Kelley
were elected to serve as Class I directors of the Company's Board of Directors (the "Board") until the 2020 Annual Meeting of the Company's stockholders and until their respective successors shall be elected and qualified or until their earlier resignation or removal.
Nominees of the Board
FOR
WITHH
ELD
BROKER
NON-VOTES
John Mutch
16,872,132
4,321,700
8,573,857
Stephen Domenik
16,872,222
4,321,610
8,573,857
Brian Kelley
16,872,232
4,321,600
8,573,857
Proposal
3 – Ratification of the Selection of the Independent Registered Public Accounting Firm
The stockholders ratified the selection of
Moss Adams LLP as the Company's independent registered public accounting firm for the year ending December 31, 2017.
FOR
AGAINST
ABSTAIN
29,627,780
115,041
24,868
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
YuMe, Inc.
/s/ Paul Porrini
Paul Porrini
Chief Executive Officer
(
Principal Executive Officer and Duly
Authorized Signatory)
Dated:
July 28, 2017