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<TITLE>SECURITIES AND EXCHANGE COMMISSION</TITLE>
<META NAME="author" CONTENT="IS Department">
<META NAME="date" CONTENT="10/03/2016">
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<P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt"><B>UNITED STATES</B></P>
<P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt"><B>SECURITIES AND EXCHANGE COMMISSION</B></P>
<P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center><B>Washington, D.C. &nbsp;20549</B></P>
<P style="margin-top:0px; margin-bottom:6.667px; font-size:15pt" align=center><B>FORM 8-K</B></P>
<P style="margin-top:0px; margin-bottom:6.667px" align=center><BR></P>
<P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center><B>CURRENT REPORT</B></P>
<P style="margin-top:0px; margin-bottom:6.667px" align=center><BR></P>
<P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center><B>Pursuant to Section 13 or 15(d) ofthe Securities Exchange Act of 1934</B></P>
<P style="margin-top:0px; margin-bottom:6.667px" align=center><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD /><TD width=113.667 /><TD width=24.2 /><TD width=54.667 /><TD width=47.267 /><TD width=87.933 /><TD width=94.133 /></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top colspan=2><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt">Date of Report &nbsp;(Date of earliest event reported)</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-bottom:1px solid #000000" valign=top width=308.2 colspan=5><P style="margin-top:0px; margin-bottom:6.667px; text-indent:79.133px; font-size:12pt">September 30, 2016</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top colspan=7><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-bottom:1px solid #000000" valign=top colspan=7><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center><B>TWO RIVERS WATER &amp; FARMING COMPANY</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top colspan=7><P style="margin-top:0px; margin-bottom:5px; font-size:9pt" align=center>(Exact name of registrant as specified in charter)</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-bottom:1px solid #000000" valign=top colspan=7><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center>Colorado</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top colspan=7><P style="margin-top:0px; margin-bottom:5px; font-size:9pt" align=center>(State or other jurisdiction of incorporation)</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-bottom:1px solid #000000" valign=top><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center>000-51139</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=192.533 colspan=3><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-bottom:1px solid #000000" valign=top width=229.333 colspan=3><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center>13-4228144</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top><P style="margin-top:0px; margin-bottom:5px; font-size:9pt" align=center>(Commission File Number)</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=192.533 colspan=3><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:9pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=229.333 colspan=3><P style="margin-top:0px; margin-bottom:5px; font-size:9pt" align=center>(IRS Employee Identification No.)</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top colspan=7><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-bottom:1px solid #000000" valign=top colspan=5><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt">2000 South Colorado Blvd., Tower 1 Suite 3100, Denver, Colorado</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=87.933><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-bottom:1px solid #000000" valign=top width=94.133><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center>80222</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top colspan=5><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center>(Address of principal executive offices)</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=87.933><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=94.133><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center>(Zip Code)</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top colspan=7><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top colspan=3><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt">Registrant&#146;s telephone number, including area code</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-bottom:1px solid #000000" valign=top width=284 colspan=4><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center>(303) 222-1000</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-bottom:1px solid #000000" valign=top colspan=7><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center>Not Applicable</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top colspan=7><P style="margin-top:0px; margin-bottom:5px; font-size:9pt" align=center>(Former name or former address, if changed since last report)</P>
</TD></TR>
</TABLE>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (<U>see</U> General Instruction A.2. below):</P>
<A NAME="Check4"></A><P style="margin-top:0px; margin-bottom:6.133px; font-size:11pt"><font style="font-family:'Arial Unicode MS,Times New Roman'">&#9744;</font><FONT style="font-family:'TimesNewRoman,Times New Roman'">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</FONT></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-size:11pt"><font style="font-family:'Arial Unicode MS,Times New Roman'">&#9744;</font><FONT style="font-family:'TimesNewRoman,Times New Roman'"> &nbsp;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</FONT></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-size:11pt"><font style="font-family:'Arial Unicode MS,Times New Roman'">&#9744;</font><FONT style="font-family:'TimesNewRoman,Times New Roman'"> &nbsp;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</FONT></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-size:11pt"><font style="font-family:'Arial Unicode MS,Times New Roman'">&#9744;</font><FONT style="font-family:'TimesNewRoman,Times New Roman'"> &nbsp;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</FONT></P>
<P style="margin-top:0px; margin-bottom:6.667px"><BR>
<BR></P>
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<P style="margin-top:0px; margin-bottom:6.133px; font-size:11pt; page-break-before:always"><B>Item 5.07 &nbsp;Submission of Matters to a Vote of Security Holders.</B></P>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<P style="margin-top:6.067px; margin-bottom:6.133px; font-size:11pt">The 2016 Annual Meeting of Stockholders was held on September 30, 2016. &nbsp;The stockholders: (1) elected all of the Company&#146;s nominees as directors; (2) ratified the appointment of Eide Bailly LLP as the Company&#146;s independent registered public accounting firm; and (3) approved the non-binding, advisory resolution on executive compensation.</P>
<P style="margin-top:6.6px; margin-bottom:6.667px"><BR></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt"><B>PROPOSALS:</B></P>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt">Proposal 1: &nbsp;Election of Directors</P>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt">The following directors were elected to hold office until the next annual meeting of stockholders or until their respective successors have been elected and qualified: Wayne Harding, Samuel Morris, Michael Harnish, James Cochran, and T. Keith Wiggins.</P>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt">Voting results:</P>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0><TR height=0 style="font-size:0"><TD width=192 /><TD width=158.2 /><TD width=152.2 /></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border:1px solid #000000" valign=bottom width=192><P style="margin:0px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt">Name</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=158.2><P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt" align=right>FOR</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=152.2><P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt" align=right>WITHHELD</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=192><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=justify>WAYNE E. HARDING III</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=158.2><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>12,607,528</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=152.2><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>329,939</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=192><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=justify>SAMUEL MORRIS</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=158.2><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>12,602,047</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=152.2><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>335,420</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=192><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=justify>MICHAEL W. HARNISH</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=158.2><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>12,602,634</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=152.2><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>334,833</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=192><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=justify>JAMES COCHRAN</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=158.2><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>12,607,967</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=152.2><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>329,500</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=top width=192><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=justify>T. KEITH WIGGINS</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=158.2><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>11,863,323</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" width=152.2><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>1,074,144</P>
</TD></TR>
</TABLE>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt">Results: The Board slate that was recommended by the Company&#146;s Nominating Committee is elected to serve until the next annual meeting.</P>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt">Proposal 2: &nbsp;To ratify appointment of auditors, Eide Bailly, LLP</P>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt">Voting results:</P>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0><TR height=0 style="font-size:0"><TD width=127.2 /><TD width=102 /><TD width=108 /></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border:1px solid #000000" valign=bottom width=127.2><P style="margin:0px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt" align=right>FOR</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=102><P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt" align=right>AGAINST</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=108><P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt" align=right>ABSTAIN</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=127.2><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>19,857,086</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=102><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>2,681</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=108><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>139,972</P>
</TD></TR>
</TABLE>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt">Results: &nbsp;Passed</P>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt">Proposal 3: &nbsp;Approval, on an advisory basis, the compensation of Wayne Harding, as disclosed pursuant to Item 402 of Regulation S-K and in the December 31, 2015<A NAME="_GoBack"></A> Form 10K under &#147;Executive Compensation&#148;.</P>
<P style="margin-top:0px; margin-bottom:6.133px"><BR>
<BR></P>
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<P style="margin-top:0px; margin-bottom:6.133px; page-break-before:always"><BR></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt">Voting results:</P>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0><TR height=0 style="font-size:0"><TD width=127.2 /><TD width=102 /><TD width=108 /><TD width=108 /></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border:1px solid #000000" valign=bottom width=127.2><P style="margin:0px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt" align=right>FOR</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=102><P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt" align=right>AGAINST</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=108><P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt" align=right>ABSTAIN</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-top:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=108><P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt" align=right>BROKER &nbsp;NON-VOTES</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=127.2><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>12,279,653</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=102><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>509,194</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=108><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>148,620</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=108><P style="margin-top:0px; margin-bottom:6.133px; font-size:12pt" align=right>7,062,272</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=127.2><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=102><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=108><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=108><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:11pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-left:1px solid #000000; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=127.2><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=102><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=108><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-right:1px solid #000000; border-bottom:1px solid #000000" valign=bottom width=108><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:11pt">&nbsp;</P></TD></TR>
</TABLE>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<P style="margin-top:0px; margin-bottom:6.133px; font-family:'TimesNewRoman,Times New Roman'; font-size:11pt">Results: &nbsp;Passed</P>
<P style="margin-top:0px; margin-bottom:6.133px"><BR></P>
<P style="margin-top:0px; margin-bottom:5.533px"><B>SIGNATURES</B></P>
<P style="margin-top:0px; margin-bottom:6.667px" align=justify><BR></P>
<P style="margin-top:0px; margin-bottom:6.667px; text-indent:48px; font-size:12pt">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0><TR height=0 style="font-size:0"><TD width=222 /><TD width=36 /><TD width=6 /><TD width=306 /><TD width=6 /></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=222><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=354 colspan=4><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=222><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-bottom:1px solid #000000" valign=top width=354 colspan=4><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center>Two Rivers Water &amp; Farming Company</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=222><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=354 colspan=4><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=center>(Registrant)</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=222><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=354 colspan=4><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=222><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=justify>Date: October 3, 2016</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=42 colspan=2><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=justify>By:</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-bottom:1px solid #000000" valign=top width=312 colspan=2><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=justify>/s/ Wayne Harding</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=222><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=36><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:12pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=318 colspan=3><P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt">Wayne Harding</P>
<P style="margin-top:0px; margin-bottom:6.667px; font-size:12pt" align=justify>Secretary, Chief Executive Officer</P>
</TD></TR>
</TABLE>
<P style="margin-top:0px; margin-bottom:6.133px" align=right><BR></P>
<P style="margin-top:0px; margin-bottom:6.667px"><BR></P>
<P style="margin-top:0px; margin-bottom:6.667px"><BR>
<BR></P>
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{"company-data": {"conformed-name": "TWO RIVERS WATER & FARMING Co", "cik": "0001302946", "assigned-sic": "0100", "irs-number": "134228144", "state-of-incorporation": "CO", "fiscal-year-end": "1231"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "000-51139", "film-number": "161915431"}, "business-address": {"street1": "2000 S COLORADO BLVD.", "street2": "STE 1-3100", "city": "DENVER", "state": "CO", "zip": "80222", "phone": "303-222-1000"}, "mail-address": {"street1": "2000 S COLORADO BLVD.", "street2": "STE 1-3100", "city": "DENVER", "state": "CO", "zip": "80222"}, "former-company": [{"former-conformed-name": "TWO RIVERS WATER Co", "date-changed": "20100203"}, {"former-conformed-name": "Navidec Financial Services, Inc.", "date-changed": "20040913"}]}
SECURITIES AND EXCHANGE COMMISSION
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) ofthe Securities Exchange Act of 1934
Date of Report  (Date of earliest event reported)
September 30, 2016
TWO RIVERS WATER & FARMING COMPANY
(Exact name of registrant as specified in charter)
Colorado
(State or other jurisdiction of incorporation)
000-51139
13-4228144
(Commission File Number)
(IRS Employee Identification No.)
2000 South Colorado Blvd., Tower 1 Suite 3100, Denver, Colorado
80222
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code
(303) 222-1000
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07  Submission of Matters to a Vote of Security Holders.
The 2016 Annual Meeting of Stockholders was held on September 30, 2016.  The stockholders: (1) elected all of the Company's nominees as directors; (2) ratified the appointment of Eide Bailly LLP as the Company's independent registered public accounting firm; and (3) approved the non-binding, advisory resolution on executive compensation.
PROPOSALS:
Proposal 1:  Election of Directors
The following directors were elected to hold office until the next annual meeting of stockholders or until their respective successors have been elected and qualified: Wayne Harding, Samuel Morris, Michael Harnish, James Cochran, and T. Keith Wiggins.
Voting results:
Name
FOR
WITHHELD
WAYNE E. HARDING III
12,607,528
329,939
SAMUEL MORRIS
12,602,047
335,420
MICHAEL W. HARNISH
12,602,634
334,833
JAMES COCHRAN
12,607,967
329,500
T. KEITH WIGGINS
11,863,323
1,074,144
Results: The Board slate that was recommended by the Company's Nominating Committee is elected to serve until the next annual meeting.
Proposal 2:  To ratify appointment of auditors, Eide Bailly, LLP
Voting results:
FOR
AGAINST
ABSTAIN
19,857,086
2,681
139,972
Results:  Passed
Proposal 3:  Approval, on an advisory basis, the compensation of Wayne Harding, as disclosed pursuant to Item 402 of Regulation S-K and in the December 31, 2015
Form 10K under "Executive Compensation".
Voting results:
FOR
AGAINST
ABSTAIN
BROKER  NON-VOTES
12,279,653
509,194
148,620
7,062,272
Results:  Passed
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Two Rivers Water & Farming Company
(Registrant)
Date: October 3, 2016
By:
/s/ Wayne Harding
Wayne Harding
Secretary, Chief Executive Officer