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<P style="margin:0px" align=center><B>UNITED STATES<BR>
SECURITIES AND EXCHANGE COMMISSION<BR>
</B><FONT style="font-size:8pt"><B>WASHINGTON, DC 20549</B></FONT></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0><TR height=0 style="font-size:0"><TD width=192 /></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=192><P style="margin:0px; padding-left:9.6px; padding-right:9.6px">&nbsp;</P></TD></TR>
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<P style="margin-top:34.2px; margin-bottom:0px; font-size:14pt" align=center><B>FORM 8-K</B></P>
<P style="margin-top:0px; margin-bottom:13.333px; font-size:11pt" align=center><B>CURRENT REPORT<BR>
</B><FONT style="font-size:10pt">Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934</FONT></P>
<P style="margin-top:0px; margin-bottom:13.333px" align=center>Date of report (Date of earliest event reported): &nbsp;<B>March 30, 2017</B></P>
<P style="margin:0px; font-size:18pt" align=center><B>Two Rivers Water &amp; Farming Company</B></P>
<P style="margin-top:0px; margin-bottom:10.667px; font-size:8pt" align=center><I>(Exact Name of Registrant as Specified in Charter)</I></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD /><TD width=12.467 /><TD width=199.667 /><TD width=12.467 /><TD width=199.667 /></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top><P style="margin:0px" align=center><B>Colorado</B></P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=bottom width=12.467><P style="margin:0px; font-size:1pt"><B>&nbsp;</B></P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=199.667><P style="margin:0px" align=center><B>000-51139</B></P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=bottom width=12.467><P style="margin:0px; font-size:1pt"><B>&nbsp;</B></P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=199.667><P style="margin:0px" align=center><B>13-4228144</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top><P style="margin:0px" align=center>(State or other jurisdiction<BR>
of incorporation)</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=bottom width=12.467><P style="margin:0px; font-size:1pt">&nbsp;</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=199.667><P style="margin:0px" align=center>(Commission<BR>
File Number)</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=bottom width=12.467><P style="margin:0px; font-size:1pt">&nbsp;</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=199.667><P style="margin:0px" align=center>(IRS Employer<BR>
Identification No.)</P>
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<P style="margin:0px">&nbsp;</P>
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<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top><P style="margin:0px" align=center><B>2000 South Colorado Blvd., Tower 1, Ste 3100,</B></P>
<P style="margin:0px" align=center><B>Denver, Colorado</B></P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=bottom width=12.467><P style="margin:0px; font-size:1pt"><B>&nbsp;</B></P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=305.733><P style="margin:0px" align=center><BR></P>
<P style="margin:0px" align=center><B>80222</B></P>
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<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top><P style="margin:0px" align=center>(Address of principal executive offices)</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=bottom width=12.467><P style="margin:0px; font-size:1pt">&nbsp;</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=305.733><P style="margin:0px" align=center>(Zip Code)</P>
</TD></TR>
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<P style="margin:0px" align=center><BR></P>
<P style="margin-top:0px; margin-bottom:13.333px" align=center>Registrant&#146;s telephone number, including area code: &nbsp;<B>(303) 222-1000</B></P>
<P style="margin-top:0px; margin-bottom:7.333px" align=center><BR></P>
<P style="margin-top:0px; margin-bottom:13.467px; font-size:11pt">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (<I>see</I> General Instruction A.2. below):</P>
<P style="margin-top:0px; margin-bottom:-2px; width:24px; font-family:'Wingdings'; font-size:11pt; float:left">&#168;</P>
<P style="margin-top:0px; margin-bottom:13.467px; padding-left:24px; text-indent:-2px; font-size:11pt">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</P>
<P style="margin-top:0px; margin-bottom:-2px; width:24px; font-family:'Wingdings'; font-size:11pt; clear:left; float:left">&#168;</P>
<P style="margin-top:0px; margin-bottom:13.467px; padding-left:24px; text-indent:-2px; font-size:11pt">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</P>
<P style="margin-top:0px; margin-bottom:-2px; width:24px; font-family:'Wingdings'; font-size:11pt; clear:left; float:left">&#168;</P>
<P style="margin-top:0px; margin-bottom:13.467px; padding-left:24px; text-indent:-2px; font-size:11pt">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17&nbsp;CFR&nbsp;240.14d-2(b))</P>
<P style="margin-top:0px; margin-bottom:-2px; width:24px; font-family:'Wingdings'; font-size:11pt; clear:left; float:left">&#168;</P>
<P style="margin-top:0px; margin-bottom:13.467px; padding-left:24px; text-indent:-2px; font-size:11pt">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17&nbsp;CFR&nbsp;240.13e-4(c))</P>
<A NAME="FIS_SECTION_5_CORPORATE_GOVERNANCE"></A><A NAME="FIS_SUBMISSION_MATTERS_TO_VOTE_OF_SECURI"></A><P style="margin-top:0px; margin-bottom:13.333px; clear:left" align=center><BR>
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<P style="margin-top:0px; margin-bottom:-2px; width:72px; font-size:11pt; float:left"><B>Item 5.02.</B></P>
<P style="margin-top:0px; margin-bottom:14.667px; padding-left:72px; text-indent:-2px; font-size:11pt"><B>Departure of Directors or Certain Officers<font style="font-family:'Arial Unicode MS,Times New Roman'">&#894;</font> Election of Directors<font style="font-family:'Arial Unicode MS,Times New Roman'">&#894;</font> Appointment of Certain Officers<font style="font-family:'Arial Unicode MS,Times New Roman'">&#894;</font> Compensatory Arrangements of Certain Officers.</B></P>
<P style="margin-top:0px; margin-bottom:14.667px; font-size:11pt; clear:left"><I>Appointment and Election of Chief Financial Officer</I></P>
<P style="margin-top:0px; margin-bottom:14.667px; text-indent:24px; font-size:11pt"><I>Bill Gregorak</I></P>
<P style="margin-top:0px; margin-bottom:14.667px; text-indent:24px; font-size:11pt">On March 30, 2017, Mr. Bill Gregorak was elected by the Two Rivers Water &amp; Farming Board to the position of Chief Financial Officer. &nbsp;</P>
<P style="margin-top:0px; margin-bottom:14.667px; text-indent:24px; font-size:11pt" align=justify>Mr. Gregorak brings a strong background in public company financial reporting, internal controls as well as mergers and acquisitions, to Two Rivers. Prior to joining Two Rivers, Mr. Gregorak served as CFO at Ascent Solar Technologies, a NASDAQ listed manufacturer and marketer of flexible, thin-film photovoltaic (PV) modules for off-grid and specialty applications, from 2013-2015. &nbsp;Before Ascent Solar, Mr. Gregorak was CFO of Thule Organization Solutions, a consumer products manufacturer of personal electronics cases sold under both the Case Logic&#174; and Thule brands&#174;, from 2008-2013; overseeing organizations in the United States, Europe and Hong Kong.&nbsp; Before Thule, Mr. Gregorak was the Vice President and corporate controller for Advanced Energy and Xilinx Corporations, both of which currently trade on the NASDAQ. &nbsp;Advanced Energy is a manufacturer of semiconductor equipment with operations in both the United States and China, while Xilinx is a manufacturer of semiconductors with operations spanning the United States, Ireland and Singapore. Prior to 2000, Mr. Gregorak spent 17 years with Hewlett-Packard in various financial and operational capacities. &nbsp;Mr. Gregorak holds a Bachelor&#146;s degree in Economics from the University of Washington. &nbsp;He is 59 years old.</P>
<A NAME="eolPage3"></A><A NAME="FIS_SIGNATURES"></A><P style="margin-top:0px; margin-bottom:14.667px; font-size:11pt" align=center><B>SIGNATURE</B></P>
<P style="margin-top:0px; margin-bottom:12.2px; text-indent:31.667px; font-size:11pt">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD /><TD width=23.667 /><TD width=288 /></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=311.667 colspan=2><P style="margin:0px; font-size:11pt">TWO RIVERS WATER &amp; FARMING COMPANY</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top><P style="margin:0px; font-size:11pt">&nbsp;</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=23.667><P style="margin:0px; font-size:11pt">&nbsp;</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=288><P style="margin:0px; font-size:11pt">&nbsp;</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top><P style="margin:0px; font-size:11pt">Date: March 31, 2017</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=23.667><P style="margin:0px; font-size:11pt">By:</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px; border-bottom:1.333px solid #000000" valign=top width=288><P style="margin:0px; font-family:'Calibri,Times New Roman'; font-size:11pt">/s/ Wayne Harding</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top><P style="margin:0px; font-size:11pt">&nbsp;</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=23.667><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=288><P style="margin:0px; font-size:11pt">Wayne Harding</P>
</TD></TR>
<TR><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top><P style="margin:0px; font-size:11pt">&nbsp;</P>
</TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=23.667><P style="margin:0px; padding-left:9.6px; padding-right:9.6px; font-size:11pt">&nbsp;</P></TD><TD style="margin-top:0px; padding-left:9.6px; padding-top:0px; padding-right:9.6px; padding-bottom:0px" valign=top width=288><P style="margin:0px; font-size:11pt">Chief Executive Officer</P>
</TD></TR>
</TABLE>
<P style="margin-top:0px; margin-bottom:12.2px; text-indent:31.667px; font-size:11pt">&nbsp;</P>
<P style="margin-top:0px; margin-bottom:12.2px"><BR>
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<P style="margin-top:0px; margin-bottom:16px"><BR></P>
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_
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
March 30, 2017
Two Rivers Water & Farming Company
(Exact Name of Registrant as Specified in Charter)
Colorado
000-51139
13-4228144
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
2000 South Colorado Blvd., Tower 1, Ste 3100,
Denver, Colorado
80222
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code:
(303) 222-1000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02.
Departure of Directors or Certain Officers
;
Election of Directors
;
Appointment of Certain Officers
;
Compensatory Arrangements of Certain Officers.
Appointment and Election of Chief Financial Officer
Bill Gregorak
On March 30, 2017, Mr. Bill Gregorak was elected by the Two Rivers Water & Farming Board to the position of Chief Financial Officer.
Mr. Gregorak brings a strong background in public company financial reporting, internal controls as well as mergers and acquisitions, to Two Rivers. Prior to joining Two Rivers, Mr. Gregorak served as CFO at Ascent Solar Technologies, a NASDAQ listed manufacturer and marketer of flexible, thin-film photovoltaic (PV) modules for off-grid and specialty applications, from 2013-2015.  Before Ascent Solar, Mr. Gregorak was CFO of Thule Organization Solutions, a consumer products manufacturer of personal electronics cases sold under both the Case Logic® and Thule brands®, from 2008-2013; overseeing organizations in the United States, Europe and Hong Kong.  Before Thule, Mr. Gregorak was the Vice President and corporate controller for Advanced Energy and Xilinx Corporations, both of which currently trade on the NASDAQ.  Advanced Energy is a manufacturer of semiconductor equipment with operations in both the United States and China, while Xilinx is a manufacturer of semiconductors with operations spanning the United States, Ireland and Singapore. Prior to 2000, Mr. Gregorak spent 17 years with Hewlett-Packard in various financial and operational capacities.  Mr. Gregorak holds a Bachelor's degree in Economics from the University of Washington.  He is 59 years old.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
TWO RIVERS WATER & FARMING COMPANY
Date: March 31, 2017
By:
/s/ Wayne Harding
Wayne Harding
Chief Executive Officer