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<P align=center><B><FONT size=5 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">UNITED STATES<BR>
</FONT></B><B><FONT size=5 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">SECURITIES AND EXCHANGE COMMISSION<BR>
</FONT></B><B><FONT face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Washington, D.C. 20549</FONT></B></P>
<P align=center><STRONG>___________</STRONG></P>
<P align=center><B><FONT size=5 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">FORM 8-K</FONT></B></P>
<P align=center><STRONG><FONT size=2>____________</FONT></STRONG></P>
<P align=center><B><FONT face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">CURRENT REPORT</FONT></B><BR>
<B><FONT face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Pursuant to Section 13 or 15(d) of</FONT></B><BR>
<B><FONT face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">The Securities Exchange Act of 1934</FONT></B></P>
<P align=center><B><FONT face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Date of Report (Date of earliest event reported): May 8, 2009</FONT></B></P>
<P align=center><B><FONT size=4 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">AUXILIO, INC.</FONT></B></P>
<P align=center><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">(Exact name of registrant as specified in its charter)</FONT></P>
<P align=center><B><FONT size=4 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Nevada</FONT></B></P>
<P align=center><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">(State or other jurisdiction of incorporation)</FONT></P>
<DIV align=center>
<TABLE border=0 cellSpacing=0>
<TR vAlign=bottom>
     <TD style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; BORDER-TOP: #000000 1pt solid; BORDER-RIGHT: #000000 1pt solid" width="43%" align=center><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">000-27507</FONT></B>&nbsp;</TD>
     <TD style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; BORDER-TOP: #000000 1pt solid; BORDER-RIGHT: #000000 1pt solid" width="56%" align=center><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">88-0350448</FONT></B>&nbsp;</TD></TR>
<TR vAlign=bottom>
     <TD style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; BORDER-TOP: #000000 1pt solid; BORDER-RIGHT: #000000 1pt solid" align=center><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">(Commission File Number)</FONT>&nbsp;</TD>
     <TD style="BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid; BORDER-TOP: #000000 1pt solid; BORDER-RIGHT: #000000 1pt solid" align=center><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">(I.R.S. Employer Identification No.)</FONT>&nbsp;</TD></TR></TABLE></DIV><BR>
<P align=center><U><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">27401 Los Altos, Suite 100, Mission Viejo, California 92691 </FONT></U><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">(Address of principal executive offices)</FONT></P>
<P align=center><U><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">(949) 614-0700</FONT></U></P>
<P align=center><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">(Registrant&#146;s telephone number, including area code)</FONT></P>
<P align=center><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">N/A</FONT></P>
<P align=center><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">(Former name or former address, if changed since last report)<BR>
<BR>
_________</FONT></P>
<P align=left><FONT face="TimesNewRomanPSMT,Times New Roman,Times,serif">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</FONT></P>
<TABLE border=0 cellSpacing=0>
<TR>
     <TD vAlign=top width="2%" noWrap><FONT size=2 face=Wingdings-Regular,WingDings>&#168;</FONT>&nbsp; &nbsp; &nbsp; </TD>
     <TD width="98%"><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</FONT> </TD></TR>
<TR>
     <TD vAlign=top width="2%" noWrap><FONT size=2 face=Wingdings-Regular,WingDings>&#168;</FONT>&nbsp; &nbsp; &nbsp; </TD>
     <TD width="98%"><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</FONT> </TD></TR>
<TR>
     <TD vAlign=top width="2%" noWrap><FONT size=2 face=Wingdings-Regular,WingDings>&#168;</FONT>&nbsp; &nbsp; &nbsp; </TD>
     <TD width="98%"><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</FONT> </TD></TR>
<TR>
     <TD vAlign=top width="2%" noWrap><FONT size=2 face=Wingdings-Regular,WingDings>&#168;</FONT>&nbsp; &nbsp; &nbsp; </TD>
     <TD width="98%"><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</FONT> </TD></TR></TABLE>
<P align=left><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">DOCSOC/1344920v1/010036-0002</FONT></P>
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<P align=left><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Item 1.01. Entry into Material Definitive Agreement</FONT></B></P>
<P align=left>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Between April 6 and April 15, 2009, Auxilio, Inc., a Delaware corporation (the &#147;</FONT><U><FONT size=2 face="TimesNewRomanPSMT,Times New &#13;&#10;Roman,Times,serif">Company</FONT></U><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">&#148;), entered into Subscription Agreements (the &#147;</FONT><U><FONT size=2 face="TimesNewRomanPSMT,Times New &#13;&#10;Roman,Times,serif">Agreements</FONT></U><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">&#148;) with Michael Vanderhoof and Edward B. Case, each a member of the Board of Directors of the Company, as well as twenty-one other accredited investors (the &#147;</FONT><U><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Investors</FONT></U><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">&#148;). The sales to Messrs. Vanderhoof and Case were approved by a majority of the disinterested members of the Board of Directors.</FONT></P>
<P align=left>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Pursuant to the Agreements, the Company agreed to sell to the Investors an aggregate of 1,416,667 shares of its Common Stock at a purchase price of $0.60 per share (the &#147;</FONT><U><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Offering</FONT></U><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">&#148;). The Offering resulted in gross proceeds to the Company of approximately $850,000 before deduction of placement agent fees and offering expenses. The closing of the Offering occurred on May 8, 2009.</FONT></P>
<P align=left>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">In connection with the Offering, the Company paid a fee of $85,000 (&#147;</FONT><U><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Placement Agent Fee</FONT></U><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">&#148;) and agreed to issue warrants to purchase an additional 141,667 shares of Company Common Stock (the "</FONT><U><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Agent Warrants</FONT></U><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">") to the placement agent, Cambria Capital, LLC (&#147;</FONT><U><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Cambria Capital</FONT></U><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">&#148;). Cambria Capital is an affiliate of Michael Vanderhoof a member of the Board of Directors of the Company. The engagement of Cambria Capital, the payment of the Placement Agent Fee and the issuance of the Agent Warrants were approved by a majority of the disinterested members of the Board of Directors. The Agent Warrants are immediately exercisable at $0.60 per share, subject to adjustment for stock splits, combinations or similar events, and will expire seven years after issuance. The warrant allows for a cashless exercise.</FONT></P>
<P align=left>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">The shares of Common Stock, the Agent Warrants and the share of Common Stock underlying the Agent Warrants have not been registered under the Securities Act and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.</FONT></P>
<P align=left>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">This announcement is not an offer to sell securities of the Company, and the opportunity to participate in the Offering was available to a very limited group of accredited investors.</FONT></P>
<P align=left>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">The foregoing description of the Offering does not purport to be complete and is qualified in its entirety by reference to the form of Subscription Agreement entered into in connection with the Offering which is attached hereto as Exhibit 10.1, and is hereby incorporated by reference.</FONT></P>
<P align=left><B><FONT color=#000033 size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Item 3.02. </FONT></B><B><FONT color=#000033 size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Sale of Unregistered Securities</FONT></B></P>
<P align=left>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">The shares of Common Stock sold in Offering described in Item 1.01 above were offered and sold in reliance upon exemptions from registration pursuant to Section 4(2) of the Securities Act of 1933, as amended (the &#147;</FONT><U><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Securities Act</FONT></U><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">&#148;) and Rule 506 promulgated thereunder. The Agreements and the Warrant contain representations to support the Company&#146;s reasonable belief that the Investors and Cambria Capital had access to information concerning the Company&#146;s operations and financial condition, that the Investors are acquiring the shares of Common Stock and Cambria Capital is acquiring the Agent Warrants for their own respective accounts and not with a view to the distribution thereof, and that each of the Investors and Cambria Capital is an &#147;accredited investor&#148; as defined by Rule 501 promulgated under the Securities Act.</FONT></P>
<P align=left><B><FONT color=#000033 size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Item 9.01 </FONT></B><B><FONT color=#000033 size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">Financial Statements and Exhibits</FONT></B></P>
<DIV align=center>
<TABLE style="WIDTH: 954px; HEIGHT: 71px" border=0 cellSpacing=0>
<TR>
     <TD vAlign=top width="2%" noWrap><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">(d)</FONT>&nbsp; &nbsp; &nbsp; </TD>
     <TD width="98%" colSpan=2><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Exhibits.</FONT> </TD></TR>
<TR>
     <TD width="2%">&nbsp;</TD>
     <TD vAlign=top width="2%" noWrap><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">4.1</FONT>&nbsp; &nbsp; &nbsp; </TD>
     <TD width="96%"><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Form of Agent Warrant to purchase shares of Common Stock</FONT> </TD></TR>
<TR>
     <TD width="2%">&nbsp;</TD>
     <TD vAlign=top width="2%" noWrap><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">10.1</FONT>&nbsp; &nbsp; &nbsp; </TD>
     <TD width="96%"><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Form of Subscription Agreement</FONT> </TD></TR></TABLE></DIV>
<P align=left><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">DOCSOC/1344920v1/010036-0002</FONT></P>
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<P align=center><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">SIGNATURES</FONT></B></P>
<P align=left>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</FONT></P>
<P align=center><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">AUXILIO, INC.</FONT></B></P>
<P align=left><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Date: May 14, 2009</FONT></P>
<P align=center><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif"></FONT>&nbsp;</P>
<DIV align=center>
<TABLE border=0 cellSpacing=0>
<TR>
     <TD width="59%"></TD>
     <TD width="8%"><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">By:</FONT></TD>
     <TD style="BORDER-BOTTOM: #000000 1pt solid" width="31%"><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">/s/ Paul T. Anthony</FONT></TD></TR>
<TR vAlign=bottom>
     <TD align=left>&nbsp;</TD>
     <TD align=left><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Name:</FONT>&nbsp;</TD>
     <TD align=left><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Paul T. Anthony</FONT>&nbsp;</TD></TR>
<TR vAlign=bottom>
     <TD align=left>&nbsp;</TD>
     <TD align=left><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Title:</FONT>&nbsp;</TD>
     <TD align=left><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Chief Financial Officer</FONT>&nbsp;</TD></TR>
<TR vAlign=bottom>
     <TD align=left>&nbsp;</TD>
     <TD align=left>&nbsp;</TD>
     <TD align=left><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Principal Financial Officer</FONT>&nbsp;</TD></TR></TABLE></DIV><BR>
<P align=left><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">DOCSOC/1344920v1/010036-0002</FONT></P>
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<P align=center><B><FONT size=2 face="TimesNewRomanPS-BoldMT,Times New Roman,Times,serif">EXHIBIT INDEX</FONT></B></P>
<P align=left><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif"><U>Exhibits:</U>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</FONT><U><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Description of Document</FONT></U></P>
<TABLE border=0 cellSpacing=0>
<TR>
     <TD vAlign=top width="2%" noWrap><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">4.1</FONT>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</TD>
     <TD width="98%"><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Form of Agent Warrant to purchase shares of Common Stock</FONT> </TD></TR>
<TR>
     <TD vAlign=top width="2%" noWrap><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">10.1</FONT>&nbsp; &nbsp; &nbsp; </TD>
     <TD width="98%"><FONT color=#000033 size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">Form of Subscription Agreement</FONT> </TD></TR></TABLE>
<P align=left><FONT size=2 face="TimesNewRomanPSMT,Times New Roman,Times,serif">DOCSOC/1344920v1/010036-0002</FONT></P>
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{"company-data": {"conformed-name": "AUXILIO INC", "cik": "0001011432", "assigned-sic": "7389", "irs-number": "880350448", "state-of-incorporation": "NV", "fiscal-year-end": "1231"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "000-27507", "film-number": "09827434"}, "business-address": {"street1": "27401 LOS ALTOS", "street2": "SUITE 100", "city": "MISSION VIEJO", "state": "CA", "zip": "92691", "phone": "9496140700"}, "mail-address": {"street1": "27401 LOS ALTOS", "street2": "SUITE 100", "city": "MISSION VIEJO", "state": "CA", "zip": "92691"}, "former-company": [{"former-conformed-name": "PEOPLEVIEW INC", "date-changed": "20040329"}, {"former-conformed-name": "E PERCEPTION INC", "date-changed": "20020118"}, {"former-conformed-name": "CORPORATE DEVELOPMENT CENTERS INC", "date-changed": "19990927"}]}
docsoc-1344920v1form_8kannou.htm - EDGAR Database
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________
FORM 8-K
____________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 8, 2009
AUXILIO, INC.
(Exact name of registrant as specified in its charter)
Nevada
(State or other jurisdiction of incorporation)
000-27507
88-0350448
(Commission File Number)
(I.R.S. Employer Identification No.)
27401 Los Altos, Suite 100, Mission Viejo, California 92691
(Address of principal executive offices)
(949) 614-0700
(Registrant's telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
_________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
DOCSOC/1344920v1/010036-0002
Item 1.01. Entry into Material Definitive Agreement
Between April 6 and April 15, 2009, Auxilio, Inc., a Delaware corporation (the "
Company
"), entered into Subscription Agreements (the "
Agreements
") with Michael Vanderhoof and Edward B. Case, each a member of the Board of Directors of the Company, as well as twenty-one other accredited investors (the "
Investors
"). The sales to Messrs. Vanderhoof and Case were approved by a majority of the disinterested members of the Board of Directors.
Pursuant to the Agreements, the Company agreed to sell to the Investors an aggregate of 1,416,667 shares of its Common Stock at a purchase price of $0.60 per share (the "
Offering
"). The Offering resulted in gross proceeds to the Company of approximately $850,000 before deduction of placement agent fees and offering expenses. The closing of the Offering occurred on May 8, 2009.
In connection with the Offering, the Company paid a fee of $85,000 ("
Placement Agent Fee
") and agreed to issue warrants to purchase an additional 141,667 shares of Company Common Stock (the "
Agent Warrants
") to the placement agent, Cambria Capital, LLC ("
Cambria Capital
"). Cambria Capital is an affiliate of Michael Vanderhoof a member of the Board of Directors of the Company. The engagement of Cambria Capital, the payment of the Placement Agent Fee and the issuance of the Agent Warrants were approved by a majority of the disinterested members of the Board of Directors. The Agent Warrants are immediately exercisable at $0.60 per share, subject to adjustment for stock splits, combinations or similar events, and will expire seven years after issuance. The warrant allows for a cashless exercise.
The shares of Common Stock, the Agent Warrants and the share of Common Stock underlying the Agent Warrants have not been registered under the Securities Act and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
This announcement is not an offer to sell securities of the Company, and the opportunity to participate in the Offering was available to a very limited group of accredited investors.
The foregoing description of the Offering does not purport to be complete and is qualified in its entirety by reference to the form of Subscription Agreement entered into in connection with the Offering which is attached hereto as Exhibit 10.1, and is hereby incorporated by reference.
Item 3.02.
Sale of Unregistered Securities
The shares of Common Stock sold in Offering described in Item 1.01 above were offered and sold in reliance upon exemptions from registration pursuant to Section 4(2) of the Securities Act of 1933, as amended (the "
Securities Act
") and Rule 506 promulgated thereunder. The Agreements and the Warrant contain representations to support the Company's reasonable belief that the Investors and Cambria Capital had access to information concerning the Company's operations and financial condition, that the Investors are acquiring the shares of Common Stock and Cambria Capital is acquiring the Agent Warrants for their own respective accounts and not with a view to the distribution thereof, and that each of the Investors and Cambria Capital is an "accredited investor" as defined by Rule 501 promulgated under the Securities Act.
Item 9.01
Financial Statements and Exhibits
(d)
Exhibits.
4.1
Form of Agent Warrant to purchase shares of Common Stock
10.1
Form of Subscription Agreement
DOCSOC/1344920v1/010036-0002
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
AUXILIO, INC.
Date: May 14, 2009
By:
/s/ Paul T. Anthony
Name:
Paul T. Anthony
Title:
Chief Financial Officer
Principal Financial Officer
DOCSOC/1344920v1/010036-0002
EXHIBIT INDEX
Exhibits:
Description of Document
4.1
Form of Agent Warrant to purchase shares of Common Stock
10.1
Form of Subscription Agreement
DOCSOC/1344920v1/010036-0002