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<title>tcda-20230113</title></head><body><div style="display:none"><ix:header><ix:hidden><ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:AmendmentFlag" format="ixt:fixed-false" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl80L2ZyYWc6MzQ1Mzk4OWNmY2NkNDc0MDg5NzEyZjJlZGE1ODdiOTUvdGFibGU6NTUyNzBkNDgyNDUyNGNjZmEyYWQwMzQ4NzA5NzZiNjAvdGFibGVyYW5nZTo1NTI3MGQ0ODI0NTI0Y2NmYTJhZDAzNDg3MDk3NmI2MF8yLTEtMS0xLTYyMjkw_3a1c4203-be45-4e48-a980-5332f115c5b5">false</ix:nonNumeric><ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:EntityCentralIndexKey" 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style="min-height:43pt;width:100%"><div><span><br/></span></div></div><div style="-sec-extract:summary;text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:16pt;font-weight:700;line-height:139%"> UNITED STATES</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:16pt;font-weight:700;line-height:139%">SECURITIES AND EXCHANGE COMMISSION</span></div><div style="margin-bottom:19pt;text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:12pt;font-weight:700;line-height:120%">Washington, D.C. 20549</span></div><div style="margin-bottom:19pt;text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:18pt;font-weight:700;line-height:120%">FORM <ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:DocumentType" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGV4dHJlZ2lvbjoxMTUxZDZiMmQ4NGQ0NjNlODI0YWQ0MTVhOWQwZWJkYV8xMTMxNg_62eeb91d-c726-49f6-98dc-7635b93627a8">8-K</ix:nonNumeric></span></div><div style="margin-bottom:3pt;margin-top:15pt;text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:14pt;font-weight:700;line-height:139%">CURRENT REPORT</span></div><div style="margin-bottom:10pt;margin-top:3pt;text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:12pt;font-weight:700;line-height:139%">Pursuant to Section&#160;13 or 15(d) of the Securities Exchange Act of 1934</span></div><div style="margin-bottom:19pt;text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:12pt;font-weight:700;line-height:120%">Date of Report (Date of earliest event reported): <ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:DocumentPeriodEndDate" format="ixt:date-monthname-day-year-en" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGV4dHJlZ2lvbjoxMTUxZDZiMmQ4NGQ0NjNlODI0YWQ0MTVhOWQwZWJkYV8yMjM_66856444-7460-4699-a5c4-7094f0470707">January 13, 2023</ix:nonNumeric></span></div><div style="margin-bottom:19pt;text-align:center"><img src="tcda-20230113_g1.jpg" alt="tcda-20230113_g1.jpg" style="height:80px;margin-bottom:5pt;vertical-align:text-bottom;width:280px"/></div><div style="text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:16pt;font-weight:700;line-height:120%"><ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:EntityRegistrantName" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGV4dHJlZ2lvbjoxMTUxZDZiMmQ4NGQ0NjNlODI0YWQ0MTVhOWQwZWJkYV8xMTMyMg_02232c2c-0a6b-4fe5-be72-3a4f8dcf4d4b">TRICIDA, INC.</ix:nonNumeric></span></div><div style="margin-bottom:10pt;text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:120%">(Exact name of Registrant as specified in its charter)</span><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.755%"><tr><td style="width:1.0%"></td><td style="width:32.967%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:1.855%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:26.653%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:1.855%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:32.970%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:100%"><ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:EntityIncorporationStateCountryCode" format="ixt-sec:stateprovnameen" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGFibGU6NmZhZGE1NzgxY2ZhNGIwODljNDQxNzQ5ZWQwZTNmZTMvdGFibGVyYW5nZTo2ZmFkYTU3ODFjZmE0YjA4OWM0NDE3NDllZDBlM2ZlM18wLTAtMS0xLTYyMjkw_222c6df9-0f00-4549-9f6a-c0c2f49279cb">Delaware</ix:nonNumeric></span></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:100%"><ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:EntityFileNumber" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGFibGU6NmZhZGE1NzgxY2ZhNGIwODljNDQxNzQ5ZWQwZTNmZTMvdGFibGVyYW5nZTo2ZmFkYTU3ODFjZmE0YjA4OWM0NDE3NDllZDBlM2ZlM18wLTItMS0xLTYyMjkw_7d06afe5-175d-41ff-8994-b80e60b3520f">001-38558</ix:nonNumeric></span></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:top"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:100%"><ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:EntityTaxIdentificationNumber" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGFibGU6NmZhZGE1NzgxY2ZhNGIwODljNDQxNzQ5ZWQwZTNmZTMvdGFibGVyYW5nZTo2ZmFkYTU3ODFjZmE0YjA4OWM0NDE3NDllZDBlM2ZlM18wLTQtMS0xLTYyMjkw_ff401eb2-0c09-4f13-8899-e4c661806271">46-3372526</ix:nonNumeric></span></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:8pt;font-weight:400;line-height:100%">(State or other jurisdiction of incorporation)</span></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:8pt;font-weight:400;line-height:100%">(Commission File Number)</span></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:8pt;font-weight:400;line-height:100%">(I.R.S. Employer Identification Number)</span></td></tr></table></div><div style="margin-top:12pt;text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:139%"><ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:EntityAddressAddressLine1" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGV4dHJlZ2lvbjoxMTUxZDZiMmQ4NGQ0NjNlODI0YWQ0MTVhOWQwZWJkYV8xMTMyNA_85100542-72c0-43a5-81c9-7ffa74c220b8">7000 Shoreline Court</ix:nonNumeric></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:139%"><ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:EntityAddressAddressLine2" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGV4dHJlZ2lvbjoxMTUxZDZiMmQ4NGQ0NjNlODI0YWQ0MTVhOWQwZWJkYV8xMTMxOQ_8f442e18-2ef1-4f01-859c-03e7a0fd58fa">Suite 201</ix:nonNumeric></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:139%"><ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:EntityAddressCityOrTown" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGV4dHJlZ2lvbjoxMTUxZDZiMmQ4NGQ0NjNlODI0YWQ0MTVhOWQwZWJkYV8xMTMxOA_dd96807a-fbbd-4aa0-8e28-e57137a82f3b">South San Francisco</ix:nonNumeric>, <ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:EntityAddressStateOrProvince" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGV4dHJlZ2lvbjoxMTUxZDZiMmQ4NGQ0NjNlODI0YWQ0MTVhOWQwZWJkYV8xMTMxNA_6525f1a8-a73c-4ff6-ad7b-eba020739aaf">CA</ix:nonNumeric> <ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:EntityAddressPostalZipCode" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGV4dHJlZ2lvbjoxMTUxZDZiMmQ4NGQ0NjNlODI0YWQ0MTVhOWQwZWJkYV8xMTMxNQ_593d50b5-56f9-49b5-bcbe-5c9219b9318e">94080</ix:nonNumeric></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:139%">(Address of principal executive offices) (Zip Code)</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:139%">(<ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:CityAreaCode" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGV4dHJlZ2lvbjoxMTUxZDZiMmQ4NGQ0NjNlODI0YWQ0MTVhOWQwZWJkYV8xMTMyMA_a57ef669-5eb5-4f29-86f4-facecac97a3c">415</ix:nonNumeric>) <ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:LocalPhoneNumber" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGV4dHJlZ2lvbjoxMTUxZDZiMmQ4NGQ0NjNlODI0YWQ0MTVhOWQwZWJkYV8xMTMyMQ_e703c0d5-014d-4a85-892f-02cddc0a5367">429-7800</ix:nonNumeric></span></div><div style="text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:139%">(Registrant&#8217;s telephone number, including area code</span><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:139%">)</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:139%">N/A</span></div><div style="text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:120%">(Former name or former address, if changed since last report)</span><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:89.648%"><tr><td style="width:1.0%"></td><td style="width:98.900%"></td><td style="width:0.1%"></td></tr><tr style="height:3pt"><td colspan="3" style="padding:0 1pt"><div><span><br/></span></div></td></tr></table></div><div style="margin-top:12pt"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:139%">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</span><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.902%"><tr><td style="width:1.0%"></td><td style="width:4.178%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:93.622%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:middle"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:100%"><ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:WrittenCommunications" 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id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGFibGU6OGZhYmM3ODFhZTBmNGMxMDhhYmNmOGFiMGY5YzQ3N2YvdGFibGVyYW5nZTo4ZmFiYzc4MWFlMGY0YzEwOGFiY2Y4YWIwZjljNDc3Zl8yLTItMS0xLTYyMjkw_83e46938-dff3-44c2-a93c-50d9b55b3b53">The Nasdaq Global Select Market</ix:nonNumeric></span></td></tr></table></div><div><span style="color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:120%">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</span><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:97.265%"><tr><td style="width:1.0%"></td><td style="width:22.845%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:7.785%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:62.604%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:2.366%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:100%">Emerging&#160;growth&#160;company</span></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:100%"><ix:nonNumeric contextRef="i7e27a7e1a1e94316a57c6aef2c60b674_D20230113-20230113" name="dei:EntityEmergingGrowthCompany" format="ixt-sec:boolballotbox" id="id3VybDovL2RvY3MudjEvZG9jOjZmOGE4NTMzZmUxOTRjZWQ5OTE1MjczMzYwM2ZhNmU2L3NlYzo2ZjhhODUzM2ZlMTk0Y2VkOTkxNTI3MzM2MDNmYTZlNl8xL2ZyYWc6MTE1MWQ2YjJkODRkNDYzZTgyNGFkNDE1YTlkMGViZGEvdGFibGU6MGMyYzZlNzU0MDJjNDQyYWEwMzAyODkwNzczYTM3ODAvdGFibGVyYW5nZTowYzJjNmU3NTQwMmM0NDJhYTAzMDI4OTA3NzNhMzc4MF8wLTEtMS0xLTYyMjkw_c9bb797b-392e-45a1-b7ad-58745f1ce404">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td></tr><tr style="height:3pt"><td colspan="3" style="padding:0 1pt"><div><span><br/></span></div></td><td colspan="3" style="padding:0 1pt"><div><span><br/></span></div></td><td colspan="3" style="padding:0 1pt"><div><span><br/></span></div></td><td colspan="3" style="padding:0 1pt"><div><span><br/></span></div></td></tr><tr><td colspan="9" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:100%">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.</span></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:100%">&#9744;</span></td></tr></table></div><div><span><br/></span></div><div style="height:43pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div style="text-align:center"><span><br/></span></div></div></div><hr style="page-break-after:always"/><div style="min-height:43pt;width:100%"><div><span><br/></span></div></div><div><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.902%"><tr><td style="width:1.0%"></td><td style="width:12.829%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:84.971%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:100%">Item&#160;3.01</span></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><div><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:100%">Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.</span></div></td></tr></table></div><div style="margin-bottom:10pt;margin-top:10pt;text-indent:18pt"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:112%">As previously reported, on January 11, 2023, Tricida, Inc. (the &#8220;Company&#8221;) filed a voluntary petition for relief under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the &#8220;Filing&#8221;), thereby commencing a Chapter 11 case for the Company (Case No. 23-10024)).</span></div><div style="margin-bottom:10pt;margin-top:10pt;text-indent:18pt"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:112%">On January 13, 2022, the Company received notice from the Listing Qualifications Department (the &#8220;Staff&#8221;) of The Nasdaq Stock Market LLC (&#8220;Nasdaq&#8221;) indicating that, after a review of publicly available information related to the Filing and in accordance with Nasdaq Listing Rules 5101, 5110(b) and IM-5101-1, the Staff has determined that the Company&#8217;s securities will be delisted from Nasdaq. Nasdaq&#8217;s determination is based on the Filing and associated public interest concerns raised by it; concerns regarding the residual equity interest of the existing listed securities holders; and concerns about the Company&#8217;s ability to sustain compliance with all requirements for continued listing on Nasdaq (including concerns disclosed in the Company&#8217;s Current Reports on Form 8-K filed on December 7, 2022 and December 12, 2022). The notice also indicates that the Company may appeal Nasdaq&#8217;s determination pursuant to procedures set forth in Nasdaq Listing Rule 5800 Series. The Company will not appeal this determination.</span></div><div style="margin-bottom:10pt;margin-top:10pt;text-indent:18pt"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:112%">Trading of the Company&#8217;s common stock will be suspended at the opening of business on January 24, 2023 and a Form 25-NSE will be filed with the Securities and Exchange Commission, which will remove the Company&#8217;s securities from listing and registration on Nasdaq. As a result, the Securities are expected to begin trading on the over-the-counter market on January 24, 2023.</span></div><div style="margin-bottom:10pt;margin-top:10pt;text-align:justify"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.902%"><tr><td style="width:1.0%"></td><td style="width:12.829%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:84.971%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:100%">Item&#160;9.01</span></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:100%">Financial Statements and Exhibits.</span></td></tr></table></div><div style="margin-bottom:10pt;margin-top:10pt;text-indent:18pt"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:135%">(d) Exhibits.</span></div><div><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:99.902%"><tr><td style="width:1.0%"></td><td style="width:11.656%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:1.559%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:84.385%"></td><td style="width:0.1%"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:100%">Exhibit Number</span></td><td colspan="3" style="padding:2px 1pt;text-align:center;vertical-align:bottom"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:100%">&#160;</span></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:100%">Description</span></td></tr><tr style="height:3pt"><td colspan="3" style="border-top:1pt solid #000;padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="border-top:1pt solid #000000;padding:0 1pt"></td></tr><tr style="height:3pt"><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:0 1pt"></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:100%">104</span></td><td colspan="3" style="padding:0 1pt"></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:bottom"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:100%">Cover Page Interactive Data File (embedded within the Inline XBRL document).</span></td></tr></table></div><div><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:120%"> </span></div><div style="height:43pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div style="text-align:center"><span><br/></span></div></div></div><div id="i6f8a8533fe194ced99152733603fa6e6_7"></div><hr style="page-break-after:always"/><div style="min-height:72pt;width:100%"><div><span><br/></span></div></div><div style="text-align:center"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:139%">SIGNATURE</span></div><div style="margin-top:12pt;text-indent:24pt"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:139%">Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</span></div><div style="margin-bottom:7pt;margin-top:12pt;text-indent:24pt"><table style="border-collapse:collapse;display:inline-table;margin-bottom:5pt;vertical-align:text-bottom;width:100.000%"><tr><td style="width:1.0%"></td><td style="width:28.707%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:6.111%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:6.592%"></td><td style="width:0.1%"></td><td style="width:0.1%"></td><td style="width:1.883%"></td><td style="width:0.1%"></td><td style="width:1.0%"></td><td style="width:52.107%"></td><td style="width:0.1%"></td></tr><tr style="height:15pt"><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td></tr><tr><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:100%">Dated: January 17, 2023</span></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="9" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:100%">TRICIDA, INC.</span></td></tr><tr style="height:15pt"><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="6" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td></tr><tr><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:100%">By:</span></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:100%">/s/ Geoffrey M. Parker</span></td></tr><tr><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:100%">Name:</span></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="border-top:1pt solid #000000;padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:100%">Geoffrey M. Parker</span></td></tr><tr><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:100%">Title:</span></td><td colspan="3" style="padding:0 1pt"><div style="margin-bottom:2pt;margin-top:2pt"><span><br/></span></div></td><td colspan="3" style="padding:2px 1pt;text-align:left;vertical-align:top"><div style="margin-bottom:2pt;margin-top:2pt"><span style="color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:120%">Chief Operating Officer, Chief Financial Officer and Executive Vice President</span></div></td></tr></table></div><div><span><br/></span></div><div><span><br/></span></div><div style="margin-bottom:12pt"><span><br/></span></div><div style="height:72pt;position:relative;width:100%"><div style="bottom:0;position:absolute;width:100%"><div style="text-align:center"><span><br/></span></div></div></div></body></html>
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tcda-20230113
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
January 13, 2023
TRICIDA, INC.
(Exact name of Registrant as specified in its charter)
Delaware
001-38558
46-3372526
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification Number)
7000 Shoreline Court
Suite 201
South San Francisco
,
CA
94080
(Address of principal executive offices) (Zip Code)
(
415
)
429-7800
(Registrant's telephone number, including area code
)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act
Title of each class
Trading Symbol(s)
Name of exchange on which registered
Common stock, par value $0.001 per share
TCDA
The Nasdaq Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 3.01
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
As previously reported, on January 11, 2023, Tricida, Inc. (the "Company") filed a voluntary petition for relief under Chapter 11 of Title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware (the "Filing"), thereby commencing a Chapter 11 case for the Company (Case No. 23-10024)).
On January 13, 2022, the Company received notice from the Listing Qualifications Department (the "Staff") of The Nasdaq Stock Market LLC ("Nasdaq") indicating that, after a review of publicly available information related to the Filing and in accordance with Nasdaq Listing Rules 5101, 5110(b) and IM-5101-1, the Staff has determined that the Company's securities will be delisted from Nasdaq. Nasdaq's determination is based on the Filing and associated public interest concerns raised by it; concerns regarding the residual equity interest of the existing listed securities holders; and concerns about the Company's ability to sustain compliance with all requirements for continued listing on Nasdaq (including concerns disclosed in the Company's Current Reports on Form 8-K filed on December 7, 2022 and December 12, 2022). The notice also indicates that the Company may appeal Nasdaq's determination pursuant to procedures set forth in Nasdaq Listing Rule 5800 Series. The Company will not appeal this determination.
Trading of the Company's common stock will be suspended at the opening of business on January 24, 2023 and a Form 25-NSE will be filed with the Securities and Exchange Commission, which will remove the Company's securities from listing and registration on Nasdaq. As a result, the Securities are expected to begin trading on the over-the-counter market on January 24, 2023.
Item 9.01
Financial Statements and Exhibits.
(d) Exhibits.
Exhibit Number
Description
104
Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: January 17, 2023
TRICIDA, INC.
By:
/s/ Geoffrey M. Parker
Name:
Geoffrey M. Parker
Title:
Chief Operating Officer, Chief Financial Officer and Executive Vice President