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<title>tcda-20200611</title></head><body><div style="display:none"><ix:header><ix:hidden><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:CurrentFiscalYearEndDate" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV80L2ZyYWc6OWFiNjQyOTFlOWU2NDM5ZTg0NjgzYjc3MWEyOGI4OGUvdGFibGU6MjU3Y2M5ZTNkM2ZmNDg1N2E3NjllMmU3OWJmY2NkMjYvdGFibGVyYW5nZToyNTdjYzllM2QzZmY0ODU3YTc2OWUyZTc5YmZjY2QyNl8xLTEtMS0xLTI1Mw_386df6f1-acd2-47c1-a8c8-fcaefa991566">--12-31</ix:nonNumeric><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:AmendmentFlag" 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xlink:href="tcda-20200611.xsd"></link:schemaRef></ix:references><ix:resources><xbrli:context id="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611"><xbrli:entity><xbrli:identifier scheme="http://www.sec.gov/CIK">0001595585</xbrli:identifier></xbrli:entity><xbrli:period><xbrli:startDate>2020-06-11</xbrli:startDate><xbrli:endDate>2020-06-11</xbrli:endDate></xbrli:period></xbrli:context></ix:resources></ix:header></div><div id="i60747de9e3244b44bd2e8bd6c3906fb1_1"></div><div style="height:43pt;width:100%;"><div><span><br/></span></div></div><div style="text-align:center;-sec-extract:summary;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:16pt;font-weight:700;line-height:139%;">UNITED STATES</span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:16pt;font-weight:700;line-height:139%;">SECURITIES AND EXCHANGE COMMISSION</span></div><div style="text-align:center;margin-bottom:19pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:12pt;font-weight:700;line-height:120%;">Washington, D.C. 20549</span></div><div style="text-align:center;margin-bottom:19pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:18pt;font-weight:700;line-height:120%;">FORM <ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:DocumentType" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGV4dHJlZ2lvbjphZGZlN2RhZDNhZmQ0OTYxYmE3MzEwZDFkYjMyY2Y1Y182Nzgy_c5be5012-a03f-4877-bf31-ead793631e7e">8-K</ix:nonNumeric></span></div><div style="text-align:center;margin-top:15pt;margin-bottom:3pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:14pt;font-weight:700;line-height:139%;">CURRENT REPORT</span></div><div style="text-align:center;margin-top:3pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:12pt;font-weight:700;line-height:139%;">Pursuant to Section&#160;13 or 15(d) of the Securities Exchange Act of 1934</span></div><div style="text-align:center;margin-bottom:19pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:12pt;font-weight:700;line-height:120%;">Date of Report (Date of earliest event reported): <ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" format="ixt:datemonthdayyearen" name="dei:DocumentPeriodEndDate" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGV4dHJlZ2lvbjphZGZlN2RhZDNhZmQ0OTYxYmE3MzEwZDFkYjMyY2Y1Y18yMjI_b0e39261-fd0a-4bb1-a282-89fd90ba6c97">June 11, 2020</ix:nonNumeric></span></div><div style="text-align:center;margin-bottom:19pt;"><img src="tcda-20200611_g1.jpg" alt="tcda-20200611_g1.jpg" style="height:58px;width:200px;"/></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:16pt;font-weight:700;line-height:120%;"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:EntityRegistrantName" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGV4dHJlZ2lvbjphZGZlN2RhZDNhZmQ0OTYxYmE3MzEwZDFkYjMyY2Y1Y182Nzg5_1d0f3896-bf62-443c-b25c-644c50247fd1">TRICIDA, INC.</ix:nonNumeric></span></div><div style="text-align:center;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:120%;">(Exact name of Registrant as specified in its charter)</span></div><div><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.902%;"><tr><td style="width:1.0%;"></td><td style="width:34.803%;"></td><td style="width:1.0%;"></td><td style="width:0.1%;"></td><td style="width:1.852%;"></td><td style="width:0.1%;"></td><td style="width:1.0%;"></td><td style="width:25.712%;"></td><td 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id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGFibGU6MzRkZjQyOTYzMDJmNDgzMjkzZWZlYjIzZjM4ZWNlMDIvdGFibGVyYW5nZTozNGRmNDI5NjMwMmY0ODMyOTNlZmViMjNmMzhlY2UwMl8wLTAtMS0xLTA_35f3ca1e-013b-4935-88e7-f17ef4b5f585">Delaware</ix:nonNumeric></span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:EntityFileNumber" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGFibGU6MzRkZjQyOTYzMDJmNDgzMjkzZWZlYjIzZjM4ZWNlMDIvdGFibGVyYW5nZTozNGRmNDI5NjMwMmY0ODMyOTNlZmViMjNmMzhlY2UwMl8wLTItMS0xLTA_bec49359-ce56-4507-be55-475921d9b032">001-38558</ix:nonNumeric></span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:EntityTaxIdentificationNumber" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGFibGU6MzRkZjQyOTYzMDJmNDgzMjkzZWZlYjIzZjM4ZWNlMDIvdGFibGVyYW5nZTozNGRmNDI5NjMwMmY0ODMyOTNlZmViMjNmMzhlY2UwMl8wLTQtMS0xLTA_238de2d0-fb7d-4ef8-b64c-edc6825c186a">46-3372526</ix:nonNumeric></span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:8pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">(State or other jurisdiction of incorporation)</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:8pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">(Commission File Number)</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:8pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">(I.R.S. Employer Identification Number)</span></td></tr></table></div><div style="text-align:center;margin-top:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:139%;"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:EntityAddressAddressLine1" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGV4dHJlZ2lvbjphZGZlN2RhZDNhZmQ0OTYxYmE3MzEwZDFkYjMyY2Y1Y182Nzgz_fdeaceaa-d137-41ee-bb8d-0934b90553c7">7000 Shoreline Court</ix:nonNumeric></span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:139%;"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:EntityAddressAddressLine2" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGV4dHJlZ2lvbjphZGZlN2RhZDNhZmQ0OTYxYmE3MzEwZDFkYjMyY2Y1Y182Nzkx_7d28aa16-19eb-477e-9e43-e16fe2ab43a8">Suite 201</ix:nonNumeric></span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:139%;"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:EntityAddressCityOrTown" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGV4dHJlZ2lvbjphZGZlN2RhZDNhZmQ0OTYxYmE3MzEwZDFkYjMyY2Y1Y182Nzg1_cae84634-842e-43be-9b82-4295eea4aba1">South San Francisco</ix:nonNumeric>, <ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:EntityAddressStateOrProvince" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGV4dHJlZ2lvbjphZGZlN2RhZDNhZmQ0OTYxYmE3MzEwZDFkYjMyY2Y1Y182Nzg2_9091eb37-0021-43e7-b8f4-39e155940d7e">CA</ix:nonNumeric> <ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:EntityAddressPostalZipCode" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGV4dHJlZ2lvbjphZGZlN2RhZDNhZmQ0OTYxYmE3MzEwZDFkYjMyY2Y1Y182Nzg3_fa22d70e-c395-46b9-8ce5-9b25f6ceae05">94080</ix:nonNumeric></span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:139%;">(Address of principal executive offices) (Zip Code)</span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:139%;">(<ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:CityAreaCode" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGV4dHJlZ2lvbjphZGZlN2RhZDNhZmQ0OTYxYmE3MzEwZDFkYjMyY2Y1Y182Nzky_9ff0c343-60bf-4595-aa3e-9a797eef6e48">415</ix:nonNumeric>) <ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:LocalPhoneNumber" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGV4dHJlZ2lvbjphZGZlN2RhZDNhZmQ0OTYxYmE3MzEwZDFkYjMyY2Y1Y182Nzg4_7be08e29-0985-4767-9afd-b349ecfbeda1">429-7800</ix:nonNumeric></span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:139%;">(Registrant&#8217;s telephone number, including area code</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:139%;">)</span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:139%;">N/A</span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:120%;">(Former name or former address, if changed since last report)</span></div><div><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:89.648%;"><tr><td style="width:1.0%;"></td><td style="width:98.000%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><div><span><br/></span></div></td></tr></table></div><div style="margin-top:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:139%;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</span></div><div><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.902%;"><tr><td style="width:1.0%;"></td><td style="width:3.278%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:92.722%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" format="ixt-sec:boolballotbox" name="dei:WrittenCommunications" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGFibGU6OGRlN2MyOTA1MDQ0NGQ3ZmEyYjYyNTYzZWNiNjY5ODIvdGFibGVyYW5nZTo4ZGU3YzI5MDUwNDQ0ZDdmYTJiNjI1NjNlY2I2Njk4Ml8wLTAtMS0xLTA_2c4911dc-99e6-4830-b8ea-f57154bf6992">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" format="ixt-sec:boolballotbox" name="dei:SolicitingMaterial" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGFibGU6OGRlN2MyOTA1MDQ0NGQ3ZmEyYjYyNTYzZWNiNjY5ODIvdGFibGVyYW5nZTo4ZGU3YzI5MDUwNDQ0ZDdmYTJiNjI1NjNlY2I2Njk4Ml8xLTAtMS0xLTA_725b7606-72f5-4f9c-9d32-e76f2dde1856">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" format="ixt-sec:boolballotbox" name="dei:PreCommencementTenderOffer" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGFibGU6OGRlN2MyOTA1MDQ0NGQ3ZmEyYjYyNTYzZWNiNjY5ODIvdGFibGVyYW5nZTo4ZGU3YzI5MDUwNDQ0ZDdmYTJiNjI1NjNlY2I2Njk4Ml8yLTAtMS0xLTA_b4090406-abba-41b8-9a74-a2eee8eb8375">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:middle;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" format="ixt-sec:boolballotbox" name="dei:PreCommencementIssuerTenderOffer" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGFibGU6OGRlN2MyOTA1MDQ0NGQ3ZmEyYjYyNTYzZWNiNjY5ODIvdGFibGVyYW5nZTo4ZGU3YzI5MDUwNDQ0ZDdmYTJiNjI1NjNlY2I2Njk4Ml8zLTAtMS0xLTA_8255e2ea-0f2f-4370-a19d-72b0b270c0ad">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</span></td></tr></table></div><div><span><br/></span></div><div><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.902%;"><tr><td style="width:1.0%;"></td><td style="width:36.563%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:22.193%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:35.244%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="9" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Securities registered pursuant to Section 12(b) of the Act</span></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">Title of each class</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">Trading Symbol(s)</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">Name of exchange on which registered</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:Security12bTitle" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGFibGU6ZWQ5ZmU4Y2ZkNmNjNDI3MmE0YTQ4NTVhYzgxYzJlMWQvdGFibGVyYW5nZTplZDlmZThjZmQ2Y2M0MjcyYTRhNDg1NWFjODFjMmUxZF8yLTAtMS0xLTA_000155b8-b73a-410f-b7fe-1955f35edb44">Common stock, par value $0.001 per share</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" name="dei:TradingSymbol" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGFibGU6ZWQ5ZmU4Y2ZkNmNjNDI3MmE0YTQ4NTVhYzgxYzJlMWQvdGFibGVyYW5nZTplZDlmZThjZmQ2Y2M0MjcyYTRhNDg1NWFjODFjMmUxZF8yLTEtMS0xLTA_7434f368-7e41-4542-b78c-2da8f1765f89">TCDA</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" format="ixt-sec:exchnameen" name="dei:SecurityExchangeName" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGFibGU6ZWQ5ZmU4Y2ZkNmNjNDI3MmE0YTQ4NTVhYzgxYzJlMWQvdGFibGVyYW5nZTplZDlmZThjZmQ2Y2M0MjcyYTRhNDg1NWFjODFjMmUxZF8yLTItMS0xLTA_d075f55b-fa06-4d6a-ae1d-bb9e3617c47a">The Nasdaq Global Select Market</ix:nonNumeric></span></td></tr></table></div><div style="text-indent:18pt;margin-top:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:9pt;font-weight:400;line-height:139%;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b-2 of this chapter).</span></div><div><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:97.265%;"><tr><td style="width:1.0%;"></td><td style="width:21.945%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:6.885%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:61.704%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:1.466%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Emerging&#160;growth&#160;company</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i58e3cd6239df44299670e4950c4652fa_D20200611-20200611" format="ixt-sec:boolballotbox" name="dei:EntityEmergingGrowthCompany" id="id3VybDovL2RvY3MudjEvZG9jOjYwNzQ3ZGU5ZTMyNDRiNDRiZDJlOGJkNmMzOTA2ZmIxL3NlYzo2MDc0N2RlOWUzMjQ0YjQ0YmQyZThiZDZjMzkwNmZiMV8xL2ZyYWc6YWRmZTdkYWQzYWZkNDk2MWJhNzMxMGQxZGIzMmNmNWMvdGFibGU6NTIyMGFlMTAwYmI3NGE1NTlhNDczYjg1NTUwMDgyYmUvdGFibGVyYW5nZTo1MjIwYWUxMDBiYjc0YTU1OWE0NzNiODU1NTAwODJiZV8wLTEtMS0xLTA_3b2a4673-7ab5-4492-90f3-964a9d8dc90d">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td></tr><tr><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div><span><br/></span></div></td><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div><span><br/></span></div></td><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div><span><br/></span></div></td><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div><span><br/></span></div></td></tr><tr><td colspan="9" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.</span></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:9pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#9744;</span></td></tr></table></div><div><span><br/></span></div><div style="position:relative;width:100%;height:43pt;"><div style="position:absolute;bottom:0;width:100%;"><div style="text-align:center;"><span><br/></span></div></div></div><hr style="page-break-after:always"/><div style="height:43pt;width:100%;"><div><span><br/></span></div></div><div style="margin-top:3pt;margin-bottom:10pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.902%;"><tr><td style="width:1.0%;"></td><td style="width:11.929%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:84.071%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Item&#160;5.03</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:115%;">Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.</span></div></td></tr></table></div><div style="text-indent:18pt;margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:139%;">On June 11, 2020, Tricida, Inc. (the &#8220;Company&#8221;) held its 2020 Annual Meeting of Stockholders (the &#8220;Annual Meeting&#8221;), at which stockholders approved an amendment to the Company&#8217;s Amended and Restated Certificate of Incorporation to provide in Article IX, Section 9.1(b), that, unless a majority of the Company&#8217;s Board of Directors (the &#8220;Board&#8221;), acting on behalf of the Company, consents in writing to an alternative forum, the federal district courts of the United States of America will be the sole and exclusive forum for any action arising under the Securities Act of 1933.  The Amended and Restated Certificate of Incorporation to implement this change was previously approved by the Board, subject to stockholder approval. The Company filed the Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware, and it became effective on June 11, 2020.</span></div><div style="text-indent:18pt;margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:139%;">The foregoing description is qualified in its entirety by reference to the Amended and Restated Certificate of Incorporation, a copy of which is filed hereto as Exhibit 3.1, and is incorporated into this Item 5.03 by reference. </span></div><div style="margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:100.000%;"><tr><td style="width:1.0%;"></td><td style="width:10.148%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:73.063%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:10.789%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Item&#160;5.07</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:100%;">Submission of Matters to a Vote of Security Holders.</span></div></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td></tr></table></div><div style="text-indent:18pt;margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:139%;">At the Annual Meeting, the Company&#8217;s stockholders considered five proposals, each of which is described briefly below and in more detail in the Company&#8217;s definitive proxy statement filed on April 29, 2020.  The final voting results for each proposal are set forth below.</span></div><div style="margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-style:italic;font-weight:700;line-height:139%;">Proposal No. 1 &#8211; Election of Directors.</span></div><div style="text-indent:18pt;margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:139%;">The individuals listed below were elected at the Annual Meeting to serve as Class II directors of the Company until the Company&#8217;s 2023 annual meeting of stockholders and until their successors are duly elected and qualified or until their earlier death, resignation or removal.</span></div><div style="margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.902%;"><tr><td style="width:1.0%;"></td><td style="width:38.615%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:17.794%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:17.794%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:17.797%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Class II Directors:</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">FOR</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:115%;text-decoration: underline;">WITHHELD</span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">BROKER NON-VOTE</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Dr. Robert Alpern, M.D.</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">42,306,790</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">2,143,601</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">1,953,786</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Dr. David Bonita, M.D.</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">42,291,549</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">2,158,842</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">1,953,786</span></td></tr></table></div><div style="text-indent:18pt;"><span><br/></span></div><div style="margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-style:italic;font-weight:700;line-height:139%;">Proposal No. 2 &#8211; To approve, on an advisory basis, the Company&#8217;s executive compensation.</span></div><div style="text-indent:18pt;margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:139%;">The Company&#8217;s stockholders approved, in a non-binding advisory vote, the compensation paid to the Company&#8217;s named executive officers.</span></div><div style="margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.902%;"><tr><td style="width:1.0%;"></td><td style="width:23.219%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:22.926%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:22.926%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:22.929%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">FOR</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">WITHHELD</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:115%;text-decoration: underline;">ABSTAIN</span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">BROKER NON-VOTE</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">44,302,384</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">135,277</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">12,730</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">1,953,786</span></td></tr></table></div><div style="text-indent:18pt;"><span><br/></span></div><div style="margin-top:10pt;margin-bottom:10pt;"><span><br/></span></div><div style="position:relative;width:100%;height:43pt;"><div style="position:absolute;bottom:0;width:100%;"><div style="text-align:center;"><span><br/></span></div></div></div><hr style="page-break-after:always"/><div style="height:43pt;width:100%;"><div><span><br/></span></div></div><div style="margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-style:italic;font-weight:700;line-height:139%;">Proposal No. 3 &#8211; To approve, on an advisory basis, the frequency of future advisory votes on executive compensation.</span></div><div style="text-indent:18pt;margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:139%;">The Company&#8217;s stockholders approved, in a non-binding advisory vote, &#8220;One Year&#8221; for the frequency of future non-binding advisory votes on the compensation paid to the Company&#8217;s named executive officers.</span></div><div style="margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.902%;"><tr><td style="width:1.0%;"></td><td style="width:19.994%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:17.501%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:17.501%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:17.501%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:17.503%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">ONE YEAR</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">TWO YEARS</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">THREE YEARS</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:115%;text-decoration: underline;">ABSTAIN</span><sup style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:6.5pt;font-weight:700;line-height:115%;text-decoration: underline;vertical-align:top;">1</sup></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">BROKER NON-VOTE</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">44,394,757</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">33,854</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">5,211</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#8212;</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">1,970,355</span></td></tr></table></div><div style="text-indent:18pt;margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:115%;">Based on the results of this vote, and consistent with the Board&#8217;s recommendation, the Company intends to include an advisory stockholder vote to approve compensation paid to its named executive officers every year until the next required vote on the frequency of stockholder votes on the compensation of named executive officers. The Company is required to hold a vote on frequency every six years. </span></div><div style="margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-style:italic;font-weight:700;line-height:139%;">Proposal No. 4 &#8211; Ratification of Independent Registered Public Accounting Firm.</span></div><div style="text-indent:18pt;margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:400;line-height:115%;"> </span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:115%;">The Company&#8217;s stockholders ratified the appointment of Ernst &amp; Young LLP as the Company&#8217;s independent registered public accounting firm for the fiscal year ending December 31, 2020.</span></div><div style="margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.902%;"><tr><td style="width:1.0%;"></td><td style="width:23.219%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:22.926%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:22.926%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:22.929%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">FOR</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">WITHHELD</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:115%;text-decoration: underline;">ABSTAIN</span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">BROKER NON-VOTE</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">46,353,157</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">42,561</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">8,459</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#8212;</span></td></tr></table></div><div style="text-indent:18pt;"><span><br/></span></div><div style="margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-style:italic;font-weight:700;line-height:139%;">Proposal No. 5 &#8211; To approve an amendment to the Company&#8217;s Amended and Restated Certificate of Incorporation.</span></div><div style="text-indent:18pt;margin-top:10pt;margin-bottom:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:115%;">The Company&#8217;s stockholders approved an amendment to the Company&#8217;s Amended and Restated Certificate of Incorporation to make the federal district courts of the United States of America the sole and exclusive forum for any action arising under the Securities Act of 1933.</span></div><div style="margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.902%;"><tr><td style="width:1.0%;"></td><td style="width:23.219%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:22.926%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:22.926%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:22.929%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">FOR</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">WITHHELD</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:115%;text-decoration: underline;">ABSTAIN</span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">BROKER NON-VOTE</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">43,111,871</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">1,331,131</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">7,389</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">1,953,786</span></td></tr></table></div><div style="text-indent:18pt;"><span><br/></span></div><div><span><br/></span></div><div style="margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.902%;"><tr><td style="width:1.0%;"></td><td style="width:11.929%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:84.071%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Item&#160;9.01</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Financial Statements and Exhibits.</span></td></tr></table></div><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">(d) Exhibits.</span></div><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">&#160;</span></div><div style="margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:99.902%;"><tr><td style="width:1.0%;"></td><td style="width:10.756%;"></td><td style="width:1.0%;"></td><td style="width:0.1%;"></td><td style="width:1.559%;"></td><td style="width:0.1%;"></td><td style="width:1.0%;"></td><td style="width:83.485%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Exhibit Number</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Description</span></td></tr><tr><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000000;padding-left:1pt;padding-right:1pt;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">3.1</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div><span style="background-color:rgb(255,255,255, 0.0);color:#0000ff;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration: underline;"><a style="background-color:rgb(255,255,255, 0.0);color:#0000ff;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:100%;text-decoration: underline;-sec-extract:exhibit;" href="certificateofincorporati.htm">Amended and Restated Certificate of Incorporation of Tricida, Inc.</a></span></div></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">104</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Cover Page Interactive Data File (embedded within the Inline XBRL document).</span></td></tr></table></div><div><span><br/></span></div><div><span><br/></span></div><div><span><br/></span></div><div><span><br/></span></div><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">__________________________</span></div><div><span><br/></span></div><div><sup style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:6.5pt;font-weight:400;line-height:120%;vertical-align:top;">1 </sup><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">The option to abstain was not provided, therefore, the number of broker non-votes may include certain votes that were intended to be abstentions.</span></div><div><span><br/></span></div><div><span><br/></span></div><div style="position:relative;width:100%;height:43pt;"><div style="position:absolute;bottom:0;width:100%;"><div style="text-align:center;"><span><br/></span></div></div></div><div id="i60747de9e3244b44bd2e8bd6c3906fb1_7"></div><hr style="page-break-after:always"/><div style="height:72pt;width:100%;"><div><span><br/></span></div></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:700;line-height:139%;">SIGNATURE</span></div><div style="text-indent:24pt;margin-top:12pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:139%;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</span></div><div style="text-indent:24pt;margin-top:12pt;margin-bottom:7pt;"><span><br/></span></div><div style="margin-bottom:6pt;"><table style="margin-left:auto;margin-right:auto;border-collapse:collapse;text-align:left;text-indent:0pt;display:inline-table;width:100.000%;"><tr><td style="width:1.0%;"></td><td style="width:27.807%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:5.211%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:5.692%;"></td><td style="width:1.0%;"></td><td style="width:0.1%;"></td><td style="width:1.883%;"></td><td style="width:0.1%;"></td><td style="width:1.0%;"></td><td style="width:51.207%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Dated: June 16, 2020</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="9" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">TRICIDA, INC.</span></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="6" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">By:</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">/s/ Geoffrey M. Parker</span></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Name:</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;border-top:1pt solid #000000;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Geoffrey M. Parker</span></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Arial',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Title:</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span><br/></span></div></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><div style="margin-top:2pt;margin-bottom:2pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Arial',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">Chief Financial Officer and Executive Vice President</span></div></td></tr></table></div><div><span><br/></span></div><div><span><br/></span></div><div style="margin-bottom:12pt;"><span><br/></span></div><div style="position:relative;width:100%;height:72pt;"><div style="position:absolute;bottom:0;width:100%;"><div style="text-align:center;"><span><br/></span></div></div></div></body></html>
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tcda-20200611
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 11, 2020
TRICIDA, INC.
(Exact name of Registrant as specified in its charter)
Delaware
001-38558
46-3372526
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification Number)
7000 Shoreline Court
Suite 201
South San Francisco
,
CA
94080
(Address of principal executive offices) (Zip Code)
(
415
)
429-7800
(Registrant's telephone number, including area code
)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act
Title of each class
Trading Symbol(s)
Name of exchange on which registered
Common stock, par value $0.001 per share
TCDA
The Nasdaq Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 5.03
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On June 11, 2020, Tricida, Inc. (the "Company") held its 2020 Annual Meeting of Stockholders (the "Annual Meeting"), at which stockholders approved an amendment to the Company's Amended and Restated Certificate of Incorporation to provide in Article IX, Section 9.1(b), that, unless a majority of the Company's Board of Directors (the "Board"), acting on behalf of the Company, consents in writing to an alternative forum, the federal district courts of the United States of America will be the sole and exclusive forum for any action arising under the Securities Act of 1933.  The Amended and Restated Certificate of Incorporation to implement this change was previously approved by the Board, subject to stockholder approval. The Company filed the Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware, and it became effective on June 11, 2020.
The foregoing description is qualified in its entirety by reference to the Amended and Restated Certificate of Incorporation, a copy of which is filed hereto as Exhibit 3.1, and is incorporated into this Item 5.03 by reference.
Item 5.07
Submission of Matters to a Vote of Security Holders.
At the Annual Meeting, the Company's stockholders considered five proposals, each of which is described briefly below and in more detail in the Company's definitive proxy statement filed on April 29, 2020.  The final voting results for each proposal are set forth below.
Proposal No. 1 – Election of Directors.
The individuals listed below were elected at the Annual Meeting to serve as Class II directors of the Company until the Company's 2023 annual meeting of stockholders and until their successors are duly elected and qualified or until their earlier death, resignation or removal.
Class II Directors:
FOR
WITHHELD
BROKER NON-VOTE
Dr. Robert Alpern, M.D.
42,306,790
2,143,601
1,953,786
Dr. David Bonita, M.D.
42,291,549
2,158,842
1,953,786
Proposal No. 2 – To approve, on an advisory basis, the Company's executive compensation.
The Company's stockholders approved, in a non-binding advisory vote, the compensation paid to the Company's named executive officers.
FOR
WITHHELD
ABSTAIN
BROKER NON-VOTE
44,302,384
135,277
12,730
1,953,786
Proposal No. 3 – To approve, on an advisory basis, the frequency of future advisory votes on executive compensation.
The Company's stockholders approved, in a non-binding advisory vote, "One Year" for the frequency of future non-binding advisory votes on the compensation paid to the Company's named executive officers.
ONE YEAR
TWO YEARS
THREE YEARS
ABSTAIN
1
BROKER NON-VOTE
44,394,757
33,854
5,211
—
1,970,355
Based on the results of this vote, and consistent with the Board's recommendation, the Company intends to include an advisory stockholder vote to approve compensation paid to its named executive officers every year until the next required vote on the frequency of stockholder votes on the compensation of named executive officers. The Company is required to hold a vote on frequency every six years.
Proposal No. 4 – Ratification of Independent Registered Public Accounting Firm.
The Company's stockholders ratified the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020.
FOR
WITHHELD
ABSTAIN
BROKER NON-VOTE
46,353,157
42,561
8,459
—
Proposal No. 5 – To approve an amendment to the Company's Amended and Restated Certificate of Incorporation.
The Company's stockholders approved an amendment to the Company's Amended and Restated Certificate of Incorporation to make the federal district courts of the United States of America the sole and exclusive forum for any action arising under the Securities Act of 1933.
FOR
WITHHELD
ABSTAIN
BROKER NON-VOTE
43,111,871
1,331,131
7,389
1,953,786
Item 9.01
Financial Statements and Exhibits.
(d) Exhibits.
Exhibit Number
Description
3.1
Amended and Restated Certificate of Incorporation of Tricida, Inc.
104
Cover Page Interactive Data File (embedded within the Inline XBRL document).
__________________________
1
The option to abstain was not provided, therefore, the number of broker non-votes may include certain votes that were intended to be abstentions.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 16, 2020
TRICIDA, INC.
By:
/s/ Geoffrey M. Parker
Name:
Geoffrey M. Parker
Title:
Chief Financial Officer and Executive Vice President