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<div style="display:none"><ix:header><ix:hidden><ix:nonNumeric contextRef="D2020Q1" name="dei:AmendmentFlag" id="Fact-78D4E6BEE3BE549F94C7DDAF29152BEE-wk-Fact-78D4E6BEE3BE549F94C7DDAF29152BEE" format="ixt:booleanfalse">false</ix:nonNumeric><ix:nonNumeric contextRef="D2020Q1" name="dei:EntityCentralIndexKey" id="Fact-C88B982B2A9351E4B520120AC5BDB261-wk-Fact-C88B982B2A9351E4B520120AC5BDB261">0001595585</ix:nonNumeric></ix:hidden><ix:references><link:schemaRef xlink:href="tcda-20200113.xsd" xlink:type="simple"></link:schemaRef></ix:references><ix:resources><xbrli:context id="D2020Q1">
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			<xbrli:startDate>2020-01-13</xbrli:startDate>
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	</xbrli:context></ix:resources></ix:header></div><div><a id="s28B682089B605AD8B7A5366CCDCDB3EB"></a></div><div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;text-indent:24px;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;"><br/></span></div></div><div><br/></div><div style="line-height:120%;padding-bottom:0px;text-align:center;-sec-extract:summary;font-size:18pt;"><span style="font-family:Helvetica,sans-serif;font-size:18pt;font-weight:bold;">UNITED STATES</span></div><div style="line-height:120%;padding-bottom:0px;text-align:center;font-size:18pt;"><span style="font-family:Helvetica,sans-serif;font-size:18pt;font-weight:bold;">SECURITIES AND EXCHANGE COMMISSION</span></div><div style="line-height:120%;padding-bottom:16px;text-align:center;font-size:12pt;"><span style="font-family:Helvetica,sans-serif;font-size:12pt;font-weight:bold;">Washington, D.C. 20549</span></div><div style="line-height:120%;padding-bottom:4px;padding-top:4px;text-align:center;font-size:18pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;margin-left:auto;margin-right:auto;width:176px;border-collapse:collapse;text-align:left;"><tr><td colspan="2"></td></tr><tr><td style="width:104px;"></td><td style="width:72px;"></td></tr><tr><td style="vertical-align:middle;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="padding-top:13px;text-align:right;font-size:18pt;"><span style="font-family:Helvetica,sans-serif;font-size:18pt;font-weight:bold;color:#000000;">FORM </span></div></td><td style="vertical-align:middle;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="padding-top:13px;text-align:left;font-size:18pt;"><span 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style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;width:682px;border-collapse:collapse;text-align:left;"><tr><td colspan="2"></td></tr><tr><td style="width:81px;"></td><td style="width:601px;"></td></tr><tr><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;font-weight:bold;">Item&#160;7.01</span></div></td><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;font-weight:bold;">Regulation FD Disclosure.</span></div></td></tr></table></div></div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;padding-left:8px;text-indent:24px;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;">On January 14, 2020, Tricida, Inc. (the "Company") intends to make a slide presentation at the 38</span><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;"><sup style="vertical-align:top;line-height:120%;font-size:pt">th </sup></span><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;">Annual J.P. Morgan Healthcare Conference that provides a company overview and business update. A form of the Company's slide presentation is being furnished as Exhibit 99.1 to this Current Report on Form 8-K, and a copy is available on the Company's website at IR.Tricida.com. </span></div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;padding-left:8px;text-indent:24px;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;">The information included under Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing. </span></div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;text-indent:0px;font-size:10pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;width:682px;border-collapse:collapse;text-align:left;"><tr><td colspan="2"></td></tr><tr><td style="width:81px;"></td><td style="width:601px;"></td></tr><tr><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;font-weight:bold;">Item&#160;9.01</span></div></td><td style="vertical-align:top;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;font-weight:bold;">Financial Statements and Exhibits.</span></div></td></tr></table></div></div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;text-indent:24px;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;">(d) Exhibits.</span></div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;text-indent:0px;font-size:10pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;width:682px;border-collapse:collapse;text-align:left;"><tr><td colspan="2"></td></tr><tr><td style="width:81px;"></td><td style="width:601px;"></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;font-weight:bold;">Exhibit No.</span></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;font-weight:bold;">Description</span></div></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;">99.1</span></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><a style="text-decoration:underline;color:#0000FF;-sec-extract:exhibit;" href="tricidacorporatepresenta.htm"><span style="font-family:Helvetica,sans-serif;font-size:10pt;">Company Presentation</span></a></div></td></tr></table></div></div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;text-indent:24px;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;"><br/></span></div><div><br/></div><div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;text-indent:24px;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;"><br/></span></div></div><hr style="page-break-after:always"></hr><div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;text-indent:24px;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;"><br/></span></div></div><div><br/></div><div style="line-height:120%;padding-bottom:14px;text-align:center;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;font-style:normal;font-weight:bold;text-decoration:none;">SIGNATURE</span></div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;text-indent:24px;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;"><br/></span></div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;text-indent:48px;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.</span></div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;text-indent:24px;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;"><br/></span></div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;text-indent:24px;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;color:#000000;">Date:&#160;January 13, 2020</span></div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;padding-left:276px;text-indent:0px;font-size:10pt;"><div style="padding-left:0px;text-indent:0px;line-height:normal;padding-top:10px;"><table cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;width:55.84541062801932%;border-collapse:collapse;text-align:left;"><tr><td colspan="2"></td></tr><tr><td style="width:19%;"></td><td style="width:81%;"></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;font-size:10pt;"><span style="font-family:inherit;font-size:10pt;">&#160;</span></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;">TRICIDA, INC.</span></div></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;height:20px;font-size:10pt;"><span style="font-family:inherit;font-size:10pt;">&#160;</span></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="overflow:hidden;height:20px;font-size:10pt;"><span style="font-family:inherit;font-size:10pt;">&#160;</span></div></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;">By:</span></div></td><td style="vertical-align:bottom;border-bottom:1px solid #000000;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;">/s/ Geoffrey M. Parker</span></div></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;">Name:</span></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;">Geoffrey M. Parker</span></div></td></tr><tr><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;">Title:</span></div></td><td style="vertical-align:bottom;padding-left:2px;padding-top:2px;padding-bottom:2px;padding-right:2px;"><div style="text-align:left;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;">Chief Financial Officer and Senior Vice President</span></div></td></tr></table></div></div><div><br/></div><div><div style="line-height:120%;padding-bottom:13px;padding-top:0px;text-align:left;text-indent:24px;font-size:10pt;"><span style="font-family:Helvetica,sans-serif;font-size:10pt;"><br/></span></div></div>	</div></body>
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{"company-data": {"conformed-name": "Tricida, Inc.", "cik": "0001595585", "assigned-sic": "2834", "irs-number": "463372526", "state-of-incorporation": "DE", "fiscal-year-end": "1231"}, "filing-values": {"form-type": "8-K", "act": "34", "file-number": "001-38558", "film-number": "20522834"}, "business-address": {"street1": "7000 SHORELINE COURT, SUITE 201", "city": "SOUTH SAN FRANCISCO", "state": "CA", "zip": "94080", "phone": "415-429-7800"}, "mail-address": {"street1": "7000 SHORELINE COURT, SUITE 201", "city": "SOUTH SAN FRANCISCO", "state": "CA", "zip": "94080"}}
Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
January 13, 2020
TRICIDA, INC.
(Exact name of Registrant as specified in its charter)
Delaware
001-38558
46-3372526
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification Number)
7000 Shoreline Court
Suite 201
South San Francisco
,
CA
94080
(Address of principal executive offices)  (Zip Code)
(
415
)
429-7800
(Registrant's telephone number, including area code
)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act
Title of each class
Trading Symbol(s)
Name of exchange on which registered
Common stock, par value $0.001 per share
TCDA
The Nasdaq Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 7.01
Regulation FD Disclosure.
On January 14, 2020, Tricida, Inc. (the "Company") intends to make a slide presentation at the 38
th
Annual J.P. Morgan Healthcare Conference that provides a company overview and business update. A form of the Company's slide presentation is being furnished as Exhibit 99.1 to this Current Report on Form 8-K, and a copy is available on the Company's website at IR.Tricida.com.
The information included under Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.
Item 9.01
Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Company Presentation
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
Date: January 13, 2020
TRICIDA, INC.
By:
/s/ Geoffrey M. Parker
Name:
Geoffrey M. Parker
Title:
Chief Financial Officer and Senior Vice President