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<head><title>Tiger Reef, Inc. -- Form 8-K (1-31-17)</title> </head> <body style="FONT-SIZE:10pt; FONT-FAMILY:'Times New Roman'; MARGIN-TOP:0px; COLOR:#000000"> <div style=WIDTH:672px> <p style="FONT-SIZE:12pt; MARGIN-BOTTOM:0px; MARGIN-TOP:17px" align=center><b>UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br></b><font style=FONT-SIZE:11pt>Washington, D.C. 20549</font></p> <p style=MARGIN:0px align=center><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>FORM 8-K</b></p> <p style=MARGIN:0px align=center><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>CURRENT REPORT</b></p> <p style=MARGIN:0px align=center><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b>Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934</b></p> <p style=MARGIN:0px align=center><br></p> <p style=MARGIN:0px align=center><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center>Date of Report (date of earliest event reported): <b><u>January 31, 2017</u></b></p> <p style=MARGIN:0px align=center><br></p> <p style=MARGIN:0px align=center><br></p> <p style="FONT-SIZE:11pt; MARGIN:0px" align=center><b><u>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Tiger Reef, Inc.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</u></b></p> <p style=MARGIN:0px align=center><font style=BACKGROUND-COLOR:#ffffff>&nbsp;(Exact name of registrant as specified in its charter)</font></p> <p style=MARGIN:0px align=center><br></p> <p style=MARGIN:0px align=center><br></p></div> <table style="FONT-SIZE:10pt; MARGIN-TOP:0px" cellpadding=0 cellspacing=0> <tr style=FONT-SIZE:0px> <td width=228> <td width=228> <td width=228 /> </tr><tr> <td width=228 style="MARGIN-TOP:0px; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px" valign=top> <p style=MARGIN:0px><b>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Colorado&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</u></b></p> <p style=MARGIN:0px align=center><font style=BACKGROUND-COLOR:#ffffff>(State or other jurisdiction</font></p> <p style=MARGIN:0px align=center><font style=BACKGROUND-COLOR:#ffffff>of incorporation)</font></p></td> <td width=228 style="MARGIN-TOP:0px; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px" valign=top> <p style=MARGIN:0px align=center><b><u>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;000-55333&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</u></b></p> <p style=MARGIN:0px align=center>(Commission</p> <p style=MARGIN:0px align=center>File Number)</p></td> <td width=228 style="MARGIN-TOP:0px; PADDING-BOTTOM:0px; PADDING-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px" valign=top> <p style=MARGIN:0px><b>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<u>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;46-3073820&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</u></b></p> <p style=MARGIN:0px align=center><font style=BACKGROUND-COLOR:#ffffff>(I.R.S. Employer</font></p> <p style=MARGIN:0px align=center><font style=BACKGROUND-COLOR:#ffffff>Identification Number)</font></p></td></tr></table> <div style=WIDTH:672px> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px align=center><font style=BACKGROUND-COLOR:#ffffff><b><u>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Wellsburg Street #7, Cole Bay, St. Maarten, Dutch West Indies &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</u></b></font></p> <p style=MARGIN:0px align=center><font style=BACKGROUND-COLOR:#ffffff>&nbsp;(Address of principal executive offices and zip code)</font></p> <p style=MARGIN:0px align=center><br></p> <p style=MARGIN:0px align=center>&nbsp;</p> <p style=MARGIN:0px align=center><font style=BACKGROUND-COLOR:#ffffff><b><u>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Tel: (949) 264-1475, Fax: (949) 607-4052&nbsp;&nbsp; &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</u></b></font></p> <p style=MARGIN:0px align=center><font style=BACKGROUND-COLOR:#ffffff>&nbsp;(Registrant&#146;s telephone number, including area code)</font></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px>&nbsp;</p> <p style=MARGIN:0px align=justify>Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.below):</p> <p style=MARGIN:0px align=justify>&nbsp;</p> <p style="FONT-SIZE:9pt; MARGIN-BOTTOM:-2px; FONT-FAMILY:'Wingdings'; WIDTH:48px; MARGIN-TOP:0px; FLOAT:left">&#168;</p> <p style="MARGIN:0px; TEXT-INDENT:-2px" align=justify>Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</p> <p style="CLEAR:left; MARGIN:0px" align=justify><br></p> <p style="FONT-SIZE:9pt; MARGIN-BOTTOM:-2px; FONT-FAMILY:'Wingdings'; WIDTH:48px; MARGIN-TOP:0px; FLOAT:left">&#168;</p> <p style="MARGIN:0px; TEXT-INDENT:-2px" align=justify>Soliciting material pursuant to Rule I4a-12 under the Exchange Act (17CFR240.14a-12)</p> <p style="CLEAR:left; MARGIN:0px" align=justify><br></p> <p style="FONT-SIZE:9pt; MARGIN-BOTTOM:-2px; FONT-FAMILY:'Wingdings'; WIDTH:48px; MARGIN-TOP:0px; FLOAT:left">&#168;</p> <p style="MARGIN:0px; TEXT-INDENT:-2px" align=justify>Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240.14d-2(b))</p> <p style="CLEAR:left; MARGIN:0px" align=justify><br></p> <p style="FONT-SIZE:9pt; MARGIN-BOTTOM:-2px; FONT-FAMILY:'Wingdings'; WIDTH:48px; MARGIN-TOP:0px; FLOAT:left">&#168;</p> <p style="MARGIN:0px; TEXT-INDENT:-2px" align=justify>Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</p> <p style="CLEAR:left; MARGIN:0px" align=justify>&nbsp;</p> <p style="MARGIN-BOTTOM:11px; MARGIN-TOP:0px"><br><br></p> <hr size=1 noshade style="MARGIN-BOTTOM:9px; PADDING-TOP:9px"> <p style="MARGIN-BOTTOM:11px; MARGIN-TOP:0px; PAGE-BREAK-BEFORE:always"><br></p> <p style=MARGIN:0px align=center><b>Forward Looking Statements</b></p> <p style=MARGIN:0px align=justify>&nbsp;</p> <p style=MARGIN:0px align=justify>This Form 8-K and other reports filed by the Registrant from time to time with the Securities and Exchange Commission (collectively, &#147;<b>Filings</b>&#148;) contain or may contain forward looking statements and information that are based upon beliefs of, and information currently available to, our management as well as estimates and assumptions made by our management. &nbsp;When used in the filings the words &#147;anticipate&#148;, &#147;believe&#148;, &#147;estimate&#148;, &#147;expect&#148;, &#147;future&#148;, &#147;intend&#148;, &#147;plan&#148; or the negative of these terms and similar expressions identify forward looking statements as they relate to our business or our management. &nbsp;Such statements reflect management&#146;s current view of our business with respect to future events and are subject to risks, uncertainties, assumptions and other factors (including the risks contained in the section of our Annual Report filed on Form 10-K entitled &#147;Risk Factors&#148;) relating to our industry, operations and results of operations, and other relevant aspects of our business. &nbsp;Should one or more of these risks or uncertainties materialize, or should the underlying assumptions prove incorrect, actual results may differ significantly from those anticipated, believed, estimated, expected, intended or planned.</p> <p style=MARGIN:0px align=justify>&nbsp;</p> <p style=MARGIN:0px align=justify>Although we believe the expectations reflected in the forward looking statements are reasonable, we cannot guarantee future results, levels of activity, performance or achievements. &nbsp;Except as required by applicable law, including the securities laws of the United States, we do not intend to update any of the forward-looking statements contained within this Form 8-K and elsewhere.</p> <p style=MARGIN:0px align=justify><br></p> <p style="MARGIN-BOTTOM:-2px; WIDTH:96px; MARGIN-TOP:0px; FLOAT:left"><b><u>Item 8.01</u></b></p> <p style="MARGIN:0px; TEXT-INDENT:-2px" align=justify><b><u>Other Events</u></b></p> <p style="CLEAR:left; MARGIN:0px" align=justify><br></p> <p style=MARGIN:0px align=justify>FINRA has completed their corporate action review of Tiger Reef, Inc.&#146;s (&#147;<b>Tiger Reef</b>&#148;) corporate name change effected on October 24, 2016 and request for a new trading symbol. &nbsp;Effective February 1, 2017 Tiger Reef&#146;s common stock will trade on the OTCQB under the new trading symbol TRFF. &nbsp;In conjunction with this trading symbol change, Tiger Reef&#146;s new CUSIP number is 88680R102.</p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>Tiger Reef issued a press release on January 31, 2017 announcing the symbol change. &nbsp;A copy of this press release is attached as Exhibit 99.1 hereto and incorporated herein by reference.</p> <p style=MARGIN:0px align=justify><br></p> <p style="MARGIN-BOTTOM:-2px; WIDTH:96px; MARGIN-TOP:0px; FLOAT:left"><b><u>Item 9.01</u></b></p> <p style="MARGIN:0px; TEXT-INDENT:-2px" align=justify><b><u>Financial Statements and Exhibits</u></b></p> <p style="CLEAR:left; MARGIN:0px" align=justify><br></p> <p style="MARGIN-BOTTOM:-2px; WIDTH:96px; MARGIN-TOP:0px; FLOAT:left; TEXT-INDENT:48px">(d) </p> <p style="MARGIN:0px; TEXT-INDENT:-2px" align=justify>Exhibits</p> <p style="CLEAR:left; MARGIN:0px" align=justify><br></p> <p style="MARGIN-BOTTOM:-2px; WIDTH:192px; MARGIN-TOP:0px; FLOAT:left; TEXT-INDENT:96px">Exhibit 99.1</p> <p style="MARGIN:0px; TEXT-INDENT:-2px" align=justify>Press Release Dated January 31, 2017</p> <p style="CLEAR:left; MARGIN:0px" align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=center><b>Signatures</b></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style="PADDING-LEFT:288px; MARGIN:0px; TEXT-INDENT:48px" align=justify><b>TIGER REEF, INC.</b></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>Dated: January 31, 2017</p> <p style="MARGIN-BOTTOM:-2px; WIDTH:336px; MARGIN-TOP:0px; FLOAT:left; TEXT-INDENT:288px">By: </p> <p style="MARGIN:0px; TEXT-INDENT:-2px" align=justify><u>/s/ </u><i><u>J. Scott Sitra&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </u></i></p> <p style="CLEAR:left; MARGIN:0px; TEXT-INDENT:336px" align=justify>J. Scott Sitra</p> <p style="MARGIN:0px; TEXT-INDENT:336px" align=justify>President and Chief Executive Officer</p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br><br></p> <p style=MARGIN:0px align=center>2</p> <p style=MARGIN:0px align=center><br></p> <p style=MARGIN:0px><br></p></div></body>
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Tiger Reef, Inc. -- Form 8-K (1-31-17)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934
Date of Report (date of earliest event reported):
January 31, 2017
Tiger Reef, Inc.
(Exact name of registrant as specified in its charter)
Colorado
(State or other jurisdiction
of incorporation)
000-55333
(Commission
File Number)
46-3073820
(I.R.S. Employer
Identification Number)
Wellsburg Street #7, Cole Bay, St. Maarten, Dutch West Indies
(Address of principal executive offices and zip code)
Tel: (949) 264-1475, Fax: (949) 607-4052
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.below):
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule I4a-12 under the Exchange Act (17CFR240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Forward Looking Statements
This Form 8-K and other reports filed by the Registrant from time to time with the Securities and Exchange Commission (collectively, "
Filings
") contain or may contain forward looking statements and information that are based upon beliefs of, and information currently available to, our management as well as estimates and assumptions made by our management.  When used in the filings the words "anticipate", "believe", "estimate", "expect", "future", "intend", "plan" or the negative of these terms and similar expressions identify forward looking statements as they relate to our business or our management.  Such statements reflect management's current view of our business with respect to future events and are subject to risks, uncertainties, assumptions and other factors (including the risks contained in the section of our Annual Report filed on Form 10-K entitled "Risk Factors") relating to our industry, operations and results of operations, and other relevant aspects of our business.  Should one or more of these risks or uncertainties materialize, or should the underlying assumptions prove incorrect, actual results may differ significantly from those anticipated, believed, estimated, expected, intended or planned.
Although we believe the expectations reflected in the forward looking statements are reasonable, we cannot guarantee future results, levels of activity, performance or achievements.  Except as required by applicable law, including the securities laws of the United States, we do not intend to update any of the forward-looking statements contained within this Form 8-K and elsewhere.
Item 8.01
Other Events
FINRA has completed their corporate action review of Tiger Reef, Inc.'s ("
Tiger Reef
") corporate name change effected on October 24, 2016 and request for a new trading symbol.  Effective February 1, 2017 Tiger Reef's common stock will trade on the OTCQB under the new trading symbol TRFF.  In conjunction with this trading symbol change, Tiger Reef's new CUSIP number is 88680R102.
Tiger Reef issued a press release on January 31, 2017 announcing the symbol change.  A copy of this press release is attached as Exhibit 99.1 hereto and incorporated herein by reference.
Item 9.01
Financial Statements and Exhibits
(d)
Exhibits
Exhibit 99.1
Press Release Dated January 31, 2017
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
TIGER REEF, INC.
Dated: January 31, 2017
By:
/s/
J. Scott Sitra
J. Scott Sitra
President and Chief Executive Officer
2