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<title>zsan-20200814</title></head><body><div style="display:none"><ix:header><ix:hidden><ix:nonNumeric contextRef="i08fd5e39438f4e19a557b58779eb4dfa_D20200806-20200806" name="dei:EntityCentralIndexKey" id="id3VybDovL2RvY3MudjEvZG9jOjkyYzYwNWMzM2QwMzQyZTE5M2NhNjdjMjZkMTgwMjY5L3NlYzo5MmM2MDVjMzNkMDM0MmUxOTNjYTY3YzI2ZDE4MDI2OV80L2ZyYWc6ZDRkYmQ0OGY2ZGJlNGJhYzhjMTNhNDRjNDNmN2I1MWQvdGFibGU6ZDkyNzViNzNlYzY2NDkzOTlmYzdlYTFjOGI3N2ZkYmIvdGFibGVyYW5nZTpkOTI3NWI3M2VjNjY0OTM5OWZjN2VhMWM4Yjc3ZmRiYl8wLTEtMS0xLTA_ebaeda4f-e43f-4f70-a2be-b2c6cb703cb4">0001587221</ix:nonNumeric><ix:nonNumeric contextRef="i08fd5e39438f4e19a557b58779eb4dfa_D20200806-20200806" name="dei:AmendmentFlag" 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style="text-align:center;margin-top:4pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:18pt;font-weight:700;line-height:120%;">UNITED STATES</span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:18pt;font-weight:700;line-height:120%;">SECURITIES AND EXCHANGE COMMISSION</span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:12pt;font-weight:700;line-height:120%;">Washington, D.C. 20549</span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">&#160;&#160;</span></div><div style="text-align:center;margin-top:5pt;margin-bottom:5pt;"><table 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Roman',sans-serif;font-size:8pt;font-weight:700;line-height:120%;">(Address of principal executive offices) (Zip Code)</span></div><div style="text-align:center;margin-top:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%;">(<ix:nonNumeric contextRef="i08fd5e39438f4e19a557b58779eb4dfa_D20200806-20200806" name="dei:CityAreaCode" id="id3VybDovL2RvY3MudjEvZG9jOjkyYzYwNWMzM2QwMzQyZTE5M2NhNjdjMjZkMTgwMjY5L3NlYzo5MmM2MDVjMzNkMDM0MmUxOTNjYTY3YzI2ZDE4MDI2OV8xL2ZyYWc6YzFiMWQ1ODJiZDNjNGE0MTkzMDk0ZmVlOTcxYjQxNDkvdGV4dHJlZ2lvbjpjMWIxZDU4MmJkM2M0YTQxOTMwOTRmZWU5NzFiNDE0OV80MjQ_42008482-3449-4689-979e-c8228046e85f">510</ix:nonNumeric>) <ix:nonNumeric contextRef="i08fd5e39438f4e19a557b58779eb4dfa_D20200806-20200806" name="dei:LocalPhoneNumber" id="id3VybDovL2RvY3MudjEvZG9jOjkyYzYwNWMzM2QwMzQyZTE5M2NhNjdjMjZkMTgwMjY5L3NlYzo5MmM2MDVjMzNkMDM0MmUxOTNjYTY3YzI2ZDE4MDI2OV8xL2ZyYWc6YzFiMWQ1ODJiZDNjNGE0MTkzMDk0ZmVlOTcxYjQxNDkvdGV4dHJlZ2lvbjpjMWIxZDU4MmJkM2M0YTQxOTMwOTRmZWU5NzFiNDE0OV8xMzg1_4b7060f5-8dc8-4615-9618-7bfba0ee83fd">745-1200</ix:nonNumeric></span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:8pt;font-weight:700;line-height:120%;">Registrant&#8217;s telephone number, including area code</span></div><div style="text-align:center;margin-top:10pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%;">Not applicable</span></div><div style="text-align:center;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:8pt;font-weight:700;line-height:120%;">(Former name or former address, if changed since last report.)</span></div><div style="text-align:center;margin-top:5pt;margin-bottom:5pt;"><table style="border-collapse:collapse;display:inline-table;vertical-align:top;width:19.444%;"><tr><td style="width:1.0%;"></td><td style="width:98.000%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-bottom:1pt solid #000000;padding-left:1pt;padding-right:1pt;"></td></tr></table></div><div><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):</span><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:6pt;font-weight:400;line-height:120%;">&#160;</span></div><div style="margin-top:5pt;margin-bottom:5pt;"><table style="border-collapse:collapse;display:inline-table;vertical-align:top;width:97.514%;"><tr><td style="width:1.0%;"></td><td style="width:3.997%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:92.003%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i08fd5e39438f4e19a557b58779eb4dfa_D20200806-20200806" format="ixt-sec:boolballotbox" name="dei:WrittenCommunications" id="id3VybDovL2RvY3MudjEvZG9jOjkyYzYwNWMzM2QwMzQyZTE5M2NhNjdjMjZkMTgwMjY5L3NlYzo5MmM2MDVjMzNkMDM0MmUxOTNjYTY3YzI2ZDE4MDI2OV8xL2ZyYWc6YzFiMWQ1ODJiZDNjNGE0MTkzMDk0ZmVlOTcxYjQxNDkvdGFibGU6OGVmOGE0Nzk3MGNlNDc0MThmYzA1NDEyYjNmYWE0ZTgvdGFibGVyYW5nZTo4ZWY4YTQ3OTcwY2U0NzQxOGZjMDU0MTJiM2ZhYTRlOF8wLTAtMS0xLTA_ecafe392-d18f-4336-8a74-9491d85c89bf">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</span></td></tr><tr><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i08fd5e39438f4e19a557b58779eb4dfa_D20200806-20200806" format="ixt-sec:boolballotbox" name="dei:SolicitingMaterial" id="id3VybDovL2RvY3MudjEvZG9jOjkyYzYwNWMzM2QwMzQyZTE5M2NhNjdjMjZkMTgwMjY5L3NlYzo5MmM2MDVjMzNkMDM0MmUxOTNjYTY3YzI2ZDE4MDI2OV8xL2ZyYWc6YzFiMWQ1ODJiZDNjNGE0MTkzMDk0ZmVlOTcxYjQxNDkvdGFibGU6OGVmOGE0Nzk3MGNlNDc0MThmYzA1NDEyYjNmYWE0ZTgvdGFibGVyYW5nZTo4ZWY4YTQ3OTcwY2U0NzQxOGZjMDU0MTJiM2ZhYTRlOF8yLTAtMS0xLTA_e4c54cca-25b9-413e-b7c9-79811342f2ee">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</span></td></tr><tr><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i08fd5e39438f4e19a557b58779eb4dfa_D20200806-20200806" format="ixt-sec:boolballotbox" name="dei:PreCommencementTenderOffer" id="id3VybDovL2RvY3MudjEvZG9jOjkyYzYwNWMzM2QwMzQyZTE5M2NhNjdjMjZkMTgwMjY5L3NlYzo5MmM2MDVjMzNkMDM0MmUxOTNjYTY3YzI2ZDE4MDI2OV8xL2ZyYWc6YzFiMWQ1ODJiZDNjNGE0MTkzMDk0ZmVlOTcxYjQxNDkvdGFibGU6OGVmOGE0Nzk3MGNlNDc0MThmYzA1NDEyYjNmYWE0ZTgvdGFibGVyYW5nZTo4ZWY4YTQ3OTcwY2U0NzQxOGZjMDU0MTJiM2ZhYTRlOF80LTAtMS0xLTA_cb81c0c1-2ab6-49ce-a5b5-525bab845f53">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))</span></td></tr><tr><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:3pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i08fd5e39438f4e19a557b58779eb4dfa_D20200806-20200806" format="ixt-sec:boolballotbox" name="dei:PreCommencementIssuerTenderOffer" id="id3VybDovL2RvY3MudjEvZG9jOjkyYzYwNWMzM2QwMzQyZTE5M2NhNjdjMjZkMTgwMjY5L3NlYzo5MmM2MDVjMzNkMDM0MmUxOTNjYTY3YzI2ZDE4MDI2OV8xL2ZyYWc6YzFiMWQ1ODJiZDNjNGE0MTkzMDk0ZmVlOTcxYjQxNDkvdGFibGU6OGVmOGE0Nzk3MGNlNDc0MThmYzA1NDEyYjNmYWE0ZTgvdGFibGVyYW5nZTo4ZWY4YTQ3OTcwY2U0NzQxOGZjMDU0MTJiM2ZhYTRlOF82LTAtMS0xLTA_ffc87fbe-199f-4776-af82-752e04f65890">&#9744;</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</span></td></tr></table></div><div style="margin-top:2pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">Securities registered pursuant to Section 12(b) of the Exchange Act:</span></div><div style="text-align:center;margin-top:7pt;margin-bottom:14pt;"><table style="border-collapse:collapse;display:inline-table;vertical-align:top;width:95.467%;"><tr><td style="width:1.0%;"></td><td style="width:31.231%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:18.367%;"></td><td style="width:1.0%;"></td><td style="width:1.0%;"></td><td style="width:44.402%;"></td><td style="width:1.0%;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">Title of each class</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">Trading Symbol(s)</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);text-decoration: underline;">Name of each exchange on which registered</span></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i08fd5e39438f4e19a557b58779eb4dfa_D20200806-20200806" name="dei:Security12bTitle" id="id3VybDovL2RvY3MudjEvZG9jOjkyYzYwNWMzM2QwMzQyZTE5M2NhNjdjMjZkMTgwMjY5L3NlYzo5MmM2MDVjMzNkMDM0MmUxOTNjYTY3YzI2ZDE4MDI2OV8xL2ZyYWc6YzFiMWQ1ODJiZDNjNGE0MTkzMDk0ZmVlOTcxYjQxNDkvdGFibGU6N2ZiZWJkN2Y3ZTNhNGUyY2I5YmQ1NDc3M2I4MjI1ZDYvdGFibGVyYW5nZTo3ZmJlYmQ3ZjdlM2E0ZTJjYjliZDU0NzczYjgyMjVkNl8xLTAtMS0xLTA_f4d1460b-3676-4025-b3dc-c69f0ed9d8bb">Common Stock, $0.0001 par value</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i08fd5e39438f4e19a557b58779eb4dfa_D20200806-20200806" name="dei:TradingSymbol" id="id3VybDovL2RvY3MudjEvZG9jOjkyYzYwNWMzM2QwMzQyZTE5M2NhNjdjMjZkMTgwMjY5L3NlYzo5MmM2MDVjMzNkMDM0MmUxOTNjYTY3YzI2ZDE4MDI2OV8xL2ZyYWc6YzFiMWQ1ODJiZDNjNGE0MTkzMDk0ZmVlOTcxYjQxNDkvdGFibGU6N2ZiZWJkN2Y3ZTNhNGUyY2I5YmQ1NDc3M2I4MjI1ZDYvdGFibGVyYW5nZTo3ZmJlYmQ3ZjdlM2E0ZTJjYjliZDU0NzczYjgyMjVkNl8xLTEtMS0xLTA_7c36f3c8-02f5-4c23-b758-22bd5d0e0f06">ZSAN</ix:nonNumeric></span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:center;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);"><ix:nonNumeric contextRef="i08fd5e39438f4e19a557b58779eb4dfa_D20200806-20200806" format="ixt-sec:exchnameen" name="dei:SecurityExchangeName" 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Roman',sans-serif;font-size:10pt;font-weight:700;line-height:120%;">Item&#160;8.01&#160;Other Events.</span></div><div style="text-indent:27pt;text-align:justify;margin-top:9pt;"><span style="background-color:rgb(255,255,255, 0.0);color:#000000;font-family:'Times New Roman',sans-serif;font-size:10pt;font-weight:400;line-height:120%;">As previously reported, on March 26, 2020, Zosano Pharma Corporation (the &#8220;Company&#8221;) received a notice from The Nasdaq Stock Market, LLC (&#8220;Nasdaq&#8221;) indicating that the Company was not in compliance with the $1.00 minimum bid price requirement for continued listing on The Nasdaq Capital Market. 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0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="9" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:700;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">ZOSANO PHARMA CORPORATION</span></td><td colspan="3" style="display:none;"></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="6" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="display:none;"></td><td colspan="6" style="height:15pt;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="display:none;"></td></tr><tr><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Date: August 17, 2020</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:top;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">By:</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">/s/ Christine Matthews</span></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;border-top:1pt solid #000000;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Name: Christine Matthews</span></td></tr><tr><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">&#160;</span></td><td colspan="3" style="padding-top:2px;padding-bottom:2px;background-color:rgb(255,255,255, 0.0);text-align:left;vertical-align:bottom;padding-left:1pt;padding-right:1pt;"><span style="font-size:10pt;font-weight:400;font-family:'Times New Roman',sans-serif;color:#000000;background-color:rgb(255,255,255, 0.0);">Title: &#160;&#160;Chief Financial Officer</span></td></tr></table></div><div style="margin-top:9pt;"><span><br/></span></div><div style="position:relative;width:100%;height:49.5pt;"><div style="position:absolute;bottom:0;width:100%;"><div><span><br/></span></div></div></div></body></html>
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zsan-20200814
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported):
August 14, 2020
ZOSANO PHARMA CORPORATION
(Exact name of registrant as specified in its charter)
Delaware
001-36570
45-4488360
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
34790 Ardentech Court
Fremont
,
CA
94555
(Address of principal executive offices) (Zip Code)
(
510
)
745-1200
Registrant's telephone number, including area code
Not applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Exchange Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.0001 par value
ZSAN
The Nasdaq Stock Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
☒
Item 8.01 Other Events.
As previously reported, on March 26, 2020, Zosano Pharma Corporation (the "Company") received a notice from The Nasdaq Stock Market, LLC ("Nasdaq") indicating that the Company was not in compliance with the $1.00 minimum bid price requirement for continued listing on The Nasdaq Capital Market. On August 14, 2020, the Company received a notice from Nasdaq notifying the Company that it has regained compliance with the $1.00 minimum bid price requirement for continued listing on The Nasdaq Capital Market, as set forth in Listing Rule 5550(a)(2).
The letter noted that for ten consecutive business days, from July 31, 2020 to August 13, 2020, the Company evidenced a closing bid price of its common stock that was greater than or equal to the $1.00 minimum requirement. Accordingly, the Company has regained compliance with Nasdaq Listing Rule 5550(a)(2) and Nasdaq considers the matter closed.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ZOSANO PHARMA CORPORATION
Date: August 17, 2020
By:
/s/ Christine Matthews
Name: Christine Matthews
Title:   Chief Financial Officer