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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>As filed with the Securities and Exchange Commission on May&nbsp;17, 2024</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:right;margin:0pt;"><b>Registration No. 333-</b></p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>UNITED STATES</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>SECURITIES AND EXCHANGE COMMISSION</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>Washington, D.C. 20549</b></p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>FORM S-8</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>REGISTRATION STATEMENT UNDER</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>THE SECURITIES ACT OF 1933</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>______________________</b></p>

<p style="font-family:Times New Roman;font-size:12pt;font-variant:normal;text-align:center;margin:0pt;"><b>BROADWIND, INC.</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;">(Exact name of registrant as specified in its charter)</p>

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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:justify;margin:0pt;"><b>Delaware</b></p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>3240 S. Central Avenue</b></p>

			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>Cicero, IL 60804</b></p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>88-0409160</b></p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:justify;margin:0pt;">(State or other jurisdiction of</p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;">(Address of Principal Executive Offices)</p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:right;margin:0pt;">(IRS Employer Identification No.)</p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:justify;margin:0pt;">Incorporation or organization)</p>
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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>Broadwind, Inc. Employees</b>&#8217;<b> 401(k) Plan </b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;">(Full title of the plan)</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>Eric B. Blashford</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>President and Chief Executive Officer</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>Broadwind, Inc.</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>3240 S. Central Avenue</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>Cicero, Illinois 60804</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>Telephone: (708) 780-4800</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;">(Name, address and telephone number,</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;">including area code, of agent for service)</p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>Copy to:</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>Michele C. Kloeppel, Esq.</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>Thompson Coburn LLP</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>One U.S. Bank Plaza</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>St. Louis, Missouri 63101</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>Telephone: (314) 552-6000</b></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>Facsimile: (314) 552-7000</b></p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;text-indent:36pt;">Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of &#8220;large accelerated filer,&#8221; &#8220;accelerated filer,&#8221; &#8220;smaller reporting company&#8221; and &#8220;emerging growth company&#8221; in Rule 12b-2 of the Exchange Act.</p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;">Large accelerated filer &#9744; Accelerated filer &#9744; Non-accelerated filer &#9746; Smaller reporting company &#9746;</p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">Emerging growth company &#9744;</p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;text-indent:36pt;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. &#9744;</p>

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<p style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin: 0pt; text-align: left">&nbsp;</p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>EXPLANATORY NOTE</b></p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 15pt;">The undersigned, Broadwind, Inc., a Delaware corporation (the &#8220;Registrant&#8221;), hereby files this registration statement on Form S-8 (this &#8220;Registration Statement&#8221;) to register 600,000 additional shares (the &#8220;Additional Shares&#8221;) of common stock, par value $0.001 per share (the &#8220;Common Stock&#8221;), for issuance as a matching contribution by the Registrant to participants under the Broadwind, Inc. Employees&#8217; 401(k) Plan (the &#8220;Plan&#8221;). The Additional Shares are in addition to the Common Stock previously registered for issuance as the&nbsp;matching contribution component&nbsp;by the Registrant under the Plan by registration statements on Form S-8 filed with the Securities and Exchange Commission (the &#8220;SEC&#8221;) on February 27, 2018 (<a href="http://www.sec.gov/Archives/edgar/data/1120370/000112037018000012/bwen-20180227xs8.htm" style="-sec-extract:exhibit;">File No. 333-223260</a>), February 26, 2019 (<a href="http://www.sec.gov/Archives/edgar/data/1120370/000112037019000010/bwen-20190226xs8.htm" style="-sec-extract:exhibit;">File No. 333-229875</a>), October 29, 2019 (<a href="http://www.sec.gov/Archives/edgar/data/1120370/000112037019000034/bwen-20191029xs8.htm" style="-sec-extract:exhibit;">File No. 333-234361</a>), November 10, 2021 (<a href="http://www.sec.gov/Archives/edgar/data/1120370/000143774921026102/bwen20211102_s8.htm" style="-sec-extract:exhibit;">File No. 333-260956</a>), and August 9, 2022 <a href="http://www.sec.gov/Archives/edgar/data/1120370/000143774922019540/bwen20220802b_s8.htm" style="-sec-extract:exhibit;">(File No. 333-266690</a>)&nbsp;(collectively, the &#8220;Prior Registration Statements&#8221;). The interest of the participants in the Plan are not being registered by this Registration Statement.&nbsp;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 15pt;">This Registration Statement relates to securities of the same class as that to which the Prior Registration Statements relate, and is submitted in accordance with General Instruction E to Form S-8 regarding registration of additional securities. Pursuant to such instruction, the contents of the Prior Registration Statements are incorporated by reference and made part of this Registration Statement.</p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>PART II</b></p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>INFORMATION REQUIRED IN THE REGISTRATION STATEMENT</b></p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">Item 3<u>. Incorporation of Certain Documents by Reference</u>.</p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;text-indent:9pt;">The following documents filed by the Registrant with the SEC are incorporated herein by reference:</p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;text-indent:36pt;">(a)&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The Registrant&#8217;s Annual Report on Form 10-K for the year ended December 31, 2023, filed <a href="http://www.sec.gov/Archives/edgar/data/1120370/000143774924006588/bwen20231231_10k.htm" style="-sec-extract:exhibit;">March 5, 2024</a>;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 72pt;text-indent:-36pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 72pt;text-indent:-36pt;">(b)&nbsp; &nbsp; &nbsp; &nbsp; &nbsp;The Registrant&#8217;s Quarterly Report&nbsp;on Form 10-Q for the quarter&nbsp;ended March 31, 2024, filed <a href="http://www.sec.gov/Archives/edgar/data/1120370/000143774924016574/bwen20240331_10q.htm" style="-sec-extract:exhibit;">May 14, 2024</a>;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 72pt;text-indent:-36pt;">(c)&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The Registrant&#8217;s Current Reports on Form 8-K (specifically excluding the information furnished under Items 2.02 and 7.01 and any exhibits furnished thereto), filed <a href="http://www.sec.gov/Archives/edgar/data/1120370/000117184324001184/f8k_030424.htm" style="-sec-extract:exhibit;">March 5, 2024</a>&nbsp;and <a href="http://www.sec.gov/Archives/edgar/data/1120370/000117184324002822/f8k_051324.htm" style="-sec-extract:exhibit;">May 14, 2024</a>;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 72pt;text-indent:-36pt;">(d)&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The description of the Common Stock as set forth in the Registrant&#8217;s registration statement on Form 8-A filed with the SEC on April 8, 2009 (<a href="http://www.sec.gov/Archives/edgar/data/1120370/000110465909023066/a09-9620_18a12b.htm" style="-sec-extract:exhibit;">File No. 001-34278</a>) pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the &#8220;Exchange Act&#8221;), including any amendments or reports filed for the purpose of updating such description; and</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 72pt;text-indent:-36pt;">(e)&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The description of the Series A Junior Participating Preferred Share Purchase Rights as set forth in the Registrant&#8217;s registration statement on Form 8-A filed with the SEC on February 13, 2013 (<a href="http://www.sec.gov/Archives/edgar/data/1120370/000110465913010223/a13-5035_28a12b.htm" style="-sec-extract:exhibit;">File No. 001-34278</a>), Form 8-A/A filed with the SEC on February 8, 2016 (<a href="http://www.sec.gov/Archives/edgar/data/1120370/000110465916094668/a16-3707_18a12ba.htm" style="-sec-extract:exhibit;">File No. 001-34278</a>), Form 8-A/A filed with the SEC on February 12, 2019 (<a href="http://www.sec.gov/Archives/edgar/data/1120370/000155837019000583/bwen-20190212x8ka.htm" style="-sec-extract:exhibit;">File No. 001-34278</a>) and Form 8-A/A filed with the SEC on February 3, 2022 (<a href="http://www.sec.gov/Archives/edgar/data/1120370/000143774922002390/bwen20220201_8a12ba.htm" style="-sec-extract:exhibit;">File No. 001-34278</a>) pursuant to Section 12 of the Exchange Act, including any amendments or reports filed for the purpose of updating such description.</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;text-indent:9pt;">All documents filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act, after the date of this Registration Statement and prior to the filing of a post-effective amendment which indicates that all securities offered hereby have been sold or which deregisters all securities remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to be made a part hereof from the date of filing of such documents. Any statements contained herein or in a document incorporated herein by reference shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained in a subsequently filed document incorporated herein by reference modifies or supersedes such document. Any statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;text-indent:9pt;">Where any document or part thereof is incorporated by reference in this Registration Statement, the Registrant will provide without charge to each person to whom a prospectus with respect to the Plan is delivered, upon written or oral request of such person, a copy of any and all of the information incorporated by reference in this Registration Statement, excluding exhibits unless such exhibits are specifically incorporated by reference.</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">Item 8. Exhibits.</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;text-indent:9pt;">See Exhibit Index.</p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b><u>Exhibit Index</u></b></p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 72pt;">The following exhibits are filed or incorporated by reference as part of this registration statement:</p>

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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><b>Exhibit</b></p>

			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><b>Number</b></p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">4.1</p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><a href="http://www.sec.gov/Archives/edgar/data/1120370/000110465908053113/a08-19089_1ex3d1.htm" style="-sec-extract:exhibit;"><u>Certificate</u></a><a href="http://www.sec.gov/Archives/edgar/data/1120370/000110465908053113/a08-19089_1ex3d1.htm" style="-sec-extract:exhibit;"><u>&nbsp;of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant</u>&#8217;</a><u><a href="http://www.sec.gov/Archives/edgar/data/1120370/000110465908053113/a08-19089_1ex3d1.htm" style="-sec-extract:exhibit;">s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2008)</a>.</u></p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">4.2</p>
			</td>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><a href="http://www.sec.gov/Archives/edgar/data/1120370/000110465912059685/a12-18891_1ex3d1.htm" style="-sec-extract:exhibit;"><u>Certificate of Amendment to the Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit</u></a><a href="http://www.sec.gov/Archives/edgar/data/1120370/000110465912059685/a12-18891_1ex3d1.htm" style="-sec-extract:exhibit;">&nbsp;<u>3.1 to the Registrant</u>&#8217;<u>s Current Report on Form</u>&nbsp;</a><u><a href="http://www.sec.gov/Archives/edgar/data/1120370/000110465912059685/a12-18891_1ex3d1.htm" style="-sec-extract:exhibit;">8-K filed August 23, 2012</a>).</u></p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">4.3</p>
			</td>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><a href="http://www.sec.gov/Archives/edgar/data/1120370/000112037020000017/bwen-20200506ex319bbf000.htm" style="-sec-extract:exhibit;"><u>Certificate of Amendment to the Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit</u>&nbsp;<u>3.1 to the Registrant</u>&#8217;<u>s Current Report on Form</u>&nbsp;<u>8-K filed May 6, 2020).</u></a></p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:auto;">4.4*</td>
			<td style="vertical-align:top;width:auto;"><a href="ex_675101.htm" style="-sec-extract:exhibit;">Certificate of Amendment to the Certificate of Incorporation of the Registrant, dated May 16, 2024</a></td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">4.5</p>
			</td>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><a href="http://www.sec.gov/Archives/edgar/data/1120370/000143774923018778/ex_539275.htm" style="-sec-extract:exhibit;">Fourth Amended and Restated Bylaws of the Registrant, adopted as of June 26, 2023 (incorporated by reference to Exhibit 3.1 to the Registrant&#8217;s Current Report on Form 8-K filed June 28, 2023)</a></p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">4.6</p>
			</td>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><a href="http://www.sec.gov/Archives/edgar/data/1120370/000110465913010223/a13-5035_2ex1.htm" style="-sec-extract:exhibit;"><u>Section 382 Rights Agreement dated as of Febru</u></a><a href="http://www.sec.gov/Archives/edgar/data/1120370/000110465913010223/a13-5035_2ex1.htm" style="-sec-extract:exhibit;"><u>ary 12, 2013 between the Registrant and Equiniti Trust Company, as rights agent (incorporated by reference to Exhibit 1 to the Registrant</u>&#8217;<u>s Registration Statement on Form 8</u>&#8209;<u>A filed February 13, 2013).</u></a></p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">4.7</p>
			</td>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><a href="http://www.sec.gov/Archives/edgar/data/1120370/000112037016000027/bwen-20160208ex415d97e00.htm" style="-sec-extract:exhibit;"><u>First Amendment to Section 382 Rights </u></a><a href="http://www.sec.gov/Archives/edgar/data/1120370/000112037016000027/bwen-20160208ex415d97e00.htm" style="-sec-extract:exhibit;"><u>Agreement dated as of February 5, 2016 between the Registrant and Equiniti Trust Company, as rights agent (incorporated by reference to Exhibit 4.1 to the Registrant</u>&#8217;<u>s Current Report on Form 8-K filed February 8, 2016).</u></a></p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">4.8</p>
			</td>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><a href="http://www.sec.gov/Archives/edgar/data/1120370/000112037019000004/bwen-20190212ex41dfa1399.htm" style="-sec-extract:exhibit;"><u>Second Amendment to Section 382 Rights Agreement dated as of February 7, </u></a><a href="http://www.sec.gov/Archives/edgar/data/1120370/000112037019000004/bwen-20190212ex41dfa1399.htm" style="-sec-extract:exhibit;"><u>2019 between the Registrant and Equiniti Trust Company, as rights agent (incorporated by reference to Exhibit 4.1 to the Registrant</u>&#8217;<u>s Current Report on Form 8-K filed on February 12, 2019).</u></a></p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:auto;">4.9</td>
			<td style="vertical-align:top;width:auto;"><a href="http://www.sec.gov/Archives/edgar/data/1120370/000143774922002385/ex_330655.htm" style="-sec-extract:exhibit;">Third Amendment to Section 382 Rights Agreement dated as of February 3, 2022 between the Registrant and Equiniti Trust Company, as rights agent (incorporated by reference to Exhibit 4.1 to the Registrant's Current Report on Form 8-K filed on February 3, 2022).</a></td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">4.10</p>
			</td>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><a href="http://www.sec.gov/Archives/edgar/data/1120370/000110465913010223/a13-5035_2ex2.htm" style="-sec-extract:exhibit;"><u>Certificate of Designation of Series A Junior Participating Preferred </u></a><a href="http://www.sec.gov/Archives/edgar/data/1120370/000110465913010223/a13-5035_2ex2.htm" style="-sec-extract:exhibit;"><u>Stock of the Registrant (incorporated by reference to Exhibit 2 to the Registrant</u>&#8217;<u>s Registration Statement on Form 8-A filed February 13, 2013).</u></a></p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">5.1*</p>
			</td>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><a href="ex_672786.htm" style="-sec-extract:exhibit;">Opinion of Thompson Coburn LLP as to the legality of the securities being registered.</a></p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">23.1*</p>
			</td>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><a href="ex_672787.htm" style="-sec-extract:exhibit;">Consent of RSM US LLP.</a></p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">23.2*</p>
			</td>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><a href="ex_672786.htm" style="-sec-extract:exhibit;">Consent of Thompson Coburn LLP (included in Exhibit 5.1).</a></p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">24.1*</p>
			</td>
			<td style="vertical-align:top;width:auto;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><a href="#poa" style="-sec-extract:exhibit;">Power of Attorney (set forth on signature page hereto).</a></p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:auto;">107.1*</td>
			<td style="vertical-align:top;width:auto;"><a href="ex_672788.htm" style="-sec-extract:exhibit;">Calculation of Filing Fees Tables</a></td>
		</tr>

</table>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 72pt;">* Filed herewith.</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 36pt;text-indent:36pt;">In lieu of the opinion of counsel or determination letter contemplated by Item 601(b)(5)(ii) of Regulation S-K with respect to the Plan, the Registrant hereby undertakes that it has submitted the Plan and any amendment thereto to the Internal Revenue Service (&#8220;IRS&#8221;) in a timely manner and has made all changes required by the IRS in order to qualify the Plan under Section 401 of the Internal Revenue Code of 1986, as amended.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<div class="PGBK" style="width: 100%; margin-left: 0pt; margin-right: 0pt">
<div class="PGNUM" style="text-align: center; width: 100%">&nbsp;</div>

<hr style="PAGE-BREAK-AFTER: always; border: none; width: 100%; height: 2px; color: #000000; background-color: #000000">
<div class="PGHDR" style="text-align: left; width: 100%">&nbsp;</div>
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<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b>Signatures</b></p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;text-indent:36pt;">Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cicero, State of Illinois on May&nbsp;17, 2024.</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt 0pt 0pt 72pt;">BROADWIND, INC.</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 252pt;">By: /<u>s/ Thomas A. Ciccone</u></p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 252pt;">Thomas A. Ciccone</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 252pt;">Vice President,&nbsp;Chief Financial Officer</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 252pt;">(Principal Financial Officer)</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<div class="PGBK" style="width: 100%; margin-left: 0pt; margin-right: 0pt">
<div class="PGFTR" style="text-align: center; width: 100%">
<div class="hf-row">
<div class="hf-cell PGNUM">&nbsp;</div>
</div>
</div>

<hr style="PAGE-BREAK-AFTER: always; border: none; width: 100%; height: 2px; color: #000000; background-color: #000000">
<div class="PGHDR" style="text-align: left; width: 100%">
<div class="hf-row">
<div class="hf-cell TOCLink">&nbsp;</div>
</div>
</div>
</div>

<p style="font-family: 'Times New Roman', Times, serif; font-size: 10pt; margin: 0pt; text-align: left">&nbsp;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b><a id="poa" name="poa" title="poa"></a>POWER OF ATTORNEY</b></p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;text-indent:36pt;">KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned officers and directors of the Registrant do hereby severally and individually constitute and appoint Eric B. Blashford and Thomas A. Ciccone, and each of them acting individually&nbsp;(with full power to act alone and with full power of substitution and re-substitution), lawful attorney-in-fact and agent with full power and authority to do any and all acts and things and to execute any and all instruments that said attorney and agent determines may be necessary or advisable or required to enable said corporation to comply with the Securities Act and any rules or regulations or requirements of the SEC in connection with this Registration Statement. Without limiting the generality of the foregoing power and authority, the powers granted include the power and authority to sign the names of the undersigned officers and directors in the capacities indicated below to this Registration Statement, to any and all amendments, both pre-effective and post-effective, and supplements to this Registration Statement, and to any and all instruments or documents filed as part of or in conjunction with this Registration Statement or amendments or supplements thereof, and each of the undersigned hereby ratifies and confirms that said attorney and agent shall do or cause to be done by virtue hereof.</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;text-indent:36pt;">IN WITNESS WHEREOF, each of the undersigned has executed this Power of Attorney as of the date indicated.</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<table border="0" cellpadding="0" cellspacing="0" style="font-family:Times New Roman;font-size:10pt;width:65.5882352941177%;margin-left:auto;margin-right:auto;">

		<tr>
			<td style="vertical-align:top;width:34%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.9%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.4%;">&nbsp;</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b><u>Signature</u></b></p>
			</td>
			<td style="vertical-align:top;width:33.9%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b><u>Title</u></b></p>
			</td>
			<td style="vertical-align:top;width:33.4%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;"><b><u>Date</u></b></p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.9%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.4%;">&nbsp;</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><u>/s/ Eric B. Blashford</u></p>
			</td>
			<td style="vertical-align:top;width:33.9%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">President, Chief Executive Officer,</p>
			</td>
			<td style="vertical-align:top;width:33.4%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;">May 17, 2024</p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">Eric B. Blashford</p>
			</td>
			<td style="vertical-align:top;width:33.9%;">and Director</td>
			<td style="vertical-align:top;width:33.4%;">&nbsp;</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.9%;">(Principal Executive Officer)</td>
			<td style="vertical-align:top;width:33.4%;">&nbsp;</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.9%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>
			</td>
			<td style="vertical-align:top;width:33.4%;">&nbsp;</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">/<u>s/ Thomas A. Ciccone</u></td>
			<td style="vertical-align:top;width:33.9%;">Vice President and Chief Financial Officer</td>
			<td style="vertical-align: top; width: 33.4%; text-align: center;">May 17, 2024</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">Thomas A. Ciccone</td>
			<td style="vertical-align:top;width:33.9%;">(Principal Financial Officer)</td>
			<td style="vertical-align:top;width:33.4%;">&nbsp;</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.9%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.4%;">&nbsp;</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><u>/s/ Cary B. Wood</u></p>
			</td>
			<td style="vertical-align:top;width:33.9%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">Chairman of the Board</p>
			</td>
			<td style="vertical-align:top;width:33.4%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;">May 17, 2024</p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">Cary B. Wood</p>
			</td>
			<td style="vertical-align:top;width:33.9%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.4%;">&nbsp;</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.9%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.4%;">&nbsp;</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><u>/s/ Philip J. Christman</u></p>
			</td>
			<td style="vertical-align:top;width:33.9%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">Director</p>
			</td>
			<td style="vertical-align:top;width:33.4%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;">May 17, 2024</p>
			</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">Philip J. Christman</p>
			</td>
			<td style="vertical-align:top;width:33.9%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.4%;">&nbsp;</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.9%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.4%;">&nbsp;</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;"><u>/s/ Sachin M. Shivaram</u></td>
			<td style="vertical-align:top;width:33.9%;">Director</td>
			<td style="vertical-align: top; width: 33.4%; text-align: center;">May 17, 2024</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">Sachin M. Shivaram</td>
			<td style="vertical-align:top;width:33.9%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.4%;">&nbsp;</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.9%;">&nbsp;</td>
			<td style="vertical-align:top;width:33.4%;">&nbsp;</td>
		</tr>
		<tr>
			<td style="vertical-align:top;width:34%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><u>/s/ David P. Reiland</u></p>
			</td>
			<td style="vertical-align:top;width:33.9%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">Director</p>
			</td>
			<td style="vertical-align:top;width:33.4%;">
			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;">May 17, 2024</p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">David P. Reiland</p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;"><u>/s/ Jeanette A. Press</u></p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">Director</p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;text-align:center;margin:0pt;">May 17, 2024</p>
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			<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;">Jeanette A. Press</p>
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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt;text-indent:36pt;">Pursuant to the requirements of the Securities Act, the trustee (or other person who administers the Plan) has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cicero, State of Illinois, on May&nbsp;17, 2024.</p>

<p style="font-family:'Times New Roman';font-size:10pt;font-variant:normal;margin:0pt;">&nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 288pt;">BROADWIND, INC. EMPLOYEES&#8217; 401(K) PLAN</p>

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<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 288pt;">By<u>:/s/ Matthew W. Burgess</u>&nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp; &nbsp;</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 252pt;text-indent:36pt;">Name: Matthew W. Burgess</p>

<p style="font-family:Times New Roman;font-size:10pt;font-variant:normal;margin:0pt 0pt 0pt 252pt;text-indent:36pt;">Title: Plan Administrator</p>

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[{"type": "S-8", "sequence": "1", "filename": "bwen20240513c_s8.htm", "description": "FORM S-8", "secsgml_size_bytes": 51630}]
{"company-data": {"conformed-name": "BROADWIND, INC.", "cik": "0001120370", "assigned-sic": "3360", "organization-name": "04 Manufacturing", "irs-number": "880409160", "state-of-incorporation": "DE", "fiscal-year-end": "1231"}, "filing-values": {"form-type": "S-8", "act": "33", "file-number": "333-279487", "film-number": "24959470"}, "business-address": {"street1": "3240 S. CENTRAL AVENUE", "city": "CICERO", "state": "IL", "zip": "60804", "phone": "708-780-4800"}, "mail-address": {"street1": "3240 S. CENTRAL AVENUE", "city": "CICERO", "state": "IL", "zip": "60804"}, "former-company": [{"former-conformed-name": "BROADWIND ENERGY, INC.", "date-changed": "20080304"}, {"former-conformed-name": "TOWER TECH HOLDINGS INC.", "date-changed": "20060210"}, {"former-conformed-name": "BLACKFOOT ENTERPRISES INC", "date-changed": "20000726"}]}
bwen20240513c_s8.htm
As filed with the Securities and Exchange Commission on May 17, 2024
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT UNDER
THE SECURITIES ACT OF 1933
______________________
BROADWIND, INC.
(Exact name of registrant as specified in its charter)
Delaware
3240 S. Central Avenue
Cicero, IL 60804
88-0409160
(State or other jurisdiction of
(Address of Principal Executive Offices)
(IRS Employer Identification No.)
Incorporation or organization)
Broadwind, Inc. Employees
'
401(k) Plan
(Full title of the plan)
Eric B. Blashford
President and Chief Executive Officer
Broadwind, Inc.
3240 S. Central Avenue
Cicero, Illinois 60804
Telephone: (708) 780-4800
(Name, address and telephone number,
including area code, of agent for service)
Copy to:
Michele C. Kloeppel, Esq.
Thompson Coburn LLP
One U.S. Bank Plaza
St. Louis, Missouri 63101
Telephone: (314) 552-6000
Facsimile: (314) 552-7000
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of "large accelerated filer," "accelerated filer," "smaller reporting company" and "emerging growth company" in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☐ Accelerated filer ☐ Non-accelerated filer ☒ Smaller reporting company ☒
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
EXPLANATORY NOTE
The undersigned, Broadwind, Inc., a Delaware corporation (the "Registrant"), hereby files this registration statement on Form S-8 (this "Registration Statement") to register 600,000 additional shares (the "Additional Shares") of common stock, par value $0.001 per share (the "Common Stock"), for issuance as a matching contribution by the Registrant to participants under the Broadwind, Inc. Employees' 401(k) Plan (the "Plan"). The Additional Shares are in addition to the Common Stock previously registered for issuance as the matching contribution component by the Registrant under the Plan by registration statements on Form S-8 filed with the Securities and Exchange Commission (the "SEC") on February 27, 2018 (
File No. 333-223260
), February 26, 2019 (
File No. 333-229875
), October 29, 2019 (
File No. 333-234361
), November 10, 2021 (
File No. 333-260956
), and August 9, 2022
(File No. 333-266690
) (collectively, the "Prior Registration Statements"). The interest of the participants in the Plan are not being registered by this Registration Statement.
This Registration Statement relates to securities of the same class as that to which the Prior Registration Statements relate, and is submitted in accordance with General Instruction E to Form S-8 regarding registration of additional securities. Pursuant to such instruction, the contents of the Prior Registration Statements are incorporated by reference and made part of this Registration Statement.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3
. Incorporation of Certain Documents by Reference
.
The following documents filed by the Registrant with the SEC are incorporated herein by reference:
(a)         The Registrant's Annual Report on Form 10-K for the year ended December 31, 2023, filed
March 5, 2024
;
(b)         The Registrant's Quarterly Report on Form 10-Q for the quarter ended March 31, 2024, filed
May 14, 2024
;
(c)         The Registrant's Current Reports on Form 8-K (specifically excluding the information furnished under Items 2.02 and 7.01 and any exhibits furnished thereto), filed
March 5, 2024
and
May 14, 2024
;
(d)         The description of the Common Stock as set forth in the Registrant's registration statement on Form 8-A filed with the SEC on April 8, 2009 (
File No. 001-34278
) pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), including any amendments or reports filed for the purpose of updating such description; and
(e)         The description of the Series A Junior Participating Preferred Share Purchase Rights as set forth in the Registrant's registration statement on Form 8-A filed with the SEC on February 13, 2013 (
File No. 001-34278
), Form 8-A/A filed with the SEC on February 8, 2016 (
File No. 001-34278
), Form 8-A/A filed with the SEC on February 12, 2019 (
File No. 001-34278
) and Form 8-A/A filed with the SEC on February 3, 2022 (
File No. 001-34278
) pursuant to Section 12 of the Exchange Act, including any amendments or reports filed for the purpose of updating such description.
All documents filed by the Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act, after the date of this Registration Statement and prior to the filing of a post-effective amendment which indicates that all securities offered hereby have been sold or which deregisters all securities remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to be made a part hereof from the date of filing of such documents. Any statements contained herein or in a document incorporated herein by reference shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained in a subsequently filed document incorporated herein by reference modifies or supersedes such document. Any statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.
Where any document or part thereof is incorporated by reference in this Registration Statement, the Registrant will provide without charge to each person to whom a prospectus with respect to the Plan is delivered, upon written or oral request of such person, a copy of any and all of the information incorporated by reference in this Registration Statement, excluding exhibits unless such exhibits are specifically incorporated by reference.
Item 8. Exhibits.
See Exhibit Index.
Exhibit Index
The following exhibits are filed or incorporated by reference as part of this registration statement:
Exhibit
Number
Description
4.1
Certificate
of Incorporation of the Registrant (incorporated by reference to Exhibit 3.1 to the Registrant
'
s Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2008)
.
4.2
Certificate of Amendment to the Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit
3.1 to the Registrant
'
s Current Report on Form
8-K filed August 23, 2012
).
4.3
Certificate of Amendment to the Certificate of Incorporation of the Registrant (incorporated by reference to Exhibit
3.1 to the Registrant
'
s Current Report on Form
8-K filed May 6, 2020).
4.4*
Certificate of Amendment to the Certificate of Incorporation of the Registrant, dated May 16, 2024
4.5
Fourth Amended and Restated Bylaws of the Registrant, adopted as of June 26, 2023 (incorporated by reference to Exhibit 3.1 to the Registrant's Current Report on Form 8-K filed June 28, 2023)
4.6
Section 382 Rights Agreement dated as of Febru
ary 12, 2013 between the Registrant and Equiniti Trust Company, as rights agent (incorporated by reference to Exhibit 1 to the Registrant
'
s Registration Statement on Form 8
‑
A filed February 13, 2013).
4.7
First Amendment to Section 382 Rights
Agreement dated as of February 5, 2016 between the Registrant and Equiniti Trust Company, as rights agent (incorporated by reference to Exhibit 4.1 to the Registrant
'
s Current Report on Form 8-K filed February 8, 2016).
4.8
Second Amendment to Section 382 Rights Agreement dated as of February 7,
2019 between the Registrant and Equiniti Trust Company, as rights agent (incorporated by reference to Exhibit 4.1 to the Registrant
'
s Current Report on Form 8-K filed on February 12, 2019).
4.9
Third Amendment to Section 382 Rights Agreement dated as of February 3, 2022 between the Registrant and Equiniti Trust Company, as rights agent (incorporated by reference to Exhibit 4.1 to the Registrant's Current Report on Form 8-K filed on February 3, 2022).
4.10
Certificate of Designation of Series A Junior Participating Preferred
Stock of the Registrant (incorporated by reference to Exhibit 2 to the Registrant
'
s Registration Statement on Form 8-A filed February 13, 2013).
5.1*
Opinion of Thompson Coburn LLP as to the legality of the securities being registered.
23.1*
Consent of RSM US LLP.
23.2*
Consent of Thompson Coburn LLP (included in Exhibit 5.1).
24.1*
Power of Attorney (set forth on signature page hereto).
107.1*
Calculation of Filing Fees Tables
* Filed herewith.
In lieu of the opinion of counsel or determination letter contemplated by Item 601(b)(5)(ii) of Regulation S-K with respect to the Plan, the Registrant hereby undertakes that it has submitted the Plan and any amendment thereto to the Internal Revenue Service ("IRS") in a timely manner and has made all changes required by the IRS in order to qualify the Plan under Section 401 of the Internal Revenue Code of 1986, as amended.
Signatures
Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cicero, State of Illinois on May 17, 2024.
BROADWIND, INC.
By: /
s/ Thomas A. Ciccone
Thomas A. Ciccone
Vice President, Chief Financial Officer
(Principal Financial Officer)
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned officers and directors of the Registrant do hereby severally and individually constitute and appoint Eric B. Blashford and Thomas A. Ciccone, and each of them acting individually (with full power to act alone and with full power of substitution and re-substitution), lawful attorney-in-fact and agent with full power and authority to do any and all acts and things and to execute any and all instruments that said attorney and agent determines may be necessary or advisable or required to enable said corporation to comply with the Securities Act and any rules or regulations or requirements of the SEC in connection with this Registration Statement. Without limiting the generality of the foregoing power and authority, the powers granted include the power and authority to sign the names of the undersigned officers and directors in the capacities indicated below to this Registration Statement, to any and all amendments, both pre-effective and post-effective, and supplements to this Registration Statement, and to any and all instruments or documents filed as part of or in conjunction with this Registration Statement or amendments or supplements thereof, and each of the undersigned hereby ratifies and confirms that said attorney and agent shall do or cause to be done by virtue hereof.
IN WITNESS WHEREOF, each of the undersigned has executed this Power of Attorney as of the date indicated.
Signature
Title
Date
/s/ Eric B. Blashford
President, Chief Executive Officer,
May 17, 2024
Eric B. Blashford
and Director
(Principal Executive Officer)
/
s/ Thomas A. Ciccone
Vice President and Chief Financial Officer
May 17, 2024
Thomas A. Ciccone
(Principal Financial Officer)
/s/ Cary B. Wood
Chairman of the Board
May 17, 2024
Cary B. Wood
/s/ Philip J. Christman
Director
May 17, 2024
Philip J. Christman
/s/ Sachin M. Shivaram
Director
May 17, 2024
Sachin M. Shivaram
/s/ David P. Reiland
Director
May 17, 2024
David P. Reiland
/s/ Jeanette A. Press
Director
May 17, 2024
Jeanette A. Press
Pursuant to the requirements of the Securities Act, the trustee (or other person who administers the Plan) has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cicero, State of Illinois, on May 17, 2024.
BROADWIND, INC. EMPLOYEES' 401(K) PLAN
By
:/s/ Matthew W. Burgess
Name: Matthew W. Burgess
Title: Plan Administrator