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    <td><div align="center"><B><FONT size=2 face="serif">As filed with the Securities and Exchange Commission on October 3, 2005</FONT></B></div></td>
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    <td><div align="right"><B><FONT size=2 face="serif">Registration No. 333-&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</FONT></B></div></td>
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<P align="center"> <B><FONT size=2 face="serif">SECURITIES AND EXCHANGE COMMISSION <br>
  WASHINGTON, D.C. 20549</FONT></B></P>
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<P align="center"><B><FONT face="serif">FORM S-8 </FONT></B><BR>
    <B><FONT size=2 face="serif">REGISTRATION STATEMENT </FONT></B><BR>
    <B><FONT size=2 face="serif">UNDER </FONT></B><BR>
    <B><FONT size=2 face="serif">THE SECURITIES ACT OF 1933 </FONT></B></P>
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<P align="center" style="margin-bottom: 0pt"><b><font SIZE=2>AMERIPRISE FINANCIAL, INC.</font></b></P>
<p style=' margin-bottom:6pt; margin-top:0pt;text-align:center;'><font size=1>(Exact Name of Registrant as Specified in Its Charter</font><b><font size=1>)</font></b></p>
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    <TD width=50% nowrap align=center> <B><FONT size=1 face="serif">DELAWARE</FONT></B>&nbsp; </TD>
    <TD width=50% nowrap align=center> <B><FONT size=1 face="serif">13-3180631</FONT></B>&nbsp; </TD>
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    <TD width=56% align=center valign="top" nowrap> <FONT size=1 face="serif">(State or Other Jurisdiction of Incorporation or Organization)</FONT>&nbsp; </TD>
    <TD width=41% align=right valign="top" nowrap>
      <div align="center"><FONT size=1 face="serif">(I.R.S. Employer Identification No.)</FONT>&nbsp; </div></TD>
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<p style=' margin-bottom:0pt; margin-top:0pt;text-align:center;'><font size=1>&nbsp;</font></p>
<p style=' margin-bottom:0pt; margin-top:0pt;text-align:center;'><b><font size=1>55 Amerprise Financial Center </font></b></p>
<p style=' margin-bottom:0pt; margin-top:0pt;text-align:center;'><b><font size=1>Minneapolis, Minnesota</font></b></p>
<p style=' margin-bottom:0pt; margin-top:0pt;text-align:center;'><font size=1>(Address of Principal Executive Offices)</font></p>
</p>
<p style=' margin-bottom:0pt; margin-top:0pt;text-align:center;'><font size=1><strong>55474</strong></font></p>
<p style=' margin-bottom:0pt; margin-top:0pt;text-align:center;'><font size=1>(Zip Code)</font></p>
<div align="center"><p><font size="1" face="serif"> </font> <B><FONT size=2 face="serif"> <B><FONT size=3 face="serif">Ameriprise Financial 401(k) Plan</FONT></B><br>
  </FONT></B><FONT size=1 face="serif">(Full Title of the Plan) </FONT></p>
</div>
<P align="center"> <B><FONT size=1 face="serif">John C. Junek, Esq. <br>
  </FONT></B><B><FONT size=1 face="serif">Executive Vice President and General Counsel <br>
  55 Amerprise Financial Center </FONT></B><B><FONT size=1 face="serif"><br>
  Minneapolis, Minnesota 55474 <br>
</FONT></B><FONT size=1 face="serif">(Name and Address of Agent for Service) </FONT></P>
<P align="center"> <B><FONT size=1 face="serif">(612) 671-3131 <br>
</FONT></B><FONT size=1 face="serif">(Telephone Number, Including Area Code, of Agent for Service)</FONT></P>
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<p align="center"> <B><FONT size=1 face="serif">Copy to:</FONT></B><BR>
    <B><FONT size=1 face="serif">Arthur H. Kohn <br>
    </FONT></B><B><FONT size=1 face="serif">Cleary Gottlieb Steen &amp; Hamilton LLP<br>
    </FONT></B><FONT size=1 face="serif">One Liberty Plaza <br>
  New York, New York 10006 <br>
  </FONT><FONT size=1 face="serif">(212) 225-2920</FONT></p>
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	<TD colspan="5" align=left nowrap>
      <div align="center"><FONT size=2 face="serif">CALCULATION OF REGISTRATION FEE</FONT>&nbsp;
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<B><FONT size=1 face="serif">Title of Securities</FONT></B>&nbsp;
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<B><FONT size=1 face="serif">Amount</FONT></B>&nbsp;
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<B><FONT size=1 face="serif">Proposed Maximum</FONT></B>&nbsp;
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      <div align="center"><B><FONT size=1 face="serif">Proposed Maximum</FONT></B>&nbsp;
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<B><FONT size=1 face="serif">Amount of</FONT></B>&nbsp;
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	<TD width=20% nowrap align=right>
      <div align="center"><B><FONT size=1 face="serif">to be</FONT></B>&nbsp;
      </div></TD>
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<B><FONT size=1 face="serif">to be</FONT></B>&nbsp;
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<B><FONT size=1 face="serif">Offering Price Per Share</FONT></B>&nbsp;
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      <div align="center"><B><FONT size=1 face="serif">Aggregate Offering</FONT></B>&nbsp;
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<B><FONT size=1 face="serif">Registration</FONT></B>&nbsp;
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<B><FONT size=1 face="serif">Registered</FONT></B>&nbsp;
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<B><FONT size=1 face="serif">Registered (1) (2)</FONT></B>&nbsp;
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<B><FONT size=1 face="serif">(3)</FONT></B>&nbsp;
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      <div align="center"><B><FONT size=1 face="serif">Price (3)</FONT></B>&nbsp;
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<B><FONT size=1 face="serif">Fee (3)</FONT></B>&nbsp;
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      <div align="left"><FONT size=1 face="serif">Ameriprise Financial</FONT>&nbsp;
      </div></TD>
	<TD width=20% nowrap align=left>&nbsp;

	</TD>
	<TD width=20% nowrap align=left>&nbsp;

	</TD>
	<TD width=20% nowrap align=left>&nbsp;

	</TD>
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      <div align="left"><FONT size=1 face="serif">Common Stock,</FONT>&nbsp;
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<FONT size=1 face="serif">2,500,000 shares</FONT>&nbsp;
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    <div align="center"><FONT size=1 face="serif">&nbsp;$</FONT>&nbsp;<FONT size=1 face="serif">36.10</FONT>&nbsp; </div></TD>
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      <div align="center"><FONT size=1 face="serif">&nbsp;$</FONT> <FONT size=1 face="serif">90,250,000</FONT>	</div></TD>
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      <div align="center"><FONT size=1 face="serif">&nbsp;$</FONT> <FONT size=1 face="serif">10,622.43</FONT></div></TD>
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      <div align="left"><FONT size=1 face="serif">par value $.01</FONT>&nbsp;
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<FONT size=1 face="serif">(1)</FONT></TD>
	<TD width="941">
 <p style='margin-left:0pt;text-indent:0pt;text-align:left;margin-top:0pt;margin-bottom:0pt'><font size=1>Represents the maximum number of common shares of Ameriprise Financial, Inc. (&#147;Common Stock&#148;) that may be offered and sold pursuant to the Ameriprise Financial 401(k) Plan (the &#147;Plan&#148;), together with an
indeterminate number of shares that may be necessary to adjust the number of shares reserved for issuance pursuant to the Plan as a result of a stock split, stock dividend or similar adjustment of the outstanding Common Stock.</FONT>	</TD>
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<FONT size=1 face="serif">(2)</FONT></TD>
	<TD>
<FONT size=1 face="serif">Represents an estimate of the number of shares that will be purchased with aggregate employee contributions to be made to the Plan during the three-year period from October 1, 2005 through October 1, 2008.</FONT>	</TD>
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<FONT size=1 face="serif">(3)</FONT></TD>
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<FONT size=1 face="serif">Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(h) under the Securities Act of 1933 with respect to shares of Common Stock issuable pursuant to the Plan and based upon the
average of the high and low prices of a share of Common Stock as reported on the New York Stock Exchange on September 30, 2005.</FONT>	</TD>
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<P>
<FONT size=1 face="serif">In addition, pursuant to Rule 416(c) under the Securities Act of 1933, as amended, this Registration Statement also covers an indeterminate amount of interests to be offered and sold pursuant to the Plan.</FONT></P>

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<B><FONT face="serif">PART I </FONT></B></P>
<P align="center">
<B><FONT face="serif">INFORMATION REQUIRED IN SECTION 10(a) PROSPECTUS</FONT></B></P>
<P>
<FONT face="serif"> &nbsp;&nbsp;&nbsp;&nbsp;</FONT><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif">&nbsp;The information specified in Part I of Form S-8 is not required to be filed with the Securities and Exchange Commission (the &#147;Commission&#148;) either as part of this Registration Statement or as prospectuses or prospectus
supplements pursuant to Note 1 to Part I of Form S-8 and Rule 424 under the Securities Act of 1933, as amended (the &#147;Securities Act&#148;). The information required in the Section 10(a) prospectus is included in the documents being maintained
and delivered by Ameriprise Financial, Inc. (the &#147;Registrant&#148;) as required by Part I of Form S-8 and by Rule 428 under the Securities Act. </FONT></P>
<P align="center">
<B><FONT size=2 face="serif">PART II </FONT></B></P>
<P align="center">
<B><FONT face="serif">INFORMATION REQUIRED IN THE REGISTRATION STATEMENT </FONT></B></P>
<P>
<B><FONT face="serif">Item 3.</FONT><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif">Incorporation of Documents by Reference. </FONT></B></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif">The following documents, heretofore filed by the Registrant and the Plan with the Commission pursuant to the Securities Exchange Act of 1934, as amended (the &#147;Exchange Act&#148;), are
incorporated herein by reference: </FONT></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif">(a) </FONT><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif">The Registrant&#146;s Registration Statement on Form 10, as amended, as filed with the Commission on August 19, 2005 (the &#147;Form 10 Registration Statement&#148;);</FONT></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif">(b) </FONT><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif">All other reports filed by the Registrant and the Plan pursuant to Section 13(a) or 15(d) of the Exchange Act since the end of the fiscal year covered by the Form 10 Registration Statement; and </FONT></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif">(c) </FONT><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif">The description of the Registrant&#146;s Common Stock contained in the Registrant&#146;s Form 10 Registration Statement, including any amendment or report filed for the purpose of updating such
description. </FONT></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font>&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif">All documents subsequently filed by the Registrant and the Plan pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act subsequent to the date of this Registration Statement and prior to
the filing of a post-effective amendment to this Registration Statement which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this
Registration Statement and to be part hereof from the date of filing such documents. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of
this Registration Statement to the extent that a statement contained herein or in any subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified
or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement. </FONT></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font> &nbsp;<FONT face="serif">Nothing in this Registration Statement shall be deemed to incorporate information furnished but not filed with the Commission pursuant to Item 2.02 or Item 7.01 of Form 8-K. </FONT></P>
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<FONT face="serif">2</FONT></P>

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<B><FONT face="serif">Item 4.</FONT><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> Description of Securities.</FONT></B><FONT face="serif"> </FONT></P>
<P>
<FONT face="serif">&nbsp;&nbsp;&nbsp;&nbsp;<font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font>&nbsp;&nbsp;Not applicable </FONT></P>
<P>
<B><FONT face="serif">Item 5.</FONT><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> Interests of Named Experts and Counsel. </FONT></B></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;<font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font>&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif">As of September 30, 2005, John C. Junek, Esq., Executive Vice President and General Counsel of the Registrant, who has rendered the opinion attached hereto as Exhibit 5.1, beneficially owned approximately 5,434
shares of the
Registrant&#146;s Common Stock having a fair market value of approximately $196,000. In addition, Mr. Junek holds options to purchase shares of the Registrant's Common Stock granted under the Ameriprise Financial 2005 Incentive Compensation Plan. Mr Junek is also eligible to participate in the Plan.</FONT></P>
<P>
<B><FONT face="serif">Item 6.</FONT><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> Indemnification of Directors and Officers. </FONT></B></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;<font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif">Under Section 145 of the General Corporation Law of the State of Delaware (the &#147;GCL&#148;), a corporation may indemnify any person who was or is a party, or is threatened to be made a party, to
any action, suit or proceeding, civil or criminal, by reason of the fact that he or she is or was a director or officer of such corporation if such person acted in good faith and in a manner he or she reasonably believed to be in and not opposed to
the best interest of the corporation and, with respect to a criminal action or proceeding, such person had no reasonable cause to believe that his or her conduct was unlawful, except that, in the case of any action or suit by or in the right of the
corporation, no indemnification is permitted if the person shall be adjudged liable to the corporation other than indemnification to the extent that a court shall determine such person is fairly and reasonably entitled to. </FONT></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;<font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif"></FONT><FONT face="serif">Article VI of the Registrant&#146;s Amended and Restated Certificate of Incorporation provides, in general, that no director of the Registrant shall be liable to the Registrant or its stockholders for
monetary damages for breach of such director&#146;s fiduciary duty as a director, except to the extent that such exemption from liability or limitation thereof is not permitted under the GCL.</FONT></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;<font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif"></FONT><FONT face="serif">Article VI of the Registrant&#146;s Amended and Restated Bylaws, provides, in general, for mandatory indemnification of directors and officers of the Registrant to the fullest extent permitted by the
GCL. Notwithstanding the foregoing, in general, the Registrant shall not be obligated to indemnify a director or officer of the Registrant in respect of any proceeding instituted by such director or officer, unless such proceeding has been
authorized by the board of directors of the Registrant.</FONT></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;<font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif"></FONT><FONT face="serif">The Registrant will also maintain a directors&#146; and officers&#146; insurance policy which would insure the officers and directors of the Registrant against any liability asserted against such
person and incurred by such person or on such person&#146;s behalf in their respective capacities as officers and directors of the Registrant, or arising out of such person&#146;s status as an officer or director of the Registrant, whether or not
the Registrant would have the power to indemnify any such officer or director against such liability under Article VI of the Registrant&#146;s Amended and Restated Bylaws.</FONT></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif">&nbsp;Under the terms of the Ameriprise Financial 401(k) Plan, to the extent permitted by law, the Registrant shall indemnify the members of the Plan&#146;s Administration Committee, its Investment
Committee, its individual Trustees and others to whom fiduciary duties are delegated who are either employees, officers or directors of the Registrant or any of its affiliates against any and all claims, losses, damages, expenses and liabilities
arising from their responsibilities in </FONT></P>
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<FONT face="serif">3</FONT></P>

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<FONT face="serif">connection with the Plan which are not covered by insurance (without recourse) paid for by the Registrant or any of its affiliates, unless such claims, losses, damages, expenses or liabilities are determined to be due to gross
negligence or intentional misconduct. </FONT></P>
<P>
<B><FONT face="serif">Item 7.</FONT><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT><FONT face="serif"> Exemption from Registration Claimed. </FONT></B></P>
<P>
<FONT face="serif">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Not applicable. </FONT></P>
<P>
<B><FONT face="serif">Item 8.</FONT><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT><FONT face="serif"> Exhibits. </FONT></B></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif">The following exhibits are filed with or incorporated by reference into this Registration Statement (numbering corresponds to Exhibit Table in Item 601 of Regulation S-K). </FONT></P>
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<U><FONT size="2" face="serif">Exhibit No.</FONT></U><font size="2">&nbsp;
</font>	</TD>
	<TD width=5% nowrap align=left>&nbsp;
</TD>
    <TD width=71% nowrap align=left><U><FONT size="2" face="serif">Document</FONT></U><font size="2">&nbsp; </font></TD>
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  <TD nowrap align=left>&nbsp;</TD>
  <TD colspan="2" align=left nowrap>&nbsp;</TD>
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	<TD width=24% nowrap align=left>
<FONT size=2 face="serif">4.1</FONT>&nbsp;
	</TD>
	<TD colspan="2" align=left nowrap>
<FONT size=2 face="serif">Ameriprise Financial 401(k) Plan</FONT>&nbsp;
	</TD>
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  <TD nowrap align=left>&nbsp;</TD>
  <TD colspan="2" align=left nowrap>&nbsp;</TD>
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	<TD width=24% nowrap align=left>
<FONT size=2 face="serif">4.2</FONT>&nbsp;
	</TD>
	<TD colspan="2" align=left nowrap>
<FONT size=2 face="serif">Amended and Restated Certificate of Incorporation of the</FONT>&nbsp;<FONT size=2 face="serif">Registrant</FONT></TD>
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	<TD width=24% nowrap align=left>&nbsp;

	</TD>
	<TD colspan="2" align=left nowrap>&nbsp;
	</TD>
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	<TD width=24% nowrap align=left>
<FONT size=2 face="serif">4.3</FONT>&nbsp;
	</TD>
	<TD colspan="2" align=left nowrap>
<FONT size=2 face="serif">Amended and Restated Bylaws of the Registrant</FONT>&nbsp;
	</TD>
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  <TD nowrap align=left>&nbsp;</TD>
  <TD colspan="2" align=left nowrap>&nbsp;</TD>
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	<TD width=24% nowrap align=left>
<FONT size=2 face="serif">5.1</FONT>&nbsp;
	</TD>
	<TD colspan="2" align=left>
<FONT size=2 face="serif">Opinion of John C. Junek, Esq., Executive Vice President and General Counsel of the Registrant, regarding the validity of the securities being
<FONT size=2 face="serif">registered</FONT>&nbsp; </FONT></TD>
</TR>
<TR valign="bottom">
	<TD width=24% nowrap align=left>&nbsp;

	</TD>
	<TD colspan="2" align=left nowrap>&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=24% nowrap align=left>
<FONT size=2 face="serif">23.1</FONT>&nbsp;
	</TD>
	<TD colspan="2" align=left nowrap>
<FONT size=2 face="serif">Consent of Ernst &amp; Young LLP, Independent Registered Accounting Firm </FONT></TD>
</TR>
<TR valign="bottom">
  <TD nowrap align=left>&nbsp;</TD>
  <TD colspan="2" align=left nowrap>&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=24% nowrap align=left>
<FONT size=2 face="serif">23.2</FONT>&nbsp;
	</TD>
	<TD colspan="2" align=left nowrap>
<FONT size=2 face="serif">Consent of John C. Junek, Esq., Executive Vice President and General</FONT><FONT size=2 face="serif"> Counsel of the Registrant (included in Exhibit 5.1)</FONT>&nbsp; </TD>
</TR>
<TR valign="bottom">
	<TD width=24% nowrap align=left>&nbsp;

	</TD>
	<TD colspan="2" align=left nowrap>&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=24% nowrap align=left>
<FONT size=2 face="serif">24.1</FONT>&nbsp;
	</TD>
	<TD colspan="2" align=left nowrap>
<FONT size=2 face="serif">Power of Attorney (included on signature page)</FONT>&nbsp;
	</TD>
</TR>
</TABLE>
<BR>
<P>
&nbsp;&nbsp;&nbsp;<B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT size=2 face="serif">Pursuant to Item 8(b) of Part II of Form S-8, the undersigned Registrant hereby undertakes to submit the Plan and any amendment thereto to the Internal Revenue Service (the &#147;IRS&#148;) in
a timely manner and will make all changes required by the IRS in order to qualify the Plan. </FONT></P>
<P>
<B><FONT face="serif">Item 9. </FONT><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif">Undertakings. </FONT></B></P>
<P><FONT face="serif">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif">(a)</FONT>&nbsp;<B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B>  <FONT face="serif">The undersigned Registrant hereby undertakes:</FONT> </FONT></P>
<P> <FONT face="serif">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(1) <B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B>To file, during any period in which offers or sales are being made, a post-</FONT><FONT face="serif">effective amendment to this Registration Statement:</FONT></P>
<TABLE width="100%" border=0 cellpadding=0 cellspacing=0>
  <TR>
    <TD width="5%">&nbsp;</TD>
    <TD width="95%"> <FONT face="serif"> &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;(i) <B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B>To include any prospectus required by Section 10(a)(3) of the Securities Act; </FONT></TD>
  </TR>
  <TR>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
  </TR>
  <TR>
    <TD>&nbsp;</TD>
    <TD> <FONT face="serif">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</FONT><FONT face="serif">(ii) <B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B>To reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the Registration Statement; and</FONT></TD>
  </TR>
  <TR>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
  </TR>
  <TR>
    <TD>&nbsp;</TD>
    <TD> <FONT face="serif">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</FONT><FONT face="serif">(iii) <B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B>To include any material information with respect to the plan of distribution not previously disclosed in this Registration Statement or any material change to such information in this Registration Statement;</FONT></TD>
  </TR>
</TABLE>
<P>&nbsp;<FONT face="serif"> </FONT></P>
<P align="center">
<FONT face="serif">4</FONT></P>
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<A name="page_5"></A>

<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif"> </FONT></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<I><FONT face="serif">provided, however</FONT></I><FONT face="serif">, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the information required to be included in a post-effective amendment by those paragraphs
is contained in periodic reports filed with or furnished to the Commission by the Registrant pursuant to Section 13 or 15(d) of the Exchange Act that are incorporated by reference in the Registration Statement.</FONT></P>
<P>
<FONT face="serif">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</FONT><FONT face="serif">(2) <B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B>That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities
offered therein, and the offering of such securities at that time shall be deemed to be the initial </FONT><I><FONT face="serif">bona fide</FONT></I><FONT face="serif"> offering thereof. </FONT></P>
<P>
<FONT face="serif">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</FONT><FONT face="serif">(3) <B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B>To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. </FONT></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif">(b)<B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B> The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant&#146;s annual report pursuant to Section 13(a)
or 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan&#146;s annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in this Registration Statement shall be deemed to be a
new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial </FONT><I><FONT face="serif">bona fide</FONT></I><FONT face="serif"> offering thereof.
</FONT></P>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif">(c)<B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B> Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions,
or otherwise, the Registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification
against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director,
officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the
question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue. </FONT></P>
<P align="center">
<FONT face="serif">5</FONT></P>

<HR noshade align="center" width="100%" size=2>


<p><A name="page_6"></A>
</p>
<p align="center"><B><FONT face="serif">SIGNATURES</FONT></B> </p>
<P>
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;<FONT face="serif">Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all the requirements for filing on Form S-8, and has duly caused
this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Minneapolis, State of Minnesota, on the 3</FONT><SUP><FONT face="serif">rd</FONT></SUP><FONT face="serif"> day of October,
2005.</FONT></P>
<TABLE width="100%" border=0 cellpadding=0 cellspacing=0>
<TR valign="bottom">
	<TD width=50% nowrap align=left>&nbsp;
</TD>
    <TD width=50% align=left nowrap> <FONT face="serif">AMERIPRISE FINANCIAL, INC.</FONT>&nbsp; </TD>
  </TR>
<TR>
	<TD>&nbsp;

	</TD>
    <TD>&nbsp; </TD>
  </TR>
<TR valign="bottom">
	<TD width=100% nowrap align=left>&nbsp;
</TD>
    <TD width=100% align=left nowrap> <FONT face="serif">/s/ John C. Junek</FONT>&nbsp; </TD>
  </TR>
<TR>
	<TD>&nbsp;
	</TD>
    <TD>
      <HR align="left" width="350" size=1 noshade>
    </TD>
  </TR>
<TR valign="bottom">
	<TD width=100% nowrap align=left>&nbsp;
</TD>
    <TD width=100% align=left nowrap> <FONT face="serif">JOHN C. JUNEK</FONT>&nbsp; </TD>
  </TR>
<TR valign="bottom">
	<TD width=100% nowrap align=left>&nbsp;
</TD>
    <TD width=100% align=left nowrap> <FONT face="serif">Executive Vice President and General Counsel</FONT>&nbsp; </TD>
  </TR>
</TABLE>
<BR>
<P align="center">
<B><FONT face="serif">POWER OF ATTORNEY </FONT></B></P>
<P>
&nbsp;&nbsp;&nbsp;<B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B><B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;</font></B>&nbsp;&nbsp;<FONT face="serif">KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below on this Registration Statement constitutes and appoints James D. Cracchiolo and John C. Junek, and each of them, each
with full power to act as his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities (unless revoked in writing) to
sign any and all amendments or post-effective amendments related to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto
said attorney-in-fact and agents, full power and authority to do and perform each and every act and thing appropriate or necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person,
hereby ratifying and confirming all that said attorney-in-fact and agents, or their or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof. </FONT></P>
<P>
<FONT face="serif"> <B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B><B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B>Pursuant to the requirements of the Securities Act of 1933, this Form S-8 Registration Statement has been signed below by the following persons in the capacities indicated as of the 3rd day of October, 2005. </FONT></P>
<TABLE width="100%" border=0 cellpadding=0 cellspacing=0>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<U><FONT face="serif">SIGNATURE</FONT></U>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=center>
<U><FONT face="serif">TITLE</FONT></U>&nbsp;
	</TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%">&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% rowspan="3" align=left>
<FONT face="serif">Chairman of the Board, President and Chief</FONT>&nbsp;<FONT face="serif">Executive Officer (Principal Executive Officer and</FONT>
<FONT face="serif">Director)</FONT>&nbsp;
	</TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
  </TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">/s/ James M. Cracchiolo</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
  </TR>
<TR>
	<TD width="49%">
<HR noshade size=1>
	</TD>
	<TD>
	</TD>
	<TD width="49%">
	</TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">JAMES M. CRACCHIOLO</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=left>&nbsp;

	</TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% rowspan="2" align=left>
<FONT face="serif">Executive Vice President and Chief Financial</FONT><FONT face="serif">&nbsp;Officer (Principal Financial Officer)</FONT>&nbsp; </TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">/s/ Walter S. Berman</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
  </TR>
<TR>
	<TD width="49%">
<HR noshade size=1>
	</TD>
	<TD>
	</TD>
	<TD width="49%">
	</TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">WALTER S. BERMAN</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=left>&nbsp;

	</TD>
</TR>
</TABLE>
<BR>
<P align="center">
<FONT face="serif">6</FONT></P>

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<A name="page_7"></A>

<TABLE width="100%" border=0 cellpadding=0 cellspacing=0>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">/s/ David K. Stewart</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% align=right>
      <div align="left"><FONT face="serif"> <FONT face="serif">Vice President and Controller (Chief Accounting </FONT>Officer)</FONT>&nbsp;
      </div></TD>
</TR>
<TR>
	<TD width="49%">
<HR noshade size=1>
	</TD>
	<TD>
	</TD>
	<TD width="49%">
	  <div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">DAVID K. STEWART</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=left>

	  <div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">/s/ Ira D. Hall</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=right>
      <div align="left"><FONT face="serif">Director</FONT>&nbsp;
      </div></TD>
</TR>
<TR>
	<TD width="49%">
<HR noshade size=1>
	</TD>
	<TD>
	</TD>
	<TD width="49%">
	  <div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">IRA D. HALL</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=left>

	  <div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">/s/ W. Walker Lewis</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=right>
      <div align="left"><FONT face="serif">Director</FONT>&nbsp;
      </div></TD>
</TR>
<TR>
	<TD width="49%">
<HR noshade size=1>
	</TD>
	<TD>
	</TD>
	<TD width="49%">
	  <div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">W. WALKER LEWIS</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=left>

	  <div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">/s/ Siri S. Marshall</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=right>
      <div align="left"><FONT face="serif">Director</FONT>&nbsp;
      </div></TD>
</TR>
<TR>
	<TD width="49%">
<HR noshade size=1>
	</TD>
	<TD>
	</TD>
	<TD width="49%">
	  <div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">SIRI S. MARSHALL</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=left>

	  <div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">/s/ Jeff Noddle</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=right>
      <div align="left"><FONT face="serif">Director</FONT>&nbsp;
      </div></TD>
</TR>
<TR>
	<TD width="49%">
<HR noshade size=1>
	</TD>
	<TD>
	</TD>
	<TD width="49%">
	  <div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">JEFF NODDLE</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=left>

	  <div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">/s/ Richard F. Powers III</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=right>
      <div align="left"><FONT face="serif">Director</FONT>&nbsp;
      </div></TD>
</TR>
<TR>
	<TD width="49%">
<HR noshade size=1>
	</TD>
	<TD>
	</TD>
	<TD width="49%">
	  <div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">RICHARD F. POWERS III</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=left>

	  <div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">/s/ H. Jay Sarles</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=right>
      <div align="left"><FONT face="serif">Director</FONT>&nbsp;
      </div></TD>
</TR>
<TR>
	<TD width="49%">
<HR noshade size=1>
	</TD>
	<TD>
	</TD>
	<TD width="49%">
	  <div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">H. JAY SARLES</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=left>

	  <div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">/s/ Robert F. Sharpe, Jr.</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=right>
      <div align="left"><FONT face="serif">Director</FONT>&nbsp;
      </div></TD>
</TR>
<TR>
	<TD width="49%">
<HR noshade size=1>
	</TD>
	<TD>
	</TD>
	<TD width="49%">
	  <div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">ROBERT F. SHARPE, JR.</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=left>

	  <div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR>
	<TD width="49%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="49%"><div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">/s/ William H. Turner</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=right>
      <div align="left"><FONT face="serif">Director</FONT>&nbsp;
      </div></TD>
</TR>
<TR>
	<TD width="49%">
<HR noshade size=1>
	</TD>
	<TD>
	</TD>
	<TD width="49%">
	  <div align="left"></div></TD>
</TR>
<TR valign="bottom">
	<TD width=49% nowrap align=center>
<FONT face="serif">WILLIAM H. TURNER</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=49% nowrap align=left>

	  <div align="left"></div></TD>
</TR>
</TABLE>
<BR>
<P align="center">
<FONT face="serif">7</FONT></P>

<HR noshade align="center" width="100%" size=2>


<A name="page_8"></A>

<P>
&nbsp;&nbsp;&nbsp;&nbsp;<B><font size=2> </font><font size=1>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font><FONT face="serif"> </FONT></B>&nbsp;<FONT face="serif">Pursuant to the requirements of the Securities Act, the trustees (or other persons who administer the employee benefit plan) have duly caused this registration statement to be signed on its behalf by
the undersigned, thereunto duly authorized, in the City of Minneapolis, State of Minnesota, on the 3</FONT><SUP><FONT face="serif">rd</FONT></SUP><FONT face="serif"> day of October, 2005. </FONT></P>
<TABLE width="100%" border=0 cellpadding=0 cellspacing=0>
<TR valign="bottom">
  <TD width=50% nowrap align=left>&nbsp;</TD>
	<TD width=50% nowrap align=left>
<FONT face="serif">AMERIPRISE FINANCIAL 401(K) PLAN</FONT>&nbsp;
	</TD>
</TR>
<TR>
  <TD>&nbsp;</TD>
	<TD>&nbsp;

	</TD>
</TR>
<TR valign="bottom">
  <TD width=100% nowrap align=left>&nbsp;</TD>
	<TD width=100% nowrap align=left>
<FONT face="serif">/s/ Martin S. Solhaug</FONT>&nbsp;
	</TD>
</TR>
<TR>
  <TD>&nbsp;</TD>
	<TD>
      <HR align="left" width="350" size=1 noshade>
	</TD>
</TR>
<TR valign="bottom">
  <TD width=100% nowrap align=left>&nbsp;</TD>
	<TD width=100% nowrap align=left>
<FONT face="serif">MARTIN S. SOLHAUG</FONT>&nbsp;
	</TD>
</TR>
<TR valign="bottom">
  <TD width=100% nowrap align=left>&nbsp;</TD>
	<TD width=100% nowrap align=left>
<FONT face="serif">Vice President, Compensation &amp; Benefits, Human Resources</FONT>&nbsp;
	</TD>
</TR>
</TABLE>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p><BR>
</p>
<P align="center">
<FONT face="serif">8</FONT></P>

<HR noshade align="center" width="100%" size=2>


<A name="page_9"></A>

<TABLE width="100%" border=0 cellpadding=0 cellspacing=0>
<TR valign="bottom">
	<TD colspan="5" align=left nowrap>
	  <div align="center"><B><FONT face="serif">EXHIBIT INDEX</FONT></B>&nbsp;
      </div></TD>
  </TR>
<TR>
	<TD width="7%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="64%">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=center>
<B><FONT size=2 face="serif">Exhibit</FONT></B>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=center>
<B><FONT size=2 face="serif">Description</FONT></B>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% nowrap align=center>
<B><FONT size=2 face="serif">Method of Filing</FONT></B>&nbsp;
	</TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=center>
<B><FONT size=2 face="serif">Number</FONT></B>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% nowrap align=left>&nbsp;

	</TD>
</TR>
<TR>
	<TD width="7%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="64%">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=center>
<FONT size=2 face="serif">4.1</FONT></TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>
<FONT size=2 face="serif">Ameriprise Financial 401(k) Plan</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% nowrap align=left>
<FONT size=2 face="serif">Filed herewith</FONT>&nbsp;
	</TD>
</TR>
<TR>
	<TD width="7%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="64%">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=center>
<FONT size=2 face="serif">4.2</FONT></TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>
<FONT size=2 face="serif">Amended and Restated Certificate of Incorporation of the </FONT><FONT size=2 face="serif">Registrant</FONT>&nbsp; </TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% nowrap align=left>
<FONT size=2 face="serif">Filed as Exhibit 4.2 to</FONT>&nbsp;
	</TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>&nbsp;</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% nowrap align=left>
<FONT size=2 face="serif">the Registrant&#146;s</FONT>&nbsp;
	</TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% nowrap align=left>
<FONT size=2 face="serif">Registration Statement  on </FONT>&nbsp;
	</TD>
</TR>
<TR valign="bottom">
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD nowrap align=left><font size="2" face="serif">Form S-8 </font></TD>
</TR>
<TR valign="bottom">
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD nowrap align=left><FONT size=2 face="serif">with respect to the Ameriprise </FONT></TD>
</TR>
<TR valign="bottom">
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD nowrap align=left><FONT size=2 face="serif">Financial 2005 Incentive</FONT></TD>
</TR>
<TR valign="bottom">
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD nowrap align=left><FONT size=2 face="serif">Compensation Plan </FONT>&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% nowrap align=left>
<FONT size=2 face="serif"> filed on</FONT>&nbsp;
	</TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% nowrap align=left>
<FONT size=2 face="serif">October 3, 2005</FONT>&nbsp;
	</TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% nowrap align=left>
<FONT size=2 face="serif">and incorporated</FONT>&nbsp;
	</TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% nowrap align=left>
<FONT size=2 face="serif">herein by reference</FONT>&nbsp;
	</TD>
</TR>
<TR>
	<TD width="7%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="64%">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=center>
<FONT size=2 face="serif">4.3</FONT></TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>
<FONT size=2 face="serif">Amended and Restated Bylaws of the Registrant</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% align=left nowrap> <FONT size=2 face="serif">Filed as Exhibit 4.3 to</FONT>&nbsp; </TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% align=left nowrap> <FONT size=2 face="serif">the Registrant&#146;s</FONT>&nbsp; </TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% align=left nowrap> <FONT size=2 face="serif">Registration Statement on </FONT>&nbsp; </TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD align=left nowrap><font size="2" face="serif">Form S-8 </font></TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD align=left nowrap><FONT size=2 face="serif">with respect to  the Ameriprise </FONT></TD>
</TR>
<TR valign="bottom">
	<TD width=7% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>&nbsp;

	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD align=left nowrap><FONT size=2 face="serif">Financial 2005 Incentive</FONT></TD>
</TR>
<TR valign="bottom">
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD align=left nowrap><FONT size=2 face="serif">Compensation Plan </FONT>&nbsp;</TD>
</TR>
<TR valign="bottom">
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD width=23% align=left nowrap> <FONT size=2 face="serif"> filed on</FONT>&nbsp; </TD>
</TR>
<TR valign="bottom">
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD width=23% align=left nowrap> <FONT size=2 face="serif">October 3, 2005</FONT>&nbsp; </TD>
</TR>
<TR valign="bottom">
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD width=23% align=left nowrap> <FONT size=2 face="serif">and incorporated</FONT>&nbsp; </TD>
</TR>
<TR valign="bottom">
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD nowrap align=left>&nbsp;</TD>
  <TD>&nbsp;</TD>
  <TD width=23% align=left nowrap> <FONT size=2 face="serif">herein by reference</FONT>&nbsp; </TD>
</TR>
<TR>
	<TD width="7%">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="64%">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD>&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=7% align=center valign="top" nowrap>
<FONT size=2 face="serif">5.1</FONT></TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% align=left>
<FONT size=2 face="serif">Opinion of John C. Junek, Esq., Executive Vice Presidentand General Counsel of the Registrant, regarding the
<FONT size=2 face="serif">validity of securities being registered</FONT>&nbsp; </FONT></TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% align=left valign="top" nowrap>
<FONT size=2 face="serif">Filed herewith</FONT>&nbsp;
	</TD>
</TR>
<TR>
	<TD width="7%" valign="top">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="64%">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=7% align=center valign="top" nowrap>
<FONT size=2 face="serif">23.1</FONT></TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>
<FONT size=2 face="serif">Consent of Ernst &amp; Young LLP, Independent Registered Accounting Firm </FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% align=left valign="top" nowrap>
<FONT size=2 face="serif">Filed herewith</FONT>&nbsp;
	</TD>
</TR>
<TR>
	<TD width="7%" valign="top">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="64%">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=7% align=center valign="top" nowrap>
<FONT size=2 face="serif">23.2</FONT></TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% align=left>
<FONT size=2 face="serif">Consent of John C. Junek, Esq., Executive Vice Presiden
<FONT size=2 face="serif">and General Counsel of the Registrant (included in Exhibit
<FONT size=2 face="serif">5.1)</FONT>&nbsp; </FONT></FONT></TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% align=left valign="top" nowrap>
<FONT size=2 face="serif">Filed herewith</FONT>&nbsp;
	</TD>
</TR>
<TR>
	<TD width="7%" valign="top">&nbsp;

	</TD>
    <TD>&nbsp;</TD>
    <TD width="64%">&nbsp;</TD>
    <TD>&nbsp;</TD>
    <TD valign="top">&nbsp;</TD>
</TR>
<TR valign="bottom">
	<TD width=7% align=center valign="top" nowrap>
<FONT size=2 face="serif">24.1</FONT></TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=64% nowrap align=left>
<FONT size=2 face="serif">Power of Attorney (included on signature page)</FONT>&nbsp;
	</TD>
	<TD width=2%>&nbsp;
	</TD>
	<TD width=23% align=left valign="top" nowrap>
<FONT size=2 face="serif">Filed herewith</FONT>&nbsp;
	</TD>
</TR>
</TABLE>
<BR>

<HR noshade align="center" width="100%" size=2>

</BODY>

</HTML>
[{"type": "S-8", "sequence": "1", "filename": "amp401k-s8_1003.htm", "secsgml_size_bytes": 58487}]
{"company-data": {"conformed-name": "AMERIPRISE FINANCIAL INC", "cik": "0000820027", "irs-number": "133180631", "state-of-incorporation": "DE", "fiscal-year-end": "1231"}, "filing-values": {"form-type": "S-8", "act": "33", "file-number": "333-128790", "film-number": "051118616"}, "business-address": {"street1": "50606 AMERIPRISE FINANCIAL CENTER", "street2": "H27/52", "city": "MINNEAPOLIS", "state": "MN", "zip": "55474", "phone": "612-671-2711"}, "mail-address": {"street1": "50606 AMERIPRISE FINANCIAL CENTER", "street2": "H27/52", "city": "MINNEAPOLIS", "state": "MN", "zip": "55474"}, "former-company": [{"former-conformed-name": "AMERICAN EXPRESS FINANCIAL CORP", "date-changed": "20030513"}, {"former-conformed-name": "AMERICAN EXPRESS FINANCIAL ADVISORS", "date-changed": "19950711"}, {"former-conformed-name": "IDS FINANCIAL CORP/MN/", "date-changed": "19920703"}]}
S-8-AMP 401_k_ Plan -- Converted by SECPublisher 2.1.1.6, created by BCL Technologies Inc., for SEC Filing
As filed with the Securities and Exchange Commission on October 3, 2005
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
AMERIPRISE FINANCIAL, INC.
(Exact Name of Registrant as Specified in Its Charter
)
DELAWARE
13-3180631
(State or Other Jurisdiction of Incorporation or Organization)
(I.R.S. Employer Identification No.)
55 Amerprise Financial Center
Minneapolis, Minnesota
(Address of Principal Executive Offices)
55474
(Zip Code)
Ameriprise Financial 401(k) Plan
(Full Title of the Plan)
John C. Junek, Esq.
Executive Vice President and General Counsel
55 Amerprise Financial Center
Minneapolis, Minnesota 55474
(Name and Address of Agent for Service)
(612) 671-3131
(Telephone Number, Including Area Code, of Agent for Service)
Copy to:
Arthur H. Kohn
Cleary Gottlieb Steen & Hamilton LLP
One Liberty Plaza
New York, New York 10006
(212) 225-2920
CALCULATION OF REGISTRATION FEE
Title of Securities
Amount
Proposed Maximum
Proposed Maximum
Amount of
to be
to be
Offering Price Per Share
Aggregate Offering
Registration
Registered
Registered (1) (2)
(3)
Price (3)
Fee (3)
Ameriprise Financial
Common Stock,
2,500,000 shares
$
36.10
$
90,250,000
$
10,622.43
par value $.01
(1)
Represents the maximum number of common shares of Ameriprise Financial, Inc. ("Common Stock") that may be offered and sold pursuant to the Ameriprise Financial 401(k) Plan (the "Plan"), together with an
indeterminate number of shares that may be necessary to adjust the number of shares reserved for issuance pursuant to the Plan as a result of a stock split, stock dividend or similar adjustment of the outstanding Common Stock.
(2)
Represents an estimate of the number of shares that will be purchased with aggregate employee contributions to be made to the Plan during the three-year period from October 1, 2005 through October 1, 2008.
(3)
Estimated solely for the purpose of calculating the registration fee in accordance with Rule 457(h) under the Securities Act of 1933 with respect to shares of Common Stock issuable pursuant to the Plan and based upon the
average of the high and low prices of a share of Common Stock as reported on the New York Stock Exchange on September 30, 2005.
In addition, pursuant to Rule 416(c) under the Securities Act of 1933, as amended, this Registration Statement also covers an indeterminate amount of interests to be offered and sold pursuant to the Plan.
PART I
INFORMATION REQUIRED IN SECTION 10(a) PROSPECTUS
The information specified in Part I of Form S-8 is not required to be filed with the Securities and Exchange Commission (the "Commission") either as part of this Registration Statement or as prospectuses or prospectus
supplements pursuant to Note 1 to Part I of Form S-8 and Rule 424 under the Securities Act of 1933, as amended (the "Securities Act"). The information required in the Section 10(a) prospectus is included in the documents being maintained
and delivered by Ameriprise Financial, Inc. (the "Registrant") as required by Part I of Form S-8 and by Rule 428 under the Securities Act.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3.
Incorporation of Documents by Reference.
The following documents, heretofore filed by the Registrant and the Plan with the Commission pursuant to the Securities Exchange Act of 1934, as amended (the "Exchange Act"), are
incorporated herein by reference:
(a)
The Registrant's Registration Statement on Form 10, as amended, as filed with the Commission on August 19, 2005 (the "Form 10 Registration Statement");
(b)
All other reports filed by the Registrant and the Plan pursuant to Section 13(a) or 15(d) of the Exchange Act since the end of the fiscal year covered by the Form 10 Registration Statement; and
(c)
The description of the Registrant's Common Stock contained in the Registrant's Form 10 Registration Statement, including any amendment or report filed for the purpose of updating such
description.
All documents subsequently filed by the Registrant and the Plan pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act subsequent to the date of this Registration Statement and prior to
the filing of a post-effective amendment to this Registration Statement which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this
Registration Statement and to be part hereof from the date of filing such documents. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of
this Registration Statement to the extent that a statement contained herein or in any subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified
or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.
Nothing in this Registration Statement shall be deemed to incorporate information furnished but not filed with the Commission pursuant to Item 2.02 or Item 7.01 of Form 8-K.
2
Item 4.
Description of Securities.
Not applicable
Item 5.
Interests of Named Experts and Counsel.
As of September 30, 2005, John C. Junek, Esq., Executive Vice President and General Counsel of the Registrant, who has rendered the opinion attached hereto as Exhibit 5.1, beneficially owned approximately 5,434
shares of the
Registrant's Common Stock having a fair market value of approximately $196,000. In addition, Mr. Junek holds options to purchase shares of the Registrant's Common Stock granted under the Ameriprise Financial 2005 Incentive Compensation Plan. Mr Junek is also eligible to participate in the Plan.
Item 6.
Indemnification of Directors and Officers.
Under Section 145 of the General Corporation Law of the State of Delaware (the "GCL"), a corporation may indemnify any person who was or is a party, or is threatened to be made a party, to
any action, suit or proceeding, civil or criminal, by reason of the fact that he or she is or was a director or officer of such corporation if such person acted in good faith and in a manner he or she reasonably believed to be in and not opposed to
the best interest of the corporation and, with respect to a criminal action or proceeding, such person had no reasonable cause to believe that his or her conduct was unlawful, except that, in the case of any action or suit by or in the right of the
corporation, no indemnification is permitted if the person shall be adjudged liable to the corporation other than indemnification to the extent that a court shall determine such person is fairly and reasonably entitled to.
Article VI of the Registrant's Amended and Restated Certificate of Incorporation provides, in general, that no director of the Registrant shall be liable to the Registrant or its stockholders for
monetary damages for breach of such director's fiduciary duty as a director, except to the extent that such exemption from liability or limitation thereof is not permitted under the GCL.
Article VI of the Registrant's Amended and Restated Bylaws, provides, in general, for mandatory indemnification of directors and officers of the Registrant to the fullest extent permitted by the
GCL. Notwithstanding the foregoing, in general, the Registrant shall not be obligated to indemnify a director or officer of the Registrant in respect of any proceeding instituted by such director or officer, unless such proceeding has been
authorized by the board of directors of the Registrant.
The Registrant will also maintain a directors' and officers' insurance policy which would insure the officers and directors of the Registrant against any liability asserted against such
person and incurred by such person or on such person's behalf in their respective capacities as officers and directors of the Registrant, or arising out of such person's status as an officer or director of the Registrant, whether or not
the Registrant would have the power to indemnify any such officer or director against such liability under Article VI of the Registrant's Amended and Restated Bylaws.
Under the terms of the Ameriprise Financial 401(k) Plan, to the extent permitted by law, the Registrant shall indemnify the members of the Plan's Administration Committee, its Investment
Committee, its individual Trustees and others to whom fiduciary duties are delegated who are either employees, officers or directors of the Registrant or any of its affiliates against any and all claims, losses, damages, expenses and liabilities
arising from their responsibilities in
3
connection with the Plan which are not covered by insurance (without recourse) paid for by the Registrant or any of its affiliates, unless such claims, losses, damages, expenses or liabilities are determined to be due to gross
negligence or intentional misconduct.
Item 7.
Exemption from Registration Claimed.
Not applicable.
Item 8.
Exhibits.
The following exhibits are filed with or incorporated by reference into this Registration Statement (numbering corresponds to Exhibit Table in Item 601 of Regulation S-K).
Exhibit No.
Document
4.1
Ameriprise Financial 401(k) Plan
4.2
Amended and Restated Certificate of Incorporation of the
Registrant
4.3
Amended and Restated Bylaws of the Registrant
5.1
Opinion of John C. Junek, Esq., Executive Vice President and General Counsel of the Registrant, regarding the validity of the securities being
registered
23.1
Consent of Ernst & Young LLP, Independent Registered Accounting Firm
23.2
Consent of John C. Junek, Esq., Executive Vice President and General
Counsel of the Registrant (included in Exhibit 5.1)
24.1
Power of Attorney (included on signature page)
Pursuant to Item 8(b) of Part II of Form S-8, the undersigned Registrant hereby undertakes to submit the Plan and any amendment thereto to the Internal Revenue Service (the "IRS") in
a timely manner and will make all changes required by the IRS in order to qualify the Plan.
Item 9.
Undertakings.
(a)
The undersigned Registrant hereby undertakes:
(1)
To file, during any period in which offers or sales are being made, a post-
effective amendment to this Registration Statement:
(i)
To include any prospectus required by Section 10(a)(3) of the Securities Act;
(ii)
To reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the Registration Statement; and
(iii)
To include any material information with respect to the plan of distribution not previously disclosed in this Registration Statement or any material change to such information in this Registration Statement;
4
provided, however
, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the information required to be included in a post-effective amendment by those paragraphs
is contained in periodic reports filed with or furnished to the Commission by the Registrant pursuant to Section 13 or 15(d) of the Exchange Act that are incorporated by reference in the Registration Statement.
(2)
That, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities
offered therein, and the offering of such securities at that time shall be deemed to be the initial
bona fide
offering thereof.
(3)
To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
(b)
The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant's annual report pursuant to Section 13(a)
or 15(d) of the Exchange Act (and, where applicable, each filing of an employee benefit plan's annual report pursuant to Section 15(d) of the Exchange Act) that is incorporated by reference in this Registration Statement shall be deemed to be a
new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial
bona fide
offering thereof.
(c)
Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions,
or otherwise, the Registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification
against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director,
officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the
question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue.
5
SIGNATURES
Pursuant to the requirements of the Securities Act, the Registrant certifies that it has reasonable grounds to believe that it meets all the requirements for filing on Form S-8, and has duly caused
this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Minneapolis, State of Minnesota, on the 3
rd
day of October,
2005.
AMERIPRISE FINANCIAL, INC.
/s/ John C. Junek
JOHN C. JUNEK
Executive Vice President and General Counsel
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below on this Registration Statement constitutes and appoints James D. Cracchiolo and John C. Junek, and each of them, each
with full power to act as his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities (unless revoked in writing) to
sign any and all amendments or post-effective amendments related to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto
said attorney-in-fact and agents, full power and authority to do and perform each and every act and thing appropriate or necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person,
hereby ratifying and confirming all that said attorney-in-fact and agents, or their or his or her substitute or substitutes, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this Form S-8 Registration Statement has been signed below by the following persons in the capacities indicated as of the 3rd day of October, 2005.
SIGNATURE
TITLE
Chairman of the Board, President and Chief
Executive Officer (Principal Executive Officer and
Director)
/s/ James M. Cracchiolo
JAMES M. CRACCHIOLO
Executive Vice President and Chief Financial
Officer (Principal Financial Officer)
/s/ Walter S. Berman
WALTER S. BERMAN
6
/s/ David K. Stewart
Vice President and Controller (Chief Accounting
Officer)
DAVID K. STEWART
/s/ Ira D. Hall
Director
IRA D. HALL
/s/ W. Walker Lewis
Director
W. WALKER LEWIS
/s/ Siri S. Marshall
Director
SIRI S. MARSHALL
/s/ Jeff Noddle
Director
JEFF NODDLE
/s/ Richard F. Powers III
Director
RICHARD F. POWERS III
/s/ H. Jay Sarles
Director
H. JAY SARLES
/s/ Robert F. Sharpe, Jr.
Director
ROBERT F. SHARPE, JR.
/s/ William H. Turner
Director
WILLIAM H. TURNER
7
Pursuant to the requirements of the Securities Act, the trustees (or other persons who administer the employee benefit plan) have duly caused this registration statement to be signed on its behalf by
the undersigned, thereunto duly authorized, in the City of Minneapolis, State of Minnesota, on the 3
rd
day of October, 2005.
AMERIPRISE FINANCIAL 401(K) PLAN
/s/ Martin S. Solhaug
MARTIN S. SOLHAUG
Vice President, Compensation & Benefits, Human Resources
8
EXHIBIT INDEX
Exhibit
Description
Method of Filing
Number
4.1
Ameriprise Financial 401(k) Plan
Filed herewith
4.2
Amended and Restated Certificate of Incorporation of the
Registrant
Filed as Exhibit 4.2 to
the Registrant's
Registration Statement  on
Form S-8
with respect to the Ameriprise
Financial 2005 Incentive
Compensation Plan
filed on
October 3, 2005
and incorporated
herein by reference
4.3
Amended and Restated Bylaws of the Registrant
Filed as Exhibit 4.3 to
the Registrant's
Registration Statement on
Form S-8
with respect to  the Ameriprise
Financial 2005 Incentive
Compensation Plan
filed on
October 3, 2005
and incorporated
herein by reference
5.1
Opinion of John C. Junek, Esq., Executive Vice Presidentand General Counsel of the Registrant, regarding the
validity of securities being registered
Filed herewith
23.1
Consent of Ernst & Young LLP, Independent Registered Accounting Firm
Filed herewith
23.2
Consent of John C. Junek, Esq., Executive Vice Presiden
and General Counsel of the Registrant (included in Exhibit
5.1)
Filed herewith
24.1
Power of Attorney (included on signature page)
Filed herewith